Marcum Wealth, LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 13, 2025), Marcum Wealth, LLC reported 370 stock positions worth $1.2 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 17.1% of the portfolio, followed by Schwab US Large-Cap ETF (SCHX, 7.5%) and Vanguard Ftse Developed ETF (VEA, 5.4%). Compared with Q3 2024, it opened 24 new positions, sold out of 29, added to 175 and reduced 149. The biggest buy was iShares Core S&P Midcap ETF (IJH, shares +1544%) and the biggest sale iShares Core MSCI Eafe ETF (IEFA, shares −1%).

Most Recent 13F
Q1 2025
Location
CLEVELAND, OH
CIK
0001784450
Portfolio Value
$1.2B (Q4 2024)
SEC Filing
0001784450-25-000001 ↗ filed Jan 13, 2025

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $985.7M Q1 2024 Q2 2024: $996.6M Q2 2024 Q3 2024: $1.1B Q3 2024 Q4 2024: $1.2B $1.2B Q4 2024 Q1 2025: $1.2B Q1 2025

Holdings 370 stocks · $1.2B
IVV iShares Core S&P 500 ETF 17.12% 335,240 $197.3M Add +1.6%
SCHX Schwab US Large-Cap ETF 7.49% 3,723,872 $86.3M Reduce -3.1%
VEA Vanguard Ftse Developed ETF 5.37% 1,294,742 $61.9M Add +4.0%
SCHA Schwab US Small-Cap ETF 4.70% 2,092,926 $54.1M Reduce -5.4%
VWO Vanguard Ftse Emerging Marke 4.25% 1,111,829 $49.0M Add +3.9%
IJH iShares Core S&P Midcap ETF 4.11% 760,513 $47.4M Add +1543.8%
VB Vanguard Most SM-Cap ETF-Usd 3.84% 184,209 $44.3M Reduce -2.1%
IEFA iShares Core MSCI Eafe ETF 3.66% 600,912 $42.2M Reduce -1.4%
IJR iShares Core S&P Small-Cap E 3.11% 311,111 $35.8M Add +4.2%
AAPL Apple Inc. 2.05% 94,467 $23.7M Add +3.0%
AGG iShares Core U.S. Aggregate 1.93% 229,041 $22.2M Add +38.3%
MSFT Microsoft Corp. 1.85% 50,462 $21.3M Add +3.2%
XMPT Vaneck Cef Muni Income ETF 1.77% 946,502 $20.4M Add +4.9%
JMUB JPMorgan Municipal ETF 1.45% 333,392 $16.7M New
VOO Vanguard S&P 500 ETF 1.36% 29,054 $15.7M Reduce -0.7%
IEMG iShares Core MSCI Emerging 1.34% 295,189 $15.4M Reduce -1.6%
UPS United Parcel Service Class B 1.18% 107,860 $13.6M Reduce -1.2%
PGR Progressive Corp. 0.99% 47,490 $11.4M Reduce -0.1%
NVDA Nvidia Corp. 0.98% 84,234 $11.3M Add +0.3%
QQQ Invesco QQQ Trust Series 1 0.87% 19,566 $10.0M Add +3.2%
VGLT Vanguard Long-Term Treasury 0.83% 172,615 $9.6M Add +13.6%
SPY SS SPDR S&P 500 ETF Trust-US 0.76% 14,950 $8.8M Add +622.2%
AMZN Amazon.com Inc. 0.76% 39,829 $8.7M Add +5.3%
JPM JPMorgan Chase & Co. 0.73% 35,185 $8.4M Add +1.8%
VUG Vanguard Mrngstar GR ETF-Sui 0.73% 20,406 $8.4M Reduce -1.8%
VTI VG Morningstar TS MKT ETF-US 0.63% 25,132 $7.3M Add +578.3%
BJUL Innovator U.S. Equity Buffer 0.60% 156,054 $7.0M Reduce -0.1%
VIG Vanguard Dividend Apprec ETF 0.53% 31,297 $6.1M Add +0.1%
IWF iShares Russell 1000 Growth 0.42% 12,035 $4.8M Add +4.0%
AVGO Broadcom Inc. 0.40% 20,091 $4.7M Reduce -4.2%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.38% 16,456 $4.3M Reduce -0.6%
SPYV SS SPDR P S&P 500 Value ETF 0.37% 82,375 $4.2M Reduce -0.2%
PH Parker Hannifin Corp. 0.36% 6,471 $4.1M Reduce -0.3%
GOOGL Alphabet Inc. Class A 0.36% 21,713 $4.1M Add +0.0%
BRK.B Berkshire Hathaway Inc. Class B 0.36% 9,050 $4.1M Add +2.3%
META Meta Platforms Inc. Class A 0.35% 6,976 $4.1M Add +8.2%
GOOG Alphabet Inc. Class C 0.32% 19,213 $3.7M Add +5.8%
XOM Exxon Mobil Corp. 0.31% 32,980 $3.5M Reduce -0.2%
VTV Vanguard Mrngstr Val ETF-Aui 0.30% 20,281 $3.4M Add +17.9%
HEI.A Heico Corp. Class A 0.29% 18,095 $3.4M No change
MMIN Nylim Mackay Muni Insured Et filed as NEW YORK LIFE INVTS ACTIVE E 0.29% 141,233 $3.4M Add +0.2%
V Visa Inc. Class A 0.28% 10,366 $3.3M Reduce -0.9%
JMBS Janus Henderson Mortg Backed 0.28% 73,168 $3.2M Reduce -7.3%
MO Altria Group Inc. 0.28% 60,763 $3.2M Add +7.0%
VTEB Vanguard Tax-Exempt Bond ETF 0.27% 61,553 $3.1M Add +6.4%
DFIS Dimensional International SM 0.27% 124,586 $3.1M Add +6.1%
TSLA Tesla Inc. 0.26% 7,367 $3.0M Add +3.0%
XLK SS Technology Select Sector 0.25% 12,235 $2.8M Add +29.7%
AGGM iShares 1-10 Year U.S. Aggre 0.25% 27,787 $2.8M New
HD Home Depot Inc. 0.23% 6,812 $2.6M Add +6.5%
LLY Eli Lilly & Co. 0.22% 3,353 $2.6M Add +6.7%
GTO Invesco Total Return Bond Et 0.22% 55,688 $2.6M Add +4.5%
CVX Chevron Corp. 0.22% 17,557 $2.5M Reduce -2.3%
UNH Unitedhealth Group Inc. 0.20% 4,559 $2.3M Reduce -1.4%
PG The Procter & Gamble Co. 0.20% 13,459 $2.3M Reduce -1.6%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.19% 10,127 $2.2M Add +0.5%
