New England Capital Financial Advisors LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 2, 2024), New England Capital Financial Advisors LLC reported 398 stock positions worth $177.3 million. Its top holding was Cap Group Growth Equity (CGGR) at 29.0% of the portfolio, followed by Invesco S&P 500 Equal Weight (RSP, 9.9%) and Vngrd Mrngst SL-CP Val ETF-U (VBR, 8.5%). Compared with Q4 2023, it opened 23 new positions, sold out of 24, added to 119 and reduced 41. The biggest buy was a new position in Columbia Em Core Ex-China (XCEM) and the biggest sale State Street SP PTF Em ETF (SPEM, shares −93%).
- Most Recent 13F
- Q2 2026
- Location
- MERIDEN, CT
- CIK
- 0001964652
- Portfolio Value
- $177.3M (Q1 2024)
- SEC Filing
- 0001964652-24-000002 ↗ filed May 2, 2024
Holdings Value
Holdings 398 stocks · $177.3M
| CGGR Cap Group Growth Equity | 29.00% | 1,607,380 | $51.4M | Reduce -1.1% |
| RSP Invesco S&P 500 Equal Weight | 9.88% | 103,442 | $17.5M | Add +0.9% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 8.48% | 78,373 | $15.0M | Reduce -0.1% |
| SPYV SS SPDR P S&P 500 Value ETF | 7.10% | 251,408 | $12.6M | Add +2.5% |
| SPYG SS SPDR P S&P 500 Growth ETF | 6.56% | 158,935 | $11.6M | Reduce -0.4% |
| CGCP Cap Group Core Plus Income | 4.70% | 371,045 | $8.3M | Add +6.7% |
| SPDW Ste STR SPDR PT DW Eu ETF | 4.23% | 209,279 | $7.5M | Add +3.0% |
| CGSD Cap Group Short Duration | 2.93% | 204,297 | $5.2M | Add +3.0% |
| SLYG SS SPDR S&P 600 SC GR ETF | 2.24% | 45,460 | $4.0M | Add +6.9% |
| SLYV SS SPDR S&P 600 SC Val ETF | 2.06% | 43,950 | $3.6M | Add +10.0% |
| XLRE SS Real Estate Select Sector | 1.96% | 88,118 | $3.5M | Add +17.2% |
| XLV SS Health Care Select Sector | 1.82% | 21,795 | $3.2M | Add +6.1% |
| CGMU Cap Group Municipal Income | 1.69% | 110,796 | $3.0M | Add +0.3% |
| FLRN SS SPDR BB Ig Float RT ETF | 1.59% | 91,228 | $2.8M | Add +3.1% |
| XCEM Columbia Em Core Ex-China | 1.46% | 83,324 | $2.6M | New |
| AAPL Apple Inc. | 0.74% | 7,701 | $1.3M | Reduce -0.8% |
| PG The Procter & Gamble Co. | 0.67% | 7,333 | $1.2M | Add +0.0% |
| EFX Equifax Inc. | 0.46% | 3,034 | $812K | No change |
| XOM Exxon Mobil Corp. | 0.45% | 6,809 | $791K | Reduce -27.6% |
| HUBB Hubbell Inc. | 0.43% | 1,828 | $759K | Reduce -7.0% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.40% | 8,225 | $718K | Add +7.0% |
| MSFT Microsoft Corp. | 0.36% | 1,512 | $636K | Reduce -1.8% |
| RTX RTX Corp. | 0.35% | 6,395 | $624K | Add +0.3% |
| FITB Fifth Third Bancorp | 0.34% | 16,033 | $597K | Add +0.2% |
| AMZN Amazon.com Inc. | 0.33% | 3,243 | $585K | Reduce -59.3% |
| ES Eversource Energy | 0.30% | 8,783 | $525K | Reduce -5.6% |
| WMT Walmart Inc. | 0.27% | 8,035 | $483K | Add +1.4% |
| UNH Unitedhealth Group Inc. | 0.26% | 918 | $454K | Add +0.1% |
| CVX Chevron Corp. | 0.23% | 2,569 | $405K | Add +0.2% |
