Morgan Stanley
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed May 15, 2025), Morgan Stanley reported 7,656 stock positions worth $1.43 trillion. Its top holding was Apple (AAPL) at 4.2% of the portfolio, followed by Microsoft (MSFT, 3.7%) and Nvidia (NVDA, 3.3%). Compared with Q3 2024, it opened 373 new positions, sold out of 324, added to 3,524 and reduced 3,172. The biggest buy was Tesla (TSLA, shares +12%) and the biggest sale Uber Technologies (UBER, shares −12%).
- Most Recent 13F
- Q2 2026
- Location
- NEW YORK, NY
- CIK
- 0000895421
- Portfolio Value
- $1.43T (Q4 2024)
- SEC Filing
- 0000895421-25-000380 ↗ filed May 15, 2025
Holdings Value
Holdings 7,656 stocks · $1.43T
| AAPL Apple Inc. | 4.18% | 238,264,141 | $59.7B | Add +2.9% |
| MSFT Microsoft Corp. | 3.71% | 125,501,255 | $52.9B | Add +1.2% |
| NVDA Nvidia Corp. | 3.29% | 349,659,685 | $47.0B | Add +6.0% |
| AMZN Amazon.com Inc. | 2.57% | 167,149,717 | $36.7B | Add +4.8% |
| GOOGL Alphabet Inc. Class A | 1.66% | 124,797,504 | $23.6B | Add +1.4% |
| META Meta Platforms Inc. Class A | 1.48% | 36,123,941 | $21.2B | Reduce -2.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.37% | 33,341,278 | $19.5B | Reduce -6.4% |
| TSLA Tesla Inc. | 1.27% | 44,967,162 | $18.2B | Add +12.3% |
| AVGO Broadcom Inc. | 1.23% | 75,388,762 | $17.5B | Add +5.9% |
| JPM JPMorgan Chase & Co. | 1.16% | 68,844,649 | $16.5B | Reduce -0.5% |
| IVV iShares Core S&P 500 ETF | 1.15% | 27,892,528 | $16.4B | Add +11.9% |
| V Visa Inc. Class A | 1.12% | 50,627,329 | $16.0B | Add +0.8% |
| GOOG Alphabet Inc. Class C | 1.00% | 75,103,325 | $14.3B | Add +0.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.89% | 28,057,816 | $12.7B | Add +5.7% |
| VOO Vanguard S&P 500 ETF | 0.86% | 22,807,505 | $12.3B | Add +3.6% |
| LLY Eli Lilly & Co. | 0.78% | 14,379,096 | $11.1B | Reduce -1.2% |
| UNH Unitedhealth Group Inc. | 0.76% | 21,396,198 | $10.8B | Add +7.0% |
| IWF iShares Russell 1000 Growth | 0.68% | 24,055,964 | $9.7B | Reduce -7.5% |
| QQQ Invesco QQQ Trust Series 1 | 0.67% | 18,796,009 | $9.6B | Add +4.8% |
| COST Costco Wholesale Corp. | 0.62% | 9,574,648 | $8.8B | Add +1.3% |
| PG The Procter & Gamble Co. | 0.60% | 51,326,279 | $8.6B | Add +4.7% |
| HD Home Depot Inc. | 0.60% | 21,973,409 | $8.5B | Add +1.8% |
| BND Vanguard Total Bond Market | 0.60% | 118,619,623 | $8.5B | Add +18.4% |
| MA Mastercard Inc. Class A | 0.59% | 16,114,847 | $8.5B | Reduce -1.5% |
| XOM Exxon Mobil Corp. | 0.53% | 70,559,576 | $7.6B | Add +1.7% |
| NFLX Netflix Inc. | 0.53% | 8,420,766 | $7.5B | Add +0.3% |
| IWD iShares Russell 1000 Value E | 0.50% | 38,377,583 | $7.1B | Add +20.4% |
| WMT Walmart Inc. | 0.50% | 78,295,682 | $7.1B | Add +0.0% |
| ABBV Abbvie Inc. | 0.49% | 39,689,164 | $7.1B | Add +2.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.48% | 98,009,588 | $6.9B | Reduce -2.3% |
| CRM Salesforce Inc. | 0.45% | 19,177,547 | $6.4B | Reduce -0.3% |
| JNJ Johnson & Johnson | 0.45% | 43,909,440 | $6.4B | Reduce -2.8% |
| TMO Thermo Fisher Scientific Inc. | 0.42% | 11,490,289 | $6.0B | Add +3.1% |
| NOW ServiceNow Inc. | 0.40% | 5,423,405 | $5.7B | Reduce -6.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.40% | 13,918,307 | $5.7B | Add +0.8% |
| PANW Palo Alto Networks Inc. | 0.39% | 30,378,851 | $5.5B | Add +1.3% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.39% | 125,205,762 | $5.5B | Add +5.2% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.37% | 30,873,476 | $5.2B | Add +6.3% |
| KO The Coca-Cola Co. | 0.36% | 82,468,828 | $5.1B | Add +4.0% |
| RSP Invesco S&P 500 Equal Weight | 0.35% | 28,781,298 | $5.0B | Add +5.8% |
| CVX Chevron Corp. | 0.35% | 34,466,116 | $5.0B | Reduce -3.1% |
| BX Blackstone Inc. | 0.35% | 28,897,566 | $5.0B | Add +5.0% |
| BLK BlackRock Inc. | 0.34% | 4,783,073 | $4.9B | Add +3.8% |
| UBER Uber Technologies Inc. | 0.34% | 81,005,133 | $4.9B | Reduce -12.1% |
| IEMG iShares Core MSCI Emerging | 0.33% | 89,329,505 | $4.7B | Add +15.7% |
| ACN Accenture PLC Class A | 0.32% | 13,089,794 | $4.6B | Reduce -0.7% |
| GS Goldman Sachs Group Inc. | 0.32% | 8,023,406 | $4.6B | Add +6.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.32% | 41,088,426 | $4.6B | Add +2.3% |
| MCD McDonald's Corp. | 0.32% | 15,493,744 | $4.5B | Add +0.9% |
| HON Honeywell International Inc. | 0.31% | 19,553,584 | $4.4B | Add +1.8% |
| MRK Merck & Co. Inc. | 0.31% | 44,183,699 | $4.4B | Reduce -0.5% |
| IWM iShares Russell 2000 ETF | 0.30% | 19,540,458 | $4.3B | Add +7.8% |
| NEE Nextera Energy Inc. | 0.30% | 60,087,030 | $4.3B | Reduce -2.0% |
| CSCO Cisco Systems Inc. | 0.30% | 72,134,466 | $4.3B | Add +6.7% |
| PEP Pepsico Inc. | 0.29% | 27,202,706 | $4.1B | Reduce -2.5% |
| AXP American Express Co. | 0.29% | 13,846,553 | $4.1B | Add +2.6% |
