Marcum Wealth, LLC

In its 13F for Q1 2025 (holdings as of March 31, 2025, filed April 2, 2025), Marcum Wealth, LLC reported 374 stock positions worth $1.2 billion. Its top holding was iShares Core S&P 500 ETF (IVV) at 16.8% of the portfolio, followed by Schwab US Large-Cap ETF (SCHX, 6.9%) and Vanguard Ftse Developed ETF (VEA, 5.6%). Compared with Q4 2024, it opened 24 new positions, sold out of 20, added to 151 and reduced 180. The biggest buy was a new position in Janus Henderson Aaa Clo ETF (JAAA) and the biggest sale Vaneck Cef Muni Income ETF (XMPT, shares −98%).

Most Recent 13F
Q1 2025
Location
CLEVELAND, OH
CIK
0001784450
Portfolio Value
$1.2B (Q1 2025)
SEC Filing
0001784450-25-000004 ↗ filed Apr 2, 2025

Holdings Value

0$500.0M$1.0B$1.5B Q1 2024: $985.7M Q1 2024 Q2 2024: $996.6M Q2 2024 Q3 2024: $1.1B Q3 2024 Q4 2024: $1.2B Q4 2024 Q1 2025: $1.2B $1.2B Q1 2025

Holdings 374 stocks · $1.2B
IVV iShares Core S&P 500 ETF 16.79% 345,386 $194.1M Add +3.0%
SCHX Schwab US Large-Cap ETF 6.91% 3,618,623 $79.9M Reduce -2.8%
VEA Vanguard Ftse Developed ETF 5.61% 1,276,298 $64.9M Reduce -1.4%
JAAA Janus Henderson Aaa Clo ETF 5.41% 1,232,858 $62.5M New
SCHA Schwab US Small-Cap ETF 4.20% 2,072,513 $48.6M Reduce -1.0%
IJH iShares Core S&P Midcap ETF 3.97% 785,794 $45.9M Add +3.3%
IEFA iShares Core MSCI Eafe ETF 3.90% 596,246 $45.1M Reduce -0.8%
VB Vanguard Most SM-Cap ETF-Usd 3.50% 182,267 $40.4M Reduce -1.1%
VWO Vanguard Ftse Emerging Marke 3.47% 886,274 $40.1M Reduce -20.3%
IJR iShares Core S&P Small-Cap E 3.08% 340,953 $35.7M Add +9.6%
AGG iShares Core U.S. Aggregate 2.02% 236,340 $23.4M Add +3.2%
AAPL Apple Inc. 1.83% 95,207 $21.1M Add +0.8%
MSFT Microsoft Corp. 1.76% 54,314 $20.4M Add +7.6%
JMUB JPMorgan Municipal ETF 1.37% 315,774 $15.8M Reduce -5.3%
PGR Progressive Corp. 1.32% 53,920 $15.3M Add +13.5%
VOO Vanguard S&P 500 ETF 1.31% 29,530 $15.2M Add +1.6%
IEMG iShares Core MSCI Emerging 1.30% 279,029 $15.1M Reduce -5.5%
UPS United Parcel Service Class B 1.03% 108,545 $11.9M Add +0.6%
QQQ Invesco QQQ Trust Series 1 0.80% 19,661 $9.2M Add +0.5%
NVDA Nvidia Corp. 0.78% 83,594 $9.1M Reduce -0.8%
AMZN Amazon.com Inc. 0.69% 41,827 $8.0M Add +5.0%
VUG Vanguard Mrngstar GR ETF-Sui 0.65% 20,293 $7.5M Reduce -0.6%
BJAN Innovator U.S. Equity Buffer 0.63% 157,366 $7.3M Add +357.7%
VTI VG Morningstar TS MKT ETF-US 0.60% 25,236 $6.9M Add +0.4%
JPM JPMorgan Chase & Co. 0.57% 26,761 $6.6M Reduce -23.9%
SPY SS SPDR S&P 500 ETF Trust-US 0.55% 11,296 $6.3M Reduce -24.4%
VIG Vanguard Dividend Apprec ETF 0.52% 31,256 $6.1M Reduce -0.1%
SCHB Schwab US Broad Market ETF 0.42% 227,420 $4.9M New
BRK.B Berkshire Hathaway Inc. Class B 0.42% 9,098 $4.8M Add +0.5%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.37% 16,544 $4.3M Add +0.5%
SPYV SS SPDR P S&P 500 Value ETF 0.37% 83,568 $4.3M Add +1.4%
IWF iShares Russell 1000 Growth 0.37% 11,702 $4.2M Reduce -2.8%
META Meta Platforms Inc. Class A 0.36% 7,237 $4.2M Add +3.7%
XOM Exxon Mobil Corp. 0.34% 32,902 $3.9M Reduce -0.2%
PH Parker Hannifin Corp. 0.34% 6,409 $3.9M Reduce -1.0%
HEI.A Heico Corp. Class A 0.33% 18,096 $3.8M Add +0.0%
V Visa Inc. Class A 0.32% 10,458 $3.7M Add +0.9%
MO Altria Group Inc. 0.32% 60,852 $3.7M Add +0.1%
DFIS Dimensional International SM 0.30% 134,710 $3.5M Add +8.1%
MMIN Nylim Mackay Muni Insured Et filed as NEW YORK LIFE INVTS ACTIVE E 0.30% 147,030 $3.5M Add +4.1%
JMBS Janus Henderson Mortg Backed 0.29% 74,065 $3.3M Add +1.2%
GOOGL Alphabet Inc. Class A 0.29% 21,333 $3.3M Reduce -1.8%
AVGO Broadcom Inc. 0.28% 19,406 $3.2M Reduce -3.4%
CVX Chevron Corp. 0.26% 17,823 $3.0M Add +1.5%
AGGM iShares 1-10 Year U.S. Aggre 0.25% 27,787 $2.9M No change
GOOG Alphabet Inc. Class C 0.25% 18,305 $2.9M Reduce -4.7%
VTV Vanguard Mrngstr Val ETF-Aui 0.24% 16,254 $2.8M Reduce -19.9%
LLY Eli Lilly & Co. 0.24% 3,375 $2.8M Add +0.7%
VTEB Vanguard Tax-Exempt Bond ETF 0.23% 54,483 $2.7M Reduce -11.5%
GTO Invesco Total Return Bond Et 0.23% 57,117 $2.7M Add +2.6%
RTX RTX Corp. 0.23% 19,733 $2.6M Add +97.6%
XLK SS Technology Select Sector 0.22% 12,475 $2.6M Add +2.0%
PM Philip Morris International 0.21% 15,615 $2.5M Reduce -1.4%
HD Home Depot Inc. 0.20% 6,316 $2.3M Reduce -7.3%
