New England Capital Financial Advisors LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 27, 2026), New England Capital Financial Advisors LLC reported 424 stock positions worth $365.3 million. Its top holding was Hartfor Strateg Income ETF-U (HFSI) at 24.2% of the portfolio, followed by Cap Group Growth Equity (CGGR, 15.3%) and Vanguard Core Bond ETF (VCRB, 12.5%). Compared with Q4 2025, it opened 21 new positions, sold out of 18, added to 104 and reduced 56. The biggest buy was Hartfor Strateg Income ETF-U (HFSI, shares +705%) and the biggest sale Cap Group Growth Equity (CGGR, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- MERIDEN, CT
- CIK
- 0001964652
- Portfolio Value
- $365.3M (Q1 2026)
- SEC Filing
- 0001964652-26-000002 ↗ filed Apr 27, 2026
Holdings Value
Holdings 424 stocks · $365.3M
| HFSI Hartfor Strateg Income ETF-U | 24.19% | 2,544,936 | $88.4M | Add +705.5% |
| CGGR Cap Group Growth Equity | 15.33% | 1,393,637 | $56.0M | Reduce -2.0% |
| VCRB Vanguard Core Bond ETF | 12.52% | 590,874 | $45.7M | Add +811.9% |
| AVUV Avantis US Small Cap Value | 6.60% | 218,324 | $24.1M | Reduce -0.1% |
| RSP Invesco S&P 500 Equal Weight | 6.01% | 114,458 | $22.0M | Add +1.6% |
| RLY SS Multi-Asset Real Ret ETF | 4.92% | 496,657 | $18.0M | Add +0.5% |
| SPYV SS SPDR P S&P 500 Value ETF | 3.13% | 202,384 | $11.5M | Reduce -3.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 2.83% | 105,439 | $10.3M | Reduce -7.2% |
| SPDW Ste STR SPDR PT DW Eu ETF | 2.77% | 221,732 | $10.1M | Reduce -4.3% |
| CGMU Cap Group Municipal Income | 2.10% | 282,765 | $7.7M | Add +81.8% |
| SLYG SS SPDR S&P 600 SC GR ETF | 1.76% | 66,530 | $6.4M | Add +27.0% |
| CSRE C&S Real Estate Active ETF | 1.74% | 242,299 | $6.4M | Add +55.6% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 1.66% | 142,805 | $6.1M | Add +24.7% |
| CGCP Cap Group Core Plus Income | 1.61% | 262,984 | $5.9M | Reduce -52.6% |
| XCEM Columbia Em Core Ex-China | 1.28% | 114,364 | $4.7M | Add +4.3% |
| PDBC Invesco Optimum Yield Divers | 1.23% | 260,342 | $4.5M | Reduce -2.1% |
| AAPL Apple Inc. | 0.57% | 8,166 | $2.1M | Reduce -0.5% |
| CGSD Cap Group Short Duration | 0.52% | 74,129 | $1.9M | Reduce -71.4% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.47% | 18,079 | $1.7M | Add +35.3% |
| CPSD CLMS S&P STR Alt Dec | 0.40% | 56,586 | $1.5M | Reduce -1.9% |
| XOM Exxon Mobil Corp. | 0.39% | 8,400 | $1.4M | Add +0.3% |
| TOUS T Rowe PRC International Eq | 0.31% | 33,157 | $1.1M | Add +1084.6% |
| RTX RTX Corp. | 0.30% | 5,763 | $1.1M | Reduce -4.8% |
| PG The Procter & Gamble Co. | 0.29% | 7,307 | $1.1M | Add +0.0% |
| WMT Walmart Inc. | 0.27% | 8,015 | $996K | Add +0.7% |
| SPGM State Street SPDR Portfolio | 0.24% | 11,583 | $877K | Add +10.3% |
| FITB Fifth Third Bancorp | 0.19% | 14,552 | $676K | Reduce -2.3% |
| NVDA Nvidia Corp. | 0.18% | 3,871 | $675K | Reduce -2.0% |
| AMZN Amazon.com Inc. | 0.18% | 3,152 | $657K | Reduce -2.2% |
