Mason & Associates Inc

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 23, 2024), Mason & Associates Inc reported 109 stock positions worth $400.8 million. Its top holding was FT Vest US Equity Buffer ETF (FMAR) at 14.4% of the portfolio, followed by JPMorgan US Quality Factor (JQUA, 12.2%) and Dimensional US Eq MKT ETF (DFUS, 11.0%). Compared with Q2 2024, it opened 13 new positions, sold out of 11, added to 45 and reduced 34. The biggest buy was Vanguard S/T Corp. Bond ETF (VCSH, shares +801%) and the biggest sale an exit from Invesco Senior Loan ETF (BKLN).

Most Recent 13F
Q2 2026
Location
LOS ANGELES, CA
CIK
0001917686
Portfolio Value
$400.8M (Q3 2024)
SEC Filing
0001917686-24-000005 ↗ filed Oct 23, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $374.9M Q1 2024 Q2 2024: $375.9M Q2 2024 Q3 2024: $400.8M $400.8M Q3 2024 Q4 2024: $425.0M Q4 2024 Q1 2025: $402.4M Q1 2025 Q2 2025: $433.2M Q2 2025 Q3 2025: $496.5M Q3 2025 Q4 2025: $531.3M Q4 2025 Q1 2026: $515.0M Q1 2026 Q2 2026: $619.0M Q2 2026

Holdings 109 stocks · $400.8M
FMAR FT Vest US Equity Buffer ETF 14.38% 1,364,186 $57.7M Reduce -20.4%
JQUA JPMorgan US Quality Factor 12.15% 861,023 $48.7M Add +25.9%
DFUS Dimensional US Eq MKT ETF 11.05% 711,872 $44.3M Add +21.3%
JAAA Janus Henderson Aaa Clo ETF 3.73% 294,199 $15.0M Add +52.9%
AGZ iShares Agency Bond ETF 3.44% 125,030 $13.8M Add +46.2%
VCSH Vanguard S/T Corp. Bond ETF 3.42% 172,449 $13.7M Add +801.0%
IEF iShares 7-10 Year Treasury B 3.36% 137,224 $13.5M Add +56.4%
IEI iShares 3-7 Year Treasury Bo 3.33% 111,687 $13.4M Add +62.6%
SMH Vaneck Semiconductor ETF 2.91% 47,574 $11.7M Add +57.8%
HFXI Nylim Ftse Intr Eq CN ETF-Ui filed as NEW YORK LIFE INVESTMENTS ET 2.75% 398,462 $11.0M Add +77.6%
IQLT iShares MSCI International Q 2.74% 264,574 $11.0M Reduce -21.9%
IHDG Wisdomtree International Hed 2.72% 238,528 $10.9M Add +63.9%
USFR Wisdomtree Floating Rate Tre 2.39% 190,664 $9.6M Reduce -49.8%
AAPL Apple Inc. 1.96% 33,644 $7.8M Add +0.3%
JEPI JPMorgan Equity Premium Inco 1.49% 100,538 $6.0M Add +84.4%
BRK.B Berkshire Hathaway Inc. Class B 1.40% 12,173 $5.6M Reduce -0.6%
XCEM Columbia Em Core Ex-China 1.29% 158,772 $5.2M Reduce -20.9%
OUSM Alps Oshares US Small-Cap Qu 1.26% 112,088 $5.1M Add +542.7%
XMHQ Invesco S&P Midcap Qual ETF 1.19% 46,614 $4.8M Reduce -6.8%
NVDA Nvidia Corp. 1.14% 37,760 $4.6M Add +13.1%
MSFT Microsoft Corp. 1.05% 9,760 $4.2M Add +1.9%
RSPG Invesco S&P 500 Equal Weight 0.72% 37,906 $2.9M Reduce -60.3%
IHI iShares U.S. Medical Devices 0.71% 48,093 $2.8M Reduce -33.1%
