Morgan Stanley
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed May 14, 2025), Morgan Stanley reported 7,608 stock positions worth $1.38 trillion. Its top holding was Apple (AAPL) at 3.9% of the portfolio, followed by Microsoft (MSFT, 3.9%) and Nvidia (NVDA, 2.9%). Compared with Q2 2024, it opened 327 new positions, sold out of 267, added to 3,872 and reduced 2,760. The biggest buy was Meta Platforms Class A (META, shares +5%) and the biggest sale Amazon.com (AMZN, shares −4%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000895421
- Portfolio Value
- $1.38T (Q3 2024)
- SEC Filing
- 0000895421-25-000379 ↗ filed May 14, 2025
Holdings Value
Holdings 7,608 stocks · $1.38T
| AAPL Apple Inc. | 3.91% | 231,460,925 | $53.9B | Add +0.2% |
| MSFT Microsoft Corp. | 3.87% | 124,043,907 | $53.4B | Add +1.1% |
| NVDA Nvidia Corp. | 2.91% | 329,720,268 | $40.0B | Reduce -2.1% |
| AMZN Amazon.com Inc. | 2.16% | 159,532,766 | $29.7B | Reduce -3.6% |
| META Meta Platforms Inc. Class A | 1.53% | 36,850,740 | $21.1B | Add +4.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.48% | 35,633,173 | $20.4B | Add +1.9% |
| GOOGL Alphabet Inc. Class A | 1.48% | 123,126,880 | $20.4B | Add +5.9% |
| JPM JPMorgan Chase & Co. | 1.06% | 69,216,888 | $14.6B | Add +1.5% |
| IVV iShares Core S&P 500 ETF | 1.04% | 24,931,799 | $14.4B | Add +14.3% |
| V Visa Inc. Class A | 1.00% | 50,218,245 | $13.8B | Reduce -0.9% |
| LLY Eli Lilly & Co. | 0.94% | 14,556,142 | $12.9B | Add +6.1% |
| GOOG Alphabet Inc. Class C | 0.90% | 74,395,848 | $12.4B | Add +1.3% |
| AVGO Broadcom Inc. | 0.89% | 71,195,954 | $12.3B | Reduce -0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.89% | 26,551,019 | $12.2B | Add +6.3% |
| UNH Unitedhealth Group Inc. | 0.85% | 19,999,973 | $11.7B | Reduce -0.3% |
| VOO Vanguard S&P 500 ETF | 0.84% | 22,023,231 | $11.6B | Add +10.7% |
| TSLA Tesla Inc. | 0.76% | 40,049,118 | $10.5B | Reduce -0.6% |
| IWF iShares Russell 1000 Growth | 0.71% | 26,002,673 | $9.8B | Reduce -0.2% |
| QQQ Invesco QQQ Trust Series 1 | 0.64% | 17,927,134 | $8.7B | Add +2.2% |
| HD Home Depot Inc. | 0.63% | 21,591,413 | $8.7B | Add +6.8% |
| PG The Procter & Gamble Co. | 0.62% | 49,036,686 | $8.5B | Add +1.6% |
| COST Costco Wholesale Corp. | 0.61% | 9,448,475 | $8.4B | Add +0.1% |
| XOM Exxon Mobil Corp. | 0.59% | 69,360,981 | $8.1B | Add +4.9% |
| MA Mastercard Inc. Class A | 0.59% | 16,353,715 | $8.1B | Add +1.8% |
| IEFA iShares Core MSCI Eafe ETF | 0.57% | 100,329,762 | $7.8B | Add +1.6% |
| ABBV Abbvie Inc. | 0.55% | 38,716,851 | $7.6B | Add +4.0% |
| BND Vanguard Total Bond Market | 0.55% | 100,177,277 | $7.5B | Add +12.1% |
| JNJ Johnson & Johnson | 0.53% | 45,162,129 | $7.3B | Add +7.3% |
| UBER Uber Technologies Inc. | 0.50% | 92,164,918 | $6.9B | Reduce -5.8% |
| TMO Thermo Fisher Scientific Inc. | 0.50% | 11,141,548 | $6.9B | Reduce -7.9% |
| WMT Walmart Inc. | 0.46% | 78,280,555 | $6.3B | Reduce -4.2% |
| IWD iShares Russell 1000 Value E | 0.44% | 31,880,065 | $6.1B | Reduce -2.2% |
| NFLX Netflix Inc. | 0.43% | 8,397,204 | $6.0B | Add +1.1% |
| KO The Coca-Cola Co. | 0.41% | 79,291,982 | $5.7B | Reduce -1.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.38% | 13,809,055 | $5.3B | Add +1.5% |
| CRM Salesforce Inc. | 0.38% | 19,228,957 | $5.3B | Reduce -1.1% |
| CVX Chevron Corp. | 0.38% | 35,580,049 | $5.2B | Reduce -1.6% |
| NEE Nextera Energy Inc. | 0.38% | 61,298,616 | $5.2B | Add +2.3% |
| NOW ServiceNow Inc. | 0.37% | 5,774,149 | $5.2B | Reduce -16.4% |
| PANW Palo Alto Networks Inc. | 0.37% | 14,994,860 | $5.1B | Add +7.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.37% | 29,053,021 | $5.1B | Reduce -0.4% |
| MRK Merck & Co. Inc. | 0.37% | 44,391,822 | $5.0B | Add +5.2% |
| AMD Advanced Micro Devices | 0.36% | 30,396,124 | $5.0B | Add +5.2% |
| RSP Invesco S&P 500 Equal Weight | 0.35% | 27,215,261 | $4.9B | Add +10.2% |
| PEP Pepsico Inc. | 0.34% | 27,896,055 | $4.7B | Add +3.5% |
| AMGN Amgen Inc. | 0.34% | 14,694,222 | $4.7B | Add +2.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.34% | 119,050,432 | $4.7B | Add +9.1% |
| MCD McDonald's Corp. | 0.34% | 15,360,885 | $4.7B | Add +14.2% |
| ACN Accenture PLC Class A | 0.34% | 13,187,716 | $4.7B | Reduce -15.5% |
| IEMG iShares Core MSCI Emerging | 0.32% | 77,187,452 | $4.4B | Add +0.9% |
| BLK BlackRock Finance Inc. | 0.32% | 4,607,764 | $4.4B | Add +6.1% |
| ADBE Adobe Inc. | 0.31% | 8,231,427 | $4.3B | Reduce -20.2% |
| BX Blackstone Inc. | 0.31% | 27,517,671 | $4.2B | Add +10.7% |
| IWM iShares Russell 2000 ETF | 0.29% | 18,120,568 | $4.0B | Reduce -0.8% |
| HON Honeywell International Inc. | 0.29% | 19,216,680 | $4.0B | Add +2.7% |
| ABT Abbott Laboratories | 0.29% | 34,513,415 | $3.9B | Reduce -3.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.28% | 40,148,973 | $3.9B | Reduce -11.9% |
| TLT iShares 20+ Year Treasury BD | 0.28% | 39,151,542 | $3.8B | Reduce -9.9% |
| ORCL Oracle Corp. | 0.28% | 22,422,603 | $3.8B | Add +4.0% |
| MELI MercadoLibre Inc. | 0.28% | 1,855,794 | $3.8B | Reduce -7.4% |
