New England Capital Financial Advisors LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 2, 2024), New England Capital Financial Advisors LLC reported 398 stock positions worth $177.3 million. Its top holding was Cap Group Growth Equity (CGGR) at 29.0% of the portfolio, followed by Invesco S&P 500 Equal Weight (RSP, 9.9%) and Vngrd Mrngst SL-CP Val ETF-U (VBR, 8.5%). Compared with Q4 2023, it opened 23 new positions, sold out of 24, added to 119 and reduced 41. The biggest buy was a new position in Columbia Em Core Ex-China (XCEM) and the biggest sale State Street SP PTF Em ETF (SPEM, shares −93%).

Most Recent 13F
Q2 2026
Location
MERIDEN, CT
CIK
0001964652
Portfolio Value
$177.3M (Q1 2024)
SEC Filing
0001964652-24-000002 ↗ filed May 2, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $177.3M $177.3M Q1 2024 Q2 2024: $178.9M Q2 2024 Q3 2024: $192.6M Q3 2024 Q4 2024: $204.9M Q4 2024 Q1 2025: $196.6M Q1 2025 Q2 2025: $218.5M Q2 2025 Q3 2025: $235.3M Q3 2025 Q4 2025: $256.0M Q4 2025 Q1 2026: $365.3M Q1 2026 Q2 2026: $418.3M Q2 2026

Holdings 398 stocks · $177.3M
CGGR Cap Group Growth Equity 29.00% 1,607,380 $51.4M Reduce -1.1%
RSP Invesco S&P 500 Equal Weight 9.88% 103,442 $17.5M Add +0.9%
VBR Vngrd Mrngst SL-CP Val ETF-U 8.48% 78,373 $15.0M Reduce -0.1%
SPYV SS SPDR P S&P 500 Value ETF 7.10% 251,408 $12.6M Add +2.5%
SPYG SS SPDR P S&P 500 Growth ETF 6.56% 158,935 $11.6M Reduce -0.4%
CGCP Cap Group Core Plus Income 4.70% 371,045 $8.3M Add +6.7%
SPDW Ste STR SPDR PT DW Eu ETF 4.23% 209,279 $7.5M Add +3.0%
CGSD Cap Group Short Duration 2.93% 204,297 $5.2M Add +3.0%
SLYG SS SPDR S&P 600 SC GR ETF 2.24% 45,460 $4.0M Add +6.9%
SLYV SS SPDR S&P 600 SC Val ETF 2.06% 43,950 $3.6M Add +10.0%
XLRE SS Real Estate Select Sector 1.96% 88,118 $3.5M Add +17.2%
XLV SS Health Care Select Sector 1.82% 21,795 $3.2M Add +6.1%
CGMU Cap Group Municipal Income 1.69% 110,796 $3.0M Add +0.3%
FLRN SS SPDR BB Ig Float RT ETF 1.59% 91,228 $2.8M Add +3.1%
XCEM Columbia Em Core Ex-China 1.46% 83,324 $2.6M New
AAPL Apple Inc. 0.74% 7,701 $1.3M Reduce -0.8%
PG The Procter & Gamble Co. 0.67% 7,333 $1.2M Add +0.0%
EFX Equifax Inc. 0.46% 3,034 $812K No change
XOM Exxon Mobil Corp. 0.45% 6,809 $791K Reduce -27.6%
HUBB Hubbell Inc. 0.43% 1,828 $759K Reduce -7.0%
MDYG SS SPDR S&P 400 MC GR ETF 0.40% 8,225 $718K Add +7.0%
MSFT Microsoft Corp. 0.36% 1,512 $636K Reduce -1.8%
RTX RTX Corp. 0.35% 6,395 $624K Add +0.3%
FITB Fifth Third Bancorp 0.34% 16,033 $597K Add +0.2%
AMZN Amazon.com Inc. 0.33% 3,243 $585K Reduce -59.3%
ES Eversource Energy 0.30% 8,783 $525K Reduce -5.6%
WMT Walmart Inc. 0.27% 8,035 $483K Add +1.4%
UNH Unitedhealth Group Inc. 0.26% 918 $454K Add +0.1%
CVX Chevron Corp. 0.23% 2,569 $405K Add +0.2%
TT Trane Technologies PLC 0.22% 1,323 $397K No change
JNJ Johnson & Johnson 0.22% 2,499 $395K Reduce -17.0%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.22% 3,215 $393K Reduce -0.8%
BRK.B Berkshire Hathaway Inc. Class B 0.21% 900 $378K Reduce -24.2%
SPGM State Street SPDR Portfolio 0.21% 6,227 $372K Reduce -9.4%
KO The Coca-Cola Co. 0.20% 5,906 $361K No change
BMY Bristol-Myers Squibb Co. 0.19% 6,338 $344K Add +0.2%
EDOW First Trust Dow 30 Eql WGHT 0.19% 9,757 $336K Add +0.1%
MCD McDonald's Corp. 0.19% 1,182 $333K Add +0.3%
ELV Elevance Health Inc. 0.19% 639 $331K No change
MRK Merck & Co. Inc. 0.18% 2,361 $312K Add +0.6%