UNH Unitedhealth Group Inc. 0.20% 4,352 $2.3M Reduce -4.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.20% 9,091 $2.3M Reduce -10.2%
PG The Procter & Gamble Co. 0.19% 13,021 $2.2M Reduce -3.3%
TSLA Tesla Inc. 0.18% 8,235 $2.1M Add +11.8%
WMT Walmart Inc. 0.18% 24,183 $2.1M Add +4.5%
KJAN Innovator U.S. Small Cap Pow 0.18% 57,818 $2.1M Add +2.1%
HEI Heico Corp. 0.18% 7,613 $2.0M No change
MCD McDonald's Corp. 0.18% 6,486 $2.0M Add +4.9%
DFAC Dimensional US Core Equity 2 0.17% 60,082 $2.0M Add +0.2%
FEGE First Eagle GL Equity ETF 0.17% 52,591 $2.0M New
ABBV Abbvie Inc. 0.17% 9,409 $2.0M Reduce -0.3%
JNJ Johnson & Johnson 0.17% 11,855 $2.0M Add +18.9%
DFAT Dimensional US Target Value 0.17% 37,670 $1.9M Reduce -1.8%
GS Goldman Sachs Group Inc. 0.17% 3,541 $1.9M Reduce -4.6%
BA The Boeing Co. 0.16% 11,132 $1.9M Add +3.0%
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.16% 7,546 $1.8M Reduce -0.7%
XLF SS Financial Select Sector 0.16% 36,858 $1.8M Reduce -4.1%
ORCL Oracle Corp. 0.15% 12,762 $1.8M Add +0.7%
USHY iShares Broad Usd High Yield 0.15% 48,138 $1.8M Add +5.5%
VEU Vanguard Ftse All-World Ex-U 0.15% 28,795 $1.7M Reduce -0.3%
XLV SS Health Care Select Sector 0.15% 11,788 $1.7M Add +1.1%
BX Blackstone Inc. 0.14% 11,627 $1.6M Add +0.2%
USMV iShares MSCI USA Min Vol Fac 0.14% 16,968 $1.6M Reduce -1.5%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.14% 37,984 $1.6M Reduce -0.8%
DFUS Dimensional US Eq MKT ETF 0.14% 26,023 $1.6M Add +0.2%
MA Mastercard Inc. Class A 0.14% 2,852 $1.6M Reduce -1.0%
NFLX Netflix Inc. 0.13% 1,613 $1.5M Add +1.0%
DFUV Dimensional US Marketwide Va 0.13% 35,500 $1.5M Add +0.3%
GSLC Goldman Activebeta US LC ETF 0.13% 13,247 $1.5M Reduce -3.1%
T AT&T Inc. 0.13% 51,200 $1.4M Add +2.5%
KO The Coca-Cola Co. 0.12% 19,618 $1.4M Add +8.5%
MRK Merck & Co. Inc. 0.12% 15,414 $1.4M Reduce -15.2%
IYW iShares Ustechnology ETF 0.12% 9,787 $1.4M Reduce -4.1%
PEP Pepsico Inc. 0.12% 8,890 $1.3M Reduce -2.5%
IWD iShares Russell 1000 Value E 0.11% 6,941 $1.3M Reduce -7.0%
BNDX Vanguard Total Intl Bond ETF 0.11% 26,340 $1.3M Add +1.7%
CMCSA Comcast Corp. Class A 0.11% 34,716 $1.3M Add +5.2%
ISRG Intuitive Surgical Inc. 0.11% 2,582 $1.3M Add +0.3%
BSV Vanguard Short-Term Bond ETF 0.11% 15,687 $1.2M Reduce -3.9%
AMGN Amgen Inc. 0.11% 3,913 $1.2M Add +7.3%
ETN Eaton Corp. PLC 0.10% 4,420 $1.2M Reduce -3.4%
AMT American Tower Corp. 0.10% 5,518 $1.2M Add +9.1%
VZ Verizon Communications Inc. 0.10% 26,044 $1.2M Reduce -3.1%
BMY Bristol-Myers Squibb Co. 0.10% 19,296 $1.2M Add +1.0%
CRM Salesforce Inc. 0.10% 4,369 $1.2M Add +30.9%
SCHD Schwab US DVD Equity ETF 0.10% 41,890 $1.2M Reduce -5.3%
DUK Duke Energy Corp. 0.10% 9,573 $1.2M Add +18.6%
CB Chubb Ltd. 0.10% 3,841 $1.2M Add +2.4%
MTUM iShares MSCI USA Momentum Fa 0.10% 5,669 $1.1M Reduce -2.8%
CSCO Cisco Systems Inc. 0.10% 18,555 $1.1M Add +9.6%
AXP American Express Co. 0.10% 4,233 $1.1M Add +4.3%
SPYM Ste STR SPDR PT S&P 500 ETF 0.10% 16,920 $1.1M Add +104.7%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.09% 11,041 $1.1M Add +5.8%
DVY iShares Select Dividend ETF 0.09% 8,062 $1.1M No change
SBUX Starbucks Corp. 0.09% 10,934 $1.1M Add +8.7%
WFC Wells Fargo & Co. 0.09% 14,429 $1.0M Reduce -6.3%
BJUL Innovator U.S. Equity Buffer 0.09% 23,971 $1.0M Reduce -84.6%
OKE Oneok Inc. 0.09% 10,250 $1.0M Add +1.1%
BSVO EA Bridgeway Omni Sm-Cp Val 0.09% 51,742 $1.0M No change
DFIV Dimensional International Va 0.09% 25,479 $1.0M Add +0.3%
WMB Williams Cos Inc. 0.09% 16,493 $986K Reduce -12.5%
SPAB SS SPDR P Agg Bond ETF 0.08% 38,273 $977K No change
SPGI S&P Global Inc. 0.08% 1,914 $973K Add +0.7%
VONG Vanguard Russell 1000 Growth 0.08% 10,365 $962K Reduce -0.1%
VYM Vanguard High DVD Yield ETF 0.08% 7,335 $946K Reduce -8.1%
ENB Enbridge Inc. 0.08% 21,314 $944K Add +2.3%
BLK BlackRock Inc. 0.08% 985 $932K Reduce -5.7%
KRG Kite Realty Group Trust 0.08% 40,290 $901K Reduce -1.4%
TSM Taiwan Semiconductor-SP ADR 0.08% 5,387 $894K Reduce -1.6%
EFV iShares MSCI Eafe Value ETF 0.08% 14,974 $883K Reduce -9.8%
PFE Pfizer Inc. 0.08% 34,602 $877K Add +23.3%
PNC PNC Financial Services Group 0.07% 4,825 $848K Reduce -8.0%
COST Costco Wholesale Corp. 0.07% 887 $839K Add +7.7%
