Marcum Wealth, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 8, 2024), Marcum Wealth, LLC reported 375 stock positions worth $1.1 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 17.7% of the portfolio, followed by Schwab US Large-Cap ETF (SCHX, 8.1%) and Vanguard Ftse Developed ETF (VEA, 6.1%). Compared with Q2 2024, it opened 38 new positions, sold out of 13, added to 137 and reduced 177. The biggest buy was Innovator U.S. Equity Buffer (BJUL, shares +268%) and the biggest sale Innovator U.S. Equity Buffer (BJAN, shares −77%).

Most Recent 13F
Q1 2025
Location
CLEVELAND, OH
CIK
0001784450
Portfolio Value
$1.1B (Q3 2024)
SEC Filing
0001784450-24-000006 ↗ filed Oct 8, 2024

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $985.7M Q1 2024 Q2 2024: $996.6M Q2 2024 Q3 2024: $1.1B $1.1B Q3 2024 Q4 2024: $1.2B Q4 2024 Q1 2025: $1.2B Q1 2025

Holdings 375 stocks · $1.1B
IVV iShares Core S&P 500 ETF 17.69% 329,805 $190.2M Add +2.5%
SCHX Schwab US Large-Cap ETF 8.09% 1,281,656 $87.0M Reduce -3.1%
VEA Vanguard Ftse Developed ETF 6.11% 1,244,394 $65.7M Add +2.6%
SCHA Schwab US Small-Cap ETF 5.30% 1,106,494 $57.0M Reduce -1.8%
VWO Vanguard Ftse Emerging Marke 4.76% 1,070,044 $51.2M Add +2.7%
IEFA iShares Core MSCI Eafe ETF 4.42% 609,126 $47.5M Reduce -0.5%
VB Vanguard Most SM-Cap ETF-Usd 4.15% 188,103 $44.6M Reduce -0.8%
IJR iShares Core S&P Small-Cap E 3.25% 298,702 $34.9M Add +8.9%
AAPL Apple Inc. 1.99% 91,734 $21.4M Add +0.7%
MSFT Microsoft Corp. 1.96% 48,896 $21.0M Add +1.1%
XMPT Vaneck Cef Muni Income ETF 1.94% 902,599 $20.9M Reduce -1.4%
IEMG iShares Core MSCI Emerging 1.60% 300,016 $17.2M Add +0.2%
AGG iShares Core U.S. Aggregate 1.56% 165,605 $16.8M Add +4.9%
VOO Vanguard S&P 500 ETF 1.44% 29,258 $15.4M Add +2.9%
UPS United Parcel Service Class B 1.38% 109,215 $14.9M Reduce -0.5%
PGR Progressive Corp. 1.12% 47,528 $12.1M Reduce -0.1%
NVDA Nvidia Corp. 0.95% 83,952 $10.2M Reduce -1.4%
VGLT Vanguard Long-Term Treasury 0.87% 151,937 $9.4M Add +12.0%
QQQ Invesco QQQ Trust Series 1 0.86% 18,961 $9.3M Add +1.6%
VUG Vanguard Mrngstar GR ETF-Sui 0.74% 20,787 $8.0M Reduce -1.8%
JPM JPMorgan Chase & Co. 0.68% 34,557 $7.3M Reduce -0.2%
AMZN Amazon.com Inc. 0.66% 37,810 $7.0M Add +5.5%
BJUL Innovator U.S. Equity Buffer 0.63% 156,208 $6.8M Add +267.7%
VIG Vanguard Dividend Apprec ETF 0.58% 31,264 $6.2M Reduce -0.2%
VNQ Vanguard Real Estate ETF 0.48% 53,506 $5.2M Add +12.9%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.41% 16,555 $4.4M Add +1.5%
SPYV SS SPDR P S&P 500 Value ETF 0.41% 82,525 $4.4M No change
IWF iShares Russell 1000 Growth 0.40% 11,575 $4.3M Reduce -1.2%
PH Parker Hannifin Corp. 0.38% 6,494 $4.1M Reduce -0.6%
BRK.B Berkshire Hathaway Inc. Class B 0.38% 8,851 $4.1M Add +2.5%
XOM Exxon Mobil Corp. 0.36% 33,043 $3.9M Add +1.7%
META Meta Platforms Inc. Class A 0.34% 6,448 $3.7M Add +3.6%
HEI.A Heico Corp. Class A 0.34% 18,095 $3.7M Reduce -0.0%
JMBS Janus Henderson Mortg Backed 0.34% 78,908 $3.7M Add +9.1%
AVGO Broadcom Inc. 0.34% 20,979 $3.6M Reduce -0.7%
GOOGL Alphabet Inc. Class A 0.33% 21,710 $3.6M Add +3.1%
MMIN Nylim Mackay Muni Insured Et filed as NEW YORK LIFE INVTS ACTIVE E 0.32% 140,916 $3.5M Add +10.1%
DFIS Dimensional International SM 0.29% 117,464 $3.2M Add +3.8%
GOOG Alphabet Inc. Class C 0.28% 18,156 $3.0M Add +2.4%
VTV Vanguard Mrngstr Val ETF-Aui 0.28% 17,206 $3.0M Reduce -6.7%
VTEB Vanguard Tax-Exempt Bond ETF 0.28% 57,867 $3.0M Add +0.6%
MO Altria Group Inc. 0.27% 56,794 $2.9M Add +1.9%
IJH iShares Core S&P Midcap ETF 0.27% 46,267 $2.9M Add +53.7%
V Visa Inc. Class A 0.27% 10,458 $2.9M Add +3.5%
LLY Eli Lilly & Co. 0.26% 3,144 $2.8M Add +8.5%
UNH Unitedhealth Group Inc. 0.25% 4,625 $2.7M Reduce -5.3%
CVX Chevron Corp. 0.25% 17,962 $2.6M Reduce -6.4%
HD Home Depot Inc. 0.24% 6,393 $2.6M Reduce -0.3%
GTO Invesco Total Return Bond Et 0.24% 53,275 $2.6M Add +4.0%
PG The Procter & Gamble Co. 0.22% 13,672 $2.4M Add +1.2%
ORCL Oracle Corp. 0.21% 13,082 $2.2M Reduce -3.7%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.21% 10,075 $2.2M Add +11.8%
USHY iShares Broad Usd High Yield 0.20% 58,519 $2.2M Add +38.4%
XLK SS Technology Select Sector 0.20% 9,436 $2.1M Reduce -6.0%
DFAT Dimensional US Target Value 0.20% 38,237 $2.1M Add +0.3%
MRK Merck & Co. Inc. 0.19% 18,442 $2.1M Reduce -5.7%
KJAN Innovator U.S. Small Cap Pow 0.19% 56,367 $2.1M Reduce -0.8%