| ES Eversource Energy | 0.17% | 8,854 | $613K | Reduce -0.7% |
| CVX Chevron Corp. | 0.16% | 2,825 | $585K | Add +0.1% |
| JNJ Johnson & Johnson | 0.16% | 2,351 | $575K | Add +0.4% |
| MSFT Microsoft Corp. | 0.15% | 1,482 | $548K | Add +0.1% |
| EFX Equifax Inc. | 0.15% | 3,034 | $546K | No change |
| TT Trane Technologies PLC | 0.14% | 1,236 | $515K | Reduce -7.5% |
| KO The Coca-Cola Co. | 0.13% | 6,027 | $458K | Reduce -2.0% |
| SLYV SS SPDR S&P 600 SC Val ETF | 0.12% | 4,715 | $446K | Add +0.2% |
| BOW Bowhead Specialty Holdings I | 0.12% | 19,876 | $446K | No change |
| BRK.B Berkshire Hathaway Inc. Class B | 0.12% | 926 | $444K | No change |
| TSLA Tesla Inc. | 0.12% | 1,185 | $440K | No change |
| T AT&T Inc. | 0.12% | 14,761 | $428K | Add +0.2% |
| BMY Bristol-Myers Squibb Co. | 0.11% | 6,394 | $388K | Add +0.2% |
| MCD McDonald's Corp. | 0.10% | 1,229 | $382K | Add +0.2% |
| HD Home Depot Inc. | 0.10% | 1,159 | $381K | Reduce -5.2% |
| XLRE SS Real Estate Select Sector | 0.10% | 8,877 | $362K | Add +0.3% |
| MU Micron Technology Inc. | 0.10% | 1,034 | $349K | No change |
| GE General Electric filed as GE AEROSPACE | 0.08% | 1,053 | $299K | Add +0.1% |
| META Meta Platforms Inc. Class A | 0.08% | 505 | $289K | Reduce -1.0% |
| AFL Aflac Inc. | 0.07% | 2,463 | $270K | Reduce -10.8% |
| GOOGL Alphabet Inc. Class A | 0.07% | 922 | $265K | Reduce -0.2% |
| MRK Merck & Co. Inc. | 0.07% | 2,182 | $262K | Add +0.6% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.07% | 2,701 | $260K | Reduce -3.6% |
| TEL Te Connectivity PLC | 0.07% | 1,240 | $259K | No change |
| CARR Carrier Global Corp. | 0.07% | 4,595 | $259K | Reduce -3.5% |
| UNH Unitedhealth Group Inc. | 0.07% | 927 | $251K | Add +0.2% |
| AXP American Express Co. | 0.06% | 774 | $234K | Add +0.3% |
| GEV GE Vernova Inc. | 0.06% | 240 | $209K | No change |
| MFC Manulife Financial Corp. | 0.06% | 5,951 | $205K | Add +0.1% |
| GLD SPDR Gold Shares | 0.05% | 458 | $197K | No change |
| OTIS Otis Worldwide Corp. | 0.05% | 2,533 | $195K | Reduce -3.9% |
| GSEW Goldman Sachs Eql WGHT Large | 0.05% | 2,209 | $187K | Add +0.3% |
| ORCL Oracle Corp. | 0.05% | 1,245 | $183K | Add +0.2% |
| HUBB Hubbell Inc. | 0.05% | 371 | $182K | Reduce -14.3% |
| APD Air Products & Chemicals Inc. | 0.05% | 611 | $178K | No change |
| JCI Johnson Controls Internation | 0.05% | 1,320 | $173K | No change |
| PEP Pepsico Inc. | 0.05% | 1,074 | $167K | Add +1.5% |
| DUK Duke Energy Corp. | 0.05% | 1,269 | $166K | No change |
| PFE Pfizer Inc. | 0.04% | 5,726 | $161K | Add +0.1% |
| ELV Elevance Health Inc. | 0.04% | 547 | $160K | Add +0.6% |
| CSCO Cisco Systems Inc. | 0.04% | 2,038 | $158K | Reduce -4.3% |
| NFLX Netflix Inc. | 0.04% | 1,605 | $154K | Reduce -3.0% |
| V Visa Inc. Class A | 0.04% | 509 | $154K | No change |
| GOOG Alphabet Inc. Class C | 0.04% | 533 | $153K | Reduce -15.8% |
| HIG Hartford Insurance Group Inc. | 0.04% | 1,127 | $152K | Reduce -10.9% |