CARR Carrier Global Corp. 0.17% 5,220 $303K Add +0.2%
NVDA Nvidia Corp. 0.17% 332 $300K No change
OTIS Otis Worldwide Corp. 0.16% 2,937 $292K Add +0.2%
HD Home Depot Inc. 0.16% 752 $289K Add +0.1%
T AT&T Inc. 0.15% 14,971 $263K Reduce -6.9%
GPN Global Payments Inc. 0.15% 1,955 $261K No change
AFL Aflac Inc. 0.14% 2,934 $252K Add +0.1%
META Meta Platforms Inc. Class A 0.13% 471 $229K Reduce -12.8%
TSLA Tesla Inc. 0.11% 1,136 $200K Reduce -7.0%
AXP American Express Co. 0.10% 812 $185K Reduce -56.7%
PFE Pfizer Inc. 0.10% 6,593 $183K Add +0.1%
TEL Te Connectivity Ltd. 0.10% 1,247 $181K No change
PEP Pepsico Inc. 0.10% 1,007 $176K Add +0.5%
SPEM State Street SP PTF Em ETF 0.10% 4,856 $176K Reduce -93.4%
APD Air Products & Chemicals Inc. 0.08% 611 $148K No change
IWO iShares Russell 2000 Growth 0.08% 540 $146K Add +0.2%
V Visa Inc. Class A 0.08% 521 $145K Reduce -7.0%
MFC Manulife Financial Corp. 0.08% 5,526 $138K Add +0.0%
DOW Dow Inc. 0.08% 2,306 $134K Add +0.3%
RF Regions Financial Corp. 0.07% 6,236 $131K No change
HIG Hartford Insurance Group Inc. 0.07% 1,250 $129K No change
DUK Duke Energy Corp. 0.07% 1,309 $127K No change
ORCL Oracle Corp. 0.07% 993 $125K Add +0.2%
GE General Electric 0.07% 700 $123K No change
VZ Verizon Communications Inc. 0.07% 2,882 $121K Add +0.2%
FTEC Fidelity MSCI Info Tech Indx 0.07% 742 $116K No change
MDT Medtronic PLC 0.06% 1,300 $113K Add +0.1%
IR Ingersoll-Rand Inc. 0.06% 1,143 $109K No change
MRSH Marsh & McLennan Cos 0.06% 513 $106K Reduce -5.3%
FIS Fidelity National Info Serv 0.06% 1,389 $103K No change
GOOGL Alphabet Inc. Class A 0.06% 682 $103K No change
UNM Unum Group 0.06% 1,904 $102K No change
CSCO Cisco Systems Inc. 0.06% 2,016 $101K Reduce -11.0%
NFLX Netflix Inc. 0.06% 161 $97K No change
COST Costco Wholesale Corp. 0.05% 129 $95K Add +2.4%
IWM iShares Russell 2000 ETF 0.05% 449 $94K Add +0.2%
CR Crane Co. 0.05% 640 $86K No change
GOOG Alphabet Inc. Class C 0.05% 558 $85K Reduce -66.5%
JCI Johnson Controls Internation 0.05% 1,295 $85K No change
CMCSA Comcast Corp. Class A 0.05% 1,926 $84K Add +0.1%
PLD Prologis Inc. 0.05% 639 $83K Add +0.3%
GLD SPDR Gold Shares 0.05% 400 $82K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.05% 421 $80K Add +7.1%
SNV Synovus Financial Corp. 0.04% 1,987 $80K No change
WFC Wells Fargo & Co. 0.04% 1,365 $79K Reduce -6.6%
AZN Astrazeneca PLC-Spons ADR 0.04% 1,120 $76K Reduce -38.4%
COP Conocophillips 0.04% 595 $76K Add +0.3%
INTC Intel Corp. 0.04% 1,698 $75K Add +0.3%
LNT Alliant Energy Corp. 0.04% 1,486 $75K No change
ROK Rockwell Automation Inc. 0.04% 250 $73K No change
ABBV Abbvie Inc. 0.04% 398 $72K No change
MO Altria Group Inc. 0.04% 1,608 $70K Add +2.2%
PM Philip Morris International 0.04% 757 $69K Add +1.2%
CAT Caterpillar Inc. 0.04% 189 $69K No change
ALLE Allegion PLC 0.04% 514 $69K No change
ITW Illinois Tool Works 0.04% 254 $68K No change
CI The Cigna Group 0.04% 188 $68K Add +0.5%
ALL Allstate Corp. 0.04% 372 $64K Add +0.3%
BAH Booz Allen Hamilton Holdings 0.03% 404 $60K No change
ABT Abbott Laboratories 0.03% 523 $59K Add +0.2%
GD General Dynamics Corp. 0.03% 209 $59K No change
DE Deere & Co. 0.03% 144 $59K Add +0.7%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.03% 570 $58K No change
BHVN Biohaven Ltd. 0.03% 1,000 $55K No change
QCOM Qualcomm Inc. 0.03% 310 $53K Add +0.3%
CGW Invesco S&P Global Water Ind 0.03% 937 $52K No change
DGX Quest Diagnostics Inc. 0.03% 389 $52K Add +24.7%