DFAC Dimensional US Core Equity 2 0.19% 60,832 $2.1M Add +0.2%
WMT Walmart Inc. 0.19% 25,536 $2.1M Add +1.2%
HEI Heico Corp. 0.19% 7,652 $2.0M No change
ABBV Abbvie Inc. 0.18% 9,752 $1.9M Reduce -3.5%
PM Philip Morris International 0.18% 15,852 $1.9M Reduce -4.2%
GS Goldman Sachs Group Inc. 0.18% 3,833 $1.9M Add +1.3%
MCD McDonald's Corp. 0.17% 6,180 $1.9M Reduce -4.1%
TSLA Tesla Inc. 0.17% 7,154 $1.9M Reduce -2.7%
BX Blackstone Inc. 0.17% 11,605 $1.8M Reduce -4.3%
JNJ Johnson & Johnson 0.16% 10,669 $1.7M Reduce -5.6%
BA The Boeing Co. 0.15% 10,850 $1.6M Add +10.3%
XLV SS Health Care Select Sector 0.15% 10,688 $1.6M Reduce -10.7%
DFUS Dimensional US Eq MKT ETF 0.15% 25,896 $1.6M Add +0.2%
BJAN Innovator U.S. Equity Buffer 0.15% 34,381 $1.6M Reduce -76.9%
GSLC Goldman Activebeta US LC ETF 0.15% 13,834 $1.6M Reduce -1.5%
IYW iShares Ustechnology ETF 0.14% 10,226 $1.6M Reduce -3.0%
USMV iShares MSCI USA Min Vol Fac 0.14% 16,964 $1.5M Reduce -20.9%
ETN Eaton Corp. PLC 0.14% 4,664 $1.5M No change
PEP Pepsico Inc. 0.14% 9,086 $1.5M Add +2.1%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.14% 6,296 $1.5M No change
DFUV Dimensional US Marketwide Va 0.14% 35,244 $1.5M Add +0.4%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.14% 36,946 $1.5M Reduce -2.6%
CMCSA Comcast Corp. Class A 0.13% 34,521 $1.4M Reduce -3.1%
MA Mastercard Inc. Class A 0.13% 2,912 $1.4M Add +1.9%
AMGN Amgen Inc. 0.13% 4,452 $1.4M Add +1.5%
XLF SS Financial Select Sector 0.13% 31,024 $1.4M Add +25.4%
BNDX Vanguard Total Intl Bond ETF 0.13% 27,096 $1.4M Reduce -5.0%
ISRG Intuitive Surgical Inc. 0.12% 2,689 $1.3M Add +1.1%
VZ Verizon Communications Inc. 0.12% 29,024 $1.3M Reduce -7.4%
IWD iShares Russell 1000 Value E 0.12% 6,860 $1.3M Reduce -2.4%
AMT American Tower Corp. 0.12% 5,537 $1.3M Reduce -1.4%
KO The Coca-Cola Co. 0.12% 17,764 $1.3M Reduce -0.1%
BSV Vanguard Short-Term Bond ETF 0.12% 16,024 $1.3M Reduce -5.2%
SCHD Schwab US DVD Equity ETF 0.12% 14,684 $1.2M Add +21.3%
CMG Chipotle Mexican Grill Inc. 0.11% 20,695 $1.2M Reduce -1.4%
SPY SS SPDR S&P 500 ETF Trust-US 0.11% 2,070 $1.2M No change
MTUM iShares MSCI USA Momentum Fa 0.11% 5,849 $1.2M Reduce -0.1%
NFLX Netflix Inc. 0.11% 1,631 $1.2M Add +5.3%
BSVO EA Bridgeway Omni Sm-Cp Val 0.11% 51,419 $1.1M No change
WMB Williams Cos Inc. 0.10% 24,595 $1.1M Reduce -6.0%
CSCO Cisco Systems Inc. 0.10% 20,627 $1.1M Reduce -8.1%
KRG Kite Realty Group Trust 0.10% 40,855 $1.1M Add +1.4%
LMT Lockheed Martin Corp. 0.10% 1,848 $1.1M Add +2.3%
CB Chubb Ltd. 0.10% 3,721 $1.1M Reduce -1.4%
RTX RTX Corp. 0.10% 8,759 $1.1M Reduce -2.6%
T AT&T Inc. 0.10% 48,145 $1.1M Reduce -4.6%
VTI VG Morningstar TS MKT ETF-US 0.10% 3,705 $1.0M Reduce -0.1%
CAT Caterpillar Inc. 0.10% 2,649 $1.0M Add +3.4%
VYM Vanguard High DVD Yield ETF 0.10% 8,039 $1.0M Reduce -2.0%
PFE Pfizer Inc. 0.10% 35,535 $1.0M Reduce -5.2%
PNC PNC Financial Services Group 0.10% 5,547 $1.0M Reduce -0.4%
AXP American Express Co. 0.09% 3,747 $1.0M Add +35.5%
VONG Vanguard Russell 1000 Growth 0.09% 10,440 $1.0M Reduce -6.3%
TSM Taiwan Semiconductor-SP ADR 0.09% 5,767 $1.0M Add +24.2%
SPAB SS SPDR P Agg Bond ETF 0.09% 38,273 $1.0M Reduce -4.4%
NKE Nike Inc. Class B 0.09% 11,166 $987K Add +0.2%
BLK BlackRock Finance Inc. 0.09% 1,026 $975K Add +9.4%
SPGI S&P Global Inc. 0.09% 1,886 $974K Reduce -0.1%
DFIV Dimensional International Va 0.09% 25,220 $960K Add +0.5%
SBUX Starbucks Corp. 0.09% 9,538 $930K Add +0.3%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.09% 9,643 $928K Reduce -8.7%
WFC Wells Fargo & Co. 0.09% 16,410 $927K Reduce -1.9%
DUK Duke Energy Corp. 0.09% 7,936 $915K Reduce -6.1%
EFV iShares MSCI Eafe Value ETF 0.08% 15,816 $910K Reduce -0.7%
OKE Oneok Inc. 0.08% 9,947 $906K Add +1.8%
XLY SS Consumer Disc Select Sect 0.08% 4,468 $895K Add +4.3%
BMY Bristol-Myers Squibb Co. 0.08% 17,139 $887K Add +8.2%
GM General Motors Co. 0.08% 19,674 $882K Reduce -5.9%
CRM Salesforce Inc. 0.08% 3,129 $856K Add +3.8%
TXN Texas Instruments Inc. 0.08% 4,140 $855K Reduce -22.4%
SHOP Shopify Inc. Class A 0.08% 10,667 $855K Add +0.2%
ENB Enbridge Inc. 0.08% 20,940 $850K Add +3.8%
IWR iShares Russell Mid-Cap ETF 0.08% 9,596 $846K Reduce -9.0%
VONV Vanguard Russell 1000 Value 0.08% 10,131 $844K Reduce -2.4%
HON Honeywell International Inc. 0.08% 4,074 $842K Add +0.8%