| ABT Abbott Laboratories | 0.29% | 36,116,770 | $4.1B | Add +4.7% |
| AMGN Amgen Inc. | 0.27% | 14,559,622 | $3.8B | Reduce -0.9% |
| ORCL Oracle Corp. | 0.26% | 22,562,653 | $3.8B | Add +0.6% |
| VTI VG Morningstar TS MKT ETF-US | 0.26% | 12,829,980 | $3.7B | Add +1.7% |
| AMD Advanced Micro Devices | 0.26% | 30,755,582 | $3.7B | Add +1.2% |
| ADBE Adobe Inc. | 0.26% | 8,315,617 | $3.7B | Add +1.0% |
| ETN Eaton Corp. PLC | 0.25% | 10,926,176 | $3.6B | Add +12.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.25% | 18,358,115 | $3.6B | Add +3.0% |
| MELI MercadoLibre Inc. | 0.25% | 2,127,304 | $3.6B | Add +14.6% |
| DASH DoorDash Inc. Class A | 0.25% | 20,944,197 | $3.5B | Reduce -8.4% |
| RTX RTX Corp. | 0.24% | 29,565,351 | $3.4B | Reduce -3.9% |
| IVW iShares S&P 500 Growth ETF | 0.23% | 32,630,945 | $3.3B | Reduce -2.1% |
| LIN Linde PLC | 0.23% | 7,899,191 | $3.3B | Reduce -0.3% |
| BKNG Booking Holdings Inc. | 0.23% | 656,480 | $3.3B | Reduce -7.7% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.23% | 26,674,751 | $3.2B | Add +1.4% |
| ADP Automatic Data Processing | 0.22% | 10,913,790 | $3.2B | Reduce -3.5% |
| AGG iShares Core U.S. Aggregate | 0.22% | 32,612,398 | $3.2B | Add +15.8% |
| SHOP Shopify Inc. Class A | 0.22% | 29,584,753 | $3.1B | Reduce -28.4% |
| SPGI S&P Global Inc. | 0.22% | 6,234,039 | $3.1B | Reduce -0.7% |
| SPOT Spotify Technology SA | 0.22% | 6,921,914 | $3.1B | Add +3.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.22% | 14,010,134 | $3.1B | Reduce -1.0% |
| WFC Wells Fargo & Co. | 0.21% | 43,529,486 | $3.1B | Add +4.3% |
| ISRG Intuitive Surgical Inc. | 0.21% | 5,817,301 | $3.0B | Add +4.2% |
| AON Aon PLC Class A | 0.21% | 8,384,281 | $3.0B | Add +3.2% |
| QCOM Qualcomm Inc. | 0.21% | 19,347,030 | $3.0B | Add +2.4% |
| TMUS T-Mobile US Inc. | 0.21% | 13,460,741 | $3.0B | Add +0.6% |
| INTU Intuit Inc. | 0.20% | 4,627,108 | $2.9B | Add +12.9% |
| VEA Vanguard Ftse Developed ETF | 0.20% | 60,030,757 | $2.9B | Add +1.1% |
| SHY iShares 1-3 Year Treasury Bo | 0.20% | 34,505,275 | $2.8B | Reduce -7.7% |
| JPST JPMorgan Ultra-Short Income | 0.19% | 54,842,754 | $2.8B | Reduce -2.9% |
| XLF SS Financial Select Sector | 0.19% | 56,549,942 | $2.7B | Add +50.9% |
| CAT Caterpillar Inc. | 0.19% | 7,517,464 | $2.7B | Reduce -1.2% |
| VZ Verizon Communications Inc. | 0.19% | 67,595,082 | $2.7B | Reduce -12.9% |
| DHR Danaher Corp. | 0.19% | 11,679,299 | $2.7B | Add +0.1% |
| GLD SPDR Gold Shares | 0.19% | 10,953,334 | $2.7B | Add +8.6% |
| ICE Intercontinental Exchange Inc. | 0.18% | 17,252,247 | $2.6B | Reduce -9.8% |
| PM Philip Morris International | 0.18% | 21,360,017 | $2.6B | Reduce -0.2% |
| LOW Lowe's Cos Inc. | 0.18% | 10,375,175 | $2.6B | Add +1.3% |
| CME Cme Group Inc. | 0.18% | 10,981,366 | $2.6B | Reduce -1.0% |
| LMT Lockheed Martin Corp. | 0.18% | 5,217,743 | $2.5B | Reduce -4.0% |
| NET Cloudflare Inc. Class A | 0.17% | 23,182,497 | $2.5B | Reduce -5.3% |
| IVE iShares S&P 500 Value ETF | 0.17% | 13,009,014 | $2.5B | Add +3.9% |
| SBUX Starbucks Corp. | 0.17% | 26,763,354 | $2.4B | Add +2.9% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.17% | 7,127,752 | $2.4B | Add +11.3% |
Other holdings (309): bonds, preferreds, convertibles and warrants · $1.2B (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 44,958 | $53.7M | Reduce -4.5% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 35,855 | $43.7M | Add +8.9% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 563,258 | $39.7M | Add +97.9% |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | 30,009,000 | $29.3M | Add +24.6% |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | 26,188,000 | $28.4M | New |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | 648,413 | $26.4M | Add +13.2% |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 25,686,000 | $24.8M | Reduce -9.5% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 25,554,000 | $23.7M | Add +319325.0% |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | 21,759,000 | $20.5M | Add +22.5% |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 18,479,000 | $18.6M | Add +14.7% |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 16,674,000 | $16.9M | Add +38.9% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 336,005 | $16.4M | Reduce -11.0% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 7,935,000 | $16.3M | Reduce -65.2% |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | 15,983,000 | $16.3M | Reduce -49.0% |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | 19,142,000 | $16.3M | Add +9.8% |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | 15,971,000 | $16.1M | Reduce -5.4% |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 16,331,000 | $16.1M | Add +1155.3% |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | 14,232,000 | $15.3M | Add +43.6% |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | 17,380,000 | $15.1M | Reduce -2.0% |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | 13,365,000 | $14.5M | New |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 13,117,000 | $13.9M | Add +8.3% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 12,332,000 | $13.5M | Reduce -21.0% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 11,030,000 | $13.5M | Reduce -5.0% |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | 13,330,000 | $13.2M | Reduce -9.2% |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | 12,258,000 | $12.7M | Add +7.5% |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | 13,198,000 | $12.6M | Add +158.4% |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 14,221,000 | $12.5M | Add +43.3% |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 11,353,000 | $12.1M | Reduce -22.6% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 12,659,000 | $11.9M | Reduce -18.0% |
| LI AUTO INC (LI 0.25 05/01/28) | NOTE 0.250% 5/0 · principal | 10,265,000 | $11.7M | No change |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 9,674,000 | $11.7M | Reduce -19.6% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 11,662,000 | $11.2M | Reduce -8.7% |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | 10,726,000 | $11.0M | Reduce -19.5% |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | 8,680,000 | $11.0M | Add +19.4% |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | 11,796,000 | $10.6M | Add +311.6% |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | 9,757,000 | $10.5M | Reduce -2.8% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 8,473,000 | $10.5M | Add +21.7% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 8,009,000 | $10.1M | Reduce -15.9% |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | 9,164,000 | $10.1M | New |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | 11,128,000 | $10.0M | Reduce -42.9% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 9,735,000 | $9.4M | Add +28.2% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 9,114,000 | $9.4M | Reduce -38.0% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 145,209 | $9.1M | Add +21.5% |
| BIOMARIN PHARMACEUTICAL (BMRN 1.25 05/15/27) | NOTE 1.250% 5/1 · principal | 9,725,000 | $9.0M | No change |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | 5,759,000 | $8.9M | Reduce -62.0% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 6,457,000 | $8.9M | Add +3.4% |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | 8,512,000 | $8.9M | Add +11.1% |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | 8,377,000 | $8.9M | Reduce -32.3% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 207,666 | $8.5M | Reduce -36.6% |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | 7,221,000 | $8.5M | Reduce -5.7% |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | 7,427,000 | $8.4M | Add +23.9% |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 7,909,000 | $8.1M | New |
| NUTANIX INC (NTNX 0.25 10/01/27) | NOTE 0.250%10/0 · principal | 6,180,000 | $7.5M | Add +51.4% |
| BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) | NOTE 0.750% 5/0 · principal | 2,759,000 | $7.3M | Add +0.3% |
| RIVIAN AUTO INC (RIVN 3.625 10/15/30) | NOTE 3.625%10/1 · principal | 8,118,000 | $7.2M | New |
| ENOVIS CORP (ENOV 3.875 10/15/28) | NOTE 3.875%10/1 · principal | 6,680,000 | $7.1M | New |
| SPIRIT AEROSYSTEMS INC (SPR 3.25 11/01/28) | NOTE 3.250%11/0 · principal | 5,182,000 | $7.0M | New |
| AMPHASTAR PHARMACEUTICAL (AMPH 2 03/15/29) | NOTE 2.000% 3/1 · principal | 7,475,000 | $7.0M | No change |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 110,644 | $6.9M | Reduce -52.5% |
| EL PASO ENERGY CAP TRST (KMI 4.75 03/31/28) | PFD CV TR SEC 28 | 141,548 | $6.8M | Add +2.7% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 7,334,000 | $6.8M | Add +82.5% |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 6,212,000 | $6.4M | Reduce -7.9% |
| M/A-COM TECH SOLUTIONS (MTSI 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 3,996,000 | $6.4M | Reduce -13.1% |
| UNITY SOFTWARE INC (U 0 11/15/26) | NOTE 11/1 · principal | 6,993,000 | $6.4M | Reduce -12.2% |
| SEA LTD (SEALTD 0.25 09/15/26) | NOTE 0.250% 9/1 · principal | 6,906,000 | $6.3M | Reduce -32.6% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 4,554,000 | $6.2M | Add +181.3% |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 4,650,000 | $6.2M | New |
| LANTHEUS HOLDINGS INC (LNTH 2.625 12/15/27) | NOTE 2.625%12/1 · principal | 4,581,000 | $6.1M | Reduce -31.6% |
| OKTA INC (OKTA 0.125 09/01/25) | NOTE 0.125% 9/0 · principal | 6,313,000 | $6.1M | Reduce -24.4% |
| EXPEDIA GROUP INC (EXPE 0 02/15/26) | NOTE 2/1 · principal | 5,970,000 | $5.9M | Reduce -5.6% |