| TT Trane Technologies PLC | 0.22% | 1,323 | $397K | No change |
| JNJ Johnson & Johnson | 0.22% | 2,499 | $395K | Reduce -17.0% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.22% | 3,215 | $393K | Reduce -0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.21% | 900 | $378K | Reduce -24.2% |
| SPGM State Street SPDR Portfolio | 0.21% | 6,227 | $372K | Reduce -9.4% |
| KO The Coca-Cola Co. | 0.20% | 5,906 | $361K | No change |
| BMY Bristol-Myers Squibb Co. | 0.19% | 6,338 | $344K | Add +0.2% |
| EDOW First Trust Dow 30 Eql WGHT | 0.19% | 9,757 | $336K | Add +0.1% |
| MCD McDonald's Corp. | 0.19% | 1,182 | $333K | Add +0.3% |
| ELV Elevance Health Inc. | 0.19% | 639 | $331K | No change |
| MRK Merck & Co. Inc. | 0.18% | 2,361 | $312K | Add +0.6% |
| CARR Carrier Global Corp. | 0.17% | 5,220 | $303K | Add +0.2% |
| NVDA Nvidia Corp. | 0.17% | 332 | $300K | No change |
| OTIS Otis Worldwide Corp. | 0.16% | 2,937 | $292K | Add +0.2% |
| HD Home Depot Inc. | 0.16% | 752 | $289K | Add +0.1% |
| T AT&T Inc. | 0.15% | 14,971 | $263K | Reduce -6.9% |
| GPN Global Payments Inc. | 0.15% | 1,955 | $261K | No change |
| AFL Aflac Inc. | 0.14% | 2,934 | $252K | Add +0.1% |
| META Meta Platforms Inc. Class A | 0.13% | 471 | $229K | Reduce -12.8% |
| TSLA Tesla Inc. | 0.11% | 1,136 | $200K | Reduce -7.0% |
| AXP American Express Co. | 0.10% | 812 | $185K | Reduce -56.7% |
| PFE Pfizer Inc. | 0.10% | 6,593 | $183K | Add +0.1% |
| TEL Te Connectivity Ltd. | 0.10% | 1,247 | $181K | No change |
| PEP Pepsico Inc. | 0.10% | 1,007 | $176K | Add +0.5% |
| SPEM State Street SP PTF Em ETF | 0.10% | 4,856 | $176K | Reduce -93.4% |
| APD Air Products & Chemicals Inc. | 0.08% | 611 | $148K | No change |
| IWO iShares Russell 2000 Growth | 0.08% | 540 | $146K | Add +0.2% |
| V Visa Inc. Class A | 0.08% | 521 | $145K | Reduce -7.0% |
| MFC Manulife Financial Corp. | 0.08% | 5,526 | $138K | Add +0.0% |
| DOW Dow Inc. | 0.08% | 2,306 | $134K | Add +0.3% |
| RF Regions Financial Corp. | 0.07% | 6,236 | $131K | No change |
| HIG Hartford Insurance Group Inc. | 0.07% | 1,250 | $129K | No change |
| DUK Duke Energy Corp. | 0.07% | 1,309 | $127K | No change |
| ORCL Oracle Corp. | 0.07% | 993 | $125K | Add +0.2% |
| GE General Electric | 0.07% | 700 | $123K | No change |
| VZ Verizon Communications Inc. | 0.07% | 2,882 | $121K | Add +0.2% |
| FTEC Fidelity MSCI Info Tech Indx | 0.07% | 742 | $116K | No change |
| MDT Medtronic PLC | 0.06% | 1,300 | $113K | Add +0.1% |
| IR Ingersoll-Rand Inc. | 0.06% | 1,143 | $109K | No change |
| MRSH Marsh & McLennan Cos | 0.06% | 513 | $106K | Reduce -5.3% |
| FIS Fidelity National Info Serv | 0.06% | 1,389 | $103K | No change |
| GOOGL Alphabet Inc. Class A | 0.06% | 682 | $103K | No change |
| UNM Unum Group | 0.06% | 1,904 | $102K | No change |