| RF Regions Financial Corp. | 0.04% | 5,707 | $149K | No change |
| VZ Verizon Communications Inc. | 0.04% | 2,818 | $141K | Reduce -6.4% |
| UNM Unum Group | 0.04% | 1,904 | $139K | No change |
| PM Philip Morris International | 0.04% | 815 | $135K | Add +0.9% |
| CAT Caterpillar Inc. | 0.04% | 189 | $134K | No change |
| COST Costco Wholesale Corp. | 0.04% | 131 | $130K | No change |
| APH Amphenol Corp. Class A | 0.04% | 1,028 | $130K | Reduce -0.2% |
| MDT Medtronic PLC | 0.03% | 1,405 | $122K | Add +0.1% |
| HTH Hilltop Holdings Inc. | 0.03% | 3,384 | $121K | No change |
| FTEC Fidelity MSCI Info Tech Indx | 0.03% | 544 | $113K | No change |
| AZN Astrazeneca PLC | 0.03% | 560 | $110K | No change |
| LNT Alliant Energy Corp. | 0.03% | 1,486 | $107K | No change |
| GS Goldman Sachs Group Inc. | 0.03% | 115 | $97K | Reduce -14.8% |
| CR Crane Co. | 0.03% | 567 | $97K | No change |
| BP BP PLC-Spons ADR | 0.03% | 2,002 | $94K | No change |
| IR Ingersoll-Rand Inc. | 0.03% | 1,144 | $92K | No change |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.02% | 570 | $91K | No change |
| ROK Rockwell Automation Inc. | 0.02% | 250 | $90K | No change |
| COP Conocophillips | 0.02% | 675 | $89K | Add +0.5% |
| PLD Prologis Inc. | 0.02% | 660 | $87K | Add +0.9% |
| WBD Warner Bros Discovery Inc. | 0.02% | 3,154 | $87K | No change |
| CI The Cigna Group | 0.02% | 321 | $86K | Add +0.3% |
| DE Deere & Co. | 0.02% | 148 | $83K | Add +0.7% |
| VXF Vanguard Extended Market ETF | 0.02% | 394 | $81K | No change |
| GPN Global Payments Inc. | 0.02% | 1,189 | $80K | Reduce -32.9% |
| FIS Fidelity National Info Serv | 0.02% | 1,692 | $79K | Add +21.8% |
Lines left out (1) · $1 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| PLG Platinum Group Metals Ltd. | COM | 0 | $1 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $365.3M.
Portfolio Sells Q4 2025 → Q1 2026
| CGGR Cap Group Growth Equity | Reduce -2.0% | 15.33% | −9.37 |
| CGCP Cap Group Core Plus Income | Reduce -52.6% | 1.61% | −3.30 |
| CGSD Cap Group Short Duration | Reduce -71.4% | 0.52% | −2.11 |
| AVUV Avantis US Small Cap Value | Reduce -0.1% | 6.60% | −2.10 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -7.2% | 2.83% | −1.91 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -3.3% | 3.13% | −1.51 |
| SPDW Ste STR SPDR PT DW Eu ETF | Reduce -4.3% | 2.77% | −1.25 |
| EVLN Eaton Vance Floating-Rate | Sold out | 0.00% | −1.17 |
| AAPL Apple Inc. | Reduce -0.5% | 0.57% | −0.30 |
| CPSD CLMS S&P STR Alt Dec | Reduce -1.9% | 0.40% | −0.18 |
| PDBC Invesco Optimum Yield Divers | Reduce -2.1% | 1.23% | −0.14 |
| RTX RTX Corp. | Reduce -4.8% | 0.30% | −0.13 |
| AMZN Amazon.com Inc. | Reduce -2.2% | 0.18% | −0.11 |
| NVDA Nvidia Corp. | Reduce -2.0% | 0.18% | −0.10 |
| FITB Fifth Third Bancorp | Reduce -2.3% | 0.19% | −0.09 |
| ES Eversource Energy | Reduce -0.7% | 0.17% | −0.07 |
| TT Trane Technologies PLC | Reduce -7.5% | 0.14% | −0.06 |
| HD Home Depot Inc. | Reduce -5.2% | 0.10% | −0.06 |