PLD Prologis Inc. 0.08% 6,462 $816K Add +18.7%
COST Costco Wholesale Corp. 0.07% 904 $801K Add +0.7%
INTU Intuit Inc. 0.07% 1,279 $794K Reduce -25.3%
XLC SS Comm Select Sector SPDR 0.07% 8,761 $792K Reduce -30.7%
ACN Accenture PLC Class A 0.07% 2,236 $790K Add +12.0%
MDT Medtronic PLC 0.07% 8,646 $778K Reduce -10.5%
NEE Nextera Energy Inc. 0.07% 9,109 $770K Reduce -9.9%
KJUL Innovator U.S. Small Cap Pow 0.07% 26,393 $769K Add +40.7%
VGT Vanguard Info Tech ETF 0.07% 1,294 $759K Reduce -3.3%
LECO Lincoln Electric Holdings 0.07% 3,901 $749K Reduce -0.2%
HBAN Huntington Bancshares Inc. 0.07% 49,899 $734K Reduce -1.1%
XLP SS Consumer Staples Sel Sect 0.07% 8,743 $726K Add +24.5%
JEPI JPMorgan Equity Premium Inco 0.07% 12,070 $718K Reduce -7.7%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.07% 6,051 $711K Reduce -14.7%
TGT Target Corp. 0.07% 4,554 $710K Add +4.3%
WEC WEC Energy Group Inc. 0.06% 7,225 $695K Add +9.2%
UNP Union Pacific Corp. 0.06% 2,795 $689K Add +4.4%
TRV The Travelers Cos Inc. 0.06% 2,940 $688K Reduce -2.2%
TMO Thermo Fisher Scientific Inc. 0.06% 1,108 $685K Reduce -5.1%
SHW The Sherwin-Williams Co. 0.06% 1,774 $677K Add +1.1%
USXF iShares ESG Advance MSCI USA 0.06% 13,485 $662K Reduce -2.8%
ABT Abbott Laboratories 0.06% 5,671 $647K Add +7.7%
MAR Marriott International Class A 0.06% 2,569 $639K Reduce -0.7%
IWS iShares Russell Mid-Cap Valu 0.06% 4,804 $635K No change
FCX Freeport-McMoran Inc. 0.06% 12,707 $634K Add +15.5%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.06% 3,779 $634K No change
LIN Linde PLC 0.06% 1,322 $630K Add +0.8%
SCHW Schwab (charles) Corp. 0.06% 9,709 $629K Add +1.2%
VEU Vanguard Ftse All-World Ex-U 0.06% 9,963 $628K Add +1.6%
IWM iShares Russell 2000 ETF 0.06% 2,819 $623K Reduce -4.2%
BIV Vanguard Intermediate-Term B 0.06% 7,942 $622K Reduce -5.7%
EIX Edison International 0.06% 7,101 $618K Add +4.3%
MPC Marathon Petroleum Corp. 0.06% 3,782 $616K Reduce -1.5%
BLV Vanguard Long-Term Bond ETF 0.06% 8,181 $615K Reduce -11.9%
VMBS Vanguard Mortgage-Backed Sec 0.06% 12,923 $610K Reduce -18.1%
DHR Danaher Corp. 0.06% 2,183 $607K Reduce -0.6%
ADBE Adobe Inc. 0.06% 1,152 $596K Add +4.4%
GE General Electric filed as GE AEROSPACE 0.06% 3,144 $593K Add +7.6%
EQIX Equinix Inc. 0.05% 658 $584K Reduce -10.1%
AZN Astrazeneca PLC-Spons ADR 0.05% 7,457 $581K Reduce -16.0%
ADP Automatic Data Processing 0.05% 2,081 $576K Reduce -6.8%
NOW ServiceNow Inc. 0.05% 635 $568K Add +0.5%
AMD Advanced Micro Devices 0.05% 3,444 $565K Add +9.8%
VRTX Vertex Pharmaceuticals Inc. 0.05% 1,204 $560K Add +2.2%
TMUS T-Mobile US Inc. 0.05% 2,699 $557K Add +2.8%
EMR Emerson Electric Co. 0.05% 5,092 $557K Reduce -3.5%
DGRO iShares Core Dividend Growth 0.05% 8,835 $554K Reduce -6.1%
NOC Northrop Grumman Corp. 0.05% 1,048 $554K Reduce -6.2%
LOW Lowe's Cos Inc. 0.05% 2,037 $552K Reduce -1.6%
MS Morgan Stanley 0.05% 5,257 $548K Add +10.6%
TFC Truist Financial Corp. 0.05% 12,809 $548K Reduce -5.0%
UL Unilever PLC 0.05% 8,389 $545K Reduce -7.8%
BIL SS SPDR BB 1-3M T-Bill ETF 0.05% 5,819 $534K Reduce -26.6%
QUAL iShares MSCI USA Quality Fac 0.05% 2,958 $530K Reduce -7.9%
SAP Sap SE-Sponsored ADR 0.05% 2,312 $530K Reduce -1.8%
PECO Phillips Edison & Company Inc. 0.05% 14,026 $529K Reduce -2.2%
FUN Six Flags Entertainment Corp. 0.05% 12,959 $522K New
ETR Entergy Corp. 0.05% 3,957 $521K Add +0.1%
MSI Motorola Solutions Inc. 0.05% 1,152 $518K Reduce -20.2%
FNB FNB Corp. 0.05% 36,204 $511K Add +0.0%
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.05% 37,221 $508K Add +2.5%
GPC Genuine Parts Co. 0.05% 3,627 $507K Reduce -3.4%
MU Micron Technology Inc. 0.05% 4,878 $506K Reduce -3.5%
IVW iShares S&P 500 Growth ETF 0.05% 5,214 $499K No change
CEG Constellation Energy 0.05% 1,916 $498K Reduce -1.8%
EPD Enterprise Products Partners 0.05% 17,042 $496K Reduce -0.1%
LAMR Lamar Advertising Co. Class A 0.05% 3,704 $495K Reduce -5.5%
MOTI Vaneck Mstar Int Moat ETF 0.05% 14,065 $493K Reduce -0.7%
ICE Intercontinental Exchange Inc. 0.05% 3,046 $489K Add +6.9%
USB US Bancorp 0.05% 10,690 $489K Reduce -0.7%
SCHG Schwab US Large-Cap Growth 0.05% 4,682 $488K Reduce -28.3%
MDLZ Mondelez International Inc. Class A 0.05% 6,586 $485K Reduce -3.2%
GILD Gilead Sciences Inc. 0.04% 5,753 $482K Add +26.6%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.04% 1,830 $482K Reduce -2.7%