VONV Vanguard Russell 1000 Value 0.07% 10,146 $837K Reduce -0.1%
INTU Intuit Inc. 0.07% 1,344 $825K Add +4.1%
IWR iShares Russell Mid-Cap ETF 0.07% 9,608 $817K Add +0.1%
XLY SS Consumer Disc Select Sect 0.07% 4,134 $816K Reduce -0.7%
WEC WEC Energy Group Inc. 0.07% 7,416 $808K Add +1.3%
SCHW Schwab (charles) Corp. 0.07% 10,319 $808K Add +8.6%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.07% 6,629 $807K Reduce -1.6%
CAT Caterpillar Inc. 0.07% 2,392 $789K Reduce -7.4%
NOW ServiceNow Inc. 0.07% 988 $787K Add +45.3%
ABT Abbott Laboratories 0.07% 5,869 $779K Add +5.5%
BDX Becton Dickinson and Co. 0.07% 3,395 $778K Add +30.6%
XLP SS Consumer Staples Sel Sect 0.07% 9,503 $776K Reduce -1.4%
XLC SS Comm Select Sector SPDR 0.07% 8,019 $773K Reduce -6.7%
CVS CVS Health Corp. 0.07% 11,354 $769K Add +30.2%
NKE Nike Inc. Class B 0.07% 12,065 $766K Add +9.1%
TRV The Travelers Cos Inc. 0.07% 2,889 $764K Reduce -1.6%
TXN Texas Instruments Inc. 0.07% 4,205 $756K Add +4.4%
LMT Lockheed Martin Corp. 0.06% 1,676 $748K Reduce -10.9%
HBAN Huntington Bancshares Inc. 0.06% 49,371 $741K Add +0.2%
KJUL Innovator U.S. Small Cap Pow 0.06% 26,393 $738K No change
ACN Accenture PLC Class A 0.06% 2,343 $731K Add +3.3%
GE General Electric filed as GE AEROSPACE 0.06% 3,614 $723K Add +2.2%
TMUS T-Mobile US Inc. 0.06% 2,679 $715K Reduce -3.5%
SCHZ Schwab US Aggregate Bond ETF 0.06% 30,761 $712K New
MDT Medtronic PLC 0.06% 7,927 $712K Add +2.9%
VMBS Vanguard Mortgage-Backed Sec 0.06% 15,288 $708K Add +2.1%
UNP Union Pacific Corp. 0.06% 2,954 $698K Add +9.8%
HON Honeywell International Inc. 0.06% 3,252 $689K Reduce -20.9%
UL Unilever PLC 0.06% 11,230 $669K Add +7.2%
ADP Automatic Data Processing 0.06% 2,175 $665K Add +0.2%
CME Cme Group Inc. 0.06% 2,504 $664K Reduce -6.0%
JEPI JPMorgan Equity Premium Inco 0.06% 11,582 $662K Reduce -8.6%
MS Morgan Stanley 0.06% 5,513 $643K Reduce -1.6%
CMG Chipotle Mexican Grill Inc. 0.06% 12,787 $642K Reduce -1.2%
SCHF Schwab Intl Equity ETF 0.05% 31,911 $631K New
BIL SS SPDR BB 1-3M T-Bill ETF 0.05% 6,809 $625K Reduce -0.3%
BIV Vanguard Intermediate-Term B 0.05% 8,074 $618K Add +6.0%
SHW The Sherwin-Williams Co. 0.05% 1,758 $614K Reduce -0.5%
PLD Prologis Inc. 0.05% 5,452 $609K Add +2.3%
VGT Vanguard Info Tech ETF 0.05% 1,120 $607K Reduce -6.2%
ETR Entergy Corp. 0.05% 7,084 $606K Reduce -4.6%
VRTX Vertex Pharmaceuticals Inc. 0.05% 1,247 $605K Reduce -6.0%
IWS iShares Russell Mid-Cap Valu 0.05% 4,770 $601K Reduce -0.7%
EMR Emerson Electric Co. 0.05% 5,439 $596K Reduce -3.6%
BLV Vanguard Long-Term Bond ETF 0.05% 8,452 $595K Add +6.1%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.05% 3,705 $595K Reduce -21.1%
MAR Marriott International Class A 0.05% 2,464 $587K Reduce -4.3%
NEE Nextera Energy Inc. 0.05% 8,274 $587K Reduce -1.7%
IWM iShares Russell 2000 ETF 0.05% 2,890 $577K Reduce -10.6%
LIN Linde PLC 0.05% 1,189 $554K Reduce -6.4%
DGRO iShares Core Dividend Growth 0.05% 8,846 $546K Add +0.1%
USXF iShares ESG Advance MSCI USA 0.05% 11,607 $542K Add +0.2%
CORT Corcept Therapeutics Inc. 0.05% 4,711 $538K Reduce -49.8%
TFC Truist Financial Corp. 0.05% 13,051 $537K Add +0.7%
FISV Fiserv Inc. 0.05% 2,419 $534K Add +0.3%
QUAL iShares MSCI USA Quality Fac 0.05% 3,103 $530K Add +4.9%
LECO Lincoln Electric Holdings 0.05% 2,800 $530K Reduce -38.7%
NOC Northrop Grumman Corp. 0.05% 1,032 $529K Reduce -9.3%
GILD Gilead Sciences Inc. 0.05% 4,696 $526K Reduce -11.5%
EQIX Equinix Inc. 0.05% 645 $526K Reduce -7.1%
RACE Ferrari NV 0.04% 1,200 $513K Add +1.8%
PECO Phillips Edison & Company Inc. 0.04% 14,038 $512K Reduce -0.0%
XMPT Vaneck Cef Muni Income ETF 0.04% 22,997 $497K Reduce -97.6%
GM General Motors Co. 0.04% 10,563 $497K Reduce -3.8%
IGV iShares Expanded Tech-Softwa 0.04% 5,540 $493K New
EOG EOG Resources Inc. 0.04% 3,841 $493K Reduce -0.8%
FNB FNB Corp. 0.04% 36,234 $487K Reduce -0.1%
IYG iShares U.S. Financial Servi 0.04% 6,156 $484K Reduce -2.6%
TMO Thermo Fisher Scientific Inc. 0.04% 971 $483K Reduce -5.6%
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.04% 1,830 $470K No change
VBK Van Morst SML-Cap Gro-Usd Inc. 0.04% 1,846 $465K Reduce -2.3%
SCHG Schwab US Large-Cap Growth 0.04% 18,560 $465K Add +1.1%
EMBJ Embraer SA-Spon ADR 0.04% 10,042 $464K Reduce -4.7%
