Morgan Stanley
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed October 17, 2024), Morgan Stanley reported 7,505 stock positions worth $1.25 trillion. Its top holding was Microsoft (MSFT) at 4.1% of the portfolio, followed by Apple (AAPL, 3.1%) and Nvidia (NVDA, 2.5%). Compared with Q4 2023, it opened 354 new positions, sold out of 350, added to 3,216 and reduced 3,346. The biggest buy was Nvidia (NVDA, shares +3%) and the biggest sale Philip Morris International (PM, shares −34%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000895421
- Portfolio Value
- $1.25T (Q1 2024)
- SEC Filing
- 0000895421-24-000486 ↗ filed Oct 17, 2024
Holdings Value
Holdings 7,505 stocks · $1.25T
| MSFT Microsoft Corp. | 4.13% | 122,187,118 | $51.4B | Reduce -1.4% |
| AAPL Apple Inc. | 3.06% | 221,959,262 | $38.1B | Add +1.8% |
| NVDA Nvidia Corp. | 2.46% | 33,876,064 | $30.6B | Add +2.6% |
| AMZN Amazon.com Inc. | 2.34% | 161,229,566 | $29.1B | Add +1.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.39% | 32,982,297 | $17.3B | Reduce -1.9% |
| GOOGL Alphabet Inc. Class A | 1.37% | 113,394,435 | $17.1B | Add +1.0% |
| META Meta Platforms Inc. Class A | 1.35% | 34,648,338 | $16.8B | Reduce -4.4% |
| V Visa Inc. Class A | 1.18% | 52,759,484 | $14.7B | Add +2.3% |
| JPM JPMorgan Chase & Co. | 1.07% | 66,729,367 | $13.4B | Add +2.9% |
| GOOG Alphabet Inc. Class C | 0.89% | 72,804,139 | $11.1B | Reduce -1.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.86% | 24,185,525 | $10.7B | Add +15.0% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.82% | 24,315,333 | $10.2B | Add +4.0% |
| LLY Eli Lilly & Co. | 0.82% | 13,069,563 | $10.2B | Add +3.2% |
| IVV iShares Core S&P 500 ETF | 0.81% | 19,212,260 | $10.1B | Add +0.5% |
| UNH Unitedhealth Group Inc. | 0.80% | 20,189,832 | $10.0B | Add +20.3% |
| VOO Vanguard S&P 500 ETF | 0.75% | 19,514,638 | $9.4B | Add +7.8% |
| AVGO Broadcom Inc. | 0.68% | 6,352,200 | $8.4B | Reduce -0.6% |
| UBER Uber Technologies Inc. | 0.66% | 106,425,039 | $8.2B | Reduce -14.1% |
| IWF iShares Russell 1000 Growth | 0.66% | 24,200,394 | $8.2B | Reduce -0.8% |
| PG The Procter & Gamble Co. | 0.63% | 48,379,912 | $7.8B | Reduce -0.8% |
| MA Mastercard Inc. Class A | 0.62% | 15,944,153 | $7.7B | Add +2.9% |
| HD Home Depot Inc. | 0.61% | 19,842,642 | $7.6B | Add +3.1% |
| TSLA Tesla Inc. | 0.57% | 40,185,088 | $7.1B | Add +21.8% |
| TMO Thermo Fisher Scientific Inc. | 0.55% | 11,753,137 | $6.8B | Reduce -6.4% |
| COST Costco Wholesale Corp. | 0.55% | 9,306,514 | $6.8B | Add +5.7% |
| JNJ Johnson & Johnson | 0.54% | 42,549,943 | $6.7B | Add +2.1% |
| XOM Exxon Mobil Corp. | 0.54% | 57,438,206 | $6.7B | Add +2.6% |
| BND Vanguard Total Bond Market | 0.53% | 91,278,800 | $6.6B | Add +7.6% |
| IEFA iShares Core MSCI Eafe ETF | 0.53% | 89,067,011 | $6.6B | Add +1.6% |
| ABBV Abbvie Inc. | 0.51% | 35,171,689 | $6.4B | Add +3.3% |
| CRM Salesforce Inc. | 0.48% | 19,990,916 | $6.0B | Reduce -0.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.47% | 47,826,463 | $5.9B | Reduce -0.4% |
| ACN Accenture PLC Class A | 0.46% | 16,445,229 | $5.7B | Reduce -0.2% |
| CVX Chevron Corp. | 0.45% | 35,803,145 | $5.6B | Add +4.0% |
| MRK Merck & Co. Inc. | 0.44% | 41,505,855 | $5.5B | Add +3.4% |
| AMD Advanced Micro Devices | 0.41% | 28,109,683 | $5.1B | Add +5.7% |
| NOW ServiceNow Inc. | 0.40% | 6,582,976 | $5.0B | Reduce -3.6% |
| ADBE Adobe Inc. | 0.40% | 9,933,444 | $5.0B | Reduce -2.1% |
| IWD iShares Russell 1000 Value E | 0.40% | 27,872,029 | $5.0B | Reduce -1.2% |
| KO The Coca-Cola Co. | 0.40% | 80,925,647 | $5.0B | Add +9.1% |
| WMT Walmart Inc. | 0.38% | 79,542,055 | $4.8B | Add +4.5% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.38% | 28,907,525 | $4.7B | Add +2.3% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.37% | 13,250,212 | $4.6B | Add +2.9% |
| PEP Pepsico Inc. | 0.36% | 25,933,822 | $4.5B | Add +3.6% |
| TLT iShares 20+ Year Treasury BD | 0.35% | 46,677,455 | $4.4B | Add +21.4% |
| RSP Invesco S&P 500 Equal Weight | 0.34% | 24,685,633 | $4.2B | Add +9.7% |
| NFLX Netflix Inc. | 0.33% | 6,832,993 | $4.1B | Add +4.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.33% | 109,094,007 | $4.1B | Reduce -1.6% |
| DHR Danaher Corp. | 0.33% | 16,496,040 | $4.1B | Reduce -16.1% |
| ABT Abbott Laboratories | 0.33% | 36,011,982 | $4.1B | Add +0.2% |
| RTX RTX Corp. | 0.32% | 41,298,764 | $4.0B | Reduce -22.4% |
| AMGN Amgen Inc. | 0.32% | 13,971,963 | $4.0B | Reduce -3.2% |
| SHOP Shopify Inc. Class A | 0.32% | 51,087,242 | $3.9B | Reduce -2.7% |
| PANW Palo Alto Networks Inc. | 0.32% | 13,861,763 | $3.9B | Add +11.2% |
| HON Honeywell International Inc. | 0.30% | 18,460,910 | $3.8B | Add +7.6% |
| MCD McDonald's Corp. | 0.30% | 13,332,151 | $3.8B | Reduce -0.8% |
| QCOM Qualcomm Inc. | 0.30% | 22,170,021 | $3.8B | Add +4.4% |
| NEE Nextera Energy Inc. | 0.29% | 56,714,319 | $3.6B | Add +14.6% |
| DASH DoorDash Inc. Class A | 0.29% | 26,295,159 | $3.6B | Reduce -3.3% |
| BLK BlackRock Finance Inc. | 0.28% | 4,239,616 | $3.5B | Add +9.1% |