CME Cme Group Inc. 0.04% 2,159 $476K Reduce -20.2%
CVS CVS Health Corp. 0.04% 7,440 $468K Reduce -6.2%
TEL Te Connectivity PLC 0.04% 3,093 $467K Reduce -2.4%
EMXC iShares MSCI Emr MRK Ex Chna 0.04% 7,641 $467K Reduce -1.2%
RACE Ferrari NV 0.04% 988 $464K Add +8.1%
NVO Novo-Nordisk A/S-Spons ADR 0.04% 3,897 $464K Add +2.7%
CI The Cigna Group 0.04% 1,337 $463K Reduce -2.9%
CORT Corcept Therapeutics Inc. 0.04% 10,000 $463K Reduce -0.1%
KEY Keycorp 0.04% 27,627 $463K Reduce -22.1%
ITOT iShares Core S&P Total U.S. 0.04% 3,661 $460K No change
EOG EOG Resources Inc. 0.04% 3,689 $453K Add +10.7%
IYG iShares U.S. Financial Servi 0.04% 6,381 $453K Reduce -0.6%
APD Air Products & Chemicals Inc. 0.04% 1,492 $444K Add +1.4%
VPL Vanguard Ftse Pacific ETF 0.04% 5,603 $439K Reduce -13.3%
DFAS Dimensional US Small Cap ETF 0.04% 6,769 $439K Add +0.3%
ASML ASML Holding NV-NY Reg SHS 0.04% 525 $437K Add +4.6%
IGLB iShares 10+ Year Inv GR Corp. 0.04% 8,114 $435K Reduce -34.6%
D Dominion Energy Inc. 0.04% 7,463 $431K Reduce -6.6%
QCOM Qualcomm Inc. 0.04% 2,529 $430K Add +8.6%
COP Conocophillips 0.04% 4,029 $424K Reduce -3.7%
FIS Fidelity National Info Serv 0.04% 4,948 $414K Add +6.0%
BBCA JPMorgan Betabuilders Canada 0.04% 5,600 $405K Reduce -1.0%
AVY Avery Dennison Corp. 0.04% 1,820 $402K Reduce -0.9%
AMAT Applied Materials Inc. 0.04% 1,987 $401K Reduce -5.4%
ADI Analog Devices Inc. 0.04% 1,683 $387K Reduce -4.6%
O Realty Income Corp. 0.04% 6,050 $384K Add +9.1%
PPA Invesco Aerospace & Defense 0.04% 3,335 $383K No change
GLW Corning Inc. 0.04% 8,406 $380K Add +4.8%
XLE SS Energy Select Sector 0.04% 4,313 $379K Reduce -0.5%
EMBJ Embraer SA-Spon ADR 0.03% 10,537 $373K Add +5.4%
PANW Palo Alto Networks Inc. 0.03% 1,080 $369K Add +17.3%
WM Waste Management Inc. 0.03% 1,754 $364K Add +3.1%
BKNG Booking Holdings Inc. 0.03% 86 $363K Reduce -6.5%
GSK GSK PLC-Spon ADR 0.03% 8,775 $359K Add +5.2%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.03% 4,438 $359K Reduce -9.7%
SRE Sempra 0.03% 4,284 $358K Add +6.6%
CL Colgate-Palmolive Co. 0.03% 3,446 $358K Add +1.7%
BP BP PLC-Spons ADR 0.03% 11,361 $357K Reduce -8.4%
FE Firstenergy Corp. 0.03% 7,997 $355K Reduce -0.4%
WTRG Essential Utilities Inc. 0.03% 9,133 $352K Reduce -0.9%
AEP American Electric Power 0.03% 3,417 $351K Reduce -12.9%
TD Toronto-Dominion Bank 0.03% 5,528 $350K No change
COF Capital One Financial Corp. 0.03% 2,332 $349K Add +1.6%
DEO Diageo PLC-Sponsored ADR 0.03% 2,488 $349K Add +19.7%
HDUS Hartford Discip Eqty ETF 0.03% 6,263 $348K Reduce -20.2%
BOXX Alpha Architect 1-3 MNTH Box 0.03% 3,185 $347K Add +13.1%
IAI iShares U.S. Broker-Dealers 0.03% 2,697 $347K Reduce -2.4%
FSCO FS Credit Opportunities Corp. 0.03% 54,106 $344K No change
ADSK Autodesk Inc. 0.03% 1,247 $344K Add +6.6%
UBER Uber Technologies Inc. 0.03% 4,546 $342K Add +4.0%
PRU Prudential Financial Inc. 0.03% 2,796 $339K Add +0.5%
KMI Kinder Morgan Inc. 0.03% 15,302 $338K Reduce -0.7%
XLRE SS Real Estate Select Sector 0.03% 7,501 $335K New
SNY Sanofi-ADR 0.03% 5,810 $335K Reduce -2.2%
YUM Yum! Brands Inc. 0.03% 2,383 $333K Reduce -3.8%
FISV Fiserv Inc. 0.03% 1,850 $332K Reduce -2.3%
IWB iShares Russell 1000 ETF 0.03% 1,056 $332K No change
SYK Stryker Corp. 0.03% 912 $330K Reduce -3.4%
SDY SS SPDR S&P Dividend ETF 0.03% 2,319 $329K Reduce -1.3%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.03% 5,989 $329K Reduce -0.3%
WELL Welltower Inc. 0.03% 2,530 $324K Add +3.0%
MCK McKesson Corp. 0.03% 653 $323K Reduce -13.2%
TSCO Tractor Supply Company 0.03% 1,095 $319K Reduce -22.4%
DE Deere & Co. 0.03% 758 $316K Reduce -32.8%
OMC Omnicom Group 0.03% 3,042 $315K Reduce -1.8%
C Citigroup Inc. 0.03% 5,005 $313K Reduce -8.3%
CRWD CrowdStrike Holdings Inc. Class A 0.03% 1,117 $313K Add +1.7%
MET Metlife Inc. 0.03% 3,785 $312K Add +12.0%
AIG American International Group 0.03% 4,258 $312K Reduce -15.6%
VHT Vanguard Health Care ETF 0.03% 1,085 $306K No change
KMB Kimberly-Clark Corp. 0.03% 2,152 $306K Reduce -2.9%
PEG Public Service Enterprise GP 0.03% 3,426 $306K Reduce -8.3%
CTAS Cintas Corp. 0.03% 1,482 $305K Add +0.9%
PAVE Global X US Infrastructure 0.03% 7,407 $305K New
MRSH Marsh & McLennan Cos 0.03% 1,362 $304K Reduce -14.4%
F Ford Motor Co. filed as FORD MTR CO 0.03% 28,697 $303K Reduce -2.8%
BND Vanguard Total Bond Market 0.03% 4,021 $302K Reduce -4.3%