APD Air Products & Chemicals Inc. 0.04% 1,572 $464K Add +2.8%
MSI Motorola Solutions Inc. 0.04% 1,054 $461K Reduce -0.9%
ICE Intercontinental Exchange Inc. 0.04% 2,675 $461K Reduce -12.8%
IVW iShares S&P 500 Growth ETF 0.04% 4,923 $457K Add +5.2%
LOW Lowe's Cos Inc. 0.04% 1,933 $451K Reduce -4.1%
SHOP Shopify Inc. Class A 0.04% 4,708 $450K Reduce -59.4%
MU Micron Technology Inc. 0.04% 5,119 $445K Add +4.0%
GPC Genuine Parts Co. 0.04% 3,719 $443K Add +9.5%
MPC Marathon Petroleum Corp. 0.04% 2,940 $428K Reduce -12.1%
KMI Kinder Morgan Inc. 0.04% 15,010 $428K Reduce -0.9%
IAU iShares Gold Trust 0.04% 7,250 $427K No change
COF Capital One Financial Corp. 0.04% 2,375 $426K Reduce -0.2%
MDLZ Mondelez International Inc. Class A 0.04% 6,258 $425K Add +44.3%
VPL Vanguard Ftse Pacific ETF 0.04% 5,837 $423K Add +3.7%
EPD Enterprise Products Partners 0.04% 12,351 $422K Add +3.9%
ITOT iShares Core S&P Total U.S. 0.04% 3,437 $419K Reduce -6.1%
BKNG Booking Holdings Inc. 0.04% 90 $415K Add +1.1%
WM Waste Management Inc. 0.04% 1,792 $415K Reduce -4.4%
USB US Bancorp 0.04% 9,812 $414K Reduce -8.1%
AZN Astrazeneca PLC-Spons ADR 0.04% 5,610 $412K Reduce -6.0%
DFAS Dimensional US Small Cap ETF 0.04% 6,803 $406K Add +0.2%
MCK McKesson Corp. 0.04% 603 $406K Reduce -1.9%
D Dominion Energy Inc. 0.03% 7,187 $403K Reduce -0.0%
LAMR Lamar Advertising Co. Class A 0.03% 3,535 $402K Reduce -3.4%
IGLB iShares 10+ Year Inv GR Corp. 0.03% 7,997 $402K Reduce -3.9%
FSCO FS Credit Opportunities Corp. 0.03% 56,711 $400K Add +4.8%
PPA Invesco Aerospace & Defense 0.03% 3,419 $398K Add +2.5%
CRWD CrowdStrike Holdings Inc. Class A 0.03% 1,119 $395K Reduce -0.4%
CI The Cigna Group 0.03% 1,195 $393K Reduce -7.2%
C Citigroup Inc. 0.03% 5,483 $389K Add +7.9%
SAP Sap SE-Sponsored ADR 0.03% 1,448 $389K Reduce -27.7%
EMXC iShares MSCI Emr MRK Ex Chna 0.03% 6,988 $385K Reduce -2.6%
DHR Danaher Corp. 0.03% 1,864 $382K Reduce -13.2%
VGLT Vanguard Long-Term Treasury 0.03% 6,595 $380K Reduce -96.2%
AEP American Electric Power 0.03% 3,468 $379K Add +3.0%
NVO Novo-Nordisk A/S-Spons ADR 0.03% 5,457 $379K Add +45.9%
ADBE Adobe Inc. 0.03% 983 $377K No change
BBCA JPMorgan Betabuilders Canada 0.03% 5,225 $374K Reduce -4.1%
COP Conocophillips 0.03% 3,559 $374K Reduce -6.2%
YUM Yum! Brands Inc. 0.03% 2,362 $372K Reduce -1.4%
TTE Totalenergies SE -Spon ADR 0.03% 5,734 $371K Add +32.7%
WELL Welltower Inc. 0.03% 2,418 $370K Reduce -1.5%
NU Nu Holdings Ltd./Cayman Isl-A filed as NU HLDGS LTD 0.03% 36,128 $370K Reduce -0.7%
IWB iShares Russell 1000 ETF 0.03% 1,201 $368K Add +11.4%
MET Metlife Inc. 0.03% 4,571 $367K Add +6.4%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.03% 7,051 $365K Add +11.0%
TGT Target Corp. 0.03% 3,494 $365K Add +1.8%
FIS Fidelity National Info Serv 0.03% 4,877 $364K Reduce -0.5%
GSK GSK PLC-Spon ADR 0.03% 9,373 $363K Add +0.1%
TEL Te Connectivity PLC 0.03% 2,569 $363K Reduce -18.6%
BABA Alibaba Group Holding-SP ADR 0.03% 2,745 $363K Add +3.2%
PANW Palo Alto Networks Inc. 0.03% 2,116 $361K Reduce -4.9%
GEV GE Vernova Inc. 0.03% 1,171 $357K Add +32.5%
TD Toronto-Dominion Bank 0.03% 5,962 $357K Add +11.3%
GLP Global Partners LP 0.03% 6,664 $356K New
BOXX Alpha Architect 1-3 MNTH Box 0.03% 3,185 $355K No change
CL Colgate-Palmolive Co. 0.03% 3,774 $354K Add +1.2%
MKL Markel Group Inc. 0.03% 188 $351K Reduce -1.6%
WTRG Essential Utilities Inc. 0.03% 8,734 $345K Reduce -5.0%
XLE SS Energy Select Sector 0.03% 3,676 $344K Reduce -2.7%
MMM 3M Co. 0.03% 2,321 $341K Add +6.0%
UBER Uber Technologies Inc. 0.03% 4,575 $333K Add +8.1%
ADSK Autodesk Inc. 0.03% 1,271 $333K Reduce -4.0%
SRE Sempra 0.03% 4,653 $332K Add +7.0%
MRSH Marsh & McLennan Cos 0.03% 1,355 $331K Reduce -0.4%
VNQ Vanguard Real Estate ETF 0.03% 3,643 $330K Reduce -0.3%
LYG Lloyds Banking Group PLC-ADR 0.03% 85,341 $326K Add +13.2%
HDUS Hartford Discip Eqty ETF 0.03% 5,924 $321K Reduce -4.3%
SYK Stryker Corp. 0.03% 851 $317K Reduce -2.4%
AVY Avery Dennison Corp. 0.03% 1,774 $316K Reduce -2.7%
CTAS Cintas Corp. 0.03% 1,517 $312K Add +0.9%
PRU Prudential Financial Inc. 0.03% 2,778 $310K Reduce -1.4%
UAA Under Armour Inc. Class A 0.03% 49,211 $308K Add +3.0%
SILA Sila Realty Trust Inc. 0.03% 11,514 $308K No change