| IWM iShares Russell 2000 ETF | 0.28% | 16,450,994 | $3.5B | Reduce -28.4% |
| IEMG iShares Core MSCI Emerging | 0.28% | 66,552,779 | $3.4B | Add +0.4% |
| LIN Linde PLC | 0.27% | 7,351,845 | $3.4B | Add +5.4% |
| ICE Intercontinental Exchange Inc. | 0.27% | 24,567,255 | $3.4B | Add +0.4% |
| BX Blackstone Inc. | 0.27% | 25,670,614 | $3.4B | Add +3.6% |
| VZ Verizon Communications Inc. | 0.26% | 78,375,348 | $3.3B | Reduce -0.6% |
| CSCO Cisco Systems Inc. | 0.25% | 63,330,467 | $3.2B | Add +1.0% |
| MELI MercadoLibre Inc. | 0.25% | 2,085,094 | $3.2B | Reduce -14.0% |
| VTI VG Morningstar TS MKT ETF-US | 0.25% | 12,091,745 | $3.1B | Add +1.4% |
| AXP American Express Co. | 0.24% | 13,286,899 | $3.0B | Reduce -2.2% |
| ETN Eaton Corp. PLC | 0.24% | 9,483,279 | $3.0B | Reduce -0.1% |
| ADP Automatic Data Processing | 0.23% | 11,526,424 | $2.9B | Add +6.9% |
| VEA Vanguard Ftse Developed ETF | 0.22% | 55,317,778 | $2.8B | Add +1.3% |
| JPST JPMorgan Ultra-Short Income | 0.22% | 54,298,383 | $2.7B | Reduce -3.2% |
| GS Goldman Sachs Group Inc. | 0.22% | 6,551,092 | $2.7B | Add +10.7% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.22% | 14,168,806 | $2.7B | Reduce -4.0% |
| NET Cloudflare Inc. Class A | 0.22% | 27,849,275 | $2.7B | Reduce -8.3% |
| PM Philip Morris International | 0.22% | 29,368,268 | $2.7B | Reduce -34.4% |
| LOW Lowe's Cos Inc. | 0.21% | 10,462,248 | $2.7B | Reduce -3.1% |
| AGG iShares Core U.S. Aggregate | 0.21% | 27,116,168 | $2.7B | Reduce -2.8% |
| BDX Becton Dickinson and Co. | 0.21% | 10,712,924 | $2.7B | Add +0.0% |
| IVW iShares S&P 500 Growth ETF | 0.21% | 31,370,520 | $2.6B | Add +5.6% |
| CAT Caterpillar Inc. | 0.21% | 7,199,684 | $2.6B | Add +0.0% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.21% | 25,803,773 | $2.6B | Add +2.1% |
| INTU Intuit Inc. | 0.21% | 3,987,503 | $2.6B | Reduce -1.5% |
| SBUX Starbucks Corp. | 0.21% | 28,261,152 | $2.6B | Add +24.9% |
| ORCL Oracle Corp. | 0.20% | 20,068,247 | $2.5B | Reduce -0.6% |
| SHY iShares 1-3 Year Treasury Bo | 0.20% | 30,701,724 | $2.5B | Add +1.0% |
| TMUS T-Mobile US Inc. | 0.20% | 15,363,033 | $2.5B | Add +5.7% |
| PLD Prologis Inc. | 0.20% | 18,965,016 | $2.5B | Add +12.2% |
| CMCSA Comcast Corp. Class A | 0.20% | 56,572,372 | $2.5B | Add +4.2% |
| NOC Northrop Grumman Corp. | 0.19% | 5,064,367 | $2.4B | Add +8.6% |
| AON Aon PLC Class A | 0.19% | 7,214,371 | $2.4B | Add +16.6% |
| UNP Union Pacific Corp. | 0.19% | 9,781,164 | $2.4B | Reduce -1.5% |
| MDT Medtronic PLC | 0.19% | 27,002,929 | $2.4B | Add +16.0% |
| PFE Pfizer Inc. | 0.19% | 84,792,839 | $2.4B | Add +3.3% |
| CVS CVS Health Corp. | 0.19% | 29,039,992 | $2.3B | Reduce -5.2% |
| WFC Wells Fargo & Co. | 0.18% | 39,518,645 | $2.3B | Reduce -0.9% |
| COP Conocophillips | 0.18% | 17,943,557 | $2.3B | Add +2.1% |
| LMT Lockheed Martin Corp. | 0.18% | 5,017,525 | $2.3B | Reduce -3.6% |
Other holdings (312): bonds, preferreds, convertibles and warrants · $1.1B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 47,634 | $57.6M | Add +4.7% |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | 54,314,000 | $45.8M | Reduce -2.1% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 34,831 | $41.5M | Add +8.2% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 28,752,000 | $29.7M | Reduce -17.8% |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | 27,011,000 | $27.5M | New |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 577,942 | $25.6M | New |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 390,939 | $25.2M | Add +15469.1% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 23,516,000 | $21.6M | Reduce -1.7% |
| LIBERTY LATIN AMERICA (LILAK 2 07/15/24) | NOTE 2.000% 7/1 · principal | 18,546,000 | $18.0M | Reduce -0.6% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 12,446,000 | $17.5M | Add +55.8% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 20,221,000 | $17.4M | Add +50.7% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 14,319,000 | $16.1M | Add +23.0% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 14,971,000 | $15.2M | Add +96.0% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 15,231,000 | $14.5M | Add +170.3% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 15,428,000 | $14.2M | Add +33.3% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 17,344,000 | $13.9M | New |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 14,001,000 | $13.8M | New |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 7,711,000 | $12.8M | Reduce -5.4% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 13,147,000 | $12.7M | Add +21.1% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 12,300,000 | $12.6M | Add +5025.0% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 13,165,000 | $12.1M | Add +16.9% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 12,001,000 | $11.9M | Reduce -3.4% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 11,812,000 | $11.9M | Add +7.7% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 12,518,000 | $11.8M | Add +10.0% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 