IHF iShares U.S. Healthcare Prov 0.69% 48,578 $2.8M Reduce -36.0%
GSLC Goldman Activebeta US LC ETF 0.68% 24,044 $2.7M Reduce -23.0%
SDVY First Trust Smid Cap Rising 0.67% 73,905 $2.7M Add +1068.6%
AMZN Amazon.com Inc. 0.65% 14,003 $2.6M Add +4.3%
GOOG Alphabet Inc. Class C 0.64% 15,425 $2.6M Add +121.2%
TSLA Tesla Inc. 0.61% 9,405 $2.5M Add +0.4%
CWS Advisorshares Equity Focused 0.61% 35,732 $2.5M Reduce -11.8%
EWX State Street SPDR S&P Emergi 0.61% 39,190 $2.4M Reduce -32.7%
UNH Unitedhealth Group Inc. 0.60% 4,084 $2.4M Reduce -0.5%
SPEM State Street SP PTF Em ETF 0.56% 54,063 $2.2M Add +29.0%
DFAS Dimensional US Small Cap ETF 0.55% 33,769 $2.2M Add +167.9%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.53% 8,112 $2.1M Reduce -13.2%
JMST JPM Ultra-Short Muni Income filed as J P MORGAN EXCHANGE TRADED F 0.50% 39,273 $2.0M Add +232.8%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.47% 34,111 $1.9M Add +15.2%
JMUB JPMorgan Municipal ETF 0.42% 32,486 $1.7M Add +1.1%
VTEB Vanguard Tax-Exempt Bond ETF 0.41% 31,862 $1.6M Add +31.9%
CVBF CVB Financial Corp. 0.39% 87,430 $1.6M No change
XOM Exxon Mobil Corp. 0.35% 12,109 $1.4M Reduce -1.5%
VTI VG Morningstar TS MKT ETF-US 0.35% 4,930 $1.4M Reduce -5.5%
JPM JPMorgan Chase & Co. 0.33% 6,295 $1.3M Reduce -1.9%
HYMB SS SPDR N Ice HY Muni ETF 0.33% 50,292 $1.3M New
SLF Sun Life Financial Inc. 0.32% 22,000 $1.3M No change
SHW The Sherwin-Williams Co. 0.30% 3,173 $1.2M No change
GLD SPDR Gold Shares 0.30% 4,925 $1.2M New
GOOGL Alphabet Inc. Class A 0.27% 6,536 $1.1M Add +0.5%
AMD Advanced Micro Devices 0.27% 6,530 $1.1M Add +102.8%
CRWD CrowdStrike Holdings Inc. Class A 0.26% 3,745 $1.1M Add +50.3%
SCHB Schwab US Broad Market ETF 0.24% 14,410 $959K Reduce -1.1%
ALL Allstate Corp. 0.22% 4,598 $872K New
ITA iShares U.S. Aerospace & Def 0.21% 5,749 $860K Reduce -12.2%
IWV iShares Russell 3000 ETF 0.21% 2,618 $855K No change
LLY Eli Lilly & Co. 0.20% 922 $817K Add +14.0%
LMT Lockheed Martin Corp. 0.20% 1,373 $803K Add +3.9%
AVGO Broadcom Inc. 0.19% 4,527 $781K New
AMGN Amgen Inc. 0.18% 2,273 $733K Add +10.2%
XLK SS Technology Select Sector 0.18% 3,178 $717K Add +10.0%
IWX iShares Russell Top 200 Valu 0.17% 8,541 $694K No change
NOC Northrop Grumman Corp. 0.17% 1,306 $690K Add +9.4%
OZ Belpointe Prep LLC Class A 0.17% 9,700 $669K No change
HD Home Depot Inc. 0.16% 1,623 $658K Add +3.4%
VIG Vanguard Dividend Apprec ETF 0.16% 3,160 $626K Reduce -93.1%
COST Costco Wholesale Corp. 0.15% 698 $619K Add +24.2%
META Meta Platforms Inc. Class A 0.15% 1,068 $611K Add +22.1%
FSK FS KKR Capital Corp. 0.15% 30,764 $607K No change