| ASCENDIS PHARMA A/S (ASND 2.25 04/01/28) | NOTE 2.250% 4/0 · principal | 5,366,000 | $5.9M | No change |
| PROGRESS SOFTWARE CORP (PRGS 1 04/15/26) | NOTE 1.000% 4/1 · principal | 4,870,000 | $5.8M | New |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 5,288,000 | $5.6M | Add +947.1% |
| CYTOKINETICS INC (CYTK 3.5 07/01/27) | NOTE 3.500% 7/0 · principal | 4,665,000 | $5.5M | Reduce -27.1% |
| RAPID7 INC (RPD 1.25 03/15/29) | NOTE 1.250% 3/1 · principal | 5,798,000 | $5.5M | Add +1349.5% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 4,725,000 | $5.5M | Add +48.4% |
| OKTA INC (OKTA 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 5,765,000 | $5.3M | Reduce -3.0% |
| MARRIOTT VACATION WORLDW (VAC 0 01/15/26) | NOTE 1/1 · principal | 5,600,000 | $5.3M | No change |
| VISHAY INTERTECHNOLOGY (VSH 2.25 09/15/30) | NOTE 2.250% 9/1 · principal | 5,952,000 | $5.3M | Add +80.8% |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 5,177,000 | $5.2M | New |
| H WORLD GROUP LTD (HTHT 3 05/01/26) | NOTE 3.000% 5/0 · principal | 4,841,000 | $5.1M | No change |
| DROPBOX INC (DBX 0 03/01/28) | NOTE 3/0 · principal | 4,883,000 | $5.0M | Reduce -5.9% |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 97,285 | $4.8M | New |
| DIGITALOCEAN HOLDINGS (DOCN 0 12/01/26) | NOTE 12/0 · principal | 5,386,000 | $4.8M | Add +167.6% |
| ENVISTA HOLDINGS CORP (NVST 1.75 08/15/28) | NOTE 1.750% 8/1 · principal | 5,220,000 | $4.7M | No change |
| ETSY INC (ETSY 0.25 06/15/28) | NOTE 0.250% 6/1 · principal | 5,420,000 | $4.4M | Reduce -32.2% |
| CMS ENERGY CORP (CMS 3.375 05/01/28) | NOTE 3.375% 5/0 · principal | 4,274,000 | $4.4M | Add +471.4% |
| ARTIVION INC (AORT 4.25 07/01/25) | NOTE 4.250% 7/0 · principal | 3,350,000 | $4.3M | No change |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 4,655,000 | $4.1M | Add +1211.3% |
| LUMENTUM HOLDINGS INC (LITE 1.5 12/15/29) | NOTE 1.500%12/1 · principal | 2,902,000 | $4.0M | New |
| EVOLENT HEALTH INC (EVH 3.5 12/01/29) | NOTE 3.500%12/0 · principal | 4,735,000 | $4.0M | New |
| ECHOSTAR CORP (ECHO 3.875 11/30/30) | NOTE 3.875%11/3 · principal | 3,680,035 | $3.9M | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 4,444,000 | $3.8M | Add +797.8% |
| APOLLO GLOBAL MANAGEMENT (APO 6.75 07/31/26) | SER A MAND CNV | 42,322 | $3.7M | Reduce -82.7% |
| NORTHERN OIL & GAS INC (NOG 3.625 04/15/29) | NOTE 3.625% 4/1 · principal | 2,595,000 | $3.0M | Add +164.3% |
| CSG SYSTEMS INTERNATIONA (CSGS 3.875 09/15/28) | NOTE 3.875% 9/1 · principal | 3,011,000 | $3.0M | Add +49.7% |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 108,671 | $3.0M | Reduce -2.8% |
| TRAVERE THERAPEUTICS INC (TVTX 2.25 03/01/29) | NOTE 2.250% 3/0 · principal | 3,000,000 | $2.9M | No change |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 2,715,000 | $2.8M | Reduce -59.1% |
| ARES MANAGEMENT CORP (ARES 6.75 10/01/27 B) | 6.75 SE B PFD | 49,988 | $2.8M | New |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | 2,822,000 | $2.7M | Add +131.3% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 2,152,000 | $2.7M | Reduce -5.7% |
| BLACKSTONE MORTGAGE TR (BXMT 5.5 03/15/27) | NOTE 5.500% 3/1 · principal | 2,710,000 | $2.6M | No change |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 2,713,000 | $2.6M | Add +12231.8% |
| T1 ENERGY INC | *W EXP 07/09/202 | 9,236,836 | $2.4M | No change |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 2,542,000 | $2.4M | Reduce -17.9% |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 3,230,000 | $2.4M | Add +25.2% |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 2,538,000 | $2.4M | Reduce -15.8% |
| SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) | NOTE 12/1 · principal | 1,706,000 | $2.3M | Reduce -44.2% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 37,236 | $2.3M | New |
| EVENTBRITE INC (EB 0.75 09/15/26) | NOTE 0.750% 9/1 · principal | 2,506,000 | $2.2M | Add +119.6% |
| PALO ALTO NETWORKS (PANW 0.375 06/01/25) | NOTE 0.375% 6/0 · principal | 590,000 | $2.2M | Reduce -78.3% |
| WINNEBAGO INDUSTRIES (WGO 1.5 04/01/25) | NOTE 1.500% 4/0 · principal | 2,175,000 | $2.1M | No change |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | 2,130,000 | $2.1M | Add +42500.0% |
| ZIFF DAVIS INC (ZD 3.625 03/01/28) | DEBT 3.625% 3/0 · principal | 2,101,000 | $2.1M | Add +69.3% |
| BENTLEY SYSTEMS (BSY 0.375 07/01/27) | NOTE 0.375% 7/0 · principal | 2,187,000 | $2.0M | Add +999.0% |
| RAPID7 INC (RPD 2.25 05/01/25) | NOTE 2.250% 5/0 · principal | 1,910,000 | $1.9M | Add +265.2% |
| NRG ENERGY INC (NRG 2.75 06/01/48) | DBCV 2.750% 6/0 · principal | 852,000 | $1.9M | Reduce -30.0% |
| ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) | NOTE 6.000% 8/1 · principal | 395,000 | $1.8M | Add +5542.9% |