| CSCO Cisco Systems Inc. | 0.06% | 2,016 | $101K | Reduce -11.0% |
| NFLX Netflix Inc. | 0.06% | 161 | $97K | No change |
| COST Costco Wholesale Corp. | 0.05% | 129 | $95K | Add +2.4% |
| IWM iShares Russell 2000 ETF | 0.05% | 449 | $94K | Add +0.2% |
| CR Crane Co. | 0.05% | 640 | $86K | No change |
| GOOG Alphabet Inc. Class C | 0.05% | 558 | $85K | Reduce -66.5% |
| JCI Johnson Controls Internation | 0.05% | 1,295 | $85K | No change |
| CMCSA Comcast Corp. Class A | 0.05% | 1,926 | $84K | Add +0.1% |
| PLD Prologis Inc. | 0.05% | 639 | $83K | Add +0.3% |
| GLD SPDR Gold Shares | 0.05% | 400 | $82K | No change |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.05% | 421 | $80K | Add +7.1% |
| SNV Synovus Financial Corp. | 0.04% | 1,987 | $80K | No change |
| WFC Wells Fargo & Co. | 0.04% | 1,365 | $79K | Reduce -6.6% |
| AZN Astrazeneca PLC-Spons ADR | 0.04% | 1,120 | $76K | Reduce -38.4% |
| COP Conocophillips | 0.04% | 595 | $76K | Add +0.3% |
| INTC Intel Corp. | 0.04% | 1,698 | $75K | Add +0.3% |
| LNT Alliant Energy Corp. | 0.04% | 1,486 | $75K | No change |
| ROK Rockwell Automation Inc. | 0.04% | 250 | $73K | No change |
| ABBV Abbvie Inc. | 0.04% | 398 | $72K | No change |
| MO Altria Group Inc. | 0.04% | 1,608 | $70K | Add +2.2% |
| PM Philip Morris International | 0.04% | 757 | $69K | Add +1.2% |
| CAT Caterpillar Inc. | 0.04% | 189 | $69K | No change |
| ALLE Allegion PLC | 0.04% | 514 | $69K | No change |
| ITW Illinois Tool Works | 0.04% | 254 | $68K | No change |
| CI The Cigna Group | 0.04% | 188 | $68K | Add +0.5% |
| ALL Allstate Corp. | 0.04% | 372 | $64K | Add +0.3% |
| BAH Booz Allen Hamilton Holdings | 0.03% | 404 | $60K | No change |
| ABT Abbott Laboratories | 0.03% | 523 | $59K | Add +0.2% |
Portfolio Sells Q4 2023 → Q1 2024
| SPEM State Street SP PTF Em ETF | Reduce -93.4% | 0.10% | −1.47 |
| VGT Vanguard Info Tech ETF | Reduce -98.2% | 0.02% | −0.93 |
| AMZN Amazon.com Inc. | Reduce -59.3% | 0.33% | −0.40 |
| AAPL Apple Inc. | Reduce -0.8% | 0.74% | −0.15 |
| SLB SLB Ltd. | Sold out | 0.00% | −0.13 |
| XOM Exxon Mobil Corp. | Reduce -27.6% | 0.45% | −0.12 |
| AXP American Express Co. | Reduce -56.7% | 0.10% | −0.11 |
| REGN Regeneron Pharmaceuticals | Sold out | 0.00% | −0.11 |
| SHOP Shopify Inc. Class A | Reduce -99.5% | 0.00% | −0.09 |
| CVS CVS Health Corp. | Reduce -77.7% | 0.03% | −0.09 |
| GOOG Alphabet Inc. Class C | Reduce -66.5% | 0.05% | −0.09 |
| TSLA Tesla Inc. | Reduce -7.0% | 0.11% | −0.07 |
| KMI Kinder Morgan Inc. | Sold out | 0.00% | −0.07 |
| JNJ Johnson & Johnson | Reduce -17.0% | 0.22% | −0.06 |
| SCHF Schwab Intl Equity ETF | Sold out | 0.00% | −0.05 |
| ES Eversource Energy | Reduce -5.6% | 0.30% | −0.05 |
| BAC Bank of America Corp. | Reduce -74.2% | 0.02% | −0.05 |