ABBV Abbvie Inc. 0.15% 3,007 $594K Reduce -10.5%
SLV iShares Silver Trust 0.14% 20,351 $578K Add +37.0%
XLE SS Energy Select Sector 0.14% 6,512 $572K Reduce -19.1%
PLTR Palantir Technologies Inc. Class A 0.14% 14,924 $555K Add +50.5%
EW Edwards Lifesciences Corp. 0.13% 7,882 $520K Add +78.3%
SPY SS SPDR S&P 500 ETF Trust-US 0.13% 885 $508K Reduce -0.8%
V Visa Inc. Class A 0.13% 1,845 $507K Reduce -26.7%
PANW Palo Alto Networks Inc. 0.12% 1,420 $485K Reduce -1.4%
VUG Vanguard Mrngstar GR ETF-Sui 0.11% 1,189 $456K Reduce -1.2%
IJH iShares Core S&P Midcap ETF 0.11% 6,988 $435K No change
PFE Pfizer Inc. 0.11% 14,855 $430K Reduce -0.6%
BABA Alibaba Group Holding-SP ADR 0.11% 4,050 $430K No change
SCHW Schwab (charles) Corp. 0.10% 6,233 $404K Add +3.7%
CIBR First Trust Nasdaq Cybersecu 0.10% 6,680 $396K Add +6.8%
MA Mastercard Inc. Class A 0.09% 749 $370K Reduce -5.1%
AEM Agnico Eagle Mines Ltd. 0.09% 4,570 $368K No change
CVX Chevron Corp. 0.08% 2,215 $326K Reduce -6.3%
O Realty Income Corp. 0.08% 5,143 $326K Reduce -0.1%
MS Morgan Stanley 0.08% 3,087 $322K New
TECK Teck Resources Ltd.-CLS B 0.08% 5,960 $311K No change
JNJ Johnson & Johnson 0.07% 1,811 $293K Add +14.3%
SCHG Schwab US Large-Cap Growth 0.07% 2,812 $293K Reduce -2.8%
MCD McDonald's Corp. 0.07% 962 $293K Reduce -6.7%
SNOW Snowflake Inc. 0.07% 2,510 $288K New
FIW First Trust Water ETF 0.07% 2,590 $283K No change
SKYY First Trust Cloud Computing 0.07% 2,767 $283K No change
WMT Walmart Inc. 0.07% 3,412 $276K No change
MU Micron Technology Inc. 0.07% 2,580 $268K New
XSOE Wisdmtree Emerg MKT Ex-St Ow 0.07% 7,967 $263K No change
BX Blackstone Inc. 0.07% 1,714 $262K No change
LOW Lowe's Cos Inc. 0.06% 945 $256K New
IWY iShares Russell Top 200 Grow 0.06% 1,153 $254K Add +2.3%
DAL Delta Air Lines Inc. 0.06% 4,928 $250K Add +2.6%
NVO Novo-Nordisk A/S-Spons ADR 0.06% 2,060 $245K New
SUSA iShares ESG Optimized MSCI U 0.06% 2,020 $243K Reduce -5.2%
ISRG Intuitive Surgical Inc. 0.06% 478 $235K New
MRK Merck & Co. Inc. 0.06% 2,032 $231K Add +0.1%
BA The Boeing Co. 0.06% 1,486 $226K Reduce -38.6%
FCNCA First Citizens Bcshs Class A 0.06% 121 $223K No change
CAH Cardinal Health Inc. 0.05% 1,835 $203K New
PWV Invesco Large Cap Value ETF 0.05% 3,460 $202K New
CAT Caterpillar Inc. 0.05% 513 $201K New

Portfolio Sells Q2 2024 → Q3 2024
BKLN Invesco Senior Loan ETF Sold out 0.00% −6.06
FMAR FT Vest US Equity Buffer ETF Reduce -20.4% 14.38% −4.11
USFR Wisdomtree Floating Rate Tre Reduce -49.8% 2.39% −2.69
VIG Vanguard Dividend Apprec ETF Reduce -93.1% 0.16% −2.07