| SEMTECH CORP (SMTC 1.625 11/01/27) | NOTE 1.625%11/0 · principal | 1,021,000 | $1.8M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/15/27) | NOTE 0.375% 3/1 · principal | 1,932,000 | $1.8M | Reduce -62.5% |
| MIDDLEBY CORP (MIDD 1 09/01/25) | NOTE 1.000% 9/0 · principal | 1,544,000 | $1.7M | No change |
| ON SEMICONDUCTOR CORP (ON 0 05/01/27) | NOTE 5/0 · principal | 1,291,000 | $1.7M | New |
| DAYFORCE INC (DAY 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 1,751,000 | $1.7M | Reduce -22.2% |
| MARRIOTT VACATION WORLDW (VAC 3.25 12/15/27) | NOTE 3.250%12/1 · principal | 1,745,000 | $1.6M | Reduce -20.7% |
| TANDEM DIABETES CARE INC (TNDM 1.5 05/01/25) | NOTE 1.500% 5/0 · principal | 1,600,000 | $1.6M | Reduce -27.3% |
| INFINERA CORP (INFN 2.5 03/01/27) | NOTE 2.500% 3/0 · principal | 1,424,000 | $1.5M | Reduce -51.3% |
| INSMED INC (INSM 0.75 06/01/28) | NOTE 0.750% 6/0 · principal | 705,000 | $1.5M | Add +127.4% |
| ADVANCED ENERGY IND (AEIS 2.5 09/15/28) | NOTE 2.500% 9/1 · principal | 1,228,000 | $1.3M | New |
| LIBERTY INTERACTIVE LLC (LINTA 3.75 02/15/30) | DEB 3.750% 2/1 · principal | 4,401,000 | $1.3M | Add +7901.8% |
| SEMTECH CORP (SMTC 4 11/01/28) | NOTE 4.000%11/0 · principal | 400,000 | $1.2M | New |
| LUMENTUM HOLDINGS INC (LITE 0.5 06/15/28) | NOTE 0.500% 6/1 · principal | 1,227,000 | $1.2M | Reduce -80.2% |
| INTERDIGITAL INC (IDCC 3.5 06/01/27) | NOTE 3.500% 6/0 · principal | 455,000 | $1.1M | Reduce -79.8% |
| BURLINGTON STORES INC (BURL 2.25 04/15/25) | NOTE 2.250% 4/1 · principal | 866,000 | $1.1M | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 1,111,000 | $1.1M | Add +2.1% |
| EPR PROPERTIES (EPR 5.75 PERP C) | PFD C CV 5.75% | 52,219 | $1.1M | Reduce -0.3% |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 1,026,000 | $1.1M | New |
| SNAP INC (SNAP 0 05/01/27) | NOTE 5/0 · principal | 1,230,000 | $1.1M | Reduce -54.3% |
| BREAD FINANCIAL HLDGS (BFH 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 607,000 | $1.0M | No change |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 1,075,000 | $1.0M | Reduce -86.0% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 1,076,000 | $999K | Reduce -63.8% |
| NIO INC (NIO 4.625 10/15/30) | NOTE 4.625%10/1 · principal | 1,454,000 | $997K | Reduce -56.5% |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 1,052,000 | $980K | No change |
| LIBERTY INTERACTIVE LLC (LINTA 4 11/15/29) | DEB 4.000%11/1 · principal | 3,134,000 | $972K | Add +3034.0% |
| SNAP INC (SNAP 0.125 03/01/28) | NOTE 0.125% 3/0 · principal | 1,186,000 | $971K | Add +17.3% |
| FIVE9 INC (FIVN 0.5 06/01/25) | NOTE 0.500% 6/0 · principal | 1,000,000 | $969K | New |
| AXON ENTERPRISE INC (AXON 0.5 12/15/27) | NOTE 0.500%12/1 · principal | 371,000 | $966K | Reduce -85.0% |
| VEECO INSTRUMENTS INC (VECO 2.875 06/01/29) | NOTE 2.875% 6/0 · principal | 800,000 | $965K | No change |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 969,000 | $958K | Add +11.5% |
| BLACKLINE INC (BL 0 03/15/26) | NOTE 3/1 · principal | 975,000 | $914K | No change |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 711,000 | $913K | No change |
| CVE.WS Cenovus Energy Inc. -CW26 | *W EXP 01/01/202 | 85,332 | $904K | Reduce -0.0% |
| PEGASYSTEMS INC (PEGA 0.75 03/01/25) | NOTE 0.750% 3/0 · principal | 886,000 | $877K | New |
| Q2 HOLDINGS INC (QTWO 0.125 11/15/25) | NOTE 0.125%11/1 · principal | 874,000 | $868K | No change |
| COLLEGIUM PHARMA INC (COLL 2.875 02/15/29) | NOTE 2.875% 2/1 · principal | 806,000 | $844K | Reduce -38.3% |
| NUVASIVE INC (GMED 0.375 03/15/25) | NOTE 0.375% 3/1 · principal | 832,000 | $822K | No change |
| REPLIGEN CORP (RGEN 1 12/15/28) | NOTE 1.000%12/1 · principal | 802,000 | $818K | New |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 817,000 | $808K | Add +157.7% |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 855,000 | $799K | Add +35.7% |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | 750,000 | $789K | No change |
| CAMTEK LTD/ISRAEL (CAMT 0 12/01/26) | NOTE 12/0 · principal | 517,000 | $770K | No change |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 650,000 | $759K | Reduce -94.3% |
| WOLF Wolfspeed Inc. (wolf 0.25 02/15/28) | NOTE 0.250% 2/1 · principal | 1,566,000 | $721K | Add +34.6% |
| FLAGSTAR BANK NA (FLG 6 11/01/51) | UNIT 05/07/2051 | 19,075 | $716K | Add +3.1% |
| WOLF Wolfspeed Inc. (wolf 1.875 12/01/29) | NOTE 1.875%12/0 · principal | 1,695,000 | $702K | No change |
| CORZZ Core Scientific Inc. - 29 | *W EXP 01/23/202 | 49,679 | $696K | No change |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 696,000 | $691K | Reduce -56.4% |
| SUNNOVA ENERGY INTL INC (NOVA 2.625 02/15/28) | NOTE 2.625% 2/1 · principal | 1,540,000 | $578K | Add +3322.2% |