PSX Phillips 66 0.03% 316 $52K Add +0.3%
KVUE Kenvue Inc. 0.03% 2,391 $51K Reduce -8.5%
LIND Lindblad Expeditions Holding 0.03% 5,500 $51K Add +22.2%
EW Edwards Lifesciences Corp. 0.03% 528 $50K No change
GILD Gilead Sciences Inc. 0.03% 666 $49K Add +0.5%
PAYX Paychex Inc. 0.03% 394 $48K Add +0.8%
JNK SS SPDR BB High Yield Bond 0.03% 487 $46K No change
SPY SS SPDR S&P 500 ETF Trust-US 0.03% 86 $45K Add +104.8%
AGR Avangrid Inc. 0.03% 1,227 $45K Reduce -3.2%
CVS CVS Health Corp. 0.03% 557 $44K Reduce -77.7%
VOOG Vanguard S&P 500 Growth ETF 0.02% 144 $44K Add +71.4%
BA The Boeing Co. 0.02% 225 $43K No change
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.02% 148 $42K Add +68.2%
VTI VG Morningstar TS MKT ETF-US 0.02% 160 $42K Add +58.4%
LUV Southwest Airlines Co. 0.02% 1,421 $41K Add +7.7%
HON Honeywell International Inc. 0.02% 197 $40K No change
CXT Crane NXT Co. 0.02% 641 $40K No change
SPYD SS SPDR P S&P 500 Hi Div ETF 0.02% 931 $38K No change
YUM Yum! Brands Inc. 0.02% 265 $37K Add +0.4%
QQQ Invesco QQQ Trust Series 1 0.02% 82 $36K No change
BDX Becton Dickinson and Co. 0.02% 147 $36K No change
LHX L3HARRIS Technologies Inc. 0.02% 170 $36K No change
PH Parker Hannifin Corp. 0.02% 64 $36K No change
VIG Vanguard Dividend Apprec ETF 0.02% 192 $35K Add +25.5%
WBA Walgreens Boots Alliance Inc. 0.02% 1,580 $34K Add +28.4%
BUD Anheuser-Busch Inbev-SPN ADR 0.02% 555 $34K No change
ROBT First Trust Nasdaq Artificia 0.02% 741 $34K No change
BP BP PLC-Spons ADR 0.02% 873 $33K Reduce -71.5%
WPC WP Carey Inc. 0.02% 583 $33K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.02% 95 $33K No change
MDLZ Mondelez International Inc. Class A 0.02% 468 $33K Add +0.4%
PANW Palo Alto Networks Inc. 0.02% 112 $32K Add +833.3%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.02% 832 $32K Reduce -74.2%
SPG Simon Property Group Inc. 0.02% 200 $31K No change
NFG National Fuel Gas Co. 0.02% 582 $31K Add +1.0%
NTNX Nutanix Inc. Class A 0.02% 500 $31K No change
VVV Valvoline Inc. 0.02% 686 $31K No change
VGT Vanguard Info Tech ETF 0.02% 58 $30K Reduce -98.2%
ZBH Zimmer Biomet Holdings Inc. 0.02% 216 $29K No change
AIG American International Group 0.02% 364 $28K Add +0.3%
PNR Pentair PLC 0.02% 324 $28K No change
WBD Warner Bros Discovery Inc. 0.02% 3,093 $27K Add +31.6%
CNI Canadian Natl Railway Co. 0.01% 200 $26K No change
URBN Urban Outfitters Inc. 0.01% 600 $26K No change
JPM JPMorgan Chase & Co. 0.01% 130 $26K No change
HPQ HP Inc. 0.01% 860 $26K Add +0.5%
MAC The Macerich Co. 0.01% 1,500 $26K No change
TRV The Travelers Cos Inc. 0.01% 110 $25K No change
PII Polaris Inc. 0.01% 250 $25K New
NVT Nvent Electric PLC 0.01% 324 $24K No change
BIIB Biogen Inc. 0.01% 113 $24K No change
IEO iShares U.S. Oil & Gas Explo 0.01% 225 $24K No change
RSPN Invesco S&P 500 Equal Weight 0.01% 500 $24K No change
MPC Marathon Petroleum Corp. 0.01% 118 $24K No change
CION Cion Investment Corp. 0.01% 2,110 $23K Add +5.0%
HSY The Hershey Co. 0.01% 117 $23K No change
SHEL Shell PLC-ADR 0.01% 338 $23K No change
F Ford Motor Co. filed as FORD MTR CO DEL 0.01% 1,701 $23K Add +1.4%
EFC Ellington Financial Inc. 0.01% 1,855 $22K Add +19.4%
CIBR First Trust Nasdaq Cybersecu 0.01% 387 $22K No change
VONG Vanguard Russell 1000 Growth 0.01% 250 $22K New
APH Amphenol Corp. Class A 0.01% 188 $22K Add +0.5%
FDX FedEx Corp. 0.01% 74 $21K Add +1.4%