| LIN Linde PLC | 0.27% | 7,925,103 | $3.8B | Add +4.5% |
| RTX RTX Corp. | 0.27% | 30,766,132 | $3.7B | Reduce -9.4% |
| GS Goldman Sachs Group Inc. | 0.27% | 7,521,439 | $3.7B | Add +5.2% |
| AXP American Express Co. | 0.27% | 13,500,208 | $3.7B | Reduce -1.0% |
| CSCO Cisco Systems Inc. | 0.26% | 67,612,698 | $3.6B | Add +5.4% |
| VTI VG Morningstar TS MKT ETF-US | 0.26% | 12,620,738 | $3.6B | Add +2.0% |
| VZ Verizon Communications Inc. | 0.25% | 77,633,294 | $3.5B | Add +2.6% |
| SHOP Shopify Inc. Class A | 0.24% | 41,336,156 | $3.3B | Reduce -14.8% |
| DASH DoorDash Inc. Class A | 0.24% | 22,866,273 | $3.3B | Reduce -6.5% |
| DHR Danaher Corp. | 0.24% | 11,662,936 | $3.2B | Reduce -11.7% |
| SPGI S&P Global Inc. | 0.24% | 6,275,666 | $3.2B | Add +18.5% |
| ETN Eaton Corp. PLC | 0.23% | 9,751,306 | $3.2B | Reduce -0.9% |
| QCOM Qualcomm Inc. | 0.23% | 18,889,326 | $3.2B | Add +0.3% |
| IVW iShares S&P 500 Growth ETF | 0.23% | 33,340,406 | $3.2B | Add +0.0% |
| LMT Lockheed Martin Corp. | 0.23% | 5,436,270 | $3.2B | Add +2.5% |
| VEA Vanguard Ftse Developed ETF | 0.23% | 59,358,321 | $3.1B | Add +1.5% |
| ADP Automatic Data Processing | 0.23% | 11,311,011 | $3.1B | Reduce -1.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.23% | 14,147,286 | $3.1B | Add +2.5% |
| SHY iShares 1-3 Year Treasury Bo | 0.23% | 37,388,716 | $3.1B | Add +28.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.22% | 17,824,781 | $3.1B | Add +9.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.22% | 26,318,985 | $3.1B | Reduce -0.2% |
| ICE Intercontinental Exchange Inc. | 0.22% | 19,117,040 | $3.1B | Reduce -24.4% |
| BKNG Booking Holdings Inc. | 0.22% | 710,960 | $3.0B | Add +54.4% |
| CAT Caterpillar Inc. | 0.22% | 7,605,522 | $3.0B | Add +4.5% |
| JPST JPMorgan Ultra-Short Income | 0.21% | 56,487,179 | $2.9B | Add +0.8% |
| AGG iShares Core U.S. Aggregate | 0.21% | 28,161,577 | $2.9B | Add +10.6% |
| AON Aon PLC Class A | 0.20% | 8,122,037 | $2.8B | Reduce -1.0% |
| LOW Lowe's Cos Inc. | 0.20% | 10,238,954 | $2.8B | Reduce -0.4% |
| TMUS T-Mobile US Inc. | 0.20% | 13,375,617 | $2.8B | Add +0.9% |
| ISRG Intuitive Surgical Inc. | 0.20% | 5,581,412 | $2.7B | Reduce -2.1% |
| BDX Becton Dickinson and Co. | 0.19% | 10,980,225 | $2.6B | Reduce -3.1% |
| NOC Northrop Grumman Corp. | 0.19% | 4,964,379 | $2.6B | Reduce -2.4% |
| PM Philip Morris International | 0.19% | 21,395,088 | $2.6B | Reduce -16.4% |
| TXN Texas Instruments Inc. | 0.18% | 12,325,240 | $2.5B | Reduce -6.7% |
| INTU Intuit Inc. | 0.18% | 4,099,854 | $2.5B | Add +3.2% |
| SBUX Starbucks Corp. | 0.18% | 25,998,054 | $2.5B | Reduce -2.3% |
| PLD Prologis Inc. | 0.18% | 20,056,882 | $2.5B | Add +0.2% |
| SPOT Spotify Technology SA | 0.18% | 6,722,887 | $2.5B | Reduce -18.4% |
| IVE iShares S&P 500 Value ETF | 0.18% | 12,525,927 | $2.5B | Add +1.0% |
| SHW The Sherwin-Williams Co. | 0.18% | 6,443,285 | $2.5B | Reduce -13.3% |
Other holdings (319): bonds, preferreds, convertibles and warrants · $1.1B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 47,071 | $60.4M | Add +1.2% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 32,930 | $41.9M | Reduce -2.7% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 31,367,000 | $31.8M | New |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 22,793,000 | $31.0M | Add +71.0% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 28,376,000 | $27.8M | Reduce -9.6% |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 572,897 | $25.8M | Add +35.0% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 24,090,000 | $24.4M | New |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 377,380 | $20.9M | Add +64.1% |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 15,151,000 | $19.6M | Add +40.0% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 17,764,000 | $18.0M | Add +26.9% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 16,112,000 | $17.8M | Reduce -14.3% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 15,605,000 | $17.7M | Add +154.4% |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 19,502,000 | $17.2M | Add +14.3% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 14,663,000 | $17.1M | Reduce -6.9% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 244,754 | $16.6M | Add +167.6% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 14,684,000 | $15.6M | Add +30.6% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 17,730,000 | $15.3M | Add +15.3% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 16,876,000 | $15.2M | Reduce -14.8% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 327,667 | $15.2M | Add +264.4% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 17,427,000 | $15.1M | Reduce -9.0% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 14,693,000 | $14.8M | Add +74.1% |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 12,034,000 | $14.8M | Add +4.8% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 15,433,000 | $14.4M | Reduce -21.9% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 284,601 | $14.3M | Reduce -26.4% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 