RSPG Invesco S&P 500 Equal Weight Reduce -60.3% 0.72% −1.32
CALF PCR US SM CP CSH CWS ETF-Usd Sold out 0.00% −0.93
IQLT iShares MSCI International Q Reduce -21.9% 2.74% −0.78
XCEM Columbia Em Core Ex-China Reduce -20.9% 1.29% −0.41
IHF iShares U.S. Healthcare Prov Reduce -36.0% 0.69% −0.37
IHI iShares U.S. Medical Devices Reduce -33.1% 0.71% −0.36
EWX State Street SPDR S&P Emergi Reduce -32.7% 0.61% −0.29
GSLC Goldman Activebeta US LC ETF Reduce -23.0% 0.68% −0.21
DIS The Walt Disney Co. Sold out 0.00% −0.15
XMHQ Invesco S&P Midcap Qual ETF Reduce -6.8% 1.19% −0.10
NKE Nike Inc. Class B Sold out 0.00% −0.08
SHM SS SPDR N Ice St Muni ETF Sold out 0.00% −0.08
CPER United States Copper Index Sold out 0.00% −0.08
VO Vngrd Mrngstr MD-Cap ETF-Usd Reduce -13.2% 0.53% −0.07
BIIB Biogen Inc. Sold out 0.00% −0.06
SCHD Schwab US DVD Equity ETF Sold out 0.00% −0.06
BA The Boeing Co. Reduce -38.6% 0.06% −0.06
BAC Bank of America Corp. Sold out 0.00% −0.06
VOO Vanguard S&P 500 ETF Sold out 0.00% −0.06
CWS Advisorshares Equity Focused Reduce -11.8% 0.61% −0.06
DXCM Dexcom Inc. Sold out 0.00% −0.06
XLE SS Energy Select Sector Reduce -19.1% 0.14% −0.05
V Visa Inc. Class A Reduce -26.7% 0.13% −0.05
VTI VG Morningstar TS MKT ETF-US Reduce -5.5% 0.35% −0.02
XOM Exxon Mobil Corp. Reduce -1.5% 0.35% −0.02
CVX Chevron Corp. Reduce -6.3% 0.08% −0.02
ITA iShares U.S. Aerospace & Def Reduce -12.2% 0.21% −0.02
JPM JPMorgan Chase & Co. Reduce -1.9% 0.33% −0.01
PANW Palo Alto Networks Inc. Reduce -1.4% 0.12% −0.01
VUG Vanguard Mrngstar GR ETF-Sui Reduce -1.2% 0.11% −0.01
ABBV Abbvie Inc. Reduce -10.5% 0.15% −0.01
SCHB Schwab US Broad Market ETF Reduce -1.1% 0.24% −0.00
SCHG Schwab US Large-Cap Growth Reduce -2.8% 0.07% −0.00
PFE Pfizer Inc. Reduce -0.6% 0.11% −0.00
SUSA iShares ESG Optimized MSCI U Reduce -5.2% 0.06% −0.00
SPY SS SPDR S&P 500 ETF Trust-US Reduce -0.8% 0.13% −0.00
MA Mastercard Inc. Class A Reduce -5.1% 0.09% −0.00
MCD McDonald's Corp. Reduce -6.7% 0.07% +0.00
O Realty Income Corp. Reduce -0.1% 0.08% +0.01
UNH Unitedhealth Group Inc. Reduce -0.5% 0.60% +0.04
BRK.B Berkshire Hathaway Inc. Class B Reduce -0.6% 1.40% +0.07

Portfolio Buys Q2 2024 → Q3 2024
VCSH Vanguard S/T Corp. Bond ETF Add +801.0% 3.42% +3.02
JQUA JPMorgan US Quality Factor Add +25.9% 12.15% +2.52
DFUS Dimensional US Eq MKT ETF Add +21.3% 11.05% +1.86
IEI iShares 3-7 Year Treasury Bo Add +62.6% 3.33% +1.22
IEF iShares 7-10 Year Treasury B Add +56.4% 3.36% +1.17
HFXI Nylim Ftse Intr Eq CN ETF-Ui Add +77.6% 2.75% +1.15
JAAA Janus Henderson Aaa Clo ETF Add +52.9% 3.73% +1.13