193,442 | $11.4M | New |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 13,391,000 | $11.1M | Add +162.6% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 10,395,000 | $10.4M | Add +42.9% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 10,777,000 | $10.3M | Add +51.9% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 11,057,000 | $10.3M | Reduce -31.9% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 10,305,000 | $10.2M | Add +8.2% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 9,468,000 | $10.1M | Add +31.8% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 8,760,000 | $9.9M | Add +14.8% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 6,170,000 | $9.8M | Add +9.0% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 8,153,000 | $9.5M | Reduce -20.3% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 9,970,000 | $9.4M | Add +8.8% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 9,928,000 | $9.2M | Add +22.1% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 143,162 | $9.2M | Add +332.2% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 9,235,000 | $9.0M | Reduce -10.7% |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 9,730,000 | $8.9M | Add +52.7% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 6,550,000 | $8.7M | Add +17.7% |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 8,532,000 | $8.1M | Reduce -30.6% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 5,876,000 | $8.0M | Reduce -37.2% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 7,212,000 | $8.0M | Add +13.9% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 8,195,000 | $7.9M | Add +113.5% |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 9,125,000 | $7.9M | Add +49.8% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 7,046,000 | $7.8M | Add +31.6% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 8,477,000 | $7.7M | Add +2.4% |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 8,117,000 | $7.6M | Add +4.9% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 8,657,000 | $7.6M | Reduce -24.0% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 7,140,000 | $7.6M | Add +50.0% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 7,035,000 | $7.1M | Add +1.7% |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 4,754,000 | $6.9M | Reduce -40.9% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 6,843,000 | $6.7M | Add +7.8% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 6,444,000 | $6.7M | Add +214700.0% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 6,912,000 | $6.6M | New |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 3,444,000 | $6.4M | Reduce -6.8% |
| IONIS PHARMACEUTICALS IN (IONS 0.125 12/15/24) | NOTE 0.125%12/1 · principal | 6,735,000 | $6.4M | No change |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 7,210,000 | $6.3M | Add +659.0% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 7,968,000 | $6.3M | Add +49.9% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 5,873,000 | $6.2M | Reduce -23.3% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 4,865,000 | $6.1M | Add +10.7% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 4,775,000 | $6.0M | Add +6.5% |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 4,691,000 | $5.7M | New |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 5,204,000 | $5.7M | Add +610.0% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 111,169 | $5.3M | Add +3.6% |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 2,865,000 | $5.3M | Add +3824.7% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 9,045,000 | $5.1M | Add +8.4% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 116,038 | $5.0M | Reduce -54.4% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 5,229,000 | $5.0M | Add +9.7% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 5,153,000 | $4.9M | Reduce -17.0% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 2,760,000 | $4.8M | Reduce -48.8% |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 5,116,000 | $4.8M | Add +24.8% |
| COLLEGIUM PHARMA INC (COLL 2.625 02/15/26) | NOTE 2.625% 2/1 · principal | 3,244,000 | $4.6M | No change |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 1,584,000 | $4.5M | Add +118.8% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 4,795,000 | $4.5M | Add +9.6% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 5,257,000 | $4.4M | Add +222.5% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 3,990,000 | $4.0M | Add +6.4% |
| ENPHASE ENERGY INC (ENPH 0 03/01/28) | NOTE 3/0 · principal | 4,642,000 | $4.0M | Add +124.8% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 4,180,000 | $4.0M | Add +8.3% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 3,259,000 | $3.9M | New |