SDY SS SPDR S&P Dividend ETF 0.03% 2,254 $306K Reduce -4.5%
O Realty Income Corp. 0.03% 5,213 $302K Add +8.1%
JCI Johnson Controls Internation 0.03% 3,762 $301K Reduce -4.4%
CTVA Corteva Inc. 0.03% 4,786 $301K Reduce -0.6%
ORLY O'reilly Automotive Inc. 0.03% 210 $301K Add +4.0%
SOXX iShares Semiconductor ETF 0.03% 1,595 $300K New
GLW Corning Inc. 0.03% 6,490 $297K Reduce -13.3%
SNY Sanofi-ADR 0.03% 5,325 $295K New
QCOM Qualcomm Inc. 0.03% 1,916 $294K Reduce -1.0%
AMD Advanced Micro Devices 0.03% 2,858 $294K Reduce -4.2%
AIG American International Group 0.03% 3,367 $293K Reduce -18.7%
TSCO Tractor Supply Company 0.03% 5,294 $292K Reduce -14.1%
ESGD iShares Trust iShares ESG Aw 0.03% 3,546 $290K Reduce -0.6%
AEE Ameren Corporation 0.03% 2,883 $289K Reduce -0.1%
PEG Public Service Enterprise GP 0.02% 3,502 $288K Add +1.0%
AMAT Applied Materials Inc. 0.02% 1,984 $288K Add +4.9%
SONY Sony Group Corp. - SP ADR 0.02% 11,313 $287K Reduce -5.4%
KMB Kimberly-Clark Corp. 0.02% 2,016 $287K Reduce -1.7%
PPL PPL Corp. 0.02% 7,931 $286K Add +0.3%
ADI Analog Devices Inc. 0.02% 1,410 $284K Reduce -16.4%
JIVE JPM Interntl Value ETF filed as J P MORGAN EXCHANGE TRADED F 0.02% 4,595 $284K Reduce -3.2%
CDNS Cadence Design SYS Inc. 0.02% 1,108 $282K Reduce -1.3%
XLI SS Industrial Select Sector 0.02% 2,140 $280K No change
EIX Edison International 0.02% 4,746 $280K Reduce -9.8%
LHX L3HARRIS Technologies Inc. 0.02% 1,320 $276K Reduce -3.0%
GLD SPDR Gold Shares 0.02% 954 $275K Add +4.3%
SHEL Shell PLC-ADR 0.02% 3,721 $273K Add +7.1%
EFA iShares MSCI Eafe ETF 0.02% 3,335 $273K Reduce -68.0%
VHT Vanguard Health Care ETF 0.02% 1,024 $271K No change
LRCX Lam Research Corp. 0.02% 3,721 $271K New
MDY State Street SPDR S&P Midcap 0.02% 507 $270K Add +2.2%
EVRG Evergy Inc. 0.02% 3,922 $270K Add +1.8%
CBRE CBRE Group Inc. Class A 0.02% 2,065 $270K Reduce -0.6%
ASML ASML Holding NV-NY Reg SHS 0.02% 406 $269K Reduce -1.9%
VONE Vanguard Russell 1000 0.02% 1,049 $266K No change
FCX Freeport-McMoran Inc. 0.02% 6,955 $263K Reduce -43.8%
KEY Keycorp 0.02% 16,423 $263K Reduce -1.4%
INTC Intel Corp. 0.02% 11,526 $262K New
KLAC KLA Corp. 0.02% 382 $260K Add +6.4%
AMP Ameriprise Financial Inc. 0.02% 536 $259K Reduce -1.3%
PAVE Global X US Infrastructure 0.02% 6,868 $259K Reduce -6.3%
JXN Jackson Financial Inc. Class A 0.02% 3,073 $257K Add +0.1%
XEL Xcel Energy Inc. 0.02% 3,520 $249K Reduce -2.8%
DEO Diageo PLC-Sponsored ADR 0.02% 2,377 $249K New
PTLC Pacer Trendpilot US Large Ca 0.02% 4,818 $248K No change
ABNB Airbnb Inc. Class A 0.02% 2,073 $248K Add +14.9%
DE Deere & Co. 0.02% 527 $247K Reduce -10.1%
HLN Haleon PLC-ADR 0.02% 23,906 $246K Reduce -3.3%
IEF iShares 7-10 Year Treasury B 0.02% 2,574 $245K Add +4.9%
OMC Omnicom Group 0.02% 2,926 $243K Reduce -4.5%
HLT Hilton Worldwide Holdings Inc. 0.02% 1,063 $242K Add +5.8%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.02% 1,296 $241K Reduce -11.5%
F Ford Motor Co. filed as FORD MTR CO 0.02% 24,054 $241K Reduce -10.8%
VTWO Vanguard Russell 2000 ETF 0.02% 2,967 $239K Add +0.1%
SO The Southern Co. 0.02% 2,589 $238K Reduce -8.0%
BND Vanguard Total Bond Market 0.02% 3,220 $237K Reduce -6.0%
PYPL PayPal Holdings Inc. 0.02% 3,622 $236K Reduce -11.2%
CAH Cardinal Health Inc. 0.02% 1,714 $236K New
DGRW Wisdomtree U.S. Quality Divi 0.02% 2,954 $236K Add +0.1%
BP BP PLC-Spons ADR 0.02% 6,974 $236K Reduce -0.4%
HCA HCA Healthcare Inc. 0.02% 680 $235K Reduce -3.7%
WDAY Workday Inc. Class A 0.02% 1,005 $235K Add +4.0%
AON Aon PLC Class A 0.02% 587 $234K Add +3.5%
GD General Dynamics Corp. 0.02% 852 $232K Reduce -10.2%
LH Labcorp Holdings Inc. 0.02% 997 $232K Reduce -1.8%
JPMB JPMorgan Usd Emerging Market 0.02% 6,015 $232K New
PLTR Palantir Technologies Inc. Class A 0.02% 2,723 $230K Reduce -10.1%
RELX Relx PLC - Spon ADR 0.02% 4,517 $228K Add +1.1%
SMH Vaneck Semiconductor ETF 0.02% 1,069 $226K Add +20.3%
MCO Moody's Corp. 0.02% 481 $224K Add +1.5%
SNPS Synopsys Inc. 0.02% 519 $223K New
AZO AutoZone Inc. 0.02% 58 $221K New
DFAX Dimensional World Ex US Core 0.02% 8,422 $221K Add +0.1%
ET Energy Transfer LP 0.02% 11,869 $221K Reduce -7.6%
MTB M & T Bank Corp. filed as M & T BK CORP 0.02% 1,231 $220K Add +4.9%