ASH Ashland Inc. 0.01% 218 $21K No change
BN Brookfield Corp. 0.01% 496 $21K No change
ENB Enbridge Inc. 0.01% 562 $20K No change
XYZ Block Inc. 0.01% 239 $20K No change
SMCI Super Micro Computer Inc. 0.01% 20 $20K New
NXTG First Trust Indxx Nextg ETF 0.01% 254 $20K No change
BAX Baxter International Inc. 0.01% 465 $20K No change
FBRT Franklin BSP Realty Trust Inc. 0.01% 1,474 $20K Add +2.6%
MA Mastercard Inc. Class A 0.01% 41 $20K Reduce -37.9%
SWK Stanley Black & Decker Inc. 0.01% 197 $19K No change
VMC Vulcan Materials Co. 0.01% 70 $19K No change
WPP WPP PLC-Sponsored ADR 0.01% 403 $19K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.01% 324 $19K Add +0.6%
ATI Ati Inc. 0.01% 363 $19K No change
SKYY First Trust Cloud Computing 0.01% 192 $18K No change
BBWI Bath & Body Works Inc. 0.01% 366 $18K Add +0.6%
PHO Invesco Water Resources ETF 0.01% 271 $18K No change
MET Metlife Inc. 0.01% 242 $18K No change
C Citigroup Inc. 0.01% 281 $18K No change
CMG Chipotle Mexican Grill Inc. 0.01% 6 $17K No change
SWKS Skyworks Solutions Inc. 0.01% 156 $17K No change
ISCV iShares Morningstar Small-Ca 0.01% 264 $16K No change
SCHD Schwab US DVD Equity ETF 0.01% 200 $16K No change
SO The Southern Co. 0.01% 222 $16K Add +0.9%
ANF Abercrombie & Fitch Co. Class A 0.01% 123 $15K No change
PRU Prudential Financial Inc. 0.01% 131 $15K Reduce -22.9%
MMM 3M Co. 0.01% 145 $15K No change
SPAB SS SPDR P Agg Bond ETF 0.01% 605 $15K Add +0.7%
TSN Tyson Foods Inc. Class A 0.01% 259 $15K Add +0.8%
FBT First Trust Nyse Arca Biotec 0.01% 96 $15K No change
K Kellanova 0.01% 257 $15K Add +0.8%
SRE Sempra 0.01% 205 $15K Add +1.0%
HPE Hewlett Packard Enterprise 0.01% 824 $15K Add +0.5%
MRVL Marvell Technology Inc. 0.01% 202 $14K No change
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.01% 111 $14K Reduce -11.2%
USB US Bancorp 0.01% 312 $14K Add +1.0%
UL Unilever PLC 0.01% 271 $14K Add +0.7%
CRM Salesforce Inc. 0.01% 45 $14K No change
BBT Beacon Financial Corp. filed as BERKSHIRE HILLS BANCORP INC 0.01% 588 $13K No change
DD Dupont DE Nemours Inc. 0.01% 174 $13K Add +0.6%
HOG Harley-Davidson Inc. 0.01% 295 $13K Add +0.3%
PRI Primerica Inc. 0.01% 50 $13K No change
CL Colgate-Palmolive Co. 0.01% 140 $13K Add +0.7%
GIS General Mills Inc. 0.01% 175 $12K Add +1.2%
RLY SS Multi-Asset Real Ret ETF 0.01% 434 $12K No change
UI Ubiquiti Inc. 0.01% 105 $12K Add +1.0%
COF Capital One Financial Corp. 0.01% 79 $12K Add +777.8%
ATO Atmos Energy Corp. 0.01% 97 $12K Reduce -26.5%
LLY Eli Lilly & Co. 0.01% 14 $11K No change
VDE Vanguard Energy ETF 0.01% 82 $11K No change
SYF Synchrony Financial 0.01% 248 $11K Add +0.8%
PFF iShares Preferred & Income S 0.01% 330 $11K Reduce -44.5%
LEVGQ The Lion Electric Co. filed as THE LION ELECTRIC COMPANY 0.01% 7,401 $11K No change
PPA Invesco Aerospace & Defense 0.01% 101 $10K No change
GSK GSK PLC-Spon ADR 0.01% 237 $10K Add +0.8%
SCHW Schwab (charles) Corp. 0.01% 140 $10K No change
YUMC Yum China Holdings Inc. 0.01% 250 $10K No change
CTVA Corteva Inc. 0.01% 170 $10K No change
TMUS T-Mobile US Inc. 0.01% 60 $10K No change
ROKU Roku Inc. 0.01% 150 $10K No change
VTRS Viatris Inc. 0.01% 802 $10K Add +0.9%
KMB Kimberly-Clark Corp. 0.01% 73 $9K No change
FE Firstenergy Corp. 0.01% 238 $9K Add +0.8%
BABA Alibaba Group Holding-SP ADR 0.01% 125 $9K Add +52.4%
KSS Kohls Corp. 0.00% 300 $9K New
XLC SS Comm Select Sector SPDR 0.00% 102 $8K Add +1.0%