DFAT Dimensional US Target Value 0.19% 38,353 $2.1M Add +0.3%
GS Goldman Sachs Group Inc. 0.18% 3,710 $2.1M Reduce -3.2%
KJAN Innovator U.S. Small Cap Pow 0.18% 56,631 $2.1M Add +0.5%
ORCL Oracle Corp. 0.18% 12,674 $2.1M Reduce -3.1%
WMT Walmart Inc. 0.18% 23,131 $2.1M Reduce -9.4%
DFAC Dimensional US Core Equity 2 0.18% 59,980 $2.1M Reduce -1.4%
BX Blackstone Inc. 0.17% 11,607 $2.0M Add +0.0%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.17% 7,597 $1.9M Add +20.7%
BA The Boeing Co. 0.17% 10,811 $1.9M Reduce -0.4%
PM Philip Morris International 0.17% 15,843 $1.9M Reduce -0.1%
XLF SS Financial Select Sector 0.16% 38,421 $1.9M Add +23.8%
HEI Heico Corp. 0.16% 7,613 $1.8M Reduce -0.5%
MRK Merck & Co. Inc. 0.16% 18,175 $1.8M Reduce -1.4%
MCD McDonald's Corp. 0.16% 6,184 $1.8M Add +0.1%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.15% 38,279 $1.7M Add +3.6%
USHY iShares Broad Usd High Yield 0.15% 45,629 $1.7M Reduce -22.0%
ABBV Abbvie Inc. 0.15% 9,439 $1.7M Reduce -3.2%
VEU Vanguard Ftse All-World Ex-U 0.14% 28,895 $1.7M Add +190.0%
DFUS Dimensional US Eq MKT ETF 0.14% 25,974 $1.7M Add +0.3%
BJAN Innovator U.S. Equity Buffer 0.14% 34,381 $1.6M No change
IYW iShares Ustechnology ETF 0.14% 10,208 $1.6M Reduce -0.2%
XLV SS Health Care Select Sector 0.14% 11,664 $1.6M Add +9.1%
GSLC Goldman Activebeta US LC ETF 0.14% 13,676 $1.6M Reduce -1.1%
USMV iShares MSCI USA Min Vol Fac 0.13% 17,231 $1.5M Add +1.6%
ETN Eaton Corp. PLC 0.13% 4,575 $1.5M Reduce -1.9%
MA Mastercard Inc. Class A 0.13% 2,881 $1.5M Reduce -1.1%
DFUV Dimensional US Marketwide Va 0.13% 35,376 $1.4M Add +0.4%
JNJ Johnson & Johnson 0.13% 9,973 $1.4M Reduce -6.5%
NFLX Netflix Inc. 0.12% 1,597 $1.4M Reduce -2.1%
PEP Pepsico Inc. 0.12% 9,123 $1.4M Add +0.4%
IWD iShares Russell 1000 Value E 0.12% 7,467 $1.4M Add +8.8%
ISRG Intuitive Surgical Inc. 0.12% 2,574 $1.3M Reduce -4.3%
BNDX Vanguard Total Intl Bond ETF 0.11% 25,907 $1.3M Reduce -4.4%
BSV Vanguard Short-Term Bond ETF 0.11% 16,329 $1.3M Add +1.9%
CMCSA Comcast Corp. Class A 0.11% 33,003 $1.2M Reduce -4.4%
SHOP Shopify Inc. Class A 0.11% 11,598 $1.2M Add +8.7%
SCHD Schwab US DVD Equity ETF 0.10% 44,252 $1.2M Add +0.5%
MTUM iShares MSCI USA Momentum Fa 0.10% 5,833 $1.2M Reduce -0.3%
AXP American Express Co. 0.10% 4,060 $1.2M Add +8.3%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.10% 10,438 $1.2M Add +8.2%
RTX RTX Corp. 0.10% 9,988 $1.2M Add +14.0%
T AT&T Inc. 0.10% 49,954 $1.1M Add +3.8%
KO The Coca-Cola Co. 0.10% 18,077 $1.1M Add +1.8%
BSVO EA Bridgeway Omni Sm-Cp Val 0.10% 51,742 $1.1M Add +0.6%
CRM Salesforce Inc. 0.10% 3,337 $1.1M Add +6.7%
WFC Wells Fargo & Co. 0.09% 15,397 $1.1M Reduce -6.2%
TSM Taiwan Semiconductor-SP ADR 0.09% 5,474 $1.1M Reduce -5.1%
BMY Bristol-Myers Squibb Co. 0.09% 19,103 $1.1M Add +11.5%
VZ Verizon Communications Inc. 0.09% 26,887 $1.1M Reduce -7.4%
VONG Vanguard Russell 1000 Growth 0.09% 10,371 $1.1M Reduce -0.7%
BLK BlackRock Inc. 0.09% 1,044 $1.1M Add +1.8%
DVY iShares Select Dividend ETF 0.09% 8,062 $1.1M New
CB Chubb Ltd. 0.09% 3,750 $1.0M Add +0.8%
KRG Kite Realty Group Trust 0.09% 40,883 $1.0M Add +0.1%
WMB Williams Cos Inc. 0.09% 18,842 $1.0M Reduce -23.4%
OKE Oneok Inc. 0.09% 10,142 $1.0M Add +2.0%
VYM Vanguard High DVD Yield ETF 0.09% 7,979 $1.0M Reduce -0.8%
PNC PNC Financial Services Group 0.09% 5,243 $1.0M Reduce -5.5%
CSCO Cisco Systems Inc. 0.09% 16,926 $1.0M Reduce -17.9%
SPAB SS SPDR P Agg Bond ETF 0.08% 38,273 $956K No change
AMGN Amgen Inc. 0.08% 3,648 $951K Reduce -18.1%
SPGI S&P Global Inc. 0.08% 1,900 $946K Add +0.7%
CAT Caterpillar Inc. 0.08% 2,584 $937K Reduce -2.5%
XLY SS Consumer Disc Select Sect 0.08% 4,163 $934K Reduce -6.8%
HON Honeywell International Inc. 0.08% 4,111 $929K Add +0.9%
AMT American Tower Corp. 0.08% 5,059 $928K Reduce -8.6%
SBUX Starbucks Corp. 0.08% 10,059 $918K Add +5.5%
LMT Lockheed Martin Corp. 0.08% 1,881 $914K Add +1.8%
DFIV Dimensional International Va 0.08% 25,411 $902K Add +0.8%
ENB Enbridge Inc. 0.08% 20,828 $884K Reduce -0.5%
EFV iShares MSCI Eafe Value ETF 0.08% 16,603 $871K Add +5.0%
DUK Duke Energy Corp. 0.08% 8,068 $869K Add +1.7%
LECO Lincoln Electric Holdings 0.07% 4,569 $857K Add +17.1%
IWR iShares Russell Mid-Cap ETF 0.07% 9,602 $849K Add +0.1%