LHX L3HARRIS Technologies Inc. 0.03% 1,267 $301K Add +1.3%
FDX FedEx Corp. 0.03% 1,095 $300K Add +5.6%
JCI Johnson Controls Internation 0.03% 3,835 $298K Add +3.2%
KLAC KLA Corp. 0.03% 384 $297K Add +4.1%
ESGD iShares Trust iShares ESG Aw 0.03% 3,511 $296K Add +0.7%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.03% 1,464 $294K Add +0.8%
CDNS Cadence Design SYS Inc. 0.03% 1,079 $292K Reduce -7.9%
BDX Becton Dickinson and Co. 0.03% 1,211 $292K Add +2.1%
SILA Sila Realty Trust Inc. 0.03% 11,514 $291K New
XLI SS Industrial Select Sector 0.03% 2,139 $290K No change
CTVA Corteva Inc. 0.03% 4,875 $287K Reduce -2.4%
JIVE JPM Interntl Value ETF filed as J P MORGAN EXCHANGE TRADED F 0.03% 4,781 $286K New
GD General Dynamics Corp. 0.03% 944 $285K Reduce -1.6%
MDY State Street SPDR S&P Midcap 0.03% 499 $284K Add +0.4%
PYPL PayPal Holdings Inc. 0.03% 3,639 $284K New
HPE Hewlett Packard Enterprise 0.03% 13,825 $283K New
PHM Pultegroup Inc. 0.03% 1,961 $281K Reduce -8.1%
JXN Jackson Financial Inc. Class A 0.03% 3,056 $279K New
MKL Markel Group Inc. 0.03% 177 $278K Add +7.3%
BABA Alibaba Group Holding-SP ADR 0.03% 2,606 $277K New
BAX Baxter International Inc. 0.03% 7,197 $273K New
VONE Vanguard Russell 1000 0.03% 1,049 $273K No change
ELV Elevance Health Inc. 0.03% 516 $268K Reduce -7.0%
VTWO Vanguard Russell 2000 ETF 0.02% 2,961 $265K Reduce -1.1%
AMP Ameriprise Financial Inc. 0.02% 559 $263K Reduce -1.1%
HII Huntington Ingalls Industrie 0.02% 990 $262K Add +9.4%
EXC Exelon Corp. 0.02% 6,450 $262K Reduce -6.1%
SO The Southern Co. 0.02% 2,896 $261K Reduce -13.0%
APO Apollo Global Management Inc. 0.02% 2,080 $260K Reduce -11.6%
PPL PPL Corp. 0.02% 7,845 $260K Reduce -0.6%
LYG Lloyds Banking Group PLC-ADR 0.02% 82,986 $259K Add +0.3%
ZTS Zoetis Inc. 0.02% 1,317 $257K Add +0.1%
CBRE CBRE Group Inc. Class A 0.02% 2,061 $257K New
TTE Totalenergies SE -Spon ADR 0.02% 3,966 $256K Add +0.7%
JPMB JPMorgan Usd Emerging Market 0.02% 6,304 $256K New
SHEL Shell PLC-ADR 0.02% 3,859 $254K Reduce -5.7%
PTLC Pacer Trendpilot US Large Ca 0.02% 4,818 $253K Reduce -20.0%
SPYM Ste STR SPDR PT S&P 500 ETF 0.02% 3,737 $252K New
SYY Sysco Corp. 0.02% 3,228 $252K Reduce -12.3%
HCA HCA Healthcare Inc. 0.02% 616 $250K Reduce -1.1%
XSD SS SPDR S&P Semiconductor 0.02% 1,040 $250K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.02% 1,396 $249K Add +0.5%
DMXF iShares ESG Advanc MSCI Eafe 0.02% 3,425 $247K Add +1.1%
AEE Ameren Corporation 0.02% 2,811 $246K Reduce -4.3%
HDV iShares Core High Dividend E 0.02% 2,043 $240K No change
IEF iShares 7-10 Year Treasury B 0.02% 2,435 $239K Add +3.0%
EVRG Evergy Inc. 0.02% 3,833 $238K New
XYL Xylem Inc. 0.02% 1,759 $238K No change
LH Labcorp Holdings Inc. 0.02% 1,039 $232K New
ORLY O'reilly Automotive Inc. 0.02% 201 $231K Reduce -2.4%
BBY Best Buy Co. Inc. 0.02% 2,214 $229K New
DFAX Dimensional World Ex US Core 0.02% 8,388 $227K Add +0.2%
WDAY Workday Inc. Class A 0.02% 925 $226K New
EMN Eastman Chemical Co. 0.02% 2,009 $225K New
MCO Moody's Corp. 0.02% 471 $224K New
TDIV FT Nasdaq Tech DVD Index FD 0.02% 2,781 $223K New
NVS Novartis AG-Sponsored ADR 0.02% 1,937 $223K Reduce -4.7%
XEL Xcel Energy Inc. 0.02% 3,386 $221K New
SMH Vaneck Semiconductor ETF 0.02% 896 $220K Reduce -0.2%
BTI British American Tob-SP ADR 0.02% 6,002 $220K New
TRP TC Energy Corp. 0.02% 4,617 $220K New
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.02% 211 $219K Reduce -5.8%
CCI Crown Castle Inc. 0.02% 1,844 $219K New
HLN Haleon PLC-ADR 0.02% 20,640 $218K Add +1.8%
AES AES Corp. 0.02% 10,874 $218K Reduce -3.2%
VICI Vici Properties Inc. filed as VICI PPTYS INC 0.02% 6,497 $216K New
VMC Vulcan Materials Co. 0.02% 854 $214K Add +5.7%
IHI iShares U.S. Medical Devices 0.02% 3,601 $213K Reduce -1.2%
MMM 3M Co. 0.02% 1,556 $213K New
REGN Regeneron Pharmaceuticals 0.02% 202 $212K Add +4.7%
RELX Relx PLC - Spon ADR 0.02% 4,463 $212K Reduce -5.3%
VST Vistra Corp. 0.02% 1,782 $211K New
CARR Carrier Global Corp. 0.02% 2,616 $211K New
HYMB SS SPDR N Ice HY Muni ETF 0.02% 8,010 $210K New
HIG Hartford Insurance Group Inc. 0.02% 1,780 $209K New
NGG National Grid PLC-SP ADR 0.02% 2,996 $209K New
PSA Public Storage 0.02% 570 $207K New
CTSH Cognizant Tech Solutions-A 0.02% 2,637 $204K New
INTC Intel Corp. 0.02% 8,674 $203K Reduce -35.8%
DLR Digital Realty Trust Inc. 0.02% 1,254 $203K New