ET Energy Transfer LP 0.00% 521 $8K Add +2.2%
PLTR Palantir Technologies Inc. Class A 0.00% 350 $8K Add +100.0%
TTI Tetra Technologies Inc. 0.00% 1,795 $8K No change
VGR Vector Group Ltd. 0.00% 691 $8K No change
MVO MV Oil Trust 0.00% 700 $7K No change
AEP American Electric Power 0.00% 86 $7K No change
AMAL Amalgamated Financial Corp. 0.00% 300 $7K No change
LMT Lockheed Martin Corp. 0.00% 15 $7K No change
ETSY Etsy Inc. 0.00% 100 $7K No change
TTWO Take-Two Interactive Softwre 0.00% 46 $7K No change
PYPL PayPal Holdings Inc. 0.00% 100 $7K No change
PARAA Paramount Global Class B 0.00% 567 $7K Add +0.3%
DHR Danaher Corp. 0.00% 26 $7K No change
VOD Vodafone Group PLC-SP ADR 0.00% 727 $6K No change
J Jacobs Solutions Inc. 0.00% 42 $6K No change
TDY Teledyne Technologies Inc. 0.00% 15 $6K No change
TMO Thermo Fisher Scientific Inc. 0.00% 11 $6K No change
WBS Webster Financial Corp. 0.00% 119 $6K Add +0.8%
GWRE Guidewire Software Inc. 0.00% 50 $6K No change
WTRG Essential Utilities Inc. 0.00% 157 $6K No change
GTLS Chart Industries Inc. 0.00% 35 $6K No change
CHKP Check Point Software Tech 0.00% 35 $6K No change
KHC The Kraft Heinz Co. 0.00% 154 $6K Add +1.3%
TNA Dir Dai SML Ca Bul 3X Et-Usd 0.00% 131 $6K Add +2.3%
MTB M & T Bank Corp. filed as M & T BK CORP 0.00% 37 $5K No change
BAM Brookfield Asset Mgmt-A 0.00% 128 $5K Add +0.8%
EVRG Evergy Inc. 0.00% 100 $5K No change
P Everpure Inc. Class A filed as PURE STORAGE INC 0.00% 100 $5K No change
BNS Bank of Nova Scotia filed as BANK NOVA SCOTIA HALIFAX 0.00% 100 $5K No change
GM General Motors Co. 0.00% 114 $5K No change
GEHC GE Healthcare Technology 0.00% 56 $5K Reduce -60.0%
BBY Best Buy Co. Inc. 0.00% 59 $5K No change
IEZ iShares U.S. Oil Equipment & 0.00% 204 $5K Add +0.5%
RVTY Revvity Inc. 0.00% 45 $5K No change
M Macy's Inc. 0.00% 227 $5K No change
PEJ Invesco Leisure & Entertainm 0.00% 98 $5K Reduce -1.0%
LYV Live Nation Entertainment Inc. 0.00% 42 $4K New
LIT Global X Lithium & Battery T 0.00% 97 $4K Add +1.0%
CCL Carnival Corp. 0.00% 266 $4K No change
GLW Corning Inc. 0.00% 132 $4K No change
SIRI Sirius XM Holdings Inc. 0.00% 1,100 $4K No change
KARS Kraneshares Electric Vehicle 0.00% 189 $4K No change
VOO Vanguard S&P 500 ETF 0.00% 8 $4K New
UA Under Armour Inc. Class C 0.00% 557 $4K No change
HYT BlackRock Corp. Hi YLD 0.00% 404 $4K No change
SOXQ Invesco PHLX Semiconductor 0.00% 102 $4K No change
DRD Drdgold Ltd.-Sponsored ADR 0.00% 452 $4K Add +0.4%
SABR Sabre Corp. 0.00% 1,530 $4K No change
KEY Keycorp 0.00% 233 $4K Add +0.4%
DELL Dell Technologies -C 0.00% 32 $4K No change
UPS United Parcel Service Class B 0.00% 24 $4K No change
SOXX iShares Semiconductor ETF 0.00% 16 $4K Reduce -77.8%
FTNT Fortinet Inc. 0.00% 50 $3K New
OXY Occidental Petroleum Corp. 0.00% 52 $3K No change
MRO Marathon Oil Corp. 0.00% 118 $3K No change
WELL Welltower Inc. 0.00% 34 $3K No change
SRDX Surmodics Inc. 0.00% 100 $3K No change
AMT American Tower Corp. 0.00% 15 $3K No change
OGN Organon & Co. 0.00% 150 $3K Add +1.4%
WAB Wabtec Corp. 0.00% 19 $3K No change
FL Foot Locker Inc. 0.00% 97 $3K No change
EA Electronic Arts Inc. 0.00% 20 $3K No change
JOBY Joby Aviation Inc. 0.00% 500 $3K New
CMPS Compass Pathways PLC 0.00% 308 $3K Add +2.7%
VLO Valero Energy Corp. 0.00% 15 $3K No change
SAGE Sage Therapeutics Inc. 0.00% 134 $3K No change
COWZ Pacer US Cash Cows 100 ETF 0.00% 43 $2K Reduce -80.3%
FTEK Fuel Tech Inc. 0.00% 2,000 $2K No change