OUSM Alps Oshares US Small-Cap Qu Add +542.7% 1.26% +1.07
AGZ iShares Agency Bond ETF Add +46.2% 3.44% +1.00
IHDG Wisdomtree International Hed Add +63.9% 2.72% +0.95
SMH Vaneck Semiconductor ETF Add +57.8% 2.91% +0.82
JEPI JPMorgan Equity Premium Inco Add +84.4% 1.49% +0.67
SDVY First Trust Smid Cap Rising Add +1068.6% 0.67% +0.61
DFAS Dimensional US Small Cap ETF Add +167.9% 0.55% +0.34
JMST JPM Ultra-Short Muni Income Add +232.8% 0.50% +0.34
HYMB SS SPDR N Ice HY Muni ETF New 0.33% +0.33
GOOG Alphabet Inc. Class C Add +121.2% 0.64% +0.30
GLD SPDR Gold Shares New 0.30% +0.30
ALL Allstate Corp. New 0.22% +0.22
AVGO Broadcom Inc. New 0.19% +0.19
SPEM State Street SP PTF Em ETF Add +29.0% 0.56% +0.14
AMD Advanced Micro Devices Add +102.8% 0.27% +0.13
TSLA Tesla Inc. Add +0.4% 0.61% +0.12
VTEB Vanguard Tax-Exempt Bond ETF Add +31.9% 0.41% +0.08
MS Morgan Stanley New 0.08% +0.08
AAPL Apple Inc. Add +0.3% 1.96% +0.08
SNOW Snowflake Inc. New 0.07% +0.07
PLTR Palantir Technologies Inc. Class A Add +50.5% 0.14% +0.07
MU Micron Technology Inc. New 0.07% +0.07
LOW Lowe's Cos Inc. New 0.06% +0.06
NVO Novo-Nordisk A/S-Spons ADR New 0.06% +0.06
ISRG Intuitive Surgical Inc. New 0.06% +0.06
CAH Cardinal Health Inc. New 0.05% +0.05
PWV Invesco Large Cap Value ETF New 0.05% +0.05
CAT Caterpillar Inc. New 0.05% +0.05
NVDA Nvidia Corp. Add +13.1% 1.14% +0.05
SLV iShares Silver Trust Add +37.0% 0.14% +0.04
LMT Lockheed Martin Corp. Add +3.9% 0.20% +0.04
META Meta Platforms Inc. Class A Add +22.1% 0.15% +0.04
NOC Northrop Grumman Corp. Add +9.4% 0.17% +0.03
JEPQ JPM Nasdaq Equity Premium Add +15.2% 0.47% +0.03
COST Costco Wholesale Corp. Add +24.2% 0.15% +0.03
EW Edwards Lifesciences Corp. Add +78.3% 0.13% +0.02
HD Home Depot Inc. Add +3.4% 0.16% +0.02
JNJ Johnson & Johnson Add +14.3% 0.07% +0.01
AMGN Amgen Inc. Add +10.2% 0.18% +0.01
LLY Eli Lilly & Co. Add +14.0% 0.20% +0.01
CRWD CrowdStrike Holdings Inc. Class A Add +50.3% 0.26% +0.01
XLK SS Technology Select Sector Add +10.0% 0.18% +0.01
CIBR First Trust Nasdaq Cybersecu Add +6.8% 0.10% +0.00

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 161$619.0MIWB, RECS, DFUS, SMH, HFXI
Q1 2026 158$515.0MIWB, RECS, DFUS, AVDE, HFXI
Q4 2025 157$531.3MIWB, RECS, DFUS, AVDE, HFXI
Q3 2025 133$496.5MJQUA, RECS, DFUS, AVDE, HFXI
Q2 2025 120$433.2MJQUA, RECS, DFUS, VCSH, SMH
Q1 2025 113$402.4MJQUA, DFUS, VCSH, AGZ, SJNK
Q4 2024 105$425.0MJQUA, DFUS, JAAA, AGZ, VCSH
Q3 2024 109$400.8MFMAR, JQUA, DFUS, JAAA, AGZ
Q2 2024 107$375.9MFMAR, JQUA, DFUS, BKLN, USFR
Q1 2024 112$374.9MFDEC, JQUA, DFUS, USFR, BKLN