| BP BP PLC-Spons ADR | Reduce -71.5% | 0.02% | −0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -24.2% | 0.21% | −0.04 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -38.4% | 0.04% | −0.03 |
| MOTO Guinn Atk SMRT TRNS & Tech-U | Sold out | 0.00% | −0.03 |
| SPGM State Street SPDR Portfolio | Reduce -9.4% | 0.21% | −0.02 |
| FHLC Fidelity MSCI Health Care | Sold out | 0.00% | −0.02 |
| T AT&T Inc. | Reduce -6.9% | 0.15% | −0.01 |
| EXAS Exact Sciences Corp. | Sold out | 0.00% | −0.01 |
| CSCO Cisco Systems Inc. | Reduce -11.0% | 0.06% | −0.01 |
| SCHB Schwab US Broad Market ETF | Sold out | 0.00% | −0.01 |
| SOXX iShares Semiconductor ETF | Reduce -77.8% | 0.00% | −0.01 |
| MA Mastercard Inc. Class A | Reduce -37.9% | 0.01% | −0.01 |
| KBE SS SPDR S&P Bank ETF | Reduce -80.7% | 0.00% | −0.01 |
| V Visa Inc. Class A | Reduce -7.0% | 0.08% | −0.01 |
| CCI Crown Castle Inc. | Sold out | 0.00% | −0.01 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -80.3% | 0.00% | −0.01 |
| FIDI Fidelity Intl Hi Div ETF | Sold out | 0.00% | −0.01 |
| PFF iShares Preferred & Income S | Reduce -44.5% | 0.01% | −0.01 |
| KVUE Kenvue Inc. | Reduce -8.5% | 0.03% | −0.00 |
| MAS Masco Corp. | Sold out | 0.00% | −0.00 |
| VTEB Vanguard Tax-Exempt Bond ETF | Sold out | 0.00% | −0.00 |
| GEHC GE Healthcare Technology | Reduce -60.0% | 0.00% | −0.00 |
| VWO Vanguard Ftse Emerging Marke | Sold out | 0.00% | −0.00 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Reduce -0.1% | 8.48% | −0.00 |
| TD Toronto-Dominion Bank | Sold out | 0.00% | −0.00 |
| ATO Atmos Energy Corp. | Reduce -26.5% | 0.01% | −0.00 |
| DXJ Wisdomtree Japan Hedged Eq | Sold out | 0.00% | −0.00 |
| XBI SS SPDR S&P Biotech ETF | Sold out | 0.00% | −0.00 |
| MRSH Marsh & McLennan Cos | Reduce -5.3% | 0.06% | −0.00 |
| AAL American Airlines Group Inc. | Sold out | 0.00% | −0.00 |
| PRU Prudential Financial Inc. | Reduce -22.9% | 0.01% | −0.00 |
| SJM The JM Smucker Co. | Reduce -11.2% | 0.01% | −0.00 |
| EEM iShares MSCI Emerging Market | Sold out | 0.00% | −0.00 |
Portfolio Buys Q4 2023 → Q1 2024
| XCEM Columbia Em Core Ex-China | New | 1.46% | +1.46 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +2.5% | 7.10% | +0.23 |
| RSP Invesco S&P 500 Equal Weight | Add +0.9% | 9.88% | +0.16 |
| XLRE SS Real Estate Select Sector | Add +17.2% | 1.96% | +0.16 |
| XLV SS Health Care Select Sector | Add +6.1% | 1.82% | +0.13 |
| SLYG SS SPDR S&P 600 SC GR ETF | Add +6.9% | 2.24% | +0.10 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +3.0% | 4.23% | +0.08 |
| SLYV SS SPDR S&P 600 SC Val ETF | Add +10.0% | 2.06% | +0.06 |
| MDYG SS SPDR S&P 400 MC GR ETF | Add +7.0% | 0.40% | +0.06 |
| RTX RTX Corp. | Add +0.3% | 0.35% | +0.03 |
| PG The Procter & Gamble Co. | Add +0.0% | 0.67% | +0.03 |
| WMT Walmart Inc. | Add +1.4% | 0.27% | +0.02 |