NKE Nike Inc. Class B 0.07% 11,062 $837K Reduce -0.9%
XLC SS Comm Select Sector SPDR 0.07% 8,594 $832K Reduce -1.9%
VONV Vanguard Russell 1000 Value 0.07% 10,151 $825K Add +0.2%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.07% 6,736 $814K Add +11.3%
INTU Intuit Inc. 0.07% 1,291 $811K Add +0.9%
HBAN Huntington Bancshares Inc. 0.07% 49,275 $802K Reduce -1.3%
ACN Accenture PLC Class A 0.07% 2,269 $798K Add +1.5%
EFA iShares MSCI Eafe ETF 0.07% 10,432 $789K New
CMG Chipotle Mexican Grill Inc. 0.07% 12,945 $781K Reduce -37.5%
KJUL Innovator U.S. Small Cap Pow 0.07% 26,393 $777K No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.07% 4,699 $760K Add +24.4%
XLP SS Consumer Staples Sel Sect 0.07% 9,635 $757K Add +10.2%
TXN Texas Instruments Inc. 0.07% 4,027 $755K Reduce -2.7%
COST Costco Wholesale Corp. 0.07% 824 $755K Reduce -8.8%
PFE Pfizer Inc. 0.06% 28,067 $745K Reduce -21.0%
VGT Vanguard Info Tech ETF 0.06% 1,194 $742K Reduce -7.7%
JEPI JPMorgan Equity Premium Inco 0.06% 12,677 $729K Add +5.0%
NOW ServiceNow Inc. 0.06% 680 $721K Add +7.1%
MAR Marriott International Class A 0.06% 2,575 $718K Add +0.2%
IWM iShares Russell 2000 ETF 0.06% 3,233 $714K Add +14.7%
TRV The Travelers Cos Inc. 0.06% 2,936 $707K Reduce -0.1%
MS Morgan Stanley 0.06% 5,600 $704K Add +6.5%
SCHW Schwab (charles) Corp. 0.06% 9,503 $703K Reduce -2.1%
EMR Emerson Electric Co. 0.06% 5,642 $699K Add +10.8%
WEC WEC Energy Group Inc. 0.06% 7,323 $689K Add +1.4%
VMBS Vanguard Mortgage-Backed Sec 0.06% 14,966 $679K Add +15.8%
EQIX Equinix Inc. 0.06% 694 $654K Add +5.5%
ADP Automatic Data Processing 0.06% 2,171 $636K Add +4.3%
ABT Abbott Laboratories 0.05% 5,563 $629K Reduce -1.9%
FUN Six Flags Entertainment Corp. 0.05% 12,965 $625K Add +0.1%
BIL SS SPDR BB 1-3M T-Bill ETF 0.05% 6,829 $624K Add +17.4%
IWS iShares Russell Mid-Cap Valu 0.05% 4,804 $621K No change
CME Cme Group Inc. 0.05% 2,663 $618K Add +23.3%
MDT Medtronic PLC 0.05% 7,702 $615K Reduce -10.9%
UNP Union Pacific Corp. 0.05% 2,689 $613K Reduce -3.8%
TMUS T-Mobile US Inc. 0.05% 2,776 $613K Add +2.9%
NEE Nextera Energy Inc. 0.05% 8,420 $604K Reduce -7.6%
SHW The Sherwin-Williams Co. 0.05% 1,767 $601K Reduce -0.4%
UL Unilever PLC 0.05% 10,478 $594K Add +24.9%
BDX Becton Dickinson and Co. 0.05% 2,599 $590K Add +114.6%
GE General Electric filed as GE AEROSPACE 0.05% 3,535 $590K Add +12.4%
VT Vanguard Tot World STK ETF 0.05% 5,014 $589K New
GM General Motors Co. 0.05% 10,984 $585K Reduce -44.2%
USXF iShares ESG Advance MSCI USA 0.05% 11,583 $576K Reduce -14.1%
SPYM Ste STR SPDR PT S&P 500 ETF 0.05% 8,267 $570K Add +121.2%
BIV Vanguard Intermediate-Term B 0.05% 7,618 $569K Reduce -4.1%
PLD Prologis Inc. 0.05% 5,330 $563K Reduce -17.5%
ETR Entergy Corp. 0.05% 7,429 $563K Reduce -6.1%
TFC Truist Financial Corp. 0.05% 12,959 $562K Add +1.2%
BLV Vanguard Long-Term Bond ETF 0.05% 7,964 $545K Reduce -2.6%
DGRO iShares Core Dividend Growth 0.05% 8,835 $542K No change
FTSD Franklin Short Duration U.S. 0.05% 5,962 $538K New
FNB FNB Corp. 0.05% 36,252 $536K Add +0.1%
TMO Thermo Fisher Scientific Inc. 0.05% 1,029 $535K Reduce -7.1%
NOC Northrop Grumman Corp. 0.05% 1,138 $534K Add +8.6%
VRTX Vertex Pharmaceuticals Inc. 0.05% 1,326 $534K Add +10.1%
LIN Linde PLC 0.05% 1,270 $532K Reduce -3.9%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.05% 1,890 $529K New
QUAL iShares MSCI USA Quality Fac 0.05% 2,958 $527K No change
PECO Phillips Edison & Company Inc. 0.05% 14,043 $526K Add +0.1%
SCHG Schwab US Large-Cap Growth 0.04% 18,352 $511K Reduce -2.0%
USB US Bancorp 0.04% 10,675 $511K Reduce -0.1%
RACE Ferrari NV 0.04% 1,179 $501K Add +19.3%
LOW Lowe's Cos Inc. 0.04% 2,015 $497K Reduce -1.1%
FISV Fiserv Inc. 0.04% 2,413 $496K Add +30.4%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.04% 1,830 $494K No change
SAP Sap SE-Sponsored ADR 0.04% 2,002 $493K Reduce -13.4%
DHR Danaher Corp. 0.04% 2,147 $493K Reduce -1.6%
MSI Motorola Solutions Inc. 0.04% 1,064 $492K Reduce -7.6%
IYG iShares U.S. Financial Servi 0.04% 6,319 $492K Reduce -1.0%
GILD Gilead Sciences Inc. 0.04% 5,305 $490K Reduce -7.8%
IVW iShares S&P 500 Growth ETF 0.04% 4,681 $475K Reduce -10.2%
EOG EOG Resources Inc. 0.04% 3,874 $475K Add +5.0%
CORT Corcept Therapeutics Inc. 0.04% 9,379 $473K Reduce -6.2%