| ARTIVION INC (AORT 4.25 07/01/25) | NOTE 4.250% 7/0 · principal | 3,350,000 | $3.8M | No change |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 3,920,000 | $3.7M | Add +221.3% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 3,976,000 | $3.6M | Add +6.8% |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 2,088,000 | $3.6M | Add +69500.0% |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 3,503,000 | $3.3M | Add +656.6% |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 26,734 | $3.3M | Add +997.5% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 2,254,000 | $3.2M | Add +395.4% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 3,735,000 | $3.2M | Reduce -33.6% |
| REPLIGEN CORP (RGEN 0.375 07/15/24) | NOTE 0.375% 7/1 · principal | 1,968,000 | $3.1M | Add +196700.0% |
| CHEGG INC (CHGG 0.125 03/15/25) | NOTE 0.125% 3/1 · principal | 3,321,000 | $3.1M | Reduce -31.7% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 76,417 | $3.0M | Add +284.3% |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 2,813,000 | $3.0M | Add +6932.5% |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 3,017,000 | $2.9M | Reduce -32.8% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 3,049,000 | $2.7M | Reduce -49.8% |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 2,175,000 | $2.7M | New |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 2,525,000 | $2.5M | New |
| TRAVERE THERAPEUTICS INC (TVTX 2.5 09/15/25) | NOTE 2.500% 9/1 · principal | 2,834,000 | $2.5M | No change |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 1,926,000 | $2.4M | New |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 2,566,000 | $2.4M | Add +1121.9% |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 2,942,000 | $2.4M | Add +24.3% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 1,223,000 | $2.4M | Add +20283.3% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 2,538,000 | $2.3M | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 2,781,000 | $2.3M | New |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 2,294,000 | $2.3M | Reduce -34.9% |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 4,386,000 | $2.2M | Reduce -13.6% |
| NCL CORPORATION LTD (NCLH 2.5 02/15/27) | NOTE 2.500% 2/1 · principal | 2,258,000 | $2.2M | Add +26.6% |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 1,666,000 | $2.2M | New |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 95,466 | $2.1M | Reduce -21.1% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 2,366,000 | $2.1M | Reduce -15.3% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 1,754,000 | $2.0M | Reduce -62.0% |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 1,382,000 | $2.0M | New |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 2,258,000 | $1.9M | New |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 2,000,000 | $1.9M | New |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 830,000 | $1.9M | Reduce -83.0% |
| ENVESTNET INC (ENV 2.625 12/01/27) | NOTE 2.625%12/0 · principal | 1,726,000 | $1.8M | Add +67.9% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 2,305,000 | $1.8M | Add +222.4% |
| GLAUKOS CORP (GKOS 2.75 06/15/27) | NOTE 2.750% 6/1 · principal | 1,000,000 | $1.8M | New |
| T1 ENERGY INC | *W EXP 07/09/202 | 9,236,836 | $1.7M | Add +1.3% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 2,616,000 | $1.6M | Reduce -16.2% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 1,873,000 | $1.6M | Add +13.6% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 1,648,000 | $1.4M | Add +1731.1% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 1,676,000 | $1.4M | Reduce -41.3% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 1,530,000 | $1.4M | Reduce -31.4% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 1,432,000 | $1.4M | New |
| GUESS INC (GES 2 04/15/24) | NOTE 2.000% 4/1 · principal | 1,245,000 | $1.4M | Add +1145.0% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 1,120,000 | $1.3M | Reduce -81.3% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 1,494,000 | $1.3M | Add +463.8% |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 1,800,000 | $1.3M | Reduce -10.0% |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 85,350 | $1.3M | Reduce -0.1% |
| CABLE ONE INC (CABO 1.125 03/15/28) | NOTE 1.125% 3/1 · principal | 1,620,000 | $1.2M | New |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 1,266,000 | $1.2M | Add +15725.0% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 1,124,000 | $1.1M | Add +8.6% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 1,170,000 | $1.1M | Add +52.0% |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 1,045,000 | $1.1M | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 1,159,000 | $1.1M | Reduce -55.7% |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 951,000 | $1.1M | Reduce -71.6% |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 1,415,000 | $1.0M | Reduce -60.6% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 52,547 | $1.0M | Add +9.1% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 916,000 | $1.0M | Reduce -54.2% |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 845,000 | $988K | No change |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 1,030,000 | $939K | Add +199.4% |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 1,032,000 | $922K | Add +24.0% |