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.00% 74 $2K New
CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT 0.00% 93 $2K New
MGM MGM Resorts International 0.00% 50 $2K No change
KBE SS SPDR S&P Bank ETF 0.00% 49 $2K Reduce -80.7%
NKE Nike Inc. Class B 0.00% 25 $2K Add +4.2%
JSMD Janus Small Mid Cap GR Alp 0.00% 33 $2K New
LCID Lucid Group Inc. 0.00% 800 $2K No change
SUM Summit Materials Inc. Class A 0.00% 51 $2K No change
CC The Chemours Co. 0.00% 84 $2K Add +1.2%
QQQM Invesco Nasdaq 100 ETF 0.00% 12 $2K New
NCLH Norwegian Cruise Line Holdin 0.00% 100 $2K No change
HAL Halliburton Co. 0.00% 52 $2K No change
HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC 0.00% 50 $2K No change
MAR Marriott International Class A 0.00% 7 $2K No change
ILMN Illumina Inc. 0.00% 13 $2K No change
SOUN Soundhound AI Inc. Class A 0.00% 300 $2K New
RY Royal Bank of Canada 0.00% 17 $2K No change
IJR iShares Core S&P Small-Cap E 0.00% 15 $2K New
NSC Norfolk Southern Corp. 0.00% 6 $2K No change
SADOT GROUP INC 0.00% 5,000 $1K No change
NLY Annaly Capital Management Inc. 0.00% 74 $1K Add +4.2%
NOC Northrop Grumman Corp. 0.00% 3 $1K No change
SMH Vaneck Semiconductor ETF 0.00% 6 $1K New
LNC Lincoln National Corp. 0.00% 44 $1K No change
HRTX Heron Therapeutics Inc. 0.00% 475 $1K No change
ARKQ ARK Autonomous Tech & Robot 0.00% 23 $1K No change
IP International Paper Co. 0.00% 32 $1K No change
KLG WK Kellogg Co. 0.00% 63 $1K No change
LITE Lumentum Holdings Inc. 0.00% 25 $1K No change
HWM Howmet Aerospace Inc. 0.00% 17 $1K No change
DXC DXC Technology Co. 0.00% 53 $1K No change
NOK Nokia Corp.-Spon ADR 0.00% 300 $1K No change
PSLV Sprott Physical Silver Trust 0.00% 125 $1K No change
MREO Mereo Biopharma Group PL-ADR 0.00% 300 $990 No change
STAG Stag Industrial Inc. 0.00% 26 $984 Add +4.0%
NLOP Net Lease Office Property 0.00% 39 $918 Add +2.6%
PENN Penn Entertainment Inc. 0.00% 50 $911 No change
SHOP Shopify Inc. Class A 0.00% 11 $849 Reduce -99.5%
CSV Carriage Services Inc. 0.00% 31 $834 No change
MXL Maxlinear Inc. 0.00% 44 $822 No change
OBE Obsidian Energy Ltd. 0.00% 93 $765 No change
PL Planet Labs PBC 0.00% 300 $765 No change
CHPT Chargepoint Holdings Inc. 0.00% 400 $760 No change
BFLY Butterfly Network Inc. 0.00% 700 $756 No change
BSX Boston Scientific Corp. 0.00% 11 $754 No change
VLTO Veralto Corp. 0.00% 8 $711 No change
AA Alcoa Corp. 0.00% 21 $699 No change
XMMO Invesco S&P Midcap Momentum 0.00% 6 $690 New
RECS Columbia Resear Enh Cor ETF 0.00% 22 $682 New
VXUS Vanguard Total Intl Stock 0.00% 11 $666 New
NEE Nextera Energy Inc. 0.00% 10 $664 Add +100.0%
AVUV Avantis US Small Cap Value 0.00% 7 $659 New
SCHG Schwab US Large-Cap Growth 0.00% 7 $650 New
HL Hecla Mining Co. 0.00% 125 $602 No change
TDC Teradata Corp. 0.00% 15 $581 No change
ARRY Array Technologies Inc. 0.00% 39 $576 Add +77.3%
KANT Kineta Inc. 0.00% 1,092 $574 No change
SNAP Snap Inc. Class A 0.00% 50 $574 No change
DOUG Douglas Elliman Inc. 0.00% 362 $572 No change
MJ Amplify ETF TR 0.00% 136 $568 No change
ACCO Acco Brands Corp. 0.00% 100 $561 No change
WYNN WYNN Resorts Ltd. 0.00% 5 $517 No change
SNY Sanofi-ADR 0.00% 10 $486 No change
DRIV Global X Autonomous&elec-ETF 0.00% 19 $459 Add +5.6%
EMBC Embecta Corp. 0.00% 30 $405 No change
KD Kyndryl Holdings Inc. 0.00% 18 $392 No change
DKNG Draftkings Inc. Class A 0.00% 8 $367 No change