FCX Freeport-McMoran Inc. 0.04% 12,382 $472K Reduce -2.6%
ITOT iShares Core S&P Total U.S. 0.04% 3,661 $471K No change
MPC Marathon Petroleum Corp. 0.04% 3,346 $467K Reduce -11.5%
TGT Target Corp. 0.04% 3,433 $464K Reduce -24.6%
ICE Intercontinental Exchange Inc. 0.04% 3,068 $457K Add +0.7%
TEL Te Connectivity PLC 0.04% 3,154 $451K Add +2.0%
LAMR Lamar Advertising Co. Class A 0.04% 3,658 $445K Reduce -1.2%
APD Air Products & Chemicals Inc. 0.04% 1,530 $444K Add +2.5%
BKNG Booking Holdings Inc. 0.04% 89 $443K Add +3.5%
DFAS Dimensional US Small Cap ETF 0.04% 6,788 $442K Add +0.3%
ADBE Adobe Inc. 0.04% 983 $437K Reduce -14.7%
COF Capital One Financial Corp. 0.04% 2,379 $424K Add +2.0%
CEG Constellation Energy 0.04% 1,882 $421K Reduce -1.8%
EIX Edison International 0.04% 5,262 $420K Reduce -25.9%
KMI Kinder Morgan Inc. 0.04% 15,140 $415K Reduce -1.1%
MU Micron Technology Inc. 0.04% 4,921 $414K Add +0.9%
IGLB iShares 10+ Year Inv GR Corp. 0.04% 8,323 $411K Add +2.6%
PANW Palo Alto Networks Inc. 0.04% 2,225 $405K Add +3.0%
VPL Vanguard Ftse Pacific ETF 0.03% 5,628 $400K Add +0.5%
EMXC iShares MSCI Emr MRK Ex Chna 0.03% 7,178 $398K Reduce -6.1%
GPC Genuine Parts Co. 0.03% 3,396 $396K Reduce -6.4%
FIS Fidelity National Info Serv 0.03% 4,901 $396K Reduce -0.9%
UAA Under Armour Inc. Class A 0.03% 47,761 $395K New
CVS CVS Health Corp. 0.03% 8,723 $392K Add +17.2%
ADSK Autodesk Inc. 0.03% 1,324 $391K Add +6.2%
AZN Astrazeneca PLC-Spons ADR 0.03% 5,971 $391K Reduce -19.9%
D Dominion Energy Inc. 0.03% 7,190 $387K Reduce -3.7%
EMBJ Embraer SA-Spon ADR 0.03% 10,537 $386K No change
BBCA JPMorgan Betabuilders Canada 0.03% 5,446 $384K Reduce -2.8%
CRWD CrowdStrike Holdings Inc. Class A 0.03% 1,123 $384K Add +0.5%
PPA Invesco Aerospace & Defense 0.03% 3,335 $383K No change
SRE Sempra 0.03% 4,348 $381K Add +1.5%
WM Waste Management Inc. 0.03% 1,874 $378K Add +6.8%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.03% 886 $377K New
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.03% 36,392 $377K Reduce -2.2%
AOA iShares Core 80/20 Aggressiv 0.03% 4,916 $377K New
COP Conocophillips 0.03% 3,796 $376K Reduce -5.8%
EPD Enterprise Products Partners 0.03% 11,889 $373K Reduce -30.2%
FSCO FS Credit Opportunities Corp. 0.03% 54,106 $369K No change
IAI iShares U.S. Broker-Dealers 0.03% 2,504 $361K Reduce -7.2%
AMD Advanced Micro Devices 0.03% 2,984 $360K Reduce -13.4%
IAU iShares Gold Trust 0.03% 7,250 $359K New
ADI Analog Devices Inc. 0.03% 1,686 $358K Add +0.2%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.03% 6,352 $358K Add +6.1%
C Citigroup Inc. 0.03% 5,080 $358K Add +1.5%
GLW Corning Inc. 0.03% 7,483 $356K Reduce -11.0%
CI The Cigna Group 0.03% 1,287 $355K Reduce -3.7%
MET Metlife Inc. 0.03% 4,295 $352K Add +13.5%
HPE Hewlett Packard Enterprise 0.03% 16,469 $352K Add +19.1%
BOXX Alpha Architect 1-3 MNTH Box 0.03% 3,185 $351K No change
MCK McKesson Corp. 0.03% 615 $350K Reduce -5.8%
HDUS Hartford Discip Eqty ETF 0.03% 6,188 $350K Reduce -1.2%
PYPL PayPal Holdings Inc. 0.03% 4,077 $348K Add +12.0%
IWB iShares Russell 1000 ETF 0.03% 1,078 $347K Add +2.1%
AVY Avery Dennison Corp. 0.03% 1,823 $341K Add +0.2%
CL Colgate-Palmolive Co. 0.03% 3,728 $339K Add +8.2%
CDNS Cadence Design SYS Inc. 0.03% 1,123 $337K Add +4.1%
PRU Prudential Financial Inc. 0.03% 2,818 $334K Add +0.8%
WTRG Essential Utilities Inc. 0.03% 9,189 $334K Add +0.6%
FE Firstenergy Corp. 0.03% 8,347 $332K Add +4.4%
FDX FedEx Corp. 0.03% 1,179 $332K Add +7.7%
MKL Markel Group Inc. 0.03% 191 $330K Add +7.9%
TSCO Tractor Supply Company 0.03% 6,165 $327K Add +12.6%
VNQ Vanguard Real Estate ETF 0.03% 3,652 $325K Reduce -93.2%
XLE SS Energy Select Sector 0.03% 3,777 $324K Reduce -12.4%
NVO Novo-Nordisk A/S-Spons ADR 0.03% 3,740 $322K Reduce -4.0%
YUM Yum! Brands Inc. 0.03% 2,396 $321K Add +0.6%
GSK GSK PLC-Spon ADR 0.03% 9,366 $317K Add +6.7%
SYK Stryker Corp. 0.03% 872 $314K Reduce -4.4%
SDY SS SPDR S&P Dividend ETF 0.03% 2,360 $312K Add +1.8%
JCI Johnson Controls Internation 0.03% 3,936 $311K Add +2.6%
AEP American Electric Power 0.03% 3,367 $311K Reduce -1.5%
WELL Welltower Inc. 0.03% 2,455 $309K Reduce -3.0%
AMAT Applied Materials Inc. 0.03% 1,892 $308K Reduce -4.8%
AIG American International Group 0.03% 4,140 $301K Reduce -2.8%