| MRK Merck & Co. Inc. | Add +0.6% | 0.18% | +0.02 |
| PANW Palo Alto Networks Inc. | Add +833.3% | 0.02% | +0.02 |
| PII Polaris Inc. | New | 0.01% | +0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +104.8% | 0.03% | +0.01 |
| VONG Vanguard Russell 1000 Growth | New | 0.01% | +0.01 |
| SMCI Super Micro Computer Inc. | New | 0.01% | +0.01 |
| VOOG Vanguard S&P 500 Growth ETF | Add +71.4% | 0.02% | +0.01 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +68.2% | 0.02% | +0.01 |
| VTI VG Morningstar TS MKT ETF-US | Add +58.4% | 0.02% | +0.01 |
| ORCL Oracle Corp. | Add +0.2% | 0.07% | +0.01 |
| OTIS Otis Worldwide Corp. | Add +0.2% | 0.16% | +0.01 |
| IBM Intl Business Machines Corp. | Add +7.1% | 0.05% | +0.01 |
| HD Home Depot Inc. | Add +0.1% | 0.16% | +0.01 |
| COF Capital One Financial Corp. | Add +777.8% | 0.01% | +0.01 |
| ALL Allstate Corp. | Add +0.3% | 0.04% | +0.01 |
| FITB Fifth Third Bancorp | Add +0.2% | 0.34% | +0.01 |
| KSS Kohls Corp. | New | 0.00% | +0.00 |
| CI The Cigna Group | Add +0.5% | 0.04% | +0.00 |
| MFC Manulife Financial Corp. | Add +0.0% | 0.08% | +0.00 |
| VIG Vanguard Dividend Apprec ETF | Add +25.5% | 0.02% | +0.00 |
| PSX Phillips 66 | Add +0.3% | 0.03% | +0.00 |
| COST Costco Wholesale Corp. | Add +2.4% | 0.05% | +0.00 |
| DGX Quest Diagnostics Inc. | Add +24.7% | 0.03% | +0.00 |
| VZ Verizon Communications Inc. | Add +0.2% | 0.07% | +0.00 |
| QCOM Qualcomm Inc. | Add +0.3% | 0.03% | +0.00 |
| PLTR Palantir Technologies Inc. Class A | Add +100.0% | 0.00% | +0.00 |
| LYV Live Nation Entertainment Inc. | New | 0.00% | +0.00 |
| VOO Vanguard S&P 500 ETF | New | 0.00% | +0.00 |
| FTNT Fortinet Inc. | New | 0.00% | +0.00 |
| JOBY Joby Aviation Inc. | New | 0.00% | +0.00 |
| MO Altria Group Inc. | Add +2.2% | 0.04% | +0.00 |
| CGXU Cap Group Intl Focus | New | 0.00% | +0.00 |
| CGDV Cap Group Dividend Value | New | 0.00% | +0.00 |
| COP Conocophillips | Add +0.3% | 0.04% | +0.00 |
| BABA Alibaba Group Holding-SP ADR | Add +52.4% | 0.01% | +0.00 |
| JSMD Janus Small Mid Cap GR Alp | New | 0.00% | +0.00 |
| AIG American International Group | Add +0.3% | 0.02% | +0.00 |
| QQQM Invesco Nasdaq 100 ETF | New | 0.00% | +0.00 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 430 | $418.3M | HFSI, CGGR, VCRB, AVUV, RSP |
| Q1 2026 | 424 | $365.3M | HFSI, CGGR, VCRB, AVUV, RSP |
| Q4 2025 | 421 | $256.0M | CGGR, AVUV, RSP, RLY, CGCP |
| Q3 2025 | 418 | $235.3M | CGGR, AVUV, RSP, RLY, CGCP |
| Q2 2025 | 420 | $218.5M | CGGR, RSP, AVUV, RLY, CGCP |
| Q1 2025 | 393 | $196.6M | CGGR, RSP, AVUV, RLY, CGCP |
| Q4 2024 | 411 | $204.9M | CGGR, RSP, VBR, RLY, SPYV |
| Q3 2024 | 400 | $192.6M | CGGR, RSP, VBR, SPYV, SPYG |
| Q2 2024 | 403 | $178.9M | CGGR, RSP, VBR, SPYG, SPYV |
| Q1 2024 | 398 | $177.3M | CGGR, RSP, VBR, SPYV, SPYG |