HLT Hilton Worldwide Holdings Inc. 0.02% 880 $203K New
HOLX Hologic Inc. 0.02% 2,483 $202K New
PSCI Invesco S&P Smallcap Industr 0.02% 1,515 $200K New
ET Energy Transfer LP 0.02% 12,286 $197K Reduce -5.2%
CGBD Carlyle Secured Lending Inc. 0.02% 11,314 $192K No change
GNW Genworth Financial Inc. 0.01% 20,035 $137K Reduce -0.2%
VTRS Viatris Inc. 0.01% 11,206 $130K Add +0.8%
AMCR Amcor PLC 0.01% 10,076 $114K Reduce -27.5%
DNN Denison Mines Corp. 0.01% 50,000 $92K No change
OPEN Opendoor Technologies Inc. 0.00% 20,477 $41K Add +0.2%
NEUROONE MED TECHNOLOGIES CO 0.00% 12,000 $12K New
TRX TRX Gold Corp. 0.00% 25,000 $10K No change
Other holdings (40): bonds, preferreds, convertibles and warrants · $998K (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 328$421KAdd +0.6%
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) NOTE 3/1 · principal 29,000$25KAdd +20.8%
SNAP INC (SNAP 0.75 08/01/26) NOTE 0.750% 8/0 · principal 26,000$25KAdd +85.7%
AFFIRM HOLDINGS INC (AFRM 0 11/15/26) NOTE 11/1 · principal 27,000$24KNo change
ITRON INC (ITRI 0 03/15/26) NOTE 3/1 · principal 22,000$23KAdd +69.2%
DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) NOTE 12/0 · principal 26,000$23KNo change
DEXCOM INC (DXCM 0.375 05/15/28) NOTE 0.375% 5/1 · principal 26,000$23KNew
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) NOTE 1.000%12/0 · principal 26,000$19KAdd +116.7%
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal 17,000$19KReduce -43.3%
COINBASE GLOBAL INC (COIN 0.5 06/01/26) NOTE 0.500% 6/0 · principal 19,000$19KNew
IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) NOTE 4/0 · principal 18,000$18KAdd +12.5%
NEOGENOMICS INC (NEO 0.25 01/15/28) NOTE 0.250% 1/1 · principal 21,000$17KNo change
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) NOTE 2.875% 3/1 · principal 16,000$17KNo change
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal 14,000$17KNew
EXACT SCIENCES CORP (EXAS 0.375 03/01/28) NOTE 0.375% 3/0 · principal 17,000$16KReduce -34.6%
AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) NOTE 0.375% 9/0 · principal 15,000$15KNo change
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) NOTE 3.625% 6/1 · principal 15,000$15KNew
CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) NOTE 4.250% 8/1 · principal 15,000$15KNew
TELADOC HEALTH INC (TDOC 1.25 06/01/27) NOTE 1.250% 6/0 · principal 17,000$15KNo change
ALLIANT ENERGY CORP (LNT 3.875 03/15/26) NOTE 3.875% 3/1 · principal 14,000$15KNo change
INSULET CORPORATION (PODD 0.375 09/01/26) NOTE 0.375% 9/0 · principal 12,000$14KReduce -14.3%
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal 13,000$13KReduce -7.1%
EVOLENT HEALTH INC (EVH 1.5 10/15/25) NOTE 1.500%10/1 · principal 12,000$13KReduce -14.3%
CABLE ONE INC (CABO 1.125 03/15/28) NOTE 1.125% 3/1 · principal 15,000$12KNew
PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) NOTE 1.750%12/1 · principal 13,000$12KNew
PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) NOTE 2.750% 5/1 · principal 11,000$12KNew
NCL CORPORATION LTD (NCLH 1.125 02/15/27) NOTE 1.125% 2/1 · principal 12,000$12KNew
BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) NOTE 2.500% 3/1 · principal 11,000$11KNew
WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) NOTE 1.875%12/0 · principal 30,000$11KAdd +20.0%
MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) NOTE 3.250%12/1 · principal 12,000$11KNo change
BLOOM ENERGY CORP (BE 3 06/01/28) NOTE 3.000% 6/0 · principal 12,000$11KNew
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) NOTE 2.250% 8/1 · principal 10,000$11KNo change
CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) NOTE 0.375% 6/1 · principal 11,000$10KNo change
BLOCK INC (XYZ 0.25 11/01/27) NOTE 0.250%11/0 · principal 12,000$10KNo change
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal 10,000$10KReduce -56.5%
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) NOTE 0.500%12/1 · principal 10,000$10KReduce -33.3%
AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) NOTE 3.875% 8/1 · principal 10,000$9KNew
CONFLUENT INC (CFLT 0 01/15/27) NOTE 1/1 · principal 10,000$9KNew
ETSY INC (ETSY 0.125 09/01/27) NOTE 0.125% 9/0 · principal 10,000$9KNo change
SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) NOTE 2.625% 2/1 · principal 12,000$8KNew

Total filed on the 13F, all lines: $1.1B.