EFG iShares MSCI Eafe Growth ETF 0.03% 3,074 $298K New
QCOM Qualcomm Inc. 0.03% 1,936 $297K Reduce -23.4%
PAVE Global X US Infrastructure 0.03% 7,331 $296K Reduce -1.0%
PEG Public Service Enterprise GP 0.03% 3,467 $293K Add +1.2%
GEV GE Vernova Inc. 0.03% 884 $291K New
VBR Vngrd Mrngst SL-CP Val ETF-U 0.03% 1,464 $290K No change
AMP Ameriprise Financial Inc. 0.03% 543 $289K Reduce -2.9%
MRSH Marsh & McLennan Cos 0.03% 1,360 $289K Reduce -0.1%
ASML ASML Holding NV-NY Reg SHS 0.02% 414 $287K Reduce -21.1%
LHX L3HARRIS Technologies Inc. 0.02% 1,361 $286K Add +7.4%
KEY Keycorp 0.02% 16,654 $285K Reduce -39.7%
TD Toronto-Dominion Bank 0.02% 5,358 $285K Reduce -3.1%
MMM 3M Co. 0.02% 2,190 $283K Add +40.8%
MDY State Street SPDR S&P Midcap 0.02% 496 $283K Reduce -0.6%
XLI SS Industrial Select Sector 0.02% 2,140 $282K Add +0.1%
SILA Sila Realty Trust Inc. 0.02% 11,514 $280K No change
VONE Vanguard Russell 1000 0.02% 1,049 $280K No change
CTAS Cintas Corp. 0.02% 1,504 $275K Add +1.5%
CTVA Corteva Inc. 0.02% 4,814 $274K Reduce -1.3%
CBRE CBRE Group Inc. Class A 0.02% 2,077 $273K Add +0.8%
ESGD iShares Trust iShares ESG Aw 0.02% 3,567 $272K Add +1.6%
KMB Kimberly-Clark Corp. 0.02% 2,050 $269K Reduce -4.7%
JXN Jackson Financial Inc. Class A 0.02% 3,070 $267K Add +0.5%
F Ford Motor Co. filed as FORD MTR CO 0.02% 26,959 $267K Reduce -6.1%
EXC Exelon Corp. 0.02% 7,077 $266K Add +9.7%
VTWO Vanguard Russell 2000 ETF 0.02% 2,964 $265K Add +0.1%
OMC Omnicom Group 0.02% 3,065 $264K Add +0.8%
JIVE JPM Interntl Value ETF filed as J P MORGAN EXCHANGE TRADED F 0.02% 4,747 $262K Reduce -0.7%
VHT Vanguard Health Care ETF 0.02% 1,024 $260K Reduce -5.6%
MDLZ Mondelez International Inc. Class A 0.02% 4,337 $259K Reduce -34.1%
XSD SS SPDR S&P Semiconductor 0.02% 1,040 $258K No change
O Realty Income Corp. 0.02% 4,823 $258K Reduce -20.3%
PTLC Pacer Trendpilot US Large Ca 0.02% 4,818 $257K No change
AEE Ameren Corporation 0.02% 2,885 $257K Add +2.6%
PPL PPL Corp. 0.02% 7,906 $257K Add +0.8%
UBER Uber Technologies Inc. 0.02% 4,231 $255K Reduce -6.9%
SONY Sony Group Corp. - SP ADR 0.02% 11,961 $253K New
ET Energy Transfer LP 0.02% 12,847 $252K Add +4.6%
DLR Digital Realty Trust Inc. 0.02% 1,415 $251K Add +12.8%
SYY Sysco Corp. 0.02% 3,274 $250K Add +1.4%
GD General Dynamics Corp. 0.02% 949 $250K Add +0.5%
WDAY Workday Inc. Class A 0.02% 966 $249K Add +4.4%
HLT Hilton Worldwide Holdings Inc. 0.02% 1,005 $248K Add +14.2%
DE Deere & Co. 0.02% 586 $248K Reduce -22.7%
BND Vanguard Total Bond Market 0.02% 3,426 $246K Reduce -14.8%
XEL Xcel Energy Inc. 0.02% 3,622 $245K Add +7.0%
ORLY O'reilly Automotive Inc. 0.02% 202 $240K Add +0.5%
DGRW Wisdomtree U.S. Quality Divi 0.02% 2,952 $239K New
EVRG Evergy Inc. 0.02% 3,853 $237K Add +0.5%
ABNB Airbnb Inc. Class A 0.02% 1,804 $237K New
HLN Haleon PLC-ADR 0.02% 24,714 $236K Add +19.7%
TTE Totalenergies SE -Spon ADR 0.02% 4,321 $235K Add +8.9%
LH Labcorp Holdings Inc. 0.02% 1,015 $233K Reduce -2.3%
SO The Southern Co. 0.02% 2,814 $232K Reduce -2.8%
PLTR Palantir Technologies Inc. Class A 0.02% 3,028 $229K New
IEF iShares 7-10 Year Treasury B 0.02% 2,454 $227K Add +0.8%
KLAC KLA Corp. 0.02% 359 $226K Reduce -6.5%
ZTS Zoetis Inc. 0.02% 1,386 $226K Add +5.2%
BABA Alibaba Group Holding-SP ADR 0.02% 2,659 $225K Add +2.0%
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.02% 213 $225K Add +0.9%
MCO Moody's Corp. 0.02% 474 $224K Add +0.6%
RWR SS SPDR Dow Jones REIT ETF 0.02% 2,252 $223K New
GLD SPDR Gold Shares 0.02% 915 $222K New
APO Apollo Global Management Inc. 0.02% 1,337 $221K Reduce -35.7%
MTB M & T Bank Corp. filed as M & T BK CORP 0.02% 1,174 $221K Reduce -15.9%
TDIV FT Nasdaq Tech DVD Index FD 0.02% 2,796 $219K Add +0.5%
SHEL Shell PLC-ADR 0.02% 3,474 $218K Reduce -10.0%
IUSG iShares Core S&P U.S. Growth 0.02% 1,560 $217K New
HYMB SS SPDR N Ice HY Muni ETF 0.02% 8,430 $216K Add +5.2%
VMC Vulcan Materials Co. 0.02% 837 $215K Reduce -2.0%
SMH Vaneck Semiconductor ETF 0.02% 889 $215K Reduce -0.8%
HCA HCA Healthcare Inc. 0.02% 706 $212K Add +14.6%
MOTI Vaneck Mstar Int Moat ETF 0.02% 6,960 $211K Reduce -50.5%
DFAX Dimensional World Ex US Core 0.02% 8,415 $209K Add +0.3%
IHI iShares U.S. Medical Devices 0.02% 3,577 $209K Reduce -0.7%
BP BP PLC-Spons ADR 0.02% 7,002 $207K Reduce -38.4%
