New England Capital Financial Advisors LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 2, 2026), New England Capital Financial Advisors LLC reported 421 stock positions worth $256.0 million. Its top holding was Cap Group Growth Equity (CGGR) at 24.7% of the portfolio, followed by Avantis US Small Cap Value (AVUV, 8.7%) and Invesco S&P 500 Equal Weight (RSP, 8.4%). Compared with Q3 2025, it opened 20 new positions, sold out of 18, added to 142 and reduced 35. The biggest buy was a new position in Hartfor Strateg Income ETF-U (HFSI) and the biggest sale Cap Group Growth Equity (CGGR, shares −2%).
- Most Recent 13F
- Q2 2026
- Location
- MERIDEN, CT
- CIK
- 0001964652
- Portfolio Value
- $256.0M (Q4 2025)
- SEC Filing
- 0001964652-26-000001 ↗ filed Feb 2, 2026
Holdings Value
Holdings 421 stocks · $256.0M
| CGGR Cap Group Growth Equity | 24.71% | 1,422,344 | $63.3M | Reduce -1.6% |
| AVUV Avantis US Small Cap Value | 8.70% | 218,518 | $22.3M | Add +0.7% |
| RSP Invesco S&P 500 Equal Weight | 8.43% | 112,630 | $21.6M | Add +1.1% |
| RLY SS Multi-Asset Real Ret ETF | 6.07% | 494,151 | $15.5M | Add +1.4% |
| CGCP Cap Group Core Plus Income | 4.91% | 554,916 | $12.6M | Reduce -2.3% |
| SPYG SS SPDR P S&P 500 Growth ETF | 4.73% | 113,593 | $12.1M | Reduce -1.1% |
| SPYV SS SPDR P S&P 500 Value ETF | 4.64% | 209,175 | $11.9M | Reduce -0.6% |
| HFSI Hartfor Strateg Income ETF-U | 4.38% | 315,964 | $11.2M | New |
| SPDW Ste STR SPDR PT DW Eu ETF | 4.02% | 231,729 | $10.3M | Add +3.4% |
| CGSD Cap Group Short Duration | 2.63% | 258,901 | $6.7M | Reduce -3.5% |
| VCRB Vanguard Core Bond ETF | 1.97% | 64,798 | $5.0M | New |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 1.95% | 114,486 | $5.0M | Add +15.5% |
| SLYG SS SPDR S&P 600 SC GR ETF | 1.93% | 52,404 | $4.9M | Add +4.6% |
| CGMU Cap Group Municipal Income | 1.66% | 155,516 | $4.3M | Add +10.2% |
| XCEM Columbia Em Core Ex-China | 1.64% | 109,643 | $4.2M | Add +3.8% |
| CSRE C&S Real Estate Active ETF | 1.55% | 155,736 | $4.0M | Add +7.3% |
| PDBC Invesco Optimum Yield Divers | 1.38% | 265,886 | $3.5M | Add +5.6% |
| EVLN Eaton Vance Floating-Rate | 1.17% | 60,661 | $3.0M | Reduce -12.4% |
| AAPL Apple Inc. | 0.87% | 8,204 | $2.2M | Add +0.7% |
| CPSD CLMS S&P STR Alt Dec | 0.59% | 57,698 | $1.5M | Add +0.4% |
| MDYG SS SPDR S&P 400 MC GR ETF | 0.48% | 13,358 | $1.2M | Add +6.0% |
| RTX RTX Corp. | 0.43% | 6,051 | $1.1M | Reduce -4.7% |
| PG The Procter & Gamble Co. | 0.41% | 7,305 | $1.0M | Add +0.0% |
| XOM Exxon Mobil Corp. | 0.39% | 8,379 | $1.0M | Add +0.1% |
| WMT Walmart Inc. | 0.35% | 7,959 | $887K | Reduce -1.6% |
| SPGM State Street SPDR Portfolio | 0.31% | 10,501 | $806K | Add +7.9% |
| AMZN Amazon.com Inc. | 0.29% | 3,222 | $744K | Reduce -3.4% |
| NVDA Nvidia Corp. | 0.29% | 3,950 | $737K | Add +11.3% |
| MSFT Microsoft Corp. | 0.28% | 1,480 | $716K | Reduce -1.3% |
| FITB Fifth Third Bancorp | 0.27% | 14,899 | $697K | Reduce -3.9% |
| EFX Equifax Inc. | 0.26% | 3,034 | $658K | No change |
| ES Eversource Energy | 0.23% | 8,914 | $600K | Add +0.3% |
| BOW Bowhead Specialty Holdings I | 0.22% | 19,876 | $567K | No change |
| TSLA Tesla Inc. | 0.21% | 1,185 | $533K | Add +2.0% |
| TT Trane Technologies PLC | 0.20% | 1,336 | $520K | Add +0.1% |
| JNJ Johnson & Johnson | 0.19% | 2,342 | $485K | Add +0.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.18% | 926 | $465K | Add +1.2% |
| CVX Chevron Corp. | 0.17% | 2,822 | $430K | Add +0.1% |
| KO The Coca-Cola Co. | 0.17% | 6,152 | $430K | Add +0.4% |
| SLYV SS SPDR S&P 600 SC Val ETF | 0.17% | 4,706 | $428K | Add +0.3% |
| HD Home Depot Inc. | 0.16% | 1,222 | $421K | Add +3.0% |
| MCD McDonald's Corp. | 0.15% | 1,226 | $375K | Add +0.3% |
| T AT&T Inc. | 0.14% | 14