LAC Lithium Americas Corp. 0.00% 50 $336 No change
ZIMV Zimvie Inc. 0.00% 19 $314 No change
HBI Hanesbrands Inc. 0.00% 52 $302 No change
LAR Lithium Americas Argentina C 0.00% 50 $270 No change
UNG US Natural Gas Fund LP 0.00% 18 $263 New
NRDY Nerdy Inc. 0.00% 86 $251 No change
BRNS Barinthus Biotherapeutics PL 0.00% 104 $248 No change
MPT Medical Properties Trust Inc. 0.00% 50 $236 Add +4.2%
ADT Adt Inc. 0.00% 32 $212 Add +3.2%
FLG New York Community Bancorp 0.00% 55 $176 Add +1.9%
TMQ Trilogy Metals Inc. 0.00% 333 $167 No change
LUMN Lumen Technologies Inc. 0.00% 100 $156 No change
TDOC Teladoc Health Inc. 0.00% 10 $151 No change
ARKX ARK Space & Defense Innovati 0.00% 10 $150 No change
AVNS Avanos Medical Inc. 0.00% 6 $120 No change
CLNE Clean Energy Fuels Corp. 0.00% 40 $108 No change
CGC Canopy Growth Corp. 0.00% 10 $87 No change
AMC AMC Entertainment HLDS Class A 0.00% 21 $79 No change
EVGO Evgo Inc. 0.00% 30 $76 No change
CYTK Cytokinetics Inc. 0.00% 1 $71 No change
AEG Aegon Ltd.-NY Reg SHR 0.00% 11 $67 No change
DRAGONFLY ENERGY HOLDINGS CO 0.00% 90 $49 No change
MTTR Matterport Inc. 0.00% 20 $46 No change
PLUG Plug Power Inc. 0.00% 9 $31 No change
NIO Nio Inc. - ADR 0.00% 6 $26 New
YOLO Advisorshares Pure Cannabis 0.00% 1 $5 No change
FCEL Fuelcell Energy Inc. 0.00% 3 $4 No change

Portfolio Sells Q4 2023 → Q1 2024
SPEM State Street SP PTF Em ETF Reduce -93.4% 0.10% −1.47
VGT Vanguard Info Tech ETF Reduce -98.2% 0.02% −0.93
AMZN Amazon.com Inc. Reduce -59.3% 0.33% −0.40
AAPL Apple Inc. Reduce -0.8% 0.74% −0.15
SLB SLB Ltd. Sold out 0.00% −0.13
XOM Exxon Mobil Corp. Reduce -27.6% 0.45% −0.12
AXP American Express Co. Reduce -56.7% 0.10% −0.11
REGN Regeneron Pharmaceuticals Sold out 0.00% −0.11
SHOP Shopify Inc. Class A Reduce -99.5% 0.00% −0.09
CVS CVS Health Corp. Reduce -77.7% 0.03% −0.09
GOOG Alphabet Inc. Class C Reduce -66.5% 0.05% −0.09
TSLA Tesla Inc. Reduce -7.0% 0.11% −0.07
KMI Kinder Morgan Inc. Sold out 0.00% −0.07
JNJ Johnson & Johnson Reduce -17.0% 0.22% −0.06
SCHF Schwab Intl Equity ETF Sold out 0.00% −0.05
ES Eversource Energy Reduce -5.6% 0.30% −0.05
BAC Bank of America Corp. Reduce -74.2% 0.02% −0.05
BP BP PLC-Spons ADR Reduce -71.5% 0.02% −0.05
BRK.B Berkshire Hathaway Inc. Class B Reduce -24.2% 0.21% −0.04
AZN Astrazeneca PLC-Spons ADR Reduce -38.4% 0.04% −0.03
MOTO Guinn Atk SMRT TRNS & Tech-U Sold out 0.00% −0.03
SPGM State Street SPDR Portfolio Reduce -9.4% 0.21% −0.02
FHLC Fidelity MSCI Health Care Sold out 0.00% −0.02
T AT&T Inc. Reduce -6.9% 0.15% −0.01
EXAS Exact Sciences Corp. Sold out 0.00% −0.01
CSCO Cisco Systems Inc. Reduce -11.0% 0.06% −0.01
SCHB Schwab US Broad Market ETF Sold out 0.00% −0.01
SOXX iShares Semiconductor ETF Reduce -77.8% 0.00% −0.01
MA Mastercard Inc. Class A Reduce -37.9% 0.01% −0.01
KBE SS SPDR S&P Bank ETF Reduce -80.7% 0.00% −0.01
V Visa Inc. Class A Reduce -7.0% 0.08% −0.01
CCI Crown Castle Inc. Sold out 0.00% −0.01
COWZ Pacer US Cash Cows 100 ETF Reduce -80.3% 0.00% −0.01
FIDI Fidelity Intl Hi Div ETF Sold out 0.00% −0.01
PFF iShares Preferred & Income S Reduce -44.5% 0.01% −0.01
KVUE Kenvue Inc. Reduce -8.5% 0.03% −0.00
MAS Masco Corp. Sold out 0.00% −0.00
VTEB Vanguard Tax-Exempt Bond ETF Sold out 0.00% −0.00
GEHC GE Healthcare Technology Reduce -60.0% 0.00% −0.00
VWO Vanguard Ftse Emerging Marke Sold out 0.00% −0.00
VBR Vngrd Mrngst SL-CP Val ETF-U Reduce -0.1% 8.48% −0.00