Portfolio Sells Q2 2024 → Q3 2024
BJAN Innovator U.S. Equity Buffer Reduce -76.9% 0.15% −0.52
SCHX Schwab US Large-Cap ETF Reduce -3.1% 8.09% −0.44
UPS United Parcel Service Class B Reduce -0.5% 1.38% −0.12
NVDA Nvidia Corp. Reduce -1.4% 0.95% −0.11
SMMV iShares MSCI USA Small-Cap M Sold out 0.00% −0.09
XMPT Vaneck Cef Muni Income ETF Reduce -1.4% 1.94% −0.08
CEDAR FAIR LP Sold out 0.00% −0.07
SCHA Schwab US Small-Cap ETF Reduce -1.8% 5.30% −0.07
CVX Chevron Corp. Reduce -6.4% 0.25% −0.06
VUG Vanguard Mrngstar GR ETF-Sui Reduce -1.8% 0.74% −0.05
MRK Merck & Co. Inc. Reduce -5.7% 0.19% −0.05
IEFA iShares Core MSCI Eafe ETF Reduce -0.5% 4.42% −0.04
INTU Intuit Inc. Reduce -25.3% 0.07% −0.04
USMV iShares MSCI USA Min Vol Fac Reduce -20.9% 0.14% −0.04
XLC SS Comm Select Sector SPDR Reduce -30.7% 0.07% −0.04
XLK SS Technology Select Sector Reduce -6.0% 0.20% −0.03
AMG Affiliated Managers Group Sold out 0.00% −0.03
BIIB Biogen Inc. Sold out 0.00% −0.03
BKIE BNY Mellon Intl Eqty ETF Sold out 0.00% −0.03
JPM JPMorgan Chase & Co. Reduce -0.2% 0.68% −0.02
TXN Texas Instruments Inc. Reduce -22.4% 0.08% −0.02
IWF iShares Russell 1000 Growth Reduce -1.2% 0.40% −0.02
ABNB Airbnb Inc. Class A Sold out 0.00% −0.02
BIL SS SPDR BB 1-3M T-Bill ETF Reduce -26.6% 0.05% −0.02
INTC Intel Corp. Reduce -35.8% 0.02% −0.02
SNPS Synopsys Inc. Sold out 0.00% −0.02
VBK Van Morst SML-Cap Gro-Usd Inc. Sold out 0.00% −0.02
DG Dollar General Corp. Sold out 0.00% −0.02
XLV SS Health Care Select Sector Reduce -10.7% 0.15% −0.02
IGLB iShares 10+ Year Inv GR Corp. Reduce -34.6% 0.04% −0.02
CMG Chipotle Mexican Grill Inc. Reduce -1.4% 0.11% −0.02
SCHG Schwab US Large-Cap Growth Reduce -28.3% 0.05% −0.02
LH Laboratory CRP of Amer Hldgs Sold out 0.00% −0.02
MU Micron Technology Inc. Reduce -3.5% 0.05% −0.02
DIS The Walt Disney Co. Reduce -8.7% 0.09% −0.02
VTV Vanguard Mrngstr Val ETF-Aui Reduce -6.7% 0.28% −0.02
GM General Motors Co. Reduce -5.9% 0.08% −0.02
AZN Astrazeneca PLC-Spons ADR Reduce -16.0% 0.05% −0.02
VMBS Vanguard Mortgage-Backed Sec Reduce -18.1% 0.06% −0.02
BAC Bank of America Corp. Reduce -2.6% 0.14% −0.01
IYW iShares Ustechnology ETF Reduce -3.0% 0.14% −0.01
MCK McKesson Corp. Reduce -13.2% 0.03% −0.01
WFC Wells Fargo & Co. Reduce -1.9% 0.09% −0.01
DE Deere & Co. Reduce -32.8% 0.03% −0.01
BSV Vanguard Short-Term Bond ETF Reduce -5.2% 0.12% −0.01
BNDX Vanguard Total Intl Bond ETF Reduce -5.0% 0.13% −0.01
AMAT Applied Materials Inc. Reduce -5.4% 0.04% −0.01
TJX TJX Companies Inc. Reduce -14.7% 0.07% −0.01
BP BP PLC-Spons ADR Reduce -8.4% 0.03% −0.01
VONG Vanguard Russell 1000 Growth Reduce -6.3% 0.09% −0.01

Portfolio Buys Q2 2024 → Q3 2024
BJUL Innovator U.S. Equity Buffer Add +267.7% 0.63% +0.46
IJR iShares Core S&P Small-Cap E Add +8.9% 3.25% +0.31
VWO Vanguard Ftse Emerging Marke Add +2.7% 4.76% +0.19
VEA Vanguard Ftse Developed ETF Add +2.6% 6.11% +0.10
IJH iShares Core S&P Midcap ETF Add +53.7% 0.27% +0.09
VNQ Vanguard Real Estate ETF Add +12.9% 0.48% +0.09
VGLT Vanguard Long-Term Treasury Add +12.0% 0.87% +0.08
AAPL Apple Inc. Add +0.7% 1.99% +0.06
USHY iShares Broad Usd High Yield Add +38.4% 0.20% +0.05
IBM Intl Business Machines Corp. Add +11.8% 0.21% +0.05
FUN Six Flags Entertainment Corp. New 0.05% +0.05
XLRE SS Real Estate Select Sector New 0.03% +0.03
AXP American Express Co. Add +35.5% 0.09% +0.03
XLF SS Financial Select Sector Add +25.4% 0.13% +0.03
META Meta Platforms Inc. Class A Add +3.6% 0.34% +0.03
PAVE Global X US Infrastructure New 0.03% +0.03
SILA Sila Realty Trust Inc. New 0.03% +0.03
JIVE JPM Interntl Value ETF New 0.03% +0.03
PYPL PayPal Holdings Inc. New 0.03% +0.03
HPE Hewlett Packard Enterprise New 0.03% +0.03
BRK.B Berkshire Hathaway Inc. Class B Add +2.5% 0.38% +0.03
JXN Jackson Financial Inc. Class A New 0.03% +0.03
BABA Alibaba Group Holding-SP ADR New 0.03% +0.03
BAX Baxter International Inc. New 0.03% +0.03
CBRE CBRE Group Inc. Class A New 0.02% +0.02
JPMB JPMorgan Usd Emerging Market New 0.02% +0.02
SPYM Ste STR SPDR PT S&P 500 ETF New 0.02% +0.02
EVRG Evergy Inc. New 0.02% +0.02
AGG iShares Core U.S. Aggregate Add +4.9% 1.56% +0.02
LH Labcorp Holdings Inc. New 0.02% +0.02
BBY Best Buy Co. Inc. New 0.02% +0.02
SCHD Schwab US DVD Equity ETF Add +21.3% 0.12% +0.02
WDAY Workday Inc. Class A New 0.02% +0.02
EMN Eastman Chemical Co. New 0.02% +0.02
TDIV FT Nasdaq Tech DVD Index FD New 0.02% +0.02
MCO Moody's Corp. New 0.02% +0.02
XEL Xcel Energy Inc. New 0.02% +0.02
