Mark Sheptoff Financial Planning, LLC

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 12, 2026), Mark Sheptoff Financial Planning, LLC reported 507 stock positions worth $209.8 million. Its top holding was Microsoft (MSFT) at 11.1% of the portfolio, followed by Nextera Energy (NEE, 7.0%) and Palantir Technologies Class A (PLTR, 6.2%). Compared with Q3 2025, it opened 48 new positions, sold out of 22, added to 66 and reduced 52. The biggest buy was RTX (RTX, shares +9%) and the biggest sale Microsoft (MSFT, shares −1%).

Most Recent 13F
Q2 2026
Location
GLASTONBURY, CT
CIK
0001607355
Portfolio Value
$209.8M (Q4 2025)
SEC Filing
0001214659-26-001538 ↗ filed Feb 12, 2026

Holdings Value

0$50.0M$100.0M$150.0M$200.0M$250.0M Q1 2024: $180.3M Q1 2024 Q2 2024: $178.9M Q2 2024 Q3 2024: $188.2M Q3 2024 Q4 2024: $186.4M Q4 2024 Q1 2025: $181.4M Q1 2025 Q2 2025: $187.6M Q2 2025 Q3 2025: $208.9M Q3 2025 Q4 2025: $209.8M $209.8M Q4 2025 Q1 2026: $188.8M Q1 2026 Q2 2026: $188.4M Q2 2026

Holdings 507 stocks · $209.8M
MSFT Microsoft Corp. 11.14% 48,325 $23.4M Reduce -0.6%
NEE Nextera Energy Inc. 7.02% 183,450 $14.7M Add +0.1%
PLTR Palantir Technologies Inc. Class A 6.17% 72,849 $12.9M Reduce -0.3%
AAPL Apple Inc. 6.05% 46,669 $12.7M Add +0.0%
CLS Celestica Inc. 4.27% 30,325 $9.0M Reduce -2.5%
RTX RTX Corp. 3.87% 44,263 $8.1M Add +9.3%
JNJ Johnson & Johnson 3.51% 35,594 $7.4M Add +0.4%
TSLA Tesla Inc. 3.44% 16,043 $7.2M Reduce -0.8%
VEEV Veeva Systems Inc. Class A 3.02% 28,386 $6.3M Add +6.4%
PEP Pepsico Inc. 2.79% 40,786 $5.9M Reduce -3.5%
ABBV Abbvie Inc. 2.77% 25,431 $5.8M No change
ABT Abbott Laboratories 2.56% 42,818 $5.4M Add +0.8%
VRTX Vertex Pharmaceuticals Inc. 2.21% 10,246 $4.6M Reduce -4.9%
BRK.B Berkshire Hathaway Inc. Class B 1.71% 7,156 $3.6M No change
UNH Unitedhealth Group Inc. 1.46% 9,249 $3.1M Reduce -17.2%
RSP Invesco S&P 500 Equal Weight 1.44% 15,822 $3.0M Add +17.2%
NVDA Nvidia Corp. 1.44% 16,223 $3.0M Reduce -3.3%
V Visa Inc. Class A 1.43% 8,528 $3.0M Reduce -0.0%
GD General Dynamics Corp. 1.27% 7,941 $2.7M No change
COST Costco Wholesale Corp. 1.24% 3,016 $2.6M No change
CIBR First Trust Nasdaq Cybersecu 1.18% 34,754 $2.5M Add +0.0%
KO The Coca-Cola Co. 0.96% 28,815 $2.0M Add +0.0%
VYM Vanguard High DVD Yield ETF 0.76% 11,064 $1.6M Add +5.2%
IHAK iShares Cybersecurity & Tech 0.74% 32,142 $1.5M Reduce -0.3%
BAI Ishrs AI in and Tech Act ETF 0.73% 45,864 $1.5M Add +1.4%
KTOS Kratos Defense & Security 0.69% 19,000 $1.4M Reduce -34.5%
MDLZ Mondelez International Inc. Class A 0.60% 23,581 $1.3M Add +0.0%
AMZN Amazon.com Inc. 0.60% 5,464 $1.3M No change
AEP American Electric Power 0.59% 10,675 $1.2M Add +11.5%
HD Home Depot Inc. 0.57% 3,484 $1.2M No change
AWK American Water Works Co. Inc. 0.57% 9,100 $1.2M Reduce -8.2%
HIG Hartford Insurance Group Inc. 0.51% 7,760 $1.1M No change
FAS Dirx DLY Finacial B3X ETF-Ui 0.48% 6,000 $1.0M No change
VIG Vanguard Dividend Apprec ETF 0.45% 4,291 $943K Add +20.9%
TKR Timken Co. 0.44% 12,513 $919K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.43% 1,310 $893K No change
LMT Lockheed Martin Corp. 0.39% 1,679 $812K Add +0.6%
PG The Procter & Gamble Co. 0.38% 5,577 $799K Reduce -4.5%
TTC Toro Co. 0.37% 9,983 $786K No change
HMY Harmony Gold MNG-Spon ADR 0.37% 38,950 $775K New
NVS Novartis AG-Sponsored ADR 0.36% 5,516 $760K Add +12.2%
PWR Quanta Services Inc. 0.36% 1,800 $760K No change
LLY Eli Lilly & Co. 0.36% 705 $758K No change
CRDO Credo Technology Group Holdi 0.35% 5,150 $741K Add +2.0%
EVTR Eaton Vance Total Return 0.34% 13,802 $711K New
BX Blackstone Inc. 0.34% 4,600 $709K Reduce -25.5%
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.33% 7,168 $701K Reduce -1.4%
XLV SS Health Care Select Sector 0.33% 4,519 $700K Add +17.6%
GILD Gilead Sciences Inc. 0.33% 5,651 $694K New
KNSA Kiniksa Pharmaceuticals Inte 0.32% 16,350 $674K Add +1.6%
TXN Texas Instruments Inc. 0.31% 3,735 $648K No change
DVN Devon Energy Corp. 0.29% 16,800 $615K No change
XLI SS Industrial Select Sector 0.29% 3,875 $601K New
CL Colgate-Palmolive Co. 0.28% 7,564 $598K No change
TRV The Travelers Cos Inc. 0.28% 2,015 $584K No change
HON Honeywell International Inc. 0.27% 2,911 $568K Reduce -4.1%