MPLX MPLX LP 0.02% 4,286 $205K New
LYG Lloyds Banking Group PLC-ADR 0.02% 75,390 $205K Reduce -9.2%
CTSH Cognizant Tech Solutions-A 0.02% 2,651 $204K Add +0.5%
AON Aon PLC Class A 0.02% 567 $204K New
XYL Xylem Inc. 0.02% 1,752 $203K Reduce -0.4%
SPG Simon Property Group Inc. 0.02% 1,180 $203K New
CGBD Carlyle Secured Lending Inc. 0.02% 11,314 $203K No change
RELX Relx PLC - Spon ADR 0.02% 4,466 $203K Add +0.1%
PSCI Invesco S&P Smallcap Industr 0.02% 1,505 $202K Reduce -0.7%
VTRS Viatris Inc. 0.01% 11,832 $147K Add +5.6%
GNW Genworth Financial Inc. 0.01% 20,118 $141K Add +0.4%
MUFG Mitsubishi Ufj Finl-Spon ADR 0.01% 10,122 $119K New
DNN Denison Mines Corp. 0.01% 50,000 $90K No change
NEUROONE MED TECHNOLOGIES CO 0.00% 12,000 $10K No change
TRX TRX Gold Corp. 0.00% 25,000 $8K No change
Other holdings (37): bonds, preferreds, convertibles and warrants · $1.1M (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 526$628KAdd +60.4%
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) NOTE 3/1 · principal 30,000$26KAdd +3.5%
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal 23,000$23KAdd +35.3%
DEXCOM INC (DXCM 0.375 05/15/28) NOTE 0.375% 5/1 · principal 25,000$22KReduce -3.9%
SPOTIFY USA INC (SPOT 0 03/15/26) NOTE 3/1 · principal 21,000$22KNew
DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) NOTE 12/0 · principal 25,000$22KReduce -3.9%
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal 22,000$21KAdd +120.0%
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal 19,000$20KAdd +35.7%
COINBASE GLOBAL INC (COIN 0.5 06/01/26) NOTE 0.500% 6/0 · principal 19,000$20KNo change
ITRON INC (ITRI 0 03/15/26) NOTE 3/1 · principal 17,000$18KReduce -22.7%
NEOGENOMICS INC (NEO 0.25 01/15/28) NOTE 0.250% 1/1 · principal 20,000$17KReduce -4.8%
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) NOTE 2.875% 3/1 · principal 14,000$15KReduce -12.5%
SNAP INC (SNAP 0.75 08/01/26) NOTE 0.750% 8/0 · principal 15,000$15KReduce -42.3%
NCL CORPORATION LTD (NCLH 1.125 02/15/27) NOTE 1.125% 2/1 · principal 14,000$14KAdd +16.7%
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) NOTE 1.250% 5/0 · principal 14,000$14KNew
CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) NOTE 4.250% 8/1 · principal 14,000$14KReduce -6.7%
TELADOC HEALTH INC (TDOC 1.25 06/01/27) NOTE 1.250% 6/0 · principal 16,000$14KReduce -5.9%
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) NOTE 3.625% 6/1 · principal 14,000$14KReduce -6.7%
BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) MTNF 0.600% 5/2 · principal 13,000$13KNew
SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) NOTE 1.250% 9/1 · principal 12,000$13KNew
RIVIAN AUTO INC (RIVN 4.625 03/15/29) NOTE 4.625% 3/1 · principal 13,000$13KNew
IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) NOTE 1.750% 6/1 · principal 13,000$13KNew
VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) NOTE 2.250% 9/1 · principal 13,000$12KNew
BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) NOTE 2.500% 3/1 · principal 11,000$12KNo change
CABLE ONE INC (CABO 1.125 03/15/28) NOTE 1.125% 3/1 · principal 14,000$12KReduce -6.7%
RAPID7 INC (RPD 1.25 03/15/29) NOTE 1.250% 3/1 · principal 12,000$11KNew
ALLIANT ENERGY CORP (LNT 3.875 03/15/26) NOTE 3.875% 3/1 · principal 11,000$11KReduce -21.4%
AIRBNB INC (ABNB 0 03/15/26) NOTE 3/1 · principal 12,000$11KNew
PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) NOTE 1.750%12/1 · principal 12,000$11KReduce -7.7%
CONFLUENT INC (CFLT 0 01/15/27) NOTE 1/1 · principal 12,000$11KAdd +20.0%
MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) NOTE 3.250%12/1 · principal 11,000$10KReduce -8.3%
EXACT SCIENCES CORP (EXAS 0.375 03/01/28) NOTE 0.375% 3/0 · principal 11,000$10KReduce -35.3%
RIVIAN AUTO INC (RIVN 3.625 10/15/30) NOTE 3.625%10/1 · principal 10,000$9KNew
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) NOTE 1.000%12/0 · principal 12,000$9KReduce -53.9%
REDFIN CORP (RDFN 0.5 04/01/27) NOTE 0.500% 4/0 · principal 10,000$8KNew
WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) NOTE 1.875%12/0 · principal 17,000$7KReduce -43.3%
WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) NOTE 0.250% 2/1 · principal 12,000$6KNew

Total filed on the 13F, all lines: $1.2B.