| 3D SYSTEMS CORP (DDD 0 11/15/26) | NOTE 11/1 · principal | 1,175,000 | $916K | New |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 618,000 | $908K | Add +1088.5% |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 966,000 | $884K | Reduce -72.9% |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 889,000 | $873K | Add +236.7% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 850,000 | $865K | Reduce -82.5% |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 914,000 | $844K | Add +91300.0% |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 874,000 | $810K | No change |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 824,000 | $784K | Reduce -69.8% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 787,000 | $763K | Reduce -49.8% |
| MICROSTRATEGY INC (MSTR 0.75 12/15/25) | NOTE 0.750%12/1 · principal | 174,000 | $746K | New |
| TPI COMPOSITES INC (TPIC 5.25 03/15/28) | NOTE 5.250% 3/1 · principal | 1,576,000 | $738K | New |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 769,000 | $711K | New |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 250,000 | $711K | Reduce -58.0% |
| ALPHATEC HOLDINGS INC (ATEC 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 677,000 | $703K | Reduce -27.1% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 767,000 | $683K | Reduce -54.3% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 1,155,000 | $671K | Add +76.3% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 777,000 | $667K | Reduce -93.2% |
| ZILLOW GROUP INC (Z 0.75 09/01/24) | NOTE 0.750% 9/0 · principal | 560,000 | $660K | New |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 551,000 | $630K | Add +980.4% |
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 43,864 | $603K | Add +5.8% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 16,930 | $555K | Add +14.1% |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 20,638 | $512K | Add +43.4% |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | 550,000 | $507K | New |
| WAYFAIR INC (W 1.125 11/01/24) | NOTE 1.125%11/0 · principal | 499,000 | $489K | No change |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 397,000 | $483K | Reduce -76.2% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 185,000 | $472K | No change |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 497,000 | $443K | Reduce -61.7% |
| CHEGG INC (CHGG 0 09/01/26) | NOTE 9/0 · principal | 514,000 | $428K | Add +3571.4% |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 374,000 | $416K | Add +12366.7% |
| FASTLY INC (FSLY 0 03/15/26) | NOTE 3/1 · principal | 450,000 | $408K | New |
| CLARIVATE PLC (CLVT 5.25 06/01/24 A) | 5.25% PFD CONV A | 13,442 | $402K | Add +59.5% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 82,216 | $365K | Reduce -48.4% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 888,000 | $357K | No change |
| INTERDIGITAL INC (IDCC 2 06/01/24) | NOTE 2.000% 6/0 · principal | 264,000 | $342K | Reduce -91.6% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 250,000 | $340K | Reduce -89.6% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 250,000 | $277K | Reduce -9.1% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 203,000 | $267K | Reduce -74.9% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 85,000 | $260K | New |
| NCL CORPORATION LTD (NCLH 6 05/15/24) | NOTE 6.000% 5/1 · principal | 150,000 | $228K | No change |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 164,981 | $219K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 185,000 | $195K | Reduce -83.6% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 230,000 | $194K | Reduce -0.9% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 206,000 | $187K | Add +10200.0% |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 6,636 | $184K | Add +109.5% |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 193,000 | $161K | Reduce -31.6% |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 348,000 | $157K | No change |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 6,141 | $154K | Reduce -24.6% |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 122,000 | $132K | Add +8.9% |
| ENVISTA HOLDINGS CORP (NVST 2.375 06/01/25) | NOTE 2.375% 6/0 · principal | 109,000 | $127K | Add +5350.0% |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 2,685 | $125K | Reduce -0.6% |
| EVENTBRITE INC (EB 0.75 09/15/26) | NOTE 0.750% 9/1 · principal | 125,000 | $104K | No change |
| Q2 HOLDINGS INC (QTWO 0.75 06/01/26) | NOTE 0.750% 6/0 · principal | 108,000 | $102K | No change |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 70,000 | $99K | New |
| SAREPTA THERAPEUTICS INC (SRPT 1.5 11/15/24) | DBCV 1.500%11/1 · principal | 52,000 | $93K | Add +2500.0% |
| SNAP INC (SNAP 0.75 08/01/26) | NOTE 0.750% 8/0 · principal | 96,000 | $92K | Reduce -67.8% |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 74,000 | $91K | Reduce -85.0% |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 88,000 | $84K | No change |
| LUNRW Intuitive Machines Inc.-CW | *W EXP 99/99/999 | 43,451 | $76K | New |
Largest 200 of 312 shown.