| DIS The Walt Disney Co. | Reduce -3.6% | 0.07% | −0.05 |
| META Meta Platforms Inc. Class A | Reduce -1.0% | 0.08% | −0.05 |
| AFL Aflac Inc. | Reduce -10.8% | 0.07% | −0.04 |
| KO The Coca-Cola Co. | Reduce -2.0% | 0.13% | −0.04 |
| GOOGL Alphabet Inc. Class A | Reduce -0.2% | 0.07% | −0.04 |
| OTIS Otis Worldwide Corp. | Reduce -3.9% | 0.05% | −0.04 |
| IBM Intl Business Machines Corp. | Reduce -42.5% | 0.02% | −0.04 |
| GOOG Alphabet Inc. Class C | Reduce -15.8% | 0.04% | −0.04 |
| GPN Global Payments Inc. | Reduce -32.9% | 0.02% | −0.03 |
| CARR Carrier Global Corp. | Reduce -3.5% | 0.07% | −0.03 |
| ABBV Abbvie Inc. | Reduce -32.5% | 0.02% | −0.03 |
| HIG Hartford Insurance Group Inc. | Reduce -10.9% | 0.04% | −0.03 |
| HUBB Hubbell Inc. | Reduce -14.3% | 0.05% | −0.03 |
| CSCO Cisco Systems Inc. | Reduce -4.3% | 0.04% | −0.02 |
| PANW Palo Alto Networks Inc. | Reduce -65.0% | 0.01% | −0.02 |
| GS Goldman Sachs Group Inc. | Reduce -14.8% | 0.03% | −0.02 |
| LHX L3HARRIS Technologies Inc. | Sold out | 0.00% | −0.02 |
| APH Amphenol Corp. Class A | Reduce -0.2% | 0.04% | −0.02 |
| NFLX Netflix Inc. | Reduce -3.0% | 0.04% | −0.02 |
| SNV Synovus Financial Corp. | Sold out | 0.00% | −0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -21.4% | 0.02% | −0.01 |
| JPM JPMorgan Chase & Co. | Reduce -12.6% | 0.02% | −0.01 |
| LUV Southwest Airlines Co. | Reduce -75.3% | 0.00% | −0.01 |
| UPS United Parcel Service Class B | Reduce -16.4% | 0.01% | −0.01 |
| D Dominion Energy Inc. | Reduce -73.2% | 0.00% | −0.01 |
| SWK Stanley Black & Decker Inc. | Reduce -8.3% | 0.01% | −0.01 |
| VZ Verizon Communications Inc. | Reduce -6.4% | 0.04% | −0.01 |
| GILD Gilead Sciences Inc. | Reduce -20.9% | 0.01% | −0.01 |
| PCAR Paccar Inc. | Sold out | 0.00% | −0.01 |
| GSK GSK PLC-Spon ADR | Sold out | 0.00% | −0.01 |
| PLTR Palantir Technologies Inc. Class A | Reduce -16.7% | 0.01% | −0.01 |
| KVUE Kenvue Inc. | Reduce -19.1% | 0.01% | −0.01 |
Portfolio Buys Q4 2025 → Q1 2026
| HFSI Hartfor Strateg Income ETF-U | Add +705.5% | 24.19% | +19.81 |
| VCRB Vanguard Core Bond ETF | Add +811.9% | 12.52% | +10.55 |
| CGMU Cap Group Municipal Income | Add +81.8% | 2.10% | +0.44 |
| TOUS T Rowe PRC International Eq | Add +1084.6% | 0.31% | +0.28 |
| CSRE C&S Real Estate Active ETF | Add +55.6% | 1.74% | +0.19 |
| GARP iShares MSCI USA Quality Gar | New | 0.02% | +0.02 |
| CLX Clorox Company | New | 0.01% | +0.01 |
| SLV iShares Silver Trust | New | 0.01% | +0.01 |
| WBS Webster Financial Corp. | Add +246.8% | 0.01% | +0.01 |
| PNFP Pinnacle Financial Partners | New | 0.00% | +0.00 |
| BFLY Butterfly Network Inc. | Add +200.0% | 0.01% | +0.00 |
| BEPC Brookfield Renewable Corp. | Add +70.0% | 0.02% | +0.00 |
| CPSF Calms S&P 500 S PR ETF - Feb | Add +172.4% | 0.01% | +0.00 |
| VGK Vanguard Ftse Europe ETF | New | 0.00% | +0.00 |
| SAFE Safehold Inc. | New | 0.00% | +0.00 |
| CPSR Cal S&P 500 St Alt P ETF - M | Add +62.1% | 0.01% | +0.00 |