MOTI Vaneck Mstar Int Moat ETF 0.02% 6,588 $219K Reduce -5.3%
GWW WW Grainger Inc. filed as GRAINGER W W INC 0.02% 221 $218K Add +3.8%
MPLX MPLX LP 0.02% 4,045 $217K Reduce -5.6%
KR Kroger Co. 0.02% 3,177 $215K New
ELV Elevance Health Inc. 0.02% 492 $214K New
HII Huntington Ingalls Industrie 0.02% 1,048 $214K New
XYL Xylem Inc. 0.02% 1,768 $211K Add +0.9%
DLR Digital Realty Trust Inc. 0.02% 1,458 $209K Add +3.0%
XSD SS SPDR S&P Semiconductor 0.02% 1,040 $209K No change
NGG National Grid PLC-SP ADR 0.02% 3,179 $209K New
VICI Vici Properties Inc. filed as VICI PPTYS INC 0.02% 6,381 $208K New
TDIV FT Nasdaq Tech DVD Index FD 0.02% 2,807 $207K Add +0.4%
IHI iShares U.S. Medical Devices 0.02% 3,429 $206K Reduce -4.1%
PAYX Paychex Inc. 0.02% 1,334 $206K New
CTSH Cognizant Tech Solutions-A 0.02% 2,682 $205K Add +1.2%
FDX FedEx Corp. 0.02% 830 $202K Reduce -29.6%
VRSK Verisk Analytics Inc. 0.02% 679 $202K New
CGBD Carlyle Secured Lending Inc. 0.02% 11,314 $183K No change
HPE Hewlett Packard Enterprise 0.01% 10,979 $169K Reduce -33.3%
MUFG Mitsubishi Ufj Finl-Spon ADR 0.01% 10,720 $146K Add +5.9%
GNW Genworth Financial Inc. 0.01% 20,007 $142K Reduce -0.6%
AES AES Corp. 0.01% 10,468 $130K New
VTRS Viatris Inc. 0.01% 11,649 $101K Reduce -1.6%
DNN Denison Mines Corp. 0.01% 50,000 $65K No change
TRX TRX Gold Corp. 0.00% 25,000 $8K No change
Other holdings (31): bonds, preferreds, convertibles and warrants · $1.0M (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 526$632KNo change
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) NOTE 3/1 · principal 26,000$23KReduce -13.3%
ITRON INC (ITRI 0 03/15/26) NOTE 3/1 · principal 22,000$23KAdd +29.4%
NCL CORPORATION LTD (NCLH 1.125 02/15/27) NOTE 1.125% 2/1 · principal 23,000$22KAdd +64.3%
DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) NOTE 12/0 · principal 24,000$22KReduce -4.0%
COINBASE GLOBAL INC (COIN 0.5 06/01/26) NOTE 0.500% 6/0 · principal 22,000$21KAdd +15.8%
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal 21,000$18KReduce -4.5%
NEOGENOMICS INC (NEO 0.25 01/15/28) NOTE 0.250% 1/1 · principal 20,000$17KNo change
DEXCOM INC (DXCM 0.375 05/15/28) NOTE 0.375% 5/1 · principal 17,000$15KReduce -32.0%
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal 14,000$15KReduce -39.1%
TELADOC HEALTH INC (TDOC 1.25 06/01/27) NOTE 1.250% 6/0 · principal 16,000$15KNo change
AMERICAN WATER CAPITAL C (AWK 3.625 06/15/26) NOTE 3.625% 6/1 · principal 14,000$14KNo change
PG&E CORP (PCG 4.25 12/01/27) NOTE 4.250%12/0 · principal 13,000$14KNew
AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) NOTE 1.125% 2/1 · principal 14,000$13KNew
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal 13,000$13KReduce -31.6%
SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) NOTE 1.250% 9/1 · principal 13,000$12KAdd +8.3%
VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) NOTE 2.250% 9/1 · principal 13,000$11KNo change
AIRBNB INC (ABNB 0 03/15/26) NOTE 3/1 · principal 12,000$11KNo change
PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) NOTE 1.750%12/1 · principal 12,000$11KNo change
WORKIVA INC (WK 1.25 08/15/28) NOTE 1.250% 8/1 · principal 12,000$11KNew
MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) NOTE 3.250%12/1 · principal 12,000$11KAdd +9.1%
CONFLUENT INC (CFLT 0 01/15/27) NOTE 1/1 · principal 12,000$11KNo change
LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) NOTE 0.500% 6/1 · principal 12,000$11KNew
RAPID7 INC (RPD 1.25 03/15/29) NOTE 1.250% 3/1 · principal 12,000$10KNo change
SHAKE SHACK INC (SHAK 0 03/01/28) NOTE 3/0 · principal 11,000$10KNew
EXACT SCIENCES CORP (EXAS 0.375 03/01/28) NOTE 0.375% 3/0 · principal 11,000$10KNo change
REDFIN CORP (RDFN 0.5 04/01/27) NOTE 0.500% 4/0 · principal 10,000$9KNo change
RIVIAN AUTO INC (RIVN 3.625 10/15/30) NOTE 3.625%10/1 · principal 10,000$9KNo change
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) NOTE 1.000%12/0 · principal 10,000$7KReduce -16.7%
WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) NOTE 1.875%12/0 · principal 17,000$4KNo change
WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) NOTE 0.250% 2/1 · principal 12,000$3KNo change

Total filed on the 13F, all lines: $1.2B.