Total filed on the 13F, all lines: $1.25T.
Portfolio Sells Q4 2023 → Q1 2024
| PM Philip Morris International | Reduce -34.4% | 0.22% | −0.16 |
| ADBE Adobe Inc. | Reduce -2.1% | 0.40% | −0.13 |
| IWM iShares Russell 2000 ETF | Reduce -28.4% | 0.28% | −0.13 |
| MELI MercadoLibre Inc. | Reduce -14.0% | 0.25% | −0.08 |
| SNOW Snowflake Inc. | Reduce -10.0% | 0.15% | −0.08 |
| RTX RTX Corp. | Reduce -22.4% | 0.32% | −0.07 |
| BA The Boeing Co. | Reduce -2.4% | 0.14% | −0.07 |
| NKE Nike Inc. Class B | Reduce -10.4% | 0.17% | −0.07 |
| DHR Danaher Corp. | Reduce -16.1% | 0.33% | −0.07 |
| ACN Accenture PLC Class A | Reduce -0.2% | 0.46% | −0.05 |
| DIA SS SPDR Dow Jones Indus Avg | Reduce -27.9% | 0.11% | −0.05 |
| MCD McDonald's Corp. | Reduce -0.8% | 0.30% | −0.05 |
| APD Air Products & Chemicals Inc. | Reduce -24.4% | 0.07% | −0.05 |
| AMGN Amgen Inc. | Reduce -3.2% | 0.32% | −0.05 |
| RBLX Roblox Corp. Class A | Reduce -11.0% | 0.10% | −0.05 |
| SHOP Shopify Inc. Class A | Reduce -2.7% | 0.32% | −0.04 |
| HUM Humana Inc. | Reduce -24.0% | 0.05% | −0.04 |
| BILL Bill Holdings Inc. | Reduce -33.8% | 0.04% | −0.04 |
| TMO Thermo Fisher Scientific Inc. | Reduce -6.4% | 0.55% | −0.04 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Reduce -24.2% | 0.08% | −0.04 |
| KVUE Kenvue Inc. | Reduce -52.3% | 0.03% | −0.04 |
| MRTX Mirati Therapeutics Inc. | Sold out | 0.00% | −0.03 |
| AGG iShares Core U.S. Aggregate | Reduce -2.8% | 0.21% | −0.03 |
| JPST JPMorgan Ultra-Short Income | Reduce -3.2% | 0.22% | −0.03 |
| GOOG Alphabet Inc. Class C | Reduce -1.5% | 0.89% | −0.03 |
| GTLB Gitlab Inc. Class A | Reduce -82.1% | 0.01% | −0.03 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -28.4% | 0.16% | −0.03 |
| LULU Lululemon Athletica Inc. | Reduce -0.2% | 0.06% | −0.03 |
| CVS CVS Health Corp. | Reduce -5.2% | 0.19% | −0.03 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.03 |
| LMT Lockheed Martin Corp. | Reduce -3.6% | 0.18% | −0.02 |
| SRE Sempra | Reduce -5.5% | 0.12% | −0.02 |
| BSV Vanguard Short-Term Bond ETF | Reduce -3.4% | 0.17% | −0.02 |
| ADM Archer-Daniels-Midland Co. | Reduce -24.1% | 0.04% | −0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -1.9% | 1.39% | −0.02 |
| NOW ServiceNow Inc. | Reduce -3.6% | 0.40% | −0.02 |
| UNP Union Pacific Corp. | Reduce -1.5% | 0.19% | −0.02 |
| PXD Pioneer Natural Resources Co. | Reduce -32.1% | 0.05% | −0.02 |
| XLK SS Technology Select Sector | Reduce -10.4% | 0.15% | −0.02 |
| EMB iShares JP Morgan Usd Emergi | Reduce -36.8% | 0.03% | −0.02 |
| TXN Texas Instruments Inc. | Reduce -2.8% | 0.18% | −0.02 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -7.2% | 0.11% | −0.02 |
| DLTR Dollar Tree Inc. | Reduce -21.1% | 0.04% | −0.02 |
| WBA Walgreens Boots Alliance Inc. | Reduce -25.7% | 0.02% | −0.02 |
| MDB Mongodb Inc. | Reduce -29.3% | 0.02% | −0.02 |
| BABA Alibaba Group Holding-SP ADR | Reduce -11.0% | 0.05% | −0.02 |
| MNDY Monday.com Ltd. | Reduce -78.2% | 0.01% | −0.02 |
| IEF iShares 7-10 Year Treasury B | Reduce -9.8% | 0.07% | −0.02 |
| LH Laboratory CRP of Amer Hldgs | Reduce -33.1% | 0.02% | −0.02 |
| UPS United Parcel Service Class B | Reduce -2.2% | 0.09% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| NVDA Nvidia Corp. | Add +2.6% | 2.46% | +1.02 |
| AMZN Amazon.com Inc. | Add +1.6% | 2.34% | +0.21 |
| LLY Eli Lilly & Co. | Add +3.2% | 0.82% | +0.17 |
| QQQ Invesco QQQ Trust Series 1 | Add +15.0% | 0.86% | +0.10 |
| JPM JPMorgan Chase & Co. | Add +2.9% | 1.07% | +0.10 |
| MO Altria Group Inc. | Add +156.6% | 0.16% | +0.10 |
| MSTR Strategy Inc. | Add +60.1% | 0.13% | +0.10 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +4.0% | 0.82% | +0.09 |
| AMD Advanced Micro Devices | Add +5.7% | 0.41% | +0.06 |