| WEIBO CORP (WB 1.375 12/01/30) | NOTE 1.375%12/0 · principal | 500,000 | $560K | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 22,318 | $548K | Reduce -0.3% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 567,000 | $545K | No change |
| BLOCK INC (XYZ 0 05/01/26) | NOTE 5/0 · principal | 538,000 | $499K | Add +754.0% |
| CORZW Core Scientific Inc. - 27 | *W EXP 01/23/202 | 59,753 | $491K | Reduce -1.2% |
| MAKEMYTRIP LIMITED (MMYT 0 02/15/28) | NOTE 2/1 · principal | 168,000 | $491K | New |
| WIX LTD (WIX 0 08/15/25) | NOTE 8/1 · principal | 500,000 | $478K | No change |
| ZYNGA INC (ZNGA 0 12/15/26) | NOTE 12/1 · principal | 500,000 | $456K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.375 09/01/27) | NOTE 0.375% 9/0 · principal | 434,000 | $435K | Reduce -40.9% |
| AFFIRM HOLDINGS INC (AFRM 0 11/15/26) | NOTE 11/1 · principal | 475,000 | $428K | New |
| BLOOM ENERGY CORP (BE 2.5 08/15/25) | NOTE 2.500% 8/1 · principal | 300,000 | $423K | Reduce -61.0% |
| BANDWIDTH INC (BAND 0.5 04/01/28) | NOTE 0.500% 4/0 · principal | 500,000 | $394K | Reduce -71.4% |
| EVENTBRITE INC (EB 5 12/01/25) | NOTE 5.000%12/0 · principal | 390,000 | $382K | No change |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 391,000 | $377K | No change |
| TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) | NOTE 1.500% 6/0 · principal | 360,000 | $371K | Reduce -79.9% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 370,000 | $363K | Reduce -70.1% |
| ORMAT TECHNOLOGIES INC (ORA 2.5 07/15/27) | NOTE 2.500% 7/1 · principal | 351,000 | $344K | No change |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 340,000 | $333K | Reduce -32.0% |
| UNITED STATES STEEL CORP (X 5 11/01/26) | NOTE 5.000%11/0 · principal | 120,000 | $308K | No change |
| PAGERDUTY INC. (PD 1.25 07/01/25) | NOTE 1.250% 7/0 · principal | 300,000 | $289K | No change |
| ETSY INC (ETSY 0.125 09/01/27) | NOTE 0.125% 9/0 · principal | 326,000 | $280K | New |
| WAYFAIR INC (W 3.25 09/15/27) | NOTE 3.250% 9/1 · principal | 262,000 | $279K | Reduce -84.8% |
| GREENBRIER COS INC (GBX 2.875 04/15/28) | NOTE 2.875% 4/1 · principal | 228,000 | $276K | Add +49.0% |
| HALOZYME THERAPEUTICS IN (HALO 0.25 03/01/27) | NOTE 0.250% 3/0 · principal | 285,000 | $272K | Reduce -36.7% |
| THE REALREAL INC (REAL 1 03/01/28) | NOTE 1.000% 3/0 · principal | 348,000 | $270K | No change |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | 250,000 | $227K | No change |
| AIR TRANSPORT SERVICES G (ATSG 3.875 08/15/29) | NOTE 3.875% 8/1 · principal | 225,000 | $223K | No change |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 254,000 | $222K | Add +64.9% |
| PEABODY ENERGY CORP (BTU 3.25 03/01/28) | NOTE 3.250% 3/0 · principal | 172,000 | $217K | Reduce -34.4% |
| SABRE GLBL INC (SABHLD 4 04/15/25) | NOTE 4.000% 4/1 · principal | 200,000 | $196K | New |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 195,000 | $182K | No change |
| EPR PROPERTIES (EPR 9 PERP E) | CONV PFD 9% SR E | 6,385 | $174K | Add +0.0% |
Largest 200 of 309 shown.
Total filed on the 13F, all lines: $1.43T.
Portfolio Sells Q3 2024 → Q4 2024
| UBER Uber Technologies Inc. | Reduce -12.1% | 0.34% | −0.16 |
| LLY Eli Lilly & Co. | Reduce -1.2% | 0.78% | −0.16 |
| TLT iShares 20+ Year Treasury BD | Reduce -47.2% | 0.13% | −0.15 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -6.4% | 1.37% | −0.11 |
| JNJ Johnson & Johnson | Reduce -2.8% | 0.45% | −0.09 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -2.3% | 0.48% | −0.09 |
| BSV Vanguard Short-Term Bond ETF | Reduce -47.5% | 0.08% | −0.08 |
| AMGN Amgen Inc. | Reduce -0.9% | 0.27% | −0.08 |
| NEE Nextera Energy Inc. | Reduce -2.0% | 0.30% | −0.07 |
| VZ Verizon Communications Inc. | Reduce -12.9% | 0.19% | −0.06 |
| MRK Merck & Co. Inc. | Reduce -0.5% | 0.31% | −0.06 |
| ELV Elevance Health Inc. | Reduce -16.9% | 0.07% | −0.06 |
| PEP Pepsico Inc. | Reduce -2.5% | 0.29% | −0.05 |
| NOC Northrop Grumman Corp. | Reduce -16.2% | 0.14% | −0.05 |
| LMT Lockheed Martin Corp. | Reduce -4.0% | 0.18% | −0.05 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -15.0% | 0.07% | −0.05 |
| IEF iShares 7-10 Year Treasury B | Reduce -45.0% | 0.05% | −0.05 |
| META Meta Platforms Inc. Class A | Reduce -2.0% | 1.48% | −0.05 |
| MDT Medtronic PLC | Reduce -19.4% | 0.11% | −0.05 |
| CVS CVS Health Corp. | Reduce -21.1% | 0.06% | −0.05 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.05 |
| PLD Prologis Inc. | Reduce -6.9% | 0.14% | −0.05 |
| AMT American Tower Corp. | Reduce -9.5% | 0.10% | −0.05 |
| PDD PDD Holdings Inc. | Reduce -18.1% | 0.06% | −0.04 |
| ICE Intercontinental Exchange Inc. | Reduce -9.8% | 0.18% | −0.04 |
| LIN Linde PLC | Reduce -0.3% | 0.23% | −0.04 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -23.4% | 0.10% | −0.04 |
| SNY Sanofi-ADR | Reduce -43.3% | 0.03% | −0.04 |
| CCI Crown Castle Inc. | Reduce -11.1% | 0.08% | −0.04 |