Portfolio Sells Q4 2024 → Q1 2025
XMPT Vaneck Cef Muni Income ETF Reduce -97.6% 0.04% −1.72
VGLT Vanguard Long-Term Treasury Reduce -96.2% 0.03% −0.80
VWO Vanguard Ftse Emerging Marke Reduce -20.3% 3.47% −0.78
SCHX Schwab US Large-Cap ETF Reduce -2.8% 6.91% −0.58
BJUL Innovator U.S. Equity Buffer Reduce -84.6% 0.09% −0.51
SCHA Schwab US Small-Cap ETF Reduce -1.0% 4.20% −0.49
VB Vanguard Most SM-Cap ETF-Usd Reduce -1.1% 3.50% −0.34
SPY SS SPDR S&P 500 ETF Trust-US Reduce -24.4% 0.55% −0.21
NVDA Nvidia Corp. Reduce -0.8% 0.78% −0.20
JPM JPMorgan Chase & Co. Reduce -23.9% 0.57% −0.16
AVGO Broadcom Inc. Reduce -3.4% 0.28% −0.12
JMUB JPMorgan Municipal ETF Reduce -5.3% 1.37% −0.08
VUG Vanguard Mrngstar GR ETF-Sui Reduce -0.6% 0.65% −0.08
GOOGL Alphabet Inc. Class A Reduce -1.8% 0.29% −0.07
GOOG Alphabet Inc. Class C Reduce -4.7% 0.25% −0.07
SHOP Shopify Inc. Class A Reduce -59.4% 0.04% −0.07
VTV Vanguard Mrngstr Val ETF-Aui Reduce -19.9% 0.24% −0.06
FUN Six Flags Entertainment Corp. Sold out 0.00% −0.05
IWF iShares Russell 1000 Growth Reduce -2.8% 0.37% −0.05
VT Vanguard Tot World STK ETF Sold out 0.00% −0.05
FTSD Franklin Short Duration U.S. Sold out 0.00% −0.05
EFA iShares MSCI Eafe ETF Reduce -68.0% 0.02% −0.04
MRK Merck & Co. Inc. Reduce -15.2% 0.12% −0.04
CEG Constellation Energy Sold out 0.00% −0.04
IEMG iShares Core MSCI Emerging Reduce -5.5% 1.30% −0.03
VTEB Vanguard Tax-Exempt Bond ETF Reduce -11.5% 0.23% −0.03
AOA iShares Core 80/20 Aggressiv Sold out 0.00% −0.03
DIA SS SPDR Dow Jones Indus Avg Sold out 0.00% −0.03
IAI iShares U.S. Broker-Dealers Sold out 0.00% −0.03
HD Home Depot Inc. Reduce -7.3% 0.20% −0.03
FE Firstenergy Corp. Sold out 0.00% −0.03
LECO Lincoln Electric Holdings Reduce -38.7% 0.05% −0.03
ETN Eaton Corp. PLC Reduce -3.4% 0.10% −0.03
EFG iShares MSCI Eafe Growth ETF Sold out 0.00% −0.03
EXC Exelon Corp. Sold out 0.00% −0.02
IYW iShares Ustechnology ETF Reduce -4.1% 0.12% −0.02
SYY Sysco Corp. Sold out 0.00% −0.02
HON Honeywell International Inc. Reduce -20.9% 0.06% −0.02
PH Parker Hannifin Corp. Reduce -1.0% 0.34% −0.02
ZTS Zoetis Inc. Sold out 0.00% −0.02
RWR SS SPDR Dow Jones REIT ETF Sold out 0.00% −0.02
APO Apollo Global Management Inc. Sold out 0.00% −0.02
IUSG iShares Core S&P U.S. Growth Sold out 0.00% −0.02
HYMB SS SPDR N Ice HY Muni ETF Sold out 0.00% −0.02
VMC Vulcan Materials Co. Sold out 0.00% −0.02
FCX Freeport-McMoran Inc. Reduce -43.8% 0.02% −0.02
SPG Simon Property Group Inc. Sold out 0.00% −0.02
PSCI Invesco S&P Smallcap Industr Sold out 0.00% −0.02
DFAT Dimensional US Target Value Reduce -1.8% 0.17% −0.02
GS Goldman Sachs Group Inc. Reduce -4.6% 0.17% −0.02

Portfolio Buys Q4 2024 → Q1 2025
JAAA Janus Henderson Aaa Clo ETF New 5.41% +5.41
BJAN Innovator U.S. Equity Buffer Add +357.7% 0.63% +0.49
SCHB Schwab US Broad Market ETF New 0.42% +0.42
PGR Progressive Corp. Add +13.5% 1.32% +0.33
FEGE First Eagle GL Equity ETF New 0.17% +0.17
RTX RTX Corp. Add +97.6% 0.23% +0.13
AGG iShares Core U.S. Aggregate Add +3.2% 2.02% +0.10
BRK.B Berkshire Hathaway Inc. Class B Add +0.5% 0.42% +0.06
SCHZ Schwab US Aggregate Bond ETF New 0.06% +0.06
SCHF Schwab Intl Equity ETF New 0.05% +0.05
SPYM Ste STR SPDR PT S&P 500 ETF Add +104.7% 0.10% +0.05
JNJ Johnson & Johnson Add +18.9% 0.17% +0.04
IGV iShares Expanded Tech-Softwa New 0.04% +0.04
MO Altria Group Inc. Add +0.1% 0.32% +0.04
HEI.A Heico Corp. Class A Add +0.0% 0.33% +0.04
CVX Chevron Corp. Add +1.5% 0.26% +0.04
DFIS Dimensional International SM Add +8.1% 0.30% +0.04
V Visa Inc. Class A Add +0.9% 0.32% +0.03
CVS CVS Health Corp. Add +30.2% 0.07% +0.03
GLP Global Partners LP New 0.03% +0.03
T AT&T Inc. Add +2.5% 0.13% +0.03
SOXX iShares Semiconductor ETF New 0.03% +0.03
DUK Duke Energy Corp. Add +18.6% 0.10% +0.03
SNY Sanofi-ADR New 0.03% +0.03
KO The Coca-Cola Co. Add +8.5% 0.12% +0.02
AMT American Tower Corp. Add +9.1% 0.10% +0.02
LRCX Lam Research Corp. New 0.02% +0.02
AMGN Amgen Inc. Add +7.3% 0.11% +0.02