| VOO Vanguard S&P 500 ETF | Add +7.8% | 0.75% | +0.06 |
| MRK Merck & Co. Inc. | Add +3.4% | 0.44% | +0.05 |
| NFLX Netflix Inc. | Add +4.7% | 0.33% | +0.05 |
| ABBV Abbvie Inc. | Add +3.3% | 0.51% | +0.05 |
| STZ Constellation Brands Inc. Class A | Add +45.1% | 0.14% | +0.04 |
| MU Micron Technology Inc. | Add +12.2% | 0.15% | +0.04 |
| XOM Exxon Mobil Corp. | Add +2.6% | 0.54% | +0.04 |
| ASML ASML Holding NV-NY Reg SHS | Add +22.9% | 0.13% | +0.04 |
| IBN Icici Bank Ltd.-Spon ADR | Add +51.3% | 0.11% | +0.04 |
| COST Costco Wholesale Corp. | Add +5.7% | 0.55% | +0.04 |
| BP BP PLC-Spons ADR | Add +88.1% | 0.08% | +0.03 |
| DELL Dell Technologies -C | Add +52.1% | 0.07% | +0.03 |
| AON Aon PLC Class A | Add +16.6% | 0.19% | +0.03 |
| MA Mastercard Inc. Class A | Add +2.9% | 0.62% | +0.03 |
| ABNB Airbnb Inc. Class A | Add +11.9% | 0.17% | +0.03 |
| CB Chubb Ltd. | Add +32.8% | 0.12% | +0.03 |
| WMT Walmart Inc. | Add +4.5% | 0.38% | +0.03 |
| QCOM Qualcomm Inc. | Add +4.4% | 0.30% | +0.03 |
| KLAC KLA Corp. | Add +35.6% | 0.09% | +0.03 |
| PGR Progressive Corp. | Add +8.6% | 0.14% | +0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +8.9% | 0.15% | +0.03 |
| GE General Electric | Add +1.3% | 0.14% | +0.03 |
| USMV iShares MSCI USA Min Vol Fac | Add +26.6% | 0.15% | +0.03 |
| COIN Coinbase Global Inc. Class A | Add +19.3% | 0.07% | +0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +13.2% | 0.12% | +0.03 |
| NEE Nextera Energy Inc. | Add +14.6% | 0.29% | +0.03 |
| EEM iShares MSCI Emerging Market | Add +28.8% | 0.15% | +0.03 |
| CAT Caterpillar Inc. | Add +0.0% | 0.21% | +0.02 |
| EWJ iShares MSCI Japan ETF | Add +20.3% | 0.13% | +0.02 |
| UNH Unitedhealth Group Inc. | Add +20.3% | 0.80% | +0.02 |
| HD Home Depot Inc. | Add +3.1% | 0.61% | +0.02 |
| CEG Constellation Energy | Add +3.9% | 0.07% | +0.02 |
| CTVA Corteva Inc. | Add +48.0% | 0.06% | +0.02 |
| RSP Invesco S&P 500 Equal Weight | Add +9.7% | 0.34% | +0.02 |
| LRCX Lam Research Corp. | Add +4.4% | 0.15% | +0.02 |
| MRVL Marvell Technology Inc. | Add +76.6% | 0.05% | +0.02 |
| MSCI MSCI Inc. | Add +70.3% | 0.06% | +0.02 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.02% | +0.02 |
| LIN Linde PLC | Add +5.4% | 0.27% | +0.02 |
| MDT Medtronic PLC | Add +16.0% | 0.19% | +0.02 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | Add +1836225.3% | 0.02% | +0.02 |
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +4.7% | 47,634 | $57.6M |
| PELOTON INTERACTIVE INC (PTON 0 02/15/26) | NOTE 2/1 · principal | Reduce -2.1% | 54,314,000 | $45.8M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +8.2% | 34,831 | $41.5M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -17.8% | 28,752,000 | $29.7M |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | New | 27,011,000 | $27.5M |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | New | 577,942 | $25.6M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Add +15469.1% | 390,939 | $25.2M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Reduce -1.7% | 23,516,000 | $21.6M |
| LIBERTY LATIN AMERICA (LILAK 2 07/15/24) | NOTE 2.000% 7/1 · principal | Reduce -0.6% | 18,546,000 | $18.0M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +55.8% | 12,446,000 | $17.5M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +50.7% | 20,221,000 | $17.4M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +23.0% | 14,319,000 | $16.1M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +96.0% | 14,971,000 | $15.2M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | Add +170.3% | 15,231,000 | $14.5M |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | Add +33.3% | 15,428,000 | $14.2M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | New | 17,344,000 | $13.9M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | New | 14,001,000 | $13.8M |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | Reduce -5.4% | 7,711,000 | $12.8M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Add +21.1% | 13,147,000 | $12.7M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Add +5025.0% | 12,300,000 | $12.6M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Add +16.9% | 13,165,000 | $12.1M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -3.4% | 12,001,000 | $11.9M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +7.7% | 11,812,000 | $11.9M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Add +10.0% | 12,518,000 | $11.8M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | New | 193,442 | $11.4M |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | Add +162.6% | 13,391,000 | $11.1M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Add +42.9% | 10,395,000 | $10.4M |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | Add +51.9% | 10,777,000 | $10.3M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Reduce -31.9% | 11,057,000 | $10.3M |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Add +8.2% | 10,305,000 | $10.2M |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | Add +31.8% | 9,468,000 | $10.1M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Add +14.8% | 8,760,000 | $9.9M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Add +9.0% | 6,170,000 | $9.8M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Reduce -20.3% | 8,153,000 | $9.5M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Add +8.8% | 9,970,000 | $9.4M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Add +22.1% | 9,928,000 | $9.2M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +332.2% | 143,162 | $9.2M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -10.7% | 9,235,000 | $9.0M |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +52.7% | 9,730,000 | $8.9M |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Add +17.7% | 6,550,000 | $8.7M |
| ARES CAPITAL CORP (ARCC 4.625 03/01/24) | NOTE 4.625% 3/0 · principal | Sold out | 7,899,000 | $8.1Mbefore exit |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Reduce -30.6% | 8,532,000 | $8.1M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -37.2% | 5,876,000 | $8.0M |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | Add +13.9% | 7,212,000 | $8.0M |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Add +113.5% | 8,195,000 | $7.9M |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | Add +49.8% | 9,125,000 | $7.9M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Add +31.6% | 7,046,000 | $7.8M |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | Add +2.4% | 8,477,000 | $7.7M |
| SPLUNK INC (SPLK 1.125 09/15/25) | NOTE 1.125% 9/1 · principal | Sold out | 6,920,000 | $7.6Mbefore exit |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Add +4.9% | 8,117,000 | $7.6M |
Showing the first 50 of 267.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 8,129 | $1.89T | NVDA, AAPL, MSFT, GOOGL, AMZN |
| Q1 2026 | 8,025 | $1.66T | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q4 2025Amended | 7,913 | $1.67T | AAPL, NVDA, MSFT, GOOGL, AMZN |
| Q3 2025Amended | 7,873 | $1.65T | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q2 2025 | 7,795 | $1.53T | MSFT, NVDA, AAPL, AMZN, META |
| Q1 2025 | 7,800 | $1.40T | AAPL, MSFT, NVDA, AMZN, META |
| Q4 2024Amended | 7,656 | $1.43T | AAPL, MSFT, NVDA, AMZN, GOOGL |
| Q3 2024Amended | 7,608 | $1.38T | AAPL, MSFT, NVDA, AMZN, META |
| Q2 2024Amended | 7,546 | $1.29T | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024Amended | 7,505 | $1.25T | MSFT, AAPL, NVDA, AMZN, SPY |