13,324,000 | $14.1M | Add +25.8% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 232,760 | $14.1M | New |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 12,772,000 | $12.8M | Add +37.8% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 11,604,000 | $12.8M | Add +6.2% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 10,265,000 | $12.3M | Add +13.2% |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 12,117,000 | $12.0M | Reduce -41.6% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 12,009,000 | $12.0M | Reduce -2.9% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 10,033,000 | $11.9M | Add +8.6% |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 12,373,000 | $11.7M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 11,326,000 | $11.6M | Add +3713.5% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 9,520,000 | $11.4M | Reduce -53.4% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 11,408,000 | $11.0M | Reduce -8.9% |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 6,696,000 | $10.4M | Add +0.7% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 9,911,000 | $10.2M | Add +9.0% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 2,715,000 | $9.3M | Add +32.5% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 9,923,000 | $9.3M | Add +8.3% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 10,244,000 | $9.3M | Add +104.9% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 9,725,000 | $9.2M | Reduce -6.2% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 7,659,000 | $9.1M | Reduce -1.6% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 7,270,000 | $8.7M | Add +7.3% |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | 7,912,000 | $8.6M | Add +9.7% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 6,963,000 | $8.5M | Reduce -27.4% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 6,395,000 | $8.3M | Reduce -9.5% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 7,662,000 | $8.1M | Reduce -65.4% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 8,349,000 | $8.0M | Reduce -5.8% |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 7,475,000 | $7.9M | New |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 7,673,000 | $7.7M | Reduce -31.6% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 7,595,000 | $7.6M | Add +7.3% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 5,997,000 | $7.3M | Reduce -57.6% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 7,968,000 | $7.1M | Add +33.4% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 6,744,000 | $7.0M | Add +33.7% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 119,489 | $6.7M | Reduce -17.1% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 137,817 | $6.6M | Add +6.2% |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 7,995,000 | $6.5M | Reduce -25.5% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 4,596,000 | $6.5M | Add +0.8% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 6,642,000 | $6.4M | Reduce -8.2% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 5,366,000 | $6.2M | New |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 2,752,000 | $6.2M | Add +261.6% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 6,322,000 | $6.0M | Reduce -21.4% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 6,244,000 | $5.7M | Add +23.9% |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 4,841,000 | $5.7M | New |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 5,945,000 | $5.5M | Add +135.9% |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 6,180,000 | $5.3M | Add +13.3% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 5,600,000 | $5.2M | Add +10.9% |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 5,187,000 | $5.0M | Add +136.3% |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 5,152,000 | $5.0M | Add +9.8% |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | 5,003,000 | $4.9M | Add +310.4% |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 4,082,000 | $4.9M | Add +206.9% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 5,108,000 | $4.7M | Add +2.2% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 5,220,000 | $4.7M | New |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 2,467,000 | $4.4M | Reduce -47.8% |
| WAYFAIR INC (W 3.5 11/15/28) | NOTE 3.500%11/1 · principal | 2,956,000 | $4.4M | Add +1054.7% |
| MONGODB INC (MDB 0.25 01/15/26) | NOTE 0.250% 1/1 · principal | 3,114,000 | $4.3M | Add +5.0% |
| WORLD KINECT GROUP (WKC 3.25 07/01/28) | NOTE 3.250% 7/0 · principal | 3,511,000 | $4.3M | New |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 2,254,000 | $4.2M | No change |
| ARTIVION INC (AORT 4.25 07/01/25) | NOTE 4.250% 7/0 · principal | 3,350,000 | $4.2M | No change |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | 4,265,000 | $4.0M | Add +299.7% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 3,055,000 | $3.7M | Add +73.0% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 4,019,000 | $3.7M | Reduce -35.2% |