ORLY O'reilly Automotive Inc. 0.26% 6,000 $547K No change
IVV iShares Core S&P 500 ETF 0.26% 786 $538K Reduce -13.8%
COO The Cooper Cos Inc. 0.25% 6,385 $523K Reduce -5.9%
CCJ Cameco Corp. 0.25% 5,695 $521K Add +3.6%
RYAN Ryan Specialty Holdings Inc. 0.25% 9,975 $515K Reduce -13.8%
CFG Citizens Financial Group 0.24% 8,700 $508K New
ATRO Astronics Corp. 0.23% 9,050 $491K Add +1.1%
SYM Symbotic Inc. 0.23% 7,950 $473K Reduce -12.2%
PFE Pfizer Inc. 0.22% 18,739 $467K Reduce -4.6%
KGC Kinross Gold Corp. 0.21% 15,535 $437K Add +26.0%
NLR Vaneck Urani & Nuclr ETF-Usd 0.20% 3,350 $416K No change
PYPL PayPal Holdings Inc. 0.20% 7,063 $412K Reduce -0.4%
WM Waste Management Inc. 0.19% 1,850 $407K No change
VTI VG Morningstar TS MKT ETF-US 0.18% 1,122 $376K No change
HEI Heico Corp. 0.18% 1,139 $369K No change
MA Mastercard Inc. Class A 0.17% 635 $363K No change
T AT&T Inc. 0.17% 14,439 $359K Add +0.1%
MCD McDonald's Corp. 0.17% 1,164 $356K No change
WMT Walmart Inc. 0.16% 3,100 $345K Add +5.1%
CSCO Cisco Systems Inc. 0.15% 4,208 $324K No change
PEG Public Service Enterprise GP 0.15% 4,000 $321K No change
DUK Duke Energy Corp. 0.15% 2,685 $315K No change
PAAS Pan American Silver Corp. 0.15% 6,055 $314K Add +6.9%
GOOGL Alphabet Inc. Class A 0.15% 987 $309K No change
CSX CSX Corp. 0.15% 8,500 $308K No change
HNGE Hinge Health Inc. Class A 0.14% 6,450 $300K No change
MRSH Marsh & McLennan Cos 0.14% 1,609 $299K No change
KRMN Karman Holdings Inc. 0.14% 4,050 $296K Add +8.0%
TVTX Travere Therapeutics Inc. 0.14% 7,750 $296K Add +675.0%
HRL Hormel Foods Corp. 0.14% 12,435 $295K Reduce -35.7%
META Meta Platforms Inc. Class A 0.14% 446 $294K Add +9.8%
CLM Cornerstone Strategic Invest 0.14% 34,913 $292K No change
CGUS Cap Group Core Equity filed as CAPITAL GROUP CORE EQUITY ET 0.14% 7,209 $290K Reduce -3.9%
OGE Oge Energy Corp. 0.13% 6,600 $282K No change
MDT Medtronic PLC 0.13% 2,908 $279K No change
ED Consolidated Edison Inc. 0.13% 2,800 $278K No change
ET Energy Transfer LP 0.13% 16,260 $268K Add +5.2%
LOW Lowe's Cos Inc. 0.13% 1,107 $267K No change
JPM JPMorgan Chase & Co. 0.13% 940 $266K No change
QQQ Invesco QQQ Trust Series 1 0.12% 412 $253K Reduce -12.3%
ENS Enersys 0.12% 1,650 $242K No change
XOM Exxon Mobil Corp. 0.11% 1,952 $235K Reduce -2.5%
RCAT Red Cat Holdings Inc. 0.10% 27,200 $216K Add +26.5%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.10% 1,880 $214K No change
BMY Bristol-Myers Squibb Co. 0.10% 3,900 $210K Add +420.0%
URI United Rentals Inc. 0.10% 250 $202K No change
OKE Oneok Inc. 0.10% 2,738 $201K Add +97.3%
FELV Fidelity Enh LRG Cap Val ETF 0.09% 5,658 $196K Add +0.4%
NSC Norfolk Southern Corp. 0.09% 650 $188K No change
GE General Electric filed as GE AEROSPACE 0.09% 599 $185K No change
DHR Danaher Corp. 0.09% 800 $183K No change
GOOG Alphabet Inc. Class C 0.08% 540 $169K No change
GPC Genuine Parts Co. 0.08% 1,367 $168K No change
SYY Sysco Corp. 0.08% 2,276 $168K No change
CLX Clorox Company 0.08% 1,600 $161K Reduce -61.0%
FISV Fiserv Inc. 0.08% 2,376 $160K No change
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.07% 3,540 $154K Add +40.6%
MRK Merck & Co. Inc. 0.07% 1,400 $147K No change
EOG EOG Resources Inc. 0.07% 1,400 $147K No change
MU Micron Technology Inc. 0.07% 500 $143K Add +5.3%
GDX Vaneck Gold Miners ETF 0.07% 1,658 $142K Add +0.2%
MMM 3M Co. 0.07% 888 $142K No change
CHKP Check Point Software Tech 0.07% 766 $142K No change
CVS CVS Health Corp. 0.07% 1,783 $141K No change
HCA HCA Healthcare Inc. 0.07% 300 $140K No change
LNT Alliant Energy Corp. 0.07% 2,150 $140K No change
GLW Corning Inc. 0.07% 1,575 $138K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.06% 273 $133K No change
CVX Chevron Corp. 0.06% 870 $133K Add +9.4%
AMD Advanced Micro Devices 0.06% 617 $132K No change
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.06% 500 $129K Reduce -1.4%
RIVN Rivian Automotive Inc. Class A 0.06% 6,525 $129K No change
SO The Southern Co. 0.06% 1,450 $126K No change
PSX Phillips 66 0.06% 960 $124K No change
AUGO Aura Minerals Inc. 0.06% 2,350 $118K New
BILS SS Spdrb B 3-12M T-Bill ETF 0.06% 1,180 $117K No change
APP AppLovin Corp. Class A 0.05% 171 $115K Add +41.3%
EBAY eBay Inc. 0.05% 1,300 $113K No change