BTI British American Tob-SP ADR New 0.02% +0.02
TRP TC Energy Corp. New 0.02% +0.02
CCI Crown Castle Inc. New 0.02% +0.02
WMT Walmart Inc. Add +1.2% 0.19% +0.02
VICI Vici Properties Inc. New 0.02% +0.02
MMM 3M Co. New 0.02% +0.02
CARR Carrier Global Corp. New 0.02% +0.02
HYMB SS SPDR N Ice HY Muni ETF New 0.02% +0.02
VST Vistra Corp. New 0.02% +0.02
HIG Hartford Insurance Group Inc. New 0.02% +0.02
KJUL Innovator U.S. Small Cap Pow Add +40.7% 0.07% +0.02
NGG National Grid PLC-SP ADR New 0.02% +0.02
PSA Public Storage New 0.02% +0.02

Notes & Other Activity Q2 2024 → Q3 2024
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Add +0.6% 328 $421K
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) NOTE 3/1 · principal Add +20.8% 29,000 $25K
SNAP INC (SNAP 0.75 08/01/26) NOTE 0.750% 8/0 · principal Add +85.7% 26,000 $25K
ITRON INC (ITRI 0 03/15/26) NOTE 3/1 · principal Add +69.2% 22,000 $23K
DEXCOM INC (DXCM 0.375 05/15/28) NOTE 0.375% 5/1 · principal New 26,000 $23K
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) NOTE 1.000%12/0 · principal Add +116.7% 26,000 $19K
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal Reduce -43.3% 17,000 $19K
COINBASE GLOBAL INC (COIN 0.5 06/01/26) NOTE 0.500% 6/0 · principal New 19,000 $19K
IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) NOTE 4/0 · principal Add +12.5% 18,000 $18K
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal New 14,000 $17K
EXACT SCIENCES CORP (EXAS 0.375 03/01/28) NOTE 0.375% 3/0 · principal Reduce -34.6% 17,000 $16K
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) NOTE 3.625% 6/1 · principal New 15,000 $15K
SOUTHERN CO (SO 3.875 12/15/25) NOTE 3.875%12/1 · principal Sold out 15,000 $15Kbefore exit
CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) NOTE 4.250% 8/1 · principal New 15,000 $15K
CLOUDFLARE INC (NET 0 08/15/26) NOTE 8/1 · principal Sold out 16,000 $15Kbefore exit
INSULET CORPORATION (PODD 0.375 09/01/26) NOTE 0.375% 9/0 · principal Reduce -14.3% 12,000 $14K
SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) NOTE 12/1 · principal Sold out 12,000 $14Kbefore exit
MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) NOTE 0.125%11/1 · principal Sold out 13,000 $14Kbefore exit
RIVIAN AUTO INC (RIVN 4.625 03/15/29) NOTE 4.625% 3/1 · principal Sold out 14,000 $14Kbefore exit
BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) NOTE 0.125% 1/1 · principal Sold out 13,000 $13Kbefore exit
DROPBOX INC (DBX 0 03/01/28) NOTE 3/0 · principal Sold out 14,000 $13Kbefore exit
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal Reduce -7.1% 13,000 $13K
EVOLENT HEALTH INC (EVH 1.5 10/15/25) NOTE 1.500%10/1 · principal Reduce -14.3% 12,000 $13K
CABLE ONE INC (CABO 1.125 03/15/28) NOTE 1.125% 3/1 · principal New 15,000 $12K
ZILLOW GROUP INC (Z 1.375 09/01/26) NOTE 1.375% 9/0 · principal Sold out 10,000 $12Kbefore exit
PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) NOTE 1.750%12/1 · principal New 13,000 $12K
PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) NOTE 2.750% 5/1 · principal New 11,000 $12K
NCL CORPORATION LTD (NCLH 1.125 02/15/27) NOTE 1.125% 2/1 · principal New 12,000 $12K
CABLE ONE INC (CABO 0 03/15/26) NOTE 3/1 · principal Sold out 13,000 $11Kbefore exit
BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) NOTE 2.500% 3/1 · principal New 11,000 $11K
WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) NOTE 1.875%12/0 · principal Add +20.0% 30,000 $11K
BLOOM ENERGY CORP (BE 3 06/01/28) NOTE 3.000% 6/0 · principal New 12,000 $11K
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal Reduce -56.5% 10,000 $10K
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) NOTE 0.500%12/1 · principal Reduce -33.3% 10,000 $10K
AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) NOTE 3.875% 8/1 · principal New 10,000 $9K
WAYFAIR INC (W 1 08/15/26) NOTE 1.000% 8/1 · principal Sold out 10,000 $9Kbefore exit
CONFLUENT INC (CFLT 0 01/15/27) NOTE 1/1 · principal New 10,000 $9K
ENPHASE ENERGY INC (ENPH 0 03/01/28) NOTE 3/0 · principal Sold out 10,000 $8Kbefore exit
SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) NOTE 2.625% 2/1 · principal New 12,000 $8K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q1 2025 374$1.2BIVV, SCHX, VEA, JAAA, SCHA
Q4 2024 370$1.2BIVV, SCHX, VEA, SCHA, VWO
Q3 2024 375$1.1BIVV, SCHX, VEA, SCHA, VWO
Q2 2024 350$996.6MIVV, SCHX, VEA, SCHA, VWO
Q1 2024 360$985.7MIVV, SCHX, VEA, SCHA, VB