Portfolio Sells Q3 2024 → Q4 2024
IEFA iShares Core MSCI Eafe ETF Reduce -1.4% 3.66% −0.76
SCHA Schwab US Small-Cap ETF Reduce -5.4% 4.70% −0.60
SCHX Schwab US Large-Cap ETF Reduce -3.1% 7.49% −0.60
VNQ Vanguard Real Estate ETF Reduce -93.2% 0.03% −0.46
VB Vanguard Most SM-Cap ETF-Usd Reduce -2.1% 3.84% −0.31
IEMG iShares Core MSCI Emerging Reduce -1.6% 1.34% −0.26
UPS United Parcel Service Class B Reduce -1.2% 1.18% −0.20
PGR Progressive Corp. Reduce -0.1% 0.99% −0.13
VOO Vanguard S&P 500 ETF Reduce -0.7% 1.36% −0.08
JMBS Janus Henderson Mortg Backed Reduce -7.3% 0.28% −0.06
USHY iShares Broad Usd High Yield Reduce -22.0% 0.15% −0.06
XOM Exxon Mobil Corp. Reduce -0.2% 0.31% −0.05
UNH Unitedhealth Group Inc. Reduce -1.4% 0.20% −0.05
AMGN Amgen Inc. Reduce -18.1% 0.08% −0.05
CMG Chipotle Mexican Grill Inc. Reduce -37.5% 0.07% −0.04
SPYV SS SPDR P S&P 500 Value ETF Reduce -0.2% 0.37% −0.04
AMT American Tower Corp. Reduce -8.6% 0.08% −0.04
MRK Merck & Co. Inc. Reduce -1.4% 0.16% −0.04
JNJ Johnson & Johnson Reduce -6.5% 0.13% −0.04
ABBV Abbvie Inc. Reduce -3.2% 0.15% −0.03
XLU St Sr Utl SL SE SPDR ETF-Usd Sold out 0.00% −0.03
DEO Diageo PLC-Sponsored ADR Sold out 0.00% −0.03
GM General Motors Co. Reduce -44.2% 0.05% −0.03
BJUL Innovator U.S. Equity Buffer Reduce -0.1% 0.60% −0.03
XLRE SS Real Estate Select Sector Sold out 0.00% −0.03
SNY Sanofi-ADR Sold out 0.00% −0.03
PFE Pfizer Inc. Reduce -21.0% 0.06% −0.03
VO Vngrd Mrngstr MD-Cap ETF-Usd Reduce -0.6% 0.38% −0.03
HEI Heico Corp. Reduce -0.5% 0.16% −0.03
VZ Verizon Communications Inc. Reduce -7.4% 0.09% −0.03
MOTI Vaneck Mstar Int Moat ETF Reduce -50.5% 0.02% −0.03
PLD Prologis Inc. Reduce -17.5% 0.05% −0.03
CMCSA Comcast Corp. Class A Reduce -4.4% 0.11% −0.03
PHM Pultegroup Inc. Sold out 0.00% −0.03
TGT Target Corp. Reduce -24.6% 0.04% −0.03
BAX Baxter International Inc. Sold out 0.00% −0.03
CVX Chevron Corp. Reduce -2.3% 0.22% −0.03
ELV Elevance Health Inc. Sold out 0.00% −0.03
PH Parker Hannifin Corp. Reduce -0.3% 0.36% −0.02
PG The Procter & Gamble Co. Reduce -1.6% 0.20% −0.02
HII Huntington Ingalls Industrie Sold out 0.00% −0.02
ORCL Oracle Corp. Reduce -3.1% 0.18% −0.02
JPMB JPMorgan Usd Emerging Market Sold out 0.00% −0.02
DMXF iShares ESG Advanc MSCI Eafe Sold out 0.00% −0.02
MDLZ Mondelez International Inc. Class A Reduce -34.1% 0.02% −0.02
HDV iShares Core High Dividend E Sold out 0.00% −0.02
AMD Advanced Micro Devices Reduce -13.4% 0.03% −0.02
BBY Best Buy Co. Inc. Sold out 0.00% −0.02
EIX Edison International Reduce -25.9% 0.04% −0.02
EMN Eastman Chemical Co. Sold out 0.00% −0.02

Portfolio Buys Q3 2024 → Q4 2024
IJH iShares Core S&P Midcap ETF Add +1543.8% 4.11% +3.84
JMUB JPMorgan Municipal ETF New 1.45% +1.45
SPY SS SPDR S&P 500 ETF Trust-US Add +622.2% 0.76% +0.65
VTI VG Morningstar TS MKT ETF-US Add +578.3% 0.63% +0.53
AGG iShares Core U.S. Aggregate Add +38.3% 1.93% +0.37
AGGM iShares 1-10 Year U.S. Aggre New 0.25% +0.25
AMZN Amazon.com Inc. Add +5.3% 0.76% +0.10
DVY iShares Select Dividend ETF New 0.09% +0.09
VEU Vanguard Ftse All-World Ex-U Add +190.0% 0.14% +0.09
TSLA Tesla Inc. Add +3.0% 0.26% +0.08
EFA iShares MSCI Eafe ETF New 0.07% +0.07
AAPL Apple Inc. Add +3.0% 2.05% +0.06
JPM JPMorgan Chase & Co. Add +1.8% 0.73% +0.05
VT Vanguard Tot World STK ETF New 0.05% +0.05
XLK SS Technology Select Sector Add +29.7% 0.25% +0.05
FTSD Franklin Short Duration U.S. New 0.05% +0.05
VBK Van Morst SML-Cap Gro-Usd Inc. New 0.05% +0.05
GOOG Alphabet Inc. Class C Add +5.8% 0.32% +0.04
UAA Under Armour Inc. Class A New 0.03% +0.03
NVDA Nvidia Corp. Add +0.3% 0.98% +0.03
AOA iShares Core 80/20 Aggressiv New 0.03% +0.03
DIA SS SPDR Dow Jones Indus Avg New 0.03% +0.03
IAU iShares Gold Trust New 0.03% +0.03
XLF SS Financial Select Sector Add +23.8% 0.16% +0.03
SHOP Shopify Inc. Class A Add +8.7% 0.11% +0.03
SPYM Ste STR SPDR PT S&P 500 ETF Add +121.2% 0.05% +0.03
EFG iShares MSCI Eafe Growth ETF New 0.03% +0.03
GEV GE Vernova Inc. New 0.03% +0.03
VOT Vngrd Mrngstr MC GRW ETF-Usd Add +20.7% 0.17% +0.02
BDX Becton Dickinson and Co. Add +114.6% 0.05% +0.02
SONY Sony Group Corp. - SP ADR New 0.02% +0.02
GOOGL Alphabet Inc. Class A Add +0.0% 0.36% +0.02
DGRW Wisdomtree U.S. Quality Divi New 0.02% +0.02
ABNB Airbnb Inc. Class A New 0.02% +0.02
PLTR Palantir Technologies Inc. Class A New 0.02% +0.02
RWR SS SPDR Dow Jones REIT ETF New 0.02% +0.02
GLD SPDR Gold Shares New 0.02% +0.02
IUSG iShares Core S&P U.S. Growth New 0.02% +0.02
VTV Vanguard Mrngstr Val ETF-Aui Add +17.9% 0.30% +0.02
MPLX MPLX LP New 0.02% +0.02
AON Aon PLC Class A New 0.02% +0.02
SPG Simon Property Group Inc. New 0.02% +0.02
CRM Salesforce Inc. Add +6.7% 0.10% +0.02
IWF iShares Russell 1000 Growth Add +4.0% 0.42% +0.02
DIS The Walt Disney Co. Add +8.2% 0.10% +0.01
FISV Fiserv Inc. Add +30.4% 0.04% +0.01
BMY Bristol-Myers Squibb Co. Add +11.5% 0.09% +0.01
META Meta Platforms Inc. Class A Add +8.2% 0.35% +0.01
MUFG Mitsubishi Ufj Finl-Spon ADR New 0.01% +0.01
MS Morgan Stanley Add +6.5% 0.06% +0.01

Notes & Other Activity Q3 2024 → Q4 2024