EL Estee Lauder Companies Class A filed as LAUDER ESTEE COS INC 0.05% 1,080 $113K Reduce -8.5%
CB Chubb Ltd. 0.05% 361 $113K No change
CTVA Corteva Inc. 0.05% 1,653 $111K No change
EMR Emerson Electric Co. 0.05% 1,000 $103K No change
STZ Constellation Brands Inc. Class A 0.05% 740 $102K Reduce -72.0%
STLD Steel Dynamics Inc. 0.05% 600 $102K No change
FBCG Fidelity Blue Chip Grow ETF 0.05% 1,847 $101K No change
GNW Genworth Financial Inc. 0.05% 15,090 $101K No change
PAGP Plains GP Holdings LP 0.05% 5,200 $100K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.05% 1,802 $99K Add +109.0%
TSM Taiwan Semiconductor-SP ADR 0.05% 324 $98K No change
CWST Casella Waste Systems Inc. Class A 0.05% 1,000 $98K No change
ORCL Oracle Corp. 0.05% 500 $97K No change
CRWD CrowdStrike Holdings Inc. Class A 0.04% 200 $94K No change
CHD Church & Dwight Co. Inc. 0.04% 1,100 $92K No change
AVGO Broadcom Inc. 0.04% 266 $92K Add +47.0%
SPXS Dirx Dai S&P500 B 3X ETF-Usd 0.04% 4,200 $92K No change
FLEX Flex Ltd. 0.04% 1,500 $91K No change
WEC WEC Energy Group Inc. 0.04% 840 $89K No change
LHX L3HARRIS Technologies Inc. 0.04% 501 $88K No change
CAT Caterpillar Inc. 0.04% 152 $87K No change
BA The Boeing Co. 0.04% 476 $87K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.04% 426 $86K No change
CMCSA Comcast Corp. Class A 0.04% 2,773 $83K No change
INTC Intel Corp. 0.04% 3,400 $83K No change
VTV Vanguard Mrngstr Val ETF-Aui 0.04% 431 $82K Reduce -34.3%
QQQM Invesco Nasdaq 100 ETF 0.04% 324 $82K No change
MET Metlife Inc. 0.04% 1,019 $80K No change
MRCY Mercury Systems Inc. 0.04% 1,100 $80K No change
CGBL Cap Group Core Balanced filed as CAPITAL GROUP CORE BALANCED 0.04% 2,272 $80K Add +0.3%
NKE Nike Inc. Class B 0.04% 1,250 $80K New
C Citigroup Inc. 0.04% 680 $79K No change
GMED Globus Medical Inc. Class A 0.04% 900 $79K New
UEC Uranium Energy Corp. 0.04% 6,700 $78K New
TEVA Teva Pharmaceutical-SP ADR 0.04% 2,500 $78K New
VB Vanguard Most SM-Cap ETF-Usd 0.04% 300 $77K No change
REGN Regeneron Pharmaceuticals 0.04% 100 $77K No change
ISRA Vaneck Israel ETF 0.04% 1,300 $76K New
SNOW Snowflake Inc. 0.04% 342 $75K No change
ALL Allstate Corp. 0.03% 339 $71K No change
RING iShares MSCI Global Gold Min 0.03% 950 $70K No change
EWJ iShares MSCI Japan ETF 0.03% 850 $69K New
VZ Verizon Communications Inc. 0.03% 1,677 $68K No change
ALC Alcon Inc. filed as ALCON AG 0.03% 862 $68K No change
GFI Gold Fields Ltd.-Spons ADR 0.03% 1,552 $68K Add +24.0%
IWF iShares Russell 1000 Growth 0.03% 140 $66K No change
SDY SS SPDR S&P Dividend ETF 0.03% 475 $66K No change
CMS CMS Energy Corp. 0.03% 939 $66K Add +74.2%
OTIS Otis Worldwide Corp. 0.03% 724 $63K No change
XLF SS Financial Select Sector 0.03% 1,147 $63K Add +685.6%
SPLV Invesco S&P 500 Low Volatili 0.03% 850 $61K No change
IREN Iren Ltd. filed as IREN LIMITED 0.03% 1,600 $60K Reduce -15.8%
GWRE Guidewire Software Inc. 0.03% 300 $60K No change
PRU Prudential Financial Inc. 0.03% 500 $56K No change
QUAL iShares MSCI USA Quality Fac 0.03% 284 $56K No change
PANW Palo Alto Networks Inc. 0.03% 300 $55K No change
SHEL Shell PLC-ADR 0.03% 750 $55K No change
POR Portland General Electric Co. 0.03% 1,100 $53K No change
UPRO Proshares Ultrapro S&P 500 0.03% 452 $52K No change
REMX Vaneck Rar Earth ND STG-Usdi 0.02% 700 $52K No change
ADP Automatic Data Processing 0.02% 200 $51K No change
JBND JPMorgan Active Bond ETF 0.02% 935 $51K Reduce -9.2%
VCYT Veracyte Inc. 0.02% 1,200 $51K No change
DNP DNP Select Income Fund Inc. 0.02% 4,891 $49K No change
ZTS Zoetis Inc. 0.02% 380 $48K Reduce -38.1%
CGGR Cap Group Growth Equity 0.02% 1,064 $47K Add +88.7%
MTUS Metallus Inc. 0.02% 2,756 $47K No change
DVA Davita Inc. 0.02% 400 $45K No change
EA Electronic Arts Inc. 0.02% 220 $45K No change
AMAT Applied Materials Inc. 0.02% 169 $44K No change
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.02% 90 $43K No change
GMAB Genmab A/S -SP ADR 0.02% 1,400 $43K No change
DT Dynatrace Inc. 0.02% 950 $41K No change
EW Edwards Lifesciences Corp. 0.02% 480 $41K No change
FBIN Fortune Brands Innovations I 0.02% 800 $40K No change
DD Dupont DE Nemours Inc. 0.02% 463 $39K No change
RWL Invesco S&P 500 Revenue ETF 0.02% 341 $39K No change