| MEME Roundhill Meme Stock ETF | New | 0.00% | +0.00 |
| WAT Waters Corp. | New | 0.00% | +0.00 |
| BWXT BWX Technologies Inc. | New | 0.00% | +0.00 |
| GDX Vaneck Gold Miners ETF | New | 0.00% | +0.00 |
| CPSY Calamos S&P 500 Sap ETF Jan | New | 0.00% | +0.00 |
| ATI Ati Inc. | New | 0.00% | +0.00 |
| DAL Delta Air Lines Inc. | New | 0.00% | +0.00 |
| VALE Vale SA-SP ADR | New | 0.00% | +0.00 |
| USAS Americas Gold and Silver Cor | New | 0.00% | +0.00 |
| MGA Magna International Inc. | New | 0.00% | +0.00 |
| NEM Newmont Corp. | New | 0.00% | +0.00 |
| DOW Dow Inc. | Add +0.9% | 0.00% | +0.00 |
| SHLD Global X Defense Tech ETF | New | 0.00% | +0.00 |
| IA Innovative Solutions & Supp | New | 0.00% | +0.00 |
| LULU Lululemon Athletica Inc. | Add +200.0% | 0.00% | +0.00 |
| SLVP iShares MSCI Global Silver A | New | 0.00% | +0.00 |
| GLDG Goldmining Inc. | New | 0.00% | +0.00 |
| HL Hecla Mining Co. | Add +80.0% | 0.00% | +0.00 |
| CC The Chemours Co. | Add +1.1% | 0.00% | +0.00 |
| NKE Nike Inc. Class B | Add +75.4% | 0.01% | +0.00 |
| HURA Tuhura Biosciences Inc. | Add +39.1% | 0.00% | +0.00 |
| CSV Carriage Services Inc. | Add +3.2% | 0.00% | −0.00 |
| ET Energy Transfer LP | Add +18.8% | 0.00% | −0.00 |
| PSX Phillips 66 | Add +0.3% | 0.02% | −0.00 |
| BSX Boston Scientific Corp. | Add +8.3% | 0.00% | −0.00 |
| COP Conocophillips | Add +0.5% | 0.02% | −0.00 |
| IP International Paper Co. | Add +2.9% | 0.00% | −0.00 |
| NLY Annaly Capital Management Inc. | Add +3.2% | 0.00% | −0.00 |
| LNC Lincoln National Corp. | Add +2.1% | 0.00% | −0.00 |
| CTVA Corteva Inc. | Add +0.6% | 0.00% | −0.00 |
| KEY Keycorp | Add +0.4% | 0.00% | −0.00 |
| GEHC GE Healthcare Technology | Add +13.0% | 0.00% | −0.00 |
| HOG Harley-Davidson Inc. | Add +0.7% | 0.00% | −0.00 |
| VTRS Viatris Inc. | Add +0.9% | 0.00% | −0.00 |
Notes & Other Activity Q4 2025 → Q1 2026
| XLC SS Comm Select Sector SPDR | ST STR SVC ETF | Sold out | 0 | $47before exit |
| PPA Invesco Aerospace & Defense | AEROSPACE DEFN | Sold out | 0 | $29before exit |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Sold out | 9 | $9before exit |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Sold out | 9 | $5before exit |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | Sold out | 9 | $4before exit |
| PLG Platinum Group Metals Ltd. | COM | Reduce -100.0% | 0 | $1 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 430 | $418.3M | HFSI, CGGR, VCRB, AVUV, RSP |
| Q1 2026 | 424 | $365.3M | HFSI, CGGR, VCRB, AVUV, RSP |
| Q4 2025 | 421 | $256.0M | CGGR, AVUV, RSP, RLY, CGCP |
| Q3 2025 | 418 | $235.3M | CGGR, AVUV, RSP, RLY, CGCP |
| Q2 2025 | 420 | $218.5M | CGGR, RSP, AVUV, RLY, CGCP |
| Q1 2025 | 393 | $196.6M | CGGR, RSP, AVUV, RLY, CGCP |
| Q4 2024 | 411 | $204.9M | CGGR, RSP, VBR, RLY, SPYV |
| Q3 2024 | 400 | $192.6M | CGGR, RSP, VBR, SPYV, SPYG |
| Q2 2024 | 403 | $178.9M | CGGR, RSP, VBR, SPYG, SPYV |
| Q1 2024 | 398 | $177.3M | CGGR, RSP, VBR, SPYV, SPYG |