| MU Micron Technology Inc. | Reduce -9.4% | 0.10% | −0.04 |
| ZTS Zoetis Inc. | Reduce -1.6% | 0.14% | −0.04 |
| STZ Constellation Brands Inc. Class A | Reduce -5.4% | 0.12% | −0.03 |
| CI The Cigna Group | Reduce -10.3% | 0.07% | −0.03 |
| IWF iShares Russell 1000 Growth | Reduce -7.5% | 0.68% | −0.03 |
| RTX RTX Corp. | Reduce -3.9% | 0.24% | −0.03 |
| CVX Chevron Corp. | Reduce -3.1% | 0.35% | −0.03 |
| BDX Becton Dickinson and Co. | Reduce -6.8% | 0.16% | −0.03 |
| XLV SS Health Care Select Sector | Reduce -9.4% | 0.10% | −0.03 |
| SHY iShares 1-3 Year Treasury Bo | Reduce -7.7% | 0.20% | −0.03 |
| PFE Pfizer Inc. | Reduce -5.2% | 0.14% | −0.03 |
| EFA iShares MSCI Eafe ETF | Reduce -4.9% | 0.12% | −0.03 |
| URI United Rentals Inc. | Reduce -11.5% | 0.07% | −0.03 |
| CAT Caterpillar Inc. | Reduce -1.2% | 0.19% | −0.02 |
| VALE Vale SA-SP ADR | Reduce -53.7% | 0.01% | −0.02 |
| CBOE Cboe Global Markets Inc. | Reduce -42.3% | 0.03% | −0.02 |
| IYR iShares US Real Estate ETF | Reduce -44.2% | 0.02% | −0.02 |
| CSL Carlisle Cos Inc. | Reduce -7.3% | 0.06% | −0.02 |
| DOW Dow Inc. | Reduce -11.7% | 0.04% | −0.02 |
| CPNG Coupang Inc. | Reduce -3.5% | 0.11% | −0.02 |
| SHOP Shopify Inc. Class A | Reduce -28.4% | 0.22% | −0.02 |
Portfolio Buys Q3 2024 → Q4 2024
| TSLA Tesla Inc. | Add +12.3% | 1.27% | +0.51 |
| AMZN Amazon.com Inc. | Add +4.8% | 2.57% | +0.41 |
| NVDA Nvidia Corp. | Add +6.0% | 3.29% | +0.39 |
| AVGO Broadcom Inc. | Add +5.9% | 1.23% | +0.33 |
| AAPL Apple Inc. | Add +2.9% | 4.18% | +0.27 |
| GOOGL Alphabet Inc. Class A | Add +1.4% | 1.66% | +0.17 |
| MSLC Ms Large Cap Equity ETF | New | 0.14% | +0.14 |
| V Visa Inc. Class A | Add +0.8% | 1.12% | +0.12 |
| IVV iShares Core S&P 500 ETF | Add +11.9% | 1.15% | +0.11 |
| GOOG Alphabet Inc. Class C | Add +0.9% | 1.00% | +0.10 |
| NFLX Netflix Inc. | Add +0.3% | 0.53% | +0.09 |
| PLTR Palantir Technologies Inc. Class A | Add +26.3% | 0.15% | +0.09 |
| INTC Intel Corp. | Add +128.1% | 0.15% | +0.07 |
| IWP iShares Russell Mid-Cap Grow | Add +67.1% | 0.16% | +0.07 |
| XLF SS Financial Select Sector | Add +50.9% | 0.19% | +0.07 |
| IWD iShares Russell 1000 Value E | Add +20.4% | 0.50% | +0.06 |
| ET Energy Transfer LP | Add +53.9% | 0.13% | +0.06 |
| APP AppLovin Corp. Class A | Add +43.2% | 0.08% | +0.05 |
| BND Vanguard Total Bond Market | Add +18.4% | 0.60% | +0.05 |
| GS Goldman Sachs Group Inc. | Add +6.7% | 0.32% | +0.05 |
| BX Blackstone Inc. | Add +5.0% | 0.35% | +0.04 |
| WFC Wells Fargo & Co. | Add +4.3% | 0.21% | +0.04 |
| BAC Bank of America Corp. | Add +5.2% | 0.39% | +0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +11.3% | 0.17% | +0.04 |
| DIS The Walt Disney Co. | Add +2.3% | 0.32% | +0.04 |
| TPR Tapestry Inc. | Add +315.9% | 0.05% | +0.04 |
| QQQ Invesco QQQ Trust Series 1 | Add +4.8% | 0.67% | +0.04 |
| CSCO Cisco Systems Inc. | Add +6.7% | 0.30% | +0.04 |
| USB US Bancorp | Add +73.8% | 0.09% | +0.04 |
| WMT Walmart Inc. | Add +0.0% | 0.50% | +0.04 |
| SPOT Spotify Technology SA | Add +3.0% | 0.22% | +0.04 |
| XYZ Block Inc. | Add +19.0% | 0.12% | +0.04 |
| GEV GE Vernova Inc. | Add +18.8% | 0.10% | +0.03 |
| FISV Fiserv Inc. | Add +14.6% | 0.15% | +0.03 |
| TSM Taiwan Semiconductor-SP ADR | Add +3.0% | 0.25% | +0.03 |
| MSSM Ms Small-Mid Cap Equity ETF | New | 0.03% | +0.03 |
| USHY iShares Broad Usd High Yield | Add +464.4% | 0.03% | +0.03 |
| BLK BlackRock Inc. | Add +3.8% | 0.34% | +0.03 |
| APO Apollo Global Management Inc. | Add +13.5% | 0.08% | +0.03 |
| PAYX Paychex Inc. | Add +50.3% | 0.07% | +0.03 |
| GILD Gilead Sciences Inc. | Add +16.4% | 0.13% | +0.03 |
| TEAM Atlassian Corp. Class A | Add +78.4% | 0.04% | +0.02 |
| C Citigroup Inc. | Add +10.9% | 0.14% | +0.02 |
| BA The Boeing Co. | Add +11.6% | 0.12% | +0.02 |
| AXP American Express Co. | Add +2.6% | 0.29% | +0.02 |
| RBLX Roblox Corp. Class A | Add +0.2% | 0.10% | +0.02 |
| HON Honeywell International Inc. | Add +1.8% | 0.31% | +0.02 |
| GLBE Global-E Online Ltd. | Add +4.9% | 0.07% | +0.02 |
| ANET Arista Networks Inc. | Add +3.6% | 0.16% | +0.02 |
| FTNT Fortinet Inc. | Add +18.3% | 0.07% | +0.02 |
Notes & Other Activity Q3 2024 → Q4 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -4.5% | 44,958 | $53.7M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +8.9% | 35,855 | $43.7M |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Add +97.9% | 563,258 | $39.7M |
| AKAMAI TECHNOLOGIES INC (AKAM 1.125 02/15/29) | NOTE 1.125% 2/1 · principal | Add +24.6% | 30,009,000 | $29.3M |
| EVERGY INC (EVRG 4.5 12/15/27) | NOTE 4.500%12/1 · principal | New | 26,188,000 | $28.4M |
| ALBEMARLE CORP (ALB 7.25 03/01/27) | 7.25% DEP SHS A | Add +13.2% | 648,413 | $26.4M |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | Reduce -9.5% | 25,686,000 | $24.8M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Add +319325.0% | 25,554,000 | $23.7M |
| ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) | NOTE 0.500% 3/0 · principal | Add +22.5% | 21,759,000 | $20.5M |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | Add +14.7% | 18,479,000 | $18.6M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Add +38.9% | 16,674,000 | $16.9M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -11.0% | 336,005 | $16.4M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Reduce -65.2% | 7,935,000 | $16.3M |
| CENTERPOINT ENERGY INC (CNP 4.25 08/15/26) | NOTE 4.250% 8/1 · principal | Reduce -49.0% | 15,983,000 | $16.3M |
| DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) | NOTE 3/1 · principal | Add +9.8% | 19,142,000 | $16.3M |
| RIVIAN AUTO INC (RIVN 4.625 03/15/29) | NOTE 4.625% 3/1 · principal | Reduce -5.4% | 15,971,000 | $16.1M |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | Add +1155.3% | 16,331,000 | $16.1M |
| SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) | NOTE 0.500% 8/0 · principal | Add +43.6% | 14,232,000 | $15.3M |
| BLOCK INC (XYZ 0.25 11/01/27) | NOTE 0.250%11/0 · principal | Reduce -2.0% | 17,380,000 | $15.1M |
| PG&E CORP (PCG 4.25 12/01/27) | NOTE 4.250%12/0 · principal | New | 13,365,000 | $14.5M |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | Add +8.3% | 13,117,000 | $13.9M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Reduce -21.0% | 12,332,000 | $13.5M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | Reduce -5.0% | 11,030,000 | $13.5M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Reduce -9.2% | 13,330,000 | $13.2M |
| NCL CORPORATION LTD (NCLH 1.125 02/15/27) | NOTE 1.125% 2/1 · principal | Add +7.5% | 12,258,000 | $12.7M |
| CLOUDFLARE INC (NET 0 08/15/26) | NOTE 8/1 · principal | Add +158.4% | 13,198,000 | $12.6M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | Add +43.3% | 14,221,000 | $12.5M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | Reduce -22.6% | 11,353,000 | $12.1M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Reduce -18.0% | 12,659,000 | $11.9M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | Reduce -19.6% | 9,674,000 | $11.7M |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | Reduce -8.7% | 11,662,000 | $11.2M |
| DUKE ENERGY CORP (DUK 4.125 04/15/26) | NOTE 4.125% 4/1 · principal | Reduce -19.5% | 10,726,000 | $11.0M |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Add +19.4% | 8,680,000 | $11.0M |
| CONFLUENT INC (CFLT 0 01/15/27) | NOTE 1/1 · principal | Add +311.6% | 11,796,000 | $10.6M |
| HALOZYME THERAPEUTICS IN (HALO 1 08/15/28) | NOTE 1.000% 8/1 · principal | Reduce -2.8% | 9,757,000 | $10.5M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Add +21.7% | 8,473,000 | $10.5M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Reduce -15.9% | 8,009,000 | $10.1M |
| UBER TECHNOLOGIES INC (UBER 0.875 12/01/28 2028) | NOTE 0.875%12/0 · principal | New | 9,164,000 | $10.1M |
| DEXCOM INC (DXCM 0.375 05/15/28) | NOTE 0.375% 5/1 · principal | Reduce -42.9% | 11,128,000 | $10.0M |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Add +28.2% | 9,735,000 | $9.4M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Reduce -38.0% | 9,114,000 | $9.4M |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | Add +21.5% | 145,209 | $9.1M |
| DATADOG INC (DDOG 0.125 06/15/25) | NOTE 0.125% 6/1 · principal | Reduce -62.0% | 5,759,000 | $8.9M |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | Add +3.4% | 6,457,000 | $8.9M |
| PPL CAPITAL FUNDING INC (PPL 2.875 03/15/28) | NOTE 2.875% 3/1 · principal | Add +11.1% | 8,512,000 | $8.9M |
| WORKIVA INC (WK 1.25 08/15/28) | NOTE 1.250% 8/1 · principal | Reduce -32.3% | 8,377,000 | $8.9M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -36.6% | 207,666 | $8.5M |
| POST HOLDINGS INC (POST 2.5 08/15/27) | NOTE 2.500% 8/1 · principal | Reduce -5.7% | 7,221,000 | $8.5M |
| VENTAS REALTY LP (VTR 3.75 06/01/26) | NOTE 3.750% 6/0 · principal | Add +23.9% | 7,427,000 | $8.4M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 7,909,000 | $8.1M |
Showing the first 50 of 253.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 8,129 | $1.89T | NVDA, AAPL, MSFT, GOOGL, AMZN |
| Q1 2026 | 8,025 | $1.66T | AAPL, NVDA, MSFT, AMZN, GOOGL |
| Q4 2025Amended | 7,913 | $1.67T | AAPL, NVDA, MSFT, GOOGL, AMZN |
| Q3 2025Amended | 7,873 | $1.65T | MSFT, NVDA, AAPL, AMZN, GOOGL |
| Q2 2025 | 7,795 | $1.53T | MSFT, NVDA, AAPL, AMZN, META |
| Q1 2025 | 7,800 | $1.40T | AAPL, MSFT, NVDA, AMZN, META |
| Q4 2024Amended | 7,656 | $1.43T | AAPL, MSFT, NVDA, AMZN, GOOGL |
| Q3 2024Amended | 7,608 | $1.38T | AAPL, MSFT, NVDA, AMZN, META |
| Q2 2024Amended | 7,546 | $1.29T | MSFT, AAPL, NVDA, AMZN, GOOGL |
| Q1 2024Amended | 7,505 | $1.25T | MSFT, AAPL, NVDA, AMZN, SPY |