MSB Mesabi Trust 0.02% 1,000 $39K No change
WST West Pharmaceutical Services 0.02% 138 $38K No change
SCHV Schwab US Large-Cap Value 0.02% 1,275 $38K No change
ETR Entergy Corp. 0.02% 400 $37K No change
ITW Illinois Tool Works 0.02% 150 $37K No change
UPS United Parcel Service Class B 0.02% 425 $37K Reduce -29.2%
ADBE Adobe Inc. 0.02% 105 $37K Reduce -2.8%
RECS Columbia Resear Enh Cor ETF 0.02% 886 $36K Add +130.1%
DFAU Dimensional US Core Equity M 0.02% 770 $36K No change
VOO Vanguard S&P 500 ETF 0.02% 57 $36K No change
ISPY Proshares S&P High Incom ETF 0.02% 783 $36K Add +74.8%
BOND PIMCO Active Bond Exchange-T 0.02% 377 $35K Add +0.5%
NFLX Netflix Inc. 0.02% 367 $34K Add +46.8%
ERIC Ericsson (lm) Tel-SP ADR filed as TELEFONAKTIEBOLAGET LM ERICS 0.02% 3,500 $34K No change
PAYX Paychex Inc. 0.02% 300 $34K No change
SPMO Invesco S&P 500 Momentum ETF 0.02% 280 $33K No change
SPXL Direxion Daily S&P 500 Bull 0.02% 150 $33K No change
SLF Sun Life Financial Inc. 0.02% 530 $33K No change
XYL Xylem Inc. 0.02% 240 $33K No change
LAMR Lamar Advertising Co. Class A 0.02% 250 $32K No change
WMB Williams Cos Inc. 0.01% 525 $32K No change
USMV iShares MSCI USA Min Vol Fac 0.01% 334 $31K No change
KEY Keycorp 0.01% 1,505 $31K Add +0.3%
HESM Hess Midstream LP Class A 0.01% 900 $31K No change
COKE Coca-Cola Consolidated Inc. 0.01% 200 $31K No change
IWP iShares Russell Mid-Cap Grow 0.01% 217 $30K No change
NET Cloudflare Inc. Class A 0.01% 150 $30K No change
IJH iShares Core S&P Midcap ETF 0.01% 442 $29K Reduce -27.2%
TMO Thermo Fisher Scientific Inc. 0.01% 50 $29K No change
NOBL Proshares S&P 500 Dividend A 0.01% 274 $28K No change
IEUR iShares Core MSCI Europe ETF 0.01% 400 $28K No change
DXCM Dexcom Inc. 0.01% 425 $28K Reduce -15.0%
IHI iShares U.S. Medical Devices 0.01% 450 $28K No change
RGTI Rigetti Computing Inc. 0.01% 1,250 $28K Reduce -90.8%
O Realty Income Corp. 0.01% 479 $27K No change
FDN First Trust DJ Internet Ind 0.01% 100 $27K No change
IWD iShares Russell 1000 Value E 0.01% 126 $27K No change
AMT American Tower Corp. 0.01% 149 $26K No change
OTEX Open Text Corp. 0.01% 800 $26K No change
IUSG iShares Core S&P U.S. Growth 0.01% 155 $26K Reduce -66.1%
FBND Fidelity Total Bond ETF 0.01% 559 $26K Add +0.9%
XLC SS Comm Select Sector SPDR 0.01% 214 $25K No change
GLDM SPDR Gold Minishares Trust 0.01% 294 $25K No change
VGK Vanguard Ftse Europe ETF 0.01% 300 $25K No change
IJT iShares S&P Small-Cap 600 GR 0.01% 177 $25K No change
FTV Fortive Corp. 0.01% 450 $25K No change
MHK Mohawk Industries Inc. 0.01% 225 $25K No change
EME Emcor Group Inc. 0.01% 40 $24K Reduce -60.0%
VRT Vertiv Holdings Co. Class A 0.01% 150 $24K No change
SPYM Ste STR SPDR PT S&P 500 ETF 0.01% 300 $24K No change
NUKZ Range Nuclear Renaissance filed as EXCHANGE TRADED CONCEPTS TRU 0.01% 378 $24K No change
ENB Enbridge Inc. 0.01% 500 $24K No change
CRCL Circle Internet Group Inc. 0.01% 300 $24K No change
GLD SPDR Gold Shares 0.01% 60 $24K No change
PM Philip Morris International 0.01% 148 $24K No change
RBRK Rubrik Inc. Class A 0.01% 300 $23K No change
TEL Te Connectivity PLC 0.01% 100 $23K No change
NOK Nokia Corp.-Spon ADR 0.01% 3,500 $23K Add +40.0%
REVS Columbia Resear Enh Val ETF 0.01% 800 $23K New
GS Goldman Sachs Group Inc. 0.01% 25 $22K No change
ROKU Roku Inc. 0.01% 200 $22K No change
FUTU Futu Holdings Ltd.-ADR filed as FUTU HLDGS LTD 0.01% 125 $21K No change
NML Neuberger Energy Infrastruct 0.01% 2,400 $20K No change
ALLY Ally Financial Inc. 0.01% 450 $20K No change
GIS General Mills Inc. 0.01% 400 $20K Reduce -23.8%
HDV iShares Core High Dividend E 0.01% 165 $20K No change
BRO Brown & Brown Inc. 0.01% 250 $20K New
PAYC Paycom Software Inc. 0.01% 125 $20K No change
EPD Enterprise Products Partners 0.01% 620 $20K No change
EVRG Evergy Inc. 0.01% 269 $20K No change
WELL Welltower Inc. 0.01% 100 $19K No change
AGNC AGNC Investment Corp. 0.01% 1,730 $19K No change
APD Air Products & Chemicals Inc. 0.01% 75 $19K No change
COP Conocophillips 0.01% 200 $18K No change
XBI SS SPDR S&P Biotech ETF 0.01% 150 $18K No change
VCSH Vanguard S/T Corp. Bond ETF 0.01% 225 $18K No change
VV Vngrd Mrgstr LRG-Cap ETF-Usd 0.01% 56 $18K No change