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Add +60.4% 526 $628K
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) NOTE 3/1 · principal Add +3.5% 30,000 $26K
AFFIRM HOLDINGS INC (AFRM 0 11/15/26) NOTE 11/1 · principal Sold out 27,000 $24Kbefore exit
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal Add +35.3% 23,000 $23K
DEXCOM INC (DXCM 0.375 05/15/28) NOTE 0.375% 5/1 · principal Reduce -3.9% 25,000 $22K
SPOTIFY USA INC (SPOT 0 03/15/26) NOTE 3/1 · principal New 21,000 $22K
DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) NOTE 12/0 · principal Reduce -3.9% 25,000 $22K
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal Add +120.0% 22,000 $21K
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal Add +35.7% 19,000 $20K
IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) NOTE 4/0 · principal Sold out 18,000 $18Kbefore exit
ITRON INC (ITRI 0 03/15/26) NOTE 3/1 · principal Reduce -22.7% 17,000 $18K
NEOGENOMICS INC (NEO 0.25 01/15/28) NOTE 0.250% 1/1 · principal Reduce -4.8% 20,000 $17K
AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) NOTE 0.375% 9/0 · principal Sold out 15,000 $15Kbefore exit
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) NOTE 2.875% 3/1 · principal Reduce -12.5% 14,000 $15K
SNAP INC (SNAP 0.75 08/01/26) NOTE 0.750% 8/0 · principal Reduce -42.3% 15,000 $15K
NCL CORPORATION LTD (NCLH 1.125 02/15/27) NOTE 1.125% 2/1 · principal Add +16.7% 14,000 $14K
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) NOTE 1.250% 5/0 · principal New 14,000 $14K
INSULET CORPORATION (PODD 0.375 09/01/26) NOTE 0.375% 9/0 · principal Sold out 12,000 $14Kbefore exit
CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) NOTE 4.250% 8/1 · principal Reduce -6.7% 14,000 $14K
TELADOC HEALTH INC (TDOC 1.25 06/01/27) NOTE 1.250% 6/0 · principal Reduce -5.9% 16,000 $14K
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) NOTE 3.625% 6/1 · principal Reduce -6.7% 14,000 $14K
BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) MTNF 0.600% 5/2 · principal New 13,000 $13K
SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) NOTE 1.250% 9/1 · principal New 12,000 $13K
RIVIAN AUTO INC (RIVN 4.625 03/15/29) NOTE 4.625% 3/1 · principal New 13,000 $13K
IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) NOTE 1.750% 6/1 · principal New 13,000 $13K
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal Sold out 13,000 $13Kbefore exit
EVOLENT HEALTH INC (EVH 1.5 10/15/25) NOTE 1.500%10/1 · principal Sold out 12,000 $13Kbefore exit
PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) NOTE 2.750% 5/1 · principal Sold out 11,000 $12Kbefore exit
VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) NOTE 2.250% 9/1 · principal New 13,000 $12K
CABLE ONE INC (CABO 1.125 03/15/28) NOTE 1.125% 3/1 · principal Reduce -6.7% 14,000 $12K
RAPID7 INC (RPD 1.25 03/15/29) NOTE 1.250% 3/1 · principal New 12,000 $11K
ALLIANT ENERGY CORP (LNT 3.875 03/15/26) NOTE 3.875% 3/1 · principal Reduce -21.4% 11,000 $11K
AIRBNB INC (ABNB 0 03/15/26) NOTE 3/1 · principal New 12,000 $11K
PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) NOTE 1.750%12/1 · principal Reduce -7.7% 12,000 $11K
BLOOM ENERGY CORP (BE 3 06/01/28) NOTE 3.000% 6/0 · principal Sold out 12,000 $11Kbefore exit
LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) NOTE 2.250% 8/1 · principal Sold out 10,000 $11Kbefore exit
CONFLUENT INC (CFLT 0 01/15/27) NOTE 1/1 · principal Add +20.0% 12,000 $11K
CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) NOTE 0.375% 6/1 · principal Sold out 11,000 $10Kbefore exit
BLOCK INC (XYZ 0.25 11/01/27) NOTE 0.250%11/0 · principal Sold out 12,000 $10Kbefore exit
MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) NOTE 3.250%12/1 · principal Reduce -8.3% 11,000 $10K
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) NOTE 0.500%12/1 · principal Sold out 10,000 $10Kbefore exit
EXACT SCIENCES CORP (EXAS 0.375 03/01/28) NOTE 0.375% 3/0 · principal Reduce -35.3% 11,000 $10K
AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) NOTE 3.875% 8/1 · principal Sold out 10,000 $9Kbefore exit
RIVIAN AUTO INC (RIVN 3.625 10/15/30) NOTE 3.625%10/1 · principal New 10,000 $9K
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) NOTE 1.000%12/0 · principal Reduce -53.9% 12,000 $9K
ETSY INC (ETSY 0.125 09/01/27) NOTE 0.125% 9/0 · principal Sold out 10,000 $9Kbefore exit
SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) NOTE 2.625% 2/1 · principal Sold out 12,000 $8Kbefore exit
REDFIN CORP (RDFN 0.5 04/01/27) NOTE 0.500% 4/0 · principal New 10,000 $8K
WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) NOTE 1.875%12/0 · principal Reduce -43.3% 17,000 $7K
WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) NOTE 0.250% 2/1 · principal New 12,000 $6K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q1 2025 374$1.2BIVV, SCHX, VEA, JAAA, SCHA
Q4 2024 370$1.2BIVV, SCHX, VEA, SCHA, VWO
Q3 2024 375$1.1BIVV, SCHX, VEA, SCHA, VWO
Q2 2024 350$996.6MIVV, SCHX, VEA, SCHA, VWO
Q1 2024 360$985.7MIVV, SCHX, VEA, SCHA, VB