INTC Intel Corp. New 0.02% +0.02
DEO Diageo PLC-Sponsored ADR New 0.02% +0.02
CAH Cardinal Health Inc. New 0.02% +0.02
JPMB JPMorgan Usd Emerging Market New 0.02% +0.02
MCD McDonald's Corp. Add +4.9% 0.18% +0.02
SNPS Synopsys Inc. New 0.02% +0.02
AZO AutoZone Inc. New 0.02% +0.02
KR Kroger Co. New 0.02% +0.02
ELV Elevance Health Inc. New 0.02% +0.02
HII Huntington Ingalls Industrie New 0.02% +0.02
NGG National Grid PLC-SP ADR New 0.02% +0.02
VICI Vici Properties Inc. New 0.02% +0.02
PAYX Paychex Inc. New 0.02% +0.02
VRSK Verisk Analytics Inc. New 0.02% +0.02
LLY Eli Lilly & Co. Add +0.7% 0.24% +0.02
BDX Becton Dickinson and Co. Add +30.6% 0.07% +0.02
MDLZ Mondelez International Inc. Class A Add +44.3% 0.04% +0.01
SBUX Starbucks Corp. Add +8.7% 0.09% +0.01
ABT Abbott Laboratories Add +5.5% 0.07% +0.01
CSCO Cisco Systems Inc. Add +9.6% 0.10% +0.01
BABA Alibaba Group Holding-SP ADR Add +3.2% 0.03% +0.01
TTE Totalenergies SE -Spon ADR Add +32.7% 0.03% +0.01

Notes & Other Activity Q4 2024 → Q1 2025
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) NOTE 3/1 · principal Reduce -13.3% 26,000 $23K
ITRON INC (ITRI 0 03/15/26) NOTE 3/1 · principal Add +29.4% 22,000 $23K
SPOTIFY USA INC (SPOT 0 03/15/26) NOTE 3/1 · principal Sold out 21,000 $22Kbefore exit
NCL CORPORATION LTD (NCLH 1.125 02/15/27) NOTE 1.125% 2/1 · principal Add +64.3% 23,000 $22K
DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) NOTE 12/0 · principal Reduce -4.0% 24,000 $22K
COINBASE GLOBAL INC (COIN 0.5 06/01/26) NOTE 0.500% 6/0 · principal Add +15.8% 22,000 $21K
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal Reduce -4.5% 21,000 $18K
DEXCOM INC (DXCM 0.375 05/15/28) NOTE 0.375% 5/1 · principal Reduce -32.0% 17,000 $15K
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal Reduce -39.1% 14,000 $15K
PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) NOTE 2.875% 3/1 · principal Sold out 14,000 $15Kbefore exit
SNAP INC (SNAP 0.75 08/01/26) NOTE 0.750% 8/0 · principal Sold out 15,000 $15Kbefore exit
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) NOTE 1.250% 5/0 · principal Sold out 14,000 $14Kbefore exit
CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) NOTE 4.250% 8/1 · principal Sold out 14,000 $14Kbefore exit
PG&E CORP (PCG 4.25 12/01/27) NOTE 4.250%12/0 · principal New 13,000 $14K
BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) MTNF 0.600% 5/2 · principal Sold out 13,000 $13Kbefore exit
AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) NOTE 1.125% 2/1 · principal New 14,000 $13K
RIVIAN AUTO INC (RIVN 4.625 03/15/29) NOTE 4.625% 3/1 · principal Sold out 13,000 $13Kbefore exit
IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) NOTE 1.750% 6/1 · principal Sold out 13,000 $13Kbefore exit
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal Reduce -31.6% 13,000 $13K
SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) NOTE 1.250% 9/1 · principal Add +8.3% 13,000 $12K
BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) NOTE 2.500% 3/1 · principal Sold out 11,000 $12Kbefore exit
CABLE ONE INC (CABO 1.125 03/15/28) NOTE 1.125% 3/1 · principal Sold out 14,000 $12Kbefore exit
ALLIANT ENERGY CORP (LNT 3.875 03/15/26) NOTE 3.875% 3/1 · principal Sold out 11,000 $11Kbefore exit
WORKIVA INC (WK 1.25 08/15/28) NOTE 1.250% 8/1 · principal New 12,000 $11K
MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) NOTE 3.250%12/1 · principal Add +9.1% 12,000 $11K
LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) NOTE 0.500% 6/1 · principal New 12,000 $11K
SHAKE SHACK INC (SHAK 0 03/01/28) NOTE 3/0 · principal New 11,000 $10K
ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) NOTE 1.000%12/0 · principal Reduce -16.7% 10,000 $7K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q1 2025 374$1.2BIVV, SCHX, VEA, JAAA, SCHA
Q4 2024 370$1.2BIVV, SCHX, VEA, SCHA, VWO
Q3 2024 375$1.1BIVV, SCHX, VEA, SCHA, VWO
Q2 2024 350$996.6MIVV, SCHX, VEA, SCHA, VWO
Q1 2024 360$985.7MIVV, SCHX, VEA, SCHA, VB