PACS Pacs Group Inc. 0.01% 450 $17K New
MS Morgan Stanley 0.01% 96 $17K No change
GDL GDL Fund 0.01% 2,000 $17K No change
QCOM Qualcomm Inc. 0.01% 97 $17K No change
ORA Ormat Technologies Inc. 0.01% 150 $17K No change
AMGN Amgen Inc. 0.01% 50 $16K No change
PAG Penske Automotive Group Inc. 0.01% 100 $16K No change
HALO Halozyme Therapeutics Inc. 0.01% 235 $16K Reduce -77.3%
VICI Vici Properties Inc. filed as VICI PPTYS INC 0.01% 559 $16K No change
AGX Argan Inc. 0.01% 50 $16K Reduce -75.0%
PYLD PIMCO Multisector Bond Actv 0.01% 585 $16K No change
CRH CRH PLC 0.01% 125 $16K New
FDL First Trust Morn DVD Lead Inc. 0.01% 350 $16K No change
PFF iShares Preferred & Income S 0.01% 500 $15K Reduce -96.1%
SPSM SS SPDR P S&P 600 Small Cap 0.01% 330 $15K Add +153.8%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.01% 360 $15K No change
NOW ServiceNow Inc. 0.01% 100 $15K New
NEO Neogenomics Inc. 0.01% 1,300 $15K No change
PTRB Pgim Total Return Bond ETF 0.01% 362 $15K No change
VGSH Vanguard Short-Term Treasury 0.01% 255 $15K No change
STX Seagate Technology Holdings 0.01% 100 $15K No change
SPYG SS SPDR P S&P 500 Growth ETF 0.01% 138 $15K No change
BLFS Biolife Solutions Inc. 0.01% 600 $15K No change
DVY iShares Select Dividend ETF 0.01% 100 $14K No change
FNDX Schwab Fndmntl US LRG Co. ETF 0.01% 518 $14K No change
STRL Sterling Infrastructure Inc. 0.01% 46 $14K No change
NWG Natwest Group PLC -Spon ADR 0.01% 800 $14K New
PSI Invesco Semiconductors ETF 0.01% 175 $14K No change
GNRC Generac Holdings Inc. 0.01% 100 $14K No change
AZN Astrazeneca PLC-Spons ADR 0.01% 145 $13K No change
PATH Uipath Inc. Class A 0.01% 800 $13K New
IJR iShares Core S&P Small-Cap E 0.01% 109 $13K No change
EXC Exelon Corp. 0.01% 300 $13K No change
VTRS Viatris Inc. 0.01% 1,033 $13K Reduce -63.6%
NFLT Virtus Newfleet Multi-Sector 0.01% 558 $13K Add +1.6%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.01% 100 $13K No change
BCS Barclays PLC-Spons ADR 0.01% 500 $13K Add +66.7%
CGW Invesco S&P Global Water Ind 0.01% 200 $13K No change
NLY Annaly Capital Management Inc. 0.01% 550 $12K No change
UBER Uber Technologies Inc. 0.01% 150 $12K No change
FMDE Fidelity Enhanced Mid Cap Co. 0.01% 336 $12K Add +0.3%
WCN Waste Connections Inc. 0.01% 69 $12K No change
ESGV Vanguard ESG US Stock ETF 0.01% 100 $12K No change
BSTZ BlackRock Sci & Tech TRM TR 0.01% 534 $12K Add +3.7%
NFG National Fuel Gas Co. 0.01% 150 $12K No change
XIFR XPLR Infrastructure LP 0.01% 1,200 $12K Reduce -44.2%
ECL Ecolab Inc. 0.01% 45 $12K No change
SCHX Schwab US Large-Cap ETF 0.01% 438 $12K No change
WPM Wheaton Precious Metals Corp. 0.01% 100 $12K No change
VECO Veeco Instruments Inc. 0.01% 400 $11K No change
ACHR Archer Aviation Inc. Class A 0.01% 1,500 $11K No change
CGMM Cap Group Small and Mid Cap 0.01% 390 $11K No change
LYB Lyondellbasell Indu Class A 0.01% 225 $11K Reduce -79.1%
GSLC Goldman Activebeta US LC ETF 0.01% 82 $11K No change
NVO Novo-Nordisk A/S-Spons ADR 0.01% 213 $11K Add +1538.5%
DOW Dow Inc. 0.01% 463 $11K No change
CARR Carrier Global Corp. 0.01% 203 $11K No change
RIGL Rigel Pharmaceuticals Inc. 0.01% 250 $11K New
BINC iShares Flex I A ETF-Usd Inc. 0.01% 200 $11K No change
IRM Iron Mountain Inc. filed as IRON MTN INC DEL 0.00% 123 $10K No change
KMB Kimberly-Clark Corp. 0.00% 100 $10K Reduce -96.8%
DTE DTE Energy Company 0.00% 77 $10K No change
IWN iShares Russell 2000 Value E 0.00% 54 $10K No change
TER Teradyne Inc. 0.00% 50 $10K No change
JPST JPMorgan Ultra-Short Income 0.00% 190 $10K Reduce -76.3%
AG First Majestic Silver Corp. 0.00% 575 $10K New
RSG Republic Services Inc. 0.00% 45 $10K No change
FTXN First Trust Nasdaq Oil & Gas 0.00% 336 $9K Add +0.9%
FNDE Schwab Fndmntl Em MRK Eq ETF 0.00% 254 $9K No change
SUSL iShares ESG MSCI USA Leaders 0.00% 75 $9K No change
RSPM Invesco S&P 500 Equal Weight 0.00% 265 $9K No change
PTY PIMCO Corporate & Income Opp 0.00% 700 $9K New
IEFA iShares Core MSCI Eafe ETF 0.00% 100 $9K No change
CDE Coeur Mining Inc. 0.00% 500 $9K New
ARQT Arcutis Biotherapeutics Inc. 0.00% 300 $9K New
XLRE SS Real Estate Select Sector 0.00% 215 $9K No change
ITOT iShares Core S&P Total U.S. 0.00% 58 $9K No change
TMDX Transmedics Group Inc. 0.00% 69 $8K No change
GLP Global Partners LP 0.00% 200 $8K No change
FNDF Schwab Fndmn Intl LRG Co. ETF 0.00% 185 $8K No change
CPB The Campbell's Company 0.00% 300 $8K No change
QDF NT Qual Div ETF 0.00% 100 $8K No change
ES Eversource Energy 0.00% 118 $8K No change
ACMR Acm Research Inc. Class A 0.00% 200 $8K New
IP International Paper Co. 0.00% 200 $8K No change
AVNS Avanos Medical Inc. 0.00% 700 $8K New
VGT Vanguard Info Tech ETF 0.00% 10 $8K No change
LAC Lithium Americas Corp. 0.00% 1,800 $8K Add +125.0%
AXP American Express Co. 0.00% 21 $8K No change
PAXS PIMCO Access Income Fund 0.00% 500 $8K No change
APTV Aptiv PLC 0.00% 100 $8K No change
SPOT Spotify Technology SA 0.00% 13 $8K No change
TTWO Take-Two Interactive Softwre 0.00% 29 $7K No change
LDOS Leidos Holdings Inc. 0.00% 40 $7K No change
KNTK Kinetik Holdings Inc. 0.00% 200 $7K New
LDUR PIMCO Enhanced Low Duration 0.00% 75 $7K No change
WY Weyerhaeuser Co. 0.00% 300 $7K New
PR Permian Resources Corp. Class A 0.00% 500 $7K No change
SCHA Schwab US Small-Cap ETF 0.00% 245 $7K No change
TTMI TTM Technologies 0.00% 100 $7K New
PRM Perimeter Solutions Inc. 0.00% 250 $7K New
TOL Toll Brothers Inc. 0.00% 50 $7K No change
FDVV Fidelity High Dividend ETF 0.00% 118 $7K No change
VLTO Veralto Corp. 0.00% 66 $7K No change
GEV GE Vernova Inc. 0.00% 10 $7K No change
GHY Pgim Global High Yield Fund 0.00% 525 $6K Add +2.5%
OLED Universal Display Corp. 0.00% 55 $6K No change
AUPH Aurinia Pharmaceuticals Inc. 0.00% 400 $6K New
ZIM Zim Integrated Shipping Serv 0.00% 300 $6K No change
AMRX Amneal Pharmaceuticals Inc. 0.00% 500 $6K New
AEM Agnico Eagle Mines Ltd. 0.00% 37 $6K No change
KYN Kayne Anderson Energy Infra 0.00% 503 $6K New
TM Toyota Motor Corp. -Spon ADR 0.00% 36 $6K No change
TMC TMC the Metals Co. Inc. 0.00% 1,000 $6K No change
ARCC Ares Capital Corp. 0.00% 300 $6K New
NGVT Ingevity Corp. 0.00% 100 $6K No change
AMLP Alerian MLP ETF 0.00% 125 $6K Reduce -70.6%
PRFZ Inv Rafi US 1500 SM-Usd Inc. 0.00% 128 $6K No change
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.00% 101 $6K Add +1.0%
ZION Zions Bancorp NA 0.00% 100 $6K New
FTEC Fidelity MSCI Info Tech Indx 0.00% 26 $6K No change
VLY Valley National Bancorp 0.00% 500 $6K New
SBUX Starbucks Corp. 0.00% 69 $6K No change
DBVT DBV Technologies SA-Spon ADR 0.00% 300 $6K No change
PLD Prologis Inc. 0.00% 45 $6K No change
SCHG Schwab US Large-Cap Growth 0.00% 176 $6K No change
SPG Simon Property Group Inc. 0.00% 31 $6K No change
CIM Chimera Investment Corp. 0.00% 461 $6K No change
OMAH Vistashares TRG 15 Berkshire 0.00% 304 $6K Add +1.3%
NICE Nice Ltd. - Spon ADR 0.00% 50 $6K No change
KMI Kinder Morgan Inc. 0.00% 205 $6K Add +1.0%
ELV Elevance Health Inc. 0.00% 16 $6K No change
SRPT Sarepta Therapeutics Inc. 0.00% 260 $6K No change
WCBR Wisdomtree Cybersecurity FND 0.00% 200 $6K No change
XGDVX Gabelli Dividend & Income TR 0.00% 200 $6K New
BBAI Bigbear.ai Holdings Inc. 0.00% 1,000 $5K No change
QYLD Global X Nasd 100 Cov Call 0.00% 303 $5K Add +1.0%
PDI PIMCO Dynamic Income Fund 0.00% 300 $5K No change
NB Niocorp Developments Ltd. 0.00% 1,000 $5K No change
GPIQ GS Nasdaq-100 PR Inc. ETF-Usd 0.00% 100 $5K New
FCOM Fidelity MSCI Comm Serv Indx 0.00% 72 $5K No change
BDX Becton Dickinson and Co. 0.00% 27 $5K No change
QUS SS SPDR MSCI U Stratfact ETF 0.00% 30 $5K No change
VLUE iShares MSCI USA Value Facto 0.00% 38 $5K No change
TROW T Rowe Price Group Inc. filed as PRICE T ROWE GROUP INC 0.00% 48 $5K No change
DFAE Dimensional Emerging Core Eq 0.00% 150 $5K New
SWK Stanley Black & Decker Inc. 0.00% 50 $5K No change
UTF Cohen & Steers Infrastructur 0.00% 201 $5K New
DOC Healthpeak Properties Inc. 0.00% 300 $5K No change
ETHE Grayscale Ethereum Staking E 0.00% 189 $5K No change
SEI Solaris Energy Infrastructur 0.00% 100 $5K New
PPIH Perma-Pipe International Hol 0.00% 150 $5K New
BMEZ BlackRock HLTH Sci TRM TR II 0.00% 300 $5K New
DOCS Doximity Inc. Class A 0.00% 100 $4K No change
CW Curtiss-Wright Corp. 0.00% 8 $4K No change
SLVM Sylvamo Corp. 0.00% 91 $4K No change
WIW Western Asst Infl-LNK Opp 0.00% 500 $4K No change
BLK BlackRock Inc. 0.00% 4 $4K No change
BATRA Atlanta Braves Holdings in-A 0.00% 100 $4K No change