TD Toronto-Dominion Bank Sold out 0.00% −0.00
ATO Atmos Energy Corp. Reduce -26.5% 0.01% −0.00
DXJ Wisdomtree Japan Hedged Eq Sold out 0.00% −0.00
XBI SS SPDR S&P Biotech ETF Sold out 0.00% −0.00
MRSH Marsh & McLennan Cos Reduce -5.3% 0.06% −0.00
AAL American Airlines Group Inc. Sold out 0.00% −0.00
PRU Prudential Financial Inc. Reduce -22.9% 0.01% −0.00
SJM The JM Smucker Co. Reduce -11.2% 0.01% −0.00
EEM iShares MSCI Emerging Market Sold out 0.00% −0.00

Portfolio Buys Q4 2023 → Q1 2024
XCEM Columbia Em Core Ex-China New 1.46% +1.46
SPYV SS SPDR P S&P 500 Value ETF Add +2.5% 7.10% +0.23
RSP Invesco S&P 500 Equal Weight Add +0.9% 9.88% +0.16
XLRE SS Real Estate Select Sector Add +17.2% 1.96% +0.16
XLV SS Health Care Select Sector Add +6.1% 1.82% +0.13
SLYG SS SPDR S&P 600 SC GR ETF Add +6.9% 2.24% +0.10
SPDW Ste STR SPDR PT DW Eu ETF Add +3.0% 4.23% +0.08
SLYV SS SPDR S&P 600 SC Val ETF Add +10.0% 2.06% +0.06
MDYG SS SPDR S&P 400 MC GR ETF Add +7.0% 0.40% +0.06
RTX RTX Corp. Add +0.3% 0.35% +0.03
PG The Procter & Gamble Co. Add +0.0% 0.67% +0.03
WMT Walmart Inc. Add +1.4% 0.27% +0.02
MRK Merck & Co. Inc. Add +0.6% 0.18% +0.02
PANW Palo Alto Networks Inc. Add +833.3% 0.02% +0.02
PII Polaris Inc. New 0.01% +0.01
SPY SS SPDR S&P 500 ETF Trust-US Add +104.8% 0.03% +0.01
VONG Vanguard Russell 1000 Growth New 0.01% +0.01
SMCI Super Micro Computer Inc. New 0.01% +0.01
VOOG Vanguard S&P 500 Growth ETF Add +71.4% 0.02% +0.01
MGK Vngrd Mrgstr MG CP GR ETF-Ui Add +68.2% 0.02% +0.01
VTI VG Morningstar TS MKT ETF-US Add +58.4% 0.02% +0.01
ORCL Oracle Corp. Add +0.2% 0.07% +0.01
OTIS Otis Worldwide Corp. Add +0.2% 0.16% +0.01
IBM Intl Business Machines Corp. Add +7.1% 0.05% +0.01
HD Home Depot Inc. Add +0.1% 0.16% +0.01
COF Capital One Financial Corp. Add +777.8% 0.01% +0.01
ALL Allstate Corp. Add +0.3% 0.04% +0.01
FITB Fifth Third Bancorp Add +0.2% 0.34% +0.01
KSS Kohls Corp. New 0.00% +0.00
CI The Cigna Group Add +0.5% 0.04% +0.00
MFC Manulife Financial Corp. Add +0.0% 0.08% +0.00
VIG Vanguard Dividend Apprec ETF Add +25.5% 0.02% +0.00
PSX Phillips 66 Add +0.3% 0.03% +0.00
COST Costco Wholesale Corp. Add +2.4% 0.05% +0.00
DGX Quest Diagnostics Inc. Add +24.7% 0.03% +0.00
VZ Verizon Communications Inc. Add +0.2% 0.07% +0.00
QCOM Qualcomm Inc. Add +0.3% 0.03% +0.00
PLTR Palantir Technologies Inc. Class A Add +100.0% 0.00% +0.00
LYV Live Nation Entertainment Inc. New 0.00% +0.00
VOO Vanguard S&P 500 ETF New 0.00% +0.00
FTNT Fortinet Inc. New 0.00% +0.00
JOBY Joby Aviation Inc. New 0.00% +0.00
MO Altria Group Inc. Add +2.2% 0.04% +0.00
CGXU Cap Group Intl Focus New 0.00% +0.00
CGDV Cap Group Dividend Value New 0.00% +0.00
COP Conocophillips Add +0.3% 0.04% +0.00
BABA Alibaba Group Holding-SP ADR Add +52.4% 0.01% +0.00
JSMD Janus Small Mid Cap GR Alp New 0.00% +0.00
AIG American International Group Add +0.3% 0.02% +0.00
QQQM Invesco Nasdaq 100 ETF New 0.00% +0.00

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 430$418.3MHFSI, CGGR, VCRB, AVUV, RSP
Q1 2026 424$365.3MHFSI, CGGR, VCRB, AVUV, RSP
Q4 2025 421$256.0MCGGR, AVUV, RSP, RLY, CGCP
Q3 2025 418$235.3MCGGR, AVUV, RSP, RLY, CGCP
Q2 2025 420$218.5MCGGR, RSP, AVUV, RLY, CGCP
Q1 2025 393$196.6MCGGR, RSP, AVUV, RLY, CGCP
Q4 2024 411$204.9MCGGR, RSP, VBR, RLY, SPYV
Q3 2024 400$192.6MCGGR, RSP, VBR, SPYV, SPYG
Q2 2024 403$178.9MCGGR, RSP, VBR, SPYG, SPYV
Q1 2024 398$177.3MCGGR, RSP, VBR, SPYV, SPYG