| HUBSPOT INC (HUBS 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 1,944,000 | $3.7M | New |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | 3,154,000 | $3.6M | Add +1934.8% |
| MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) | NOTE 0.125%11/1 · principal | 3,567,000 | $3.6M | Add +72.7% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 3,185,000 | $3.5M | Add +418.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 111,778 | $3.3M | Reduce -1.0% |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 1,790,000 | $3.3M | New |
| ENVESTNET INC (ENV 0.75 08/15/25) | 0.75 8/15/2025 · principal | 3,217,000 | $3.2M | No change |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 2,924,000 | $3.1M | Add +216.4% |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 3,292,000 | $3.0M | New |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 2,282,000 | $3.0M | New |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 3,344,000 | $2.9M | New |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 3,097,000 | $2.8M | New |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 3,015,000 | $2.8M | Add +405.9% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 2,976,000 | $2.7M | Reduce -9.2% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 1,217,000 | $2.7M | Reduce -63.7% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 3,000,000 | $2.6M | New |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 2,710,000 | $2.6M | Reduce -0.7% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 2,866,000 | $2.5M | Reduce -20.1% |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 2,924,000 | $2.5M | Reduce -39.8% |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 2,580,000 | $2.4M | New |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 2,692,000 | $2.3M | Reduce -42.0% |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 2,175,000 | $2.3M | No change |
| TANDEM DIABETES CARE INC (TNDM 1.5 05/01/25) | NOTE 1.500% 5/0 · principal | 2,200,000 | $2.2M | No change |
| INTEGER HOLDINGS CORP (ITGR 2.125 02/15/28) | NOTE 2.125% 2/1 · principal | 1,343,000 | $2.1M | New |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 2,251,000 | $2.1M | Reduce -39.8% |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 2,769,000 | $2.1M | Add +23.8% |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 1,721,000 | $2.1M | New |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 1,440,000 | $2.1M | New |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 2,200,000 | $2.0M | Add +88.0% |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 2,011,000 | $2.0M | New |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 1,619,000 | $2.0M | Reduce -18.6% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 2,004,000 | $1.9M | Add +58.3% |
| FLUOR CORP (FLR 1.125 08/15/29) | NOTE 1.125% 8/1 · principal | 1,531,000 | $1.9M | New |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 1,544,000 | $1.8M | Reduce -24.1% |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 2,013,000 | $1.8M | Reduce -44.8% |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | 898,000 | $1.7M | Reduce -49.1% |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 1,306,000 | $1.6M | Reduce -27.7% |
| BRIDGEBIO PHARMA INC (BBIO 2.5 03/15/27) | NOTE 2.500% 3/1 · principal | 1,562,000 | $1.6M | Reduce -44.5% |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 1,596,000 | $1.5M | Reduce -34.5% |
| ARRAY TECHNOLOGIES INC (ARRY 1 12/01/28) | NOTE 1.000%12/0 · principal | 2,005,000 | $1.5M | Reduce -17.3% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 1,493,000 | $1.5M | Reduce -45.2% |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 1,750,000 | $1.4M | No change |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 1,301,000 | $1.3M | Add +4096.8% |
| GUESS INC (GES 3.75 04/15/28) | NOTE 3.750% 4/1 · principal | 1,200,000 | $1.3M | Add +84.6% |
| VARONIS SYSTEM INC (VRNS 1.25 08/15/25) | NOTE 1.250% 8/1 · principal | 680,000 | $1.3M | New |
| ZILLOW GROUP INC (Z 1.375 09/01/26) | NOTE 1.375% 9/0 · principal | 826,000 | $1.2M | Add +32.2% |
| ZIFF DAVIS INC (ZD 3.625 03/01/28) | DEBT 3.625% 3/0 · principal | 1,241,000 | $1.2M | New |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 52,383 | $1.2M | Reduce -0.1% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 1,238,000 | $1.2M | New |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 1,220,000 | $1.1M | Reduce -55.2% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 982,000 | $1.1M | Add +79.5% |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 1,088,000 | $1.1M | Add +1.0% |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 866,000 | $1.1M | Add +0.5% |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | 800,000 | $1.1M | No change |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 85,350 | $1.0M | No change |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 1,052,000 | $987K | Add +0.7% |
| EVENTBRITE INC (EB 0.75 09/15/26) | NOTE 0.750% 9/1 · principal | 1,141,000 | $984K | New |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 1,000,000 | $983K | Reduce -86.8% |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 1,000,000 | $973K | Reduce -74.5% |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 648,000 | $913K | New |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 975,000 | $909K | Reduce -81.2% |
| BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 607,000 | $874K | New |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 869,000 | $852K | Reduce -74.9% |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 874,000 | $839K | No change |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 750,000 | $834K | Reduce -3.2% |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 711,000 | $832K | New |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 832,000 | $812K | Add +1.0% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 1,011,000 | $807K | New |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 748,000 | $801K | Add +6700.0% |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 770,000 | $796K | Add +185.2% |
| EXACT SCIENCES CORP (EXAS 1 01/15/25) | NOTE 1.000% 1/1 · principal | 756,000 | $788K | No change |
| TRIPADVISOR INC (TRIP 0.25 04/01/26) | NOTE 0.250% 4/0 · principal | 837,000 | $778K | Reduce -81.1% |
| CAMTEK LTD/ISRAEL (CAMT 0 12/01/26) | NOTE 12/0 · principal | 517,000 | $763K | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 734,000 | $757K | Reduce -54.5% |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 1,063,000 | $741K | No change |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 18,507 | $717K | Add +13.3% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 310,000 | $711K | Reduce -93.8% |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 723,000 | $674K | Reduce -58.6% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 1,695,000 | $631K | No change |
| TETRA TECH INC (TTEK 2.25 08/15/28) | DBCV 2.250% 8/1 · principal | 458,000 | $599K | New |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 581,000 | $585K | Reduce -71.3% |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 49,679 | $584K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 22,388 | $584K | Reduce -1.0% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 630,000 | $582K | Reduce -88.4% |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 505,000 | $561K | Reduce -66.4% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 567,000 | $538K | Add +1.3% |
| T1 ENERGY INC | *W EXP 07/09/202 | 9,236,836 | $514K | No change |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 523,000 | $513K | No change |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 500,000 | $506K | Reduce -54.1% |
| SHAKE SHACK INC (SHAK 0 03/01/28) | NOTE 3/0 · principal | 532,000 | $493K | Add +23.4% |
| WAYFAIR INC (W 1.125 11/01/24) | NOTE 1.125%11/0 · principal | 499,000 | $489K | No change |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | 500,000 | $476K | New |
| ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) | NOTE 1.750% 6/1 · principal | 326,000 | $464K | Reduce -68.3% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 1,163,000 | $457K | Add +0.7% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 450,000 | $450K | New |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 460,000 | $447K | Reduce -84.7% |
| ZYNGA INC (ZNGA 0 12/15/26) | NOTE 12/1 · principal | 500,000 | $437K | No change |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 495,000 | $413K | New |
| RBC BEARINGS INC (RBC 5 10/15/24 A) | 5% CNV PFD SR A | 3,072 | $407K | Reduce -96.7% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 60,453 | $406K | Reduce -72.4% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 391,000 | $397K | No change |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 262,000 | $392K | Add +24.8% |
| EVENTBRITE INC (EB 5 12/01/25) | NOTE 5.000%12/0 · principal | 390,000 | $382K | No change |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 400,000 | $376K | New |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 351,000 | $365K | Reduce -12.3% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 120,000 | $320K | No change |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 355,000 | $314K | New |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 317,000 | $307K | Reduce -92.9% |
| PAGERDUTY INC. (PD 1.25 07/01/25) | NOTE 1.250% 7/0 · principal | 300,000 | $285K | No change |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | 250,000 | $229K | Add +1566.7% |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 225,000 | $211K | New |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 6,384 | $196K | Reduce -2.3% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 199,000 | $183K | Reduce -86.7% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 195,000 | $181K | Add +101.0% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 153,000 | $168K | Reduce -38.8% |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 348,000 | $164K | No change |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 5,941 | $150K | No change |
Largest 200 of 319 shown.
Total filed on the 13F, all lines: $1.38T.
Portfolio Sells Q2 2024 → Q3 2024
| AMZN Amazon.com Inc. | Reduce -3.6% | 2.16% | −0.32 |
| NVDA Nvidia Corp. | Reduce -2.1% | 2.91% | −0.32 |
| ADBE Adobe Inc. | Reduce -20.2% | 0.31% | −0.13 |
| DIS The Walt Disney Co. | Reduce -11.9% | 0.28% | −0.07 |
| CVX Chevron Corp. | Reduce -1.6% | 0.38% | −0.06 |
| INTC Intel Corp. | Reduce -16.2% | 0.08% | −0.05 |
| CI The Cigna Group | Reduce -30.0% | 0.11% | −0.05 |
| UBER Uber Technologies Inc. | Reduce -5.8% | 0.50% | −0.05 |
| IEF iShares 7-10 Year Treasury B | Reduce -30.7% | 0.10% | −0.05 |
| NOW ServiceNow Inc. | Reduce -16.4% | 0.37% | −0.05 |
| ICE Intercontinental Exchange Inc. | Reduce -24.4% | 0.22% | −0.05 |
| MCO Moody's Corp. | Reduce -40.0% | 0.08% | −0.04 |
| ASML ASML Holding NV-NY Reg SHS | Reduce -6.2% | 0.11% | −0.04 |
| MRVL Marvell Technology Inc. | Reduce -58.1% | 0.03% | −0.04 |
| EEM iShares MSCI Emerging Market | Reduce -26.2% | 0.12% | −0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -1.7% | 0.12% | −0.04 |
| WDC Western Digital Corp. | Reduce -56.5% | 0.02% | −0.04 |
| SNOW Snowflake Inc. | Reduce -8.2% | 0.09% | −0.03 |
| TLT iShares 20+ Year Treasury BD | Reduce -9.9% | 0.28% | −0.03 |
| CMG Chipotle Mexican Grill Inc. | Reduce -15.2% | 0.08% | −0.03 |
| COP Conocophillips | Reduce -4.9% | 0.14% | −0.03 |
| MRNA Moderna Inc. | Reduce -29.9% | 0.02% | −0.03 |
| ACN Accenture PLC Class A | Reduce -15.5% | 0.34% | −0.03 |
| NET Cloudflare Inc. Class A | Reduce -8.6% | 0.14% | −0.03 |
| V Visa Inc. Class A | Reduce -0.9% | 1.00% | −0.03 |
| IWF iShares Russell 1000 Growth | Reduce -0.2% | 0.71% | −0.03 |
| MCK McKesson Corp. | Reduce -3.1% | 0.09% | −0.03 |
| DE Deere & Co. | Reduce -20.4% | 0.13% | −0.03 |
| RSG Republic Services Inc. | Reduce -26.6% | 0.06% | −0.03 |
| SCHW Schwab (charles) Corp. | Reduce -1.8% | 0.11% | −0.03 |
| EFX Equifax Inc. | Reduce -34.9% | 0.07% | −0.02 |
| DXCM Dexcom Inc. | Reduce -6.7% | 0.03% | −0.02 |
| SRPT Sarepta Therapeutics Inc. | Reduce -63.7% | 0.01% | −0.02 |
| DECK Deckers Outdoor Corp. | Reduce -22.1% | 0.06% | −0.02 |
| INFY Infosys Ltd.-SP ADR | Reduce -63.7% | 0.02% | −0.02 |
| DELL Dell Technologies -C | Reduce -0.7% | 0.09% | −0.02 |
| HUM Humana Inc. | Reduce -22.1% | 0.04% | −0.02 |
| DHR Danaher Corp. | Reduce -11.7% | 0.24% | −0.02 |
| SPOT Spotify Technology SA | Reduce -18.4% | 0.18% | −0.02 |
| PDD PDD Holdings Inc. | Reduce -12.0% | 0.10% | −0.02 |
| EW Edwards Lifesciences Corp. | Reduce -12.7% | 0.03% | −0.02 |
| MDT Medtronic PLC | Reduce -16.9% | 0.15% | −0.02 |
| REGN Regeneron Pharmaceuticals | Reduce -11.6% | 0.09% | −0.02 |
| GRAB Grab Holdings Ltd. Class A | Reduce -34.6% | 0.04% | −0.02 |
| DDOG Datadog Inc. Class A | Reduce -33.6% | 0.02% | −0.02 |
| TMO Thermo Fisher Scientific Inc. | Reduce -7.9% | 0.50% | −0.02 |
| FLUT Flutter Entertainment PLC-Di | Reduce -45.1% | 0.04% | −0.02 |
| EWT iShares MSCI Taiwan ETF | Reduce -85.8% | 0.00% | −0.02 |
| CEDAR FAIR LP | Sold out | 0.00% | −0.02 |
| CNI Canadian Natl Railway Co. | Reduce -28.4% | 0.03% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| META Meta Platforms Inc. Class A | Add +4.6% | 1.53% | +0.16 |
| AAPL Apple Inc. | Add +0.2% | 3.91% | +0.15 |
| IVV iShares Core S&P 500 ETF | Add +14.3% | 1.04% | +0.12 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +6.3% | 0.89% | +0.10 |
| HD Home Depot Inc. | Add +6.8% | 0.63% | +0.10 |
| CME Cme Group Inc. | Add +76.1% | 0.18% | +0.08 |
| BKNG Booking Holdings Inc. | Add +54.4% | 0.22% | +0.08 |
| MCD McDonald's Corp. | Add +14.2% | 0.34% | +0.07 |
| VOO Vanguard S&P 500 ETF | Add +10.7% | 0.84% | +0.07 |
| BX Blackstone Inc. | Add +10.7% | 0.31% | +0.07 |
| ABBV Abbvie Inc. | Add +4.0% | 0.55% | +0.06 |
| JNJ Johnson & Johnson | Add +7.3% | 0.53% | +0.06 |
| AZO AutoZone Inc. | Add +108.3% | 0.10% | +0.05 |
| BLK BlackRock Finance Inc. | Add +6.1% | 0.32% | +0.05 |
| SPGI S&P Global Inc. | Add +18.5% | 0.24% | +0.05 |
| NEE Nextera Energy Inc. | Add +2.3% | 0.38% | +0.05 |
| BND Vanguard Total Bond Market | Add +12.1% | 0.55% | +0.05 |
| GD General Dynamics Corp. | Add +72.2% | 0.11% | +0.05 |
| IBM Intl Business Machines Corp. | Add +2.5% | 0.23% | +0.04 |
| SHY iShares 1-3 Year Treasury Bo | Add +28.7% | 0.23% | +0.04 |
| ORCL Oracle Corp. | Add +4.0% | 0.28% | +0.04 |
| RSP Invesco S&P 500 Equal Weight | Add +10.2% | 0.35% | +0.04 |
| LMT Lockheed Martin Corp. | Add +2.5% | 0.23% | +0.04 |
| MA Mastercard Inc. Class A | Add +1.8% | 0.59% | +0.04 |
| CEG Constellation Energy | Add +17.6% | 0.12% | +0.04 |
| MSTR Strategy Inc. | Add +22.7% | 0.12% | +0.03 |
| PGR Progressive Corp. | Add +6.0% | 0.17% | +0.03 |
| FWONK Liberty Media Corp. Class C | Add +282.6% | 0.04% | +0.03 |
| RMD Resmed Inc. | Add +31.8% | 0.08% | +0.03 |
| MTB M & T Bank Corp. | Add +49.3% | 0.07% | +0.03 |
| CAT Caterpillar Inc. | Add +4.5% | 0.22% | +0.03 |
| AUR Aurora Innovation Inc. | Add +23.9% | 0.04% | +0.03 |
| HDB HDFC Bank Ltd.-ADR | Add +43.0% | 0.11% | +0.03 |
| CSCO Cisco Systems Inc. | Add +5.4% | 0.26% | +0.03 |
| TDG Transdigm Group Inc. | Add +16.4% | 0.13% | +0.02 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +26.0% | 0.08% | +0.02 |
| IYR iShares US Real Estate ETF | Add +94.3% | 0.04% | +0.02 |
| VST Vistra Corp. | Add +19.7% | 0.06% | +0.02 |
| BMY Bristol-Myers Squibb Co. | Add +6.9% | 0.10% | +0.02 |
| PLTR Palantir Technologies Inc. Class A | Add +10.1% | 0.06% | +0.02 |
| GS Goldman Sachs Group Inc. | Add +5.2% | 0.27% | +0.02 |
| TMUS T-Mobile US Inc. | Add +0.9% | 0.20% | +0.02 |
| HOLX Hologic Inc. | Add +39.2% | 0.06% | +0.02 |
| SNY Sanofi-ADR | Add +20.6% | 0.07% | +0.02 |
| ABNB Airbnb Inc. Class A | Add +44.7% | 0.16% | +0.02 |
| CMI Cummins Inc. | Add +16.3% | 0.09% | +0.02 |
| IOT Samsara Inc. Class A | Add +6.4% | 0.06% | +0.02 |
| LIN Linde PLC | Add +4.5% | 0.27% | +0.02 |
| MSCI MSCI Inc. | Add +10.7% | 0.08% | +0.02 |
| AGG iShares Core U.S. Aggregate | Add +10.6% | 0.21% | +0.02 |
Notes & Other Activity Q2 2024 → Q3 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +1.2% | 47,071 | $60.4M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -2.7% | 32,930 | $41.9M |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | New | 31,367,000 | $31.8M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Add +71.0% | 22,793,000 | $31.0M |
| BLACKLINE INC (BL 0.125 08/01/24) | NOTE 0.125% 8/0 · principal | Sold out | 28,211,000 | $28.0Mbefore exit |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -9.6% | 28,376,000 | $27.8M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +35.0% | 572,897 | $25.8M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | New | 24,090,000 | $24.4M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Add +64.1% | 377,380 | $20.9M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Add +40.0% | 15,151,000 | $19.6M |
| LIBERTY LATIN AMERICA (LILAK 2 07/15/24) | NOTE 2.000% 7/1 · principal | Sold out | 18,546,000 | $18.4Mbefore exit |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +26.9% | 17,764,000 | $18.0M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Reduce -14.3% | 16,112,000 | $17.8M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Add +154.4% | 15,605,000 | $17.7M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Add +14.3% | 19,502,000 | $17.2M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -6.9% | 14,663,000 | $17.1M |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | Add +167.6% | 244,754 | $16.6M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Add +30.6% | 14,684,000 | $15.6M |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | Add +15.3% | 17,730,000 | $15.3M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Reduce -14.8% | 16,876,000 | $15.2M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Add +264.4% | 327,667 | $15.2M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Reduce -9.0% | 17,427,000 | $15.1M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Add +74.1% | 14,693,000 | $14.8M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Add +4.8% | 12,034,000 | $14.8M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Reduce -21.9% | 15,433,000 | $14.4M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Reduce -26.4% | 284,601 | $14.3M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Add +25.8% | 13,324,000 | $14.1M |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 232,760 | $14.1M |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Add +37.8% | 12,772,000 | $12.8M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Add +6.2% | 11,604,000 | $12.8M |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | Add +13.2% | 10,265,000 | $12.3M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Reduce -41.6% | 12,117,000 | $12.0M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Reduce -2.9% | 12,009,000 | $12.0M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Add +8.6% | 10,033,000 | $11.9M |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | New | 12,373,000 | $11.7M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Add +3713.5% | 11,326,000 | $11.6M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Reduce -53.4% | 9,520,000 | $11.4M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Reduce -8.9% | 11,408,000 | $11.0M |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | Add +0.7% | 6,696,000 | $10.4M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Add +9.0% | 9,911,000 | $10.2M |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | Add +32.5% | 2,715,000 | $9.3M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Add +8.3% | 9,923,000 | $9.3M |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | Add +104.9% | 10,244,000 | $9.3M |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | Reduce -6.2% | 9,725,000 | $9.2M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Reduce -1.6% | 7,659,000 | $9.1M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Add +7.3% | 7,270,000 | $8.7M |
| LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) | NOTE 2.000% 2/1 · principal | Add +9.7% | 7,912,000 | $8.6M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Reduce -27.4% | 6,963,000 | $8.5M |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | Reduce -9.5% | 6,395,000 | $8.3M |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | Reduce -65.4% | 7,662,000 | $8.1M |
Showing the first 50 of 267.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 8,129 | $1.89T | NVDA, AAPL, MSFT, GOOGL, AMZN |
| Q1 2026 | 8,025 | $1.66T | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q4 2025Amended | 7,913 | $1.67T | AAPL, NVDA, MSFT, GOOGL, AMZN |
| Q3 2025Amended | 7,873 | $1.65T | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q2 2025 | 7,795 | $1.53T | MSFT, NVDA, AAPL, AMZN, META |
| Q1 2025 | 7,800 | $1.40T | AAPL, MSFT, NVDA, AMZN, META |
| Q4 2024Amended | 7,656 | $1.43T | AAPL, MSFT, NVDA, AMZN, GOOGL |
| Q3 2024Amended | 7,608 | $1.38T | AAPL, MSFT, NVDA, AMZN, META |
| Q2 2024Amended | 7,546 | $1.29T | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024Amended | 7,505 | $1.25T | MSFT, AAPL, NVDA, AMZN, SPY |