DX Dynex Capital Inc. 0.00% 300 $4K New
MCK McKesson Corp. 0.00% 5 $4K No change
USHY iShares Broad Usd High Yield 0.00% 109 $4K No change
ALKS Alkermes PLC 0.00% 150 $4K No change
ALNY Alnylam Pharmaceuticals Inc. 0.00% 10 $4K No change
TWO Two Harbors Investment Corp. filed as TWO HBRS INVT CORP 0.00% 375 $4K No change
CI The Cigna Group 0.00% 14 $4K No change
CC The Chemours Co. 0.00% 323 $4K No change
S Sentinelone Inc. Class A 0.00% 250 $4K No change
BP BP PLC-Spons ADR 0.00% 100 $3K No change
BXP BXP Inc. 0.00% 50 $3K No change
BN Brookfield Corp. 0.00% 72 $3K No change
REET iShares Global REIT ETF 0.00% 126 $3K No change
PFN PIMCO Income Strategy FD II 0.00% 300 $3K No change
NWPX NWPX Infrastructure Inc. 0.00% 50 $3K No change
CCL Carnival Corp. 0.00% 100 $3K No change
VNT Vontier Corp. 0.00% 80 $3K No change
CAVA Cava Group Inc. 0.00% 50 $3K Reduce -66.7%
GOOY Yieldmax Googl Option Income 0.00% 200 $3K No change
AVAV Aerovironment Inc. 0.00% 12 $3K New
JCI Johnson Controls Internation 0.00% 23 $3K No change
EFC Ellington Financial Inc. 0.00% 200 $3K Add +100.0%
CEG Constellation Energy 0.00% 7 $2K No change
FHLC Fidelity MSCI Health Care 0.00% 33 $2K No change
ADI Analog Devices Inc. 0.00% 9 $2K No change
BHF Brighthouse Financial Inc. 0.00% 37 $2K No change
CGC Canopy Growth Corp. 0.00% 2,000 $2K New
SANA Sana Biotechnology Inc. 0.00% 500 $2K New
NVAX Novavax Inc. 0.00% 300 $2K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.00% 13 $2K No change
BAX Baxter International Inc. 0.00% 100 $2K No change
BTBT Bit Digital Inc. 0.00% 1,000 $2K New
ARTV Artiva Biotherapeutics Inc. 0.00% 400 $2K No change
FNDA Schwab Fndmntl US SM Co. ETF 0.00% 52 $2K No change
INTF iShares International Equity 0.00% 35 $1K No change
SMCI Super Micro Computer Inc. 0.00% 44 $1K No change
DAVA Endava PLC- Spon ADR 0.00% 200 $1K No change
GEM Goldman Sachs Activebeta Em 0.00% 29 $1K No change
PLUG Plug Power Inc. 0.00% 510 $1K No change
CDXS Codexis Inc. 0.00% 500 $815 No change
GEHC GE Healthcare Technology 0.00% 9 $738 No change
AIQ Global X Art Intel & Tech 0.00% 12 $610 No change
XAIX Xtrackers AI & Big Data ETF 0.00% 14 $602 No change
NL Nli Holdings Inc. filed as NL INDS INC 0.00% 100 $547 No change
IPSC Century Therapeutics Inc. 0.00% 500 $497 No change
ALEC Alector Inc. 0.00% 300 $468 No change
NKTX Nkarta Inc. 0.00% 200 $370 No change
FE Firstenergy Corp. 0.00% 8 $337 No change
DNOW Dnow Inc. 0.00% 25 $331 No change
FATE Fate Therapeutics Inc. 0.00% 300 $295 No change
MRNA Moderna Inc. 0.00% 10 $295 No change
KOPN Kopin Corp. 0.00% 100 $234 No change
ASIX Advansix Inc. 0.00% 10 $173 No change
KD Kyndryl Holdings Inc. 0.00% 5 $133 No change
F Ford Motor Co. filed as FORD MTR CO 0.00% 11 $128 No change
LCID Lucid Group Inc. 0.00% 10 $106 No change
EVH Evolent Health Inc. Class A 0.00% 25 $100 No change
GM General Motors Co. 0.00% 2 $89 No change
ACB Aurora Cannabis Inc. 0.00% 8 $34 No change
CVM Cel-Sci Corp. 0.00% 1 $5 No change

Portfolio Sells Q3 2025 → Q4 2025
MSFT Microsoft Corp. Reduce -0.6% 11.14% −0.91
KTOS Kratos Defense & Security Reduce -34.5% 0.69% −0.58
UNH Unitedhealth Group Inc. Reduce -17.2% 1.46% −0.39
PLTR Palantir Technologies Inc. Class A Reduce -0.3% 6.17% −0.21
PFF iShares Preferred & Income S Reduce -96.1% 0.01% −0.18
RGTI Rigetti Computing Inc. Reduce -90.8% 0.01% −0.18
KMB Kimberly-Clark Corp. Reduce -96.8% 0.00% −0.18
BX Blackstone Inc. Reduce -25.5% 0.34% −0.17
CLX Clorox Company Reduce -61.0% 0.08% −0.17
NI Nisource Inc. Sold out 0.00% −0.13
STZ Constellation Brands Inc. Class A Reduce -72.0% 0.05% −0.12
MP MP Materials Corp. Sold out 0.00% −0.10
AWK American Water Works Co. Inc. Reduce -8.2% 0.57% −0.09
HRL Hormel Foods Corp. Reduce -35.7% 0.14% −0.09
IHAK iShares Cybersecurity & Tech Reduce -0.3% 0.74% −0.07
RYAN Ryan Specialty Holdings Inc. Reduce -13.8% 0.25% −0.07
EQT Eqt Corp. Sold out 0.00% −0.07
CENX Century Aluminum Company Sold out 0.00% −0.06
AMSC American Superconductor Corp. Sold out 0.00% −0.06
NVDA Nvidia Corp. Reduce -3.3% 1.44% −0.06
PEP Pepsico Inc. Reduce -3.5% 2.79% −0.05
PG The Procter & Gamble Co. Reduce -4.5% 0.38% −0.05
SJM The JM Smucker Co. Reduce -1.4% 0.33% −0.04
IVV iShares Core S&P 500 ETF Reduce -13.8% 0.26% −0.04
HON Honeywell International Inc. Reduce -4.1% 0.27% −0.04
PYPL PayPal Holdings Inc. Reduce -0.4% 0.20% −0.03
HALO Halozyme Therapeutics Inc. Reduce -77.3% 0.01% −0.03
IUSG iShares Core S&P U.S. Growth Reduce -66.1% 0.01% −0.02
ZTS Zoetis Inc. Reduce -38.1% 0.02% −0.02
LYB Lyondellbasell Indu Class A Reduce -79.1% 0.01% −0.02
EME Emcor Group Inc. Reduce -60.0% 0.01% −0.02
VTV Vanguard Mrngstr Val ETF-Aui Reduce -34.3% 0.04% −0.02
AGX Argan Inc. Reduce -75.0% 0.01% −0.02
PFE Pfizer Inc. Reduce -4.6% 0.22% −0.02
JPST JPMorgan Ultra-Short Income Reduce -76.3% 0.00% −0.01
QQQ Invesco QQQ Trust Series 1 Reduce -12.3% 0.12% −0.01
IREN Iren Ltd. Reduce -15.8% 0.03% −0.01
AJG Arthur J Gallagher & Co. Reduce -1.4% 0.06% −0.01
DGRO iShares Core Dividend Growth Sold out 0.00% −0.01
DLR Digital Realty Trust Inc. Sold out 0.00% −0.01
SYM Symbotic Inc. Reduce -12.2% 0.23% −0.01
JEPI JPMorgan Equity Premium Inco Sold out 0.00% −0.01
K Kellanova Sold out 0.00% −0.01
VTRS Viatris Inc. Reduce -63.6% 0.01% −0.01
QSI Quantum-Si Inc. Sold out 0.00% −0.01
TT Trane Technologies PLC Sold out 0.00% −0.01
AMLP Alerian MLP ETF Reduce -70.6% 0.00% −0.01
AGI Alamos Gold Inc. Class A Sold out 0.00% −0.01
UPS United Parcel Service Class B Reduce -29.2% 0.02% −0.01
TGTX TG Therapeutics Inc. Sold out 0.00% −0.01

Portfolio Buys Q3 2025 → Q4 2025
RTX RTX Corp. Add +9.3% 3.87% +0.62
NEE Nextera Energy Inc. Add +0.1% 7.02% +0.40
HMY Harmony Gold MNG-Spon ADR New 0.37% +0.37
JNJ Johnson & Johnson Add +0.4% 3.51% +0.36
AAPL Apple Inc. Add +0.0% 6.05% +0.36
EVTR Eaton Vance Total Return New 0.34% +0.34
GILD Gilead Sciences Inc. New 0.33% +0.33
XLI SS Industrial Select Sector New 0.29% +0.29
CFG Citizens Financial Group New 0.24% +0.24
RSP Invesco S&P 500 Equal Weight Add +17.2% 1.44% +0.22
TVTX Travere Therapeutics Inc. Add +675.0% 0.14% +0.13
BMY Bristol-Myers Squibb Co. Add +420.0% 0.10% +0.08
VIG Vanguard Dividend Apprec ETF Add +20.9% 0.45% +0.08
XLV SS Health Care Select Sector Add +17.6% 0.33% +0.08
AEP American Electric Power Add +11.5% 0.59% +0.07
KGC Kinross Gold Corp. Add +26.0% 0.21% +0.06
NVS Novartis AG-Sponsored ADR Add +12.2% 0.36% +0.06
AUGO Aura Minerals Inc. New 0.06% +0.06
VYM Vanguard High DVD Yield ETF Add +5.2% 0.76% +0.05
OKE Oneok Inc. Add +97.3% 0.10% +0.05
KO The Coca-Cola Co. Add +0.0% 0.96% +0.05
PAAS Pan American Silver Corp. Add +6.9% 0.15% +0.04
ATRO Astronics Corp. Add +1.1% 0.23% +0.04
NKE Nike Inc. Class B New 0.04% +0.04
GMED Globus Medical Inc. Class A New 0.04% +0.04
UEC Uranium Energy Corp. New 0.04% +0.04
TEVA Teva Pharmaceutical-SP ADR New 0.04% +0.04
ISRA Vaneck Israel ETF New 0.04% +0.04
EWJ iShares MSCI Japan ETF New 0.03% +0.03
MU Micron Technology Inc. Add +5.3% 0.07% +0.03
CCJ Cameco Corp. Add +3.6% 0.25% +0.03
XLF SS Financial Select Sector Add +685.6% 0.03% +0.03
BAC Bank of America Corp. Add +109.0% 0.05% +0.03
CGDV Cap Group Dividend Value Add +40.6% 0.07% +0.02
KNSA Kiniksa Pharmaceuticals Inte Add +1.6% 0.32% +0.02
WMT Walmart Inc. Add +5.1% 0.16% +0.02
AVGO Broadcom Inc. Add +47.0% 0.04% +0.02
APP AppLovin Corp. Class A Add +41.3% 0.05% +0.01
CMS CMS Energy Corp. Add +74.2% 0.03% +0.01
KRMN Karman Holdings Inc. Add +8.0% 0.14% +0.01
REVS Columbia Resear Enh Val ETF New 0.01% +0.01
CGGR Cap Group Growth Equity Add +88.7% 0.02% +0.01
RECS Columbia Resear Enh Cor ETF Add +130.1% 0.02% +0.01
BRO Brown & Brown Inc. New 0.01% +0.01
PACS Pacs Group Inc. New 0.01% +0.01
ISPY Proshares S&P High Incom ETF Add +74.8% 0.02% +0.01
CRH CRH PLC New 0.01% +0.01
NOW ServiceNow Inc. New 0.01% +0.01
GDX Vaneck Gold Miners ETF Add +0.2% 0.07% +0.01
GFI Gold Fields Ltd.-Spons ADR Add +24.0% 0.03% +0.01

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 513$188.4MMSFT, NEE, CLS, AAPL, PLTR
Q1 2026 509$188.8MMSFT, NEE, CLS, PLTR, AAPL
Q4 2025 507$209.8MMSFT, NEE, PLTR, AAPL, CLS
Q3 2025 481$208.9MMSFT, NEE, PLTR, AAPL, VEEV
Q2 2025 512$187.6MMSFT, NEE, PLTR, AAPL, VEEV
Q1 2025 445$181.4MMSFT, NEE, UNH, AAPL, PEP
Q4 2024 431$186.4MMSFT, NEE, UNH, AAPL, PEP
Q3 2024 428$188.2MMSFT, UNH, NEE, AAPL, PEP
Q2 2024 429$178.9MMSFT, UNH, NEE, AAPL, PEP
Q1 2024 402$180.3MMSFT, UNH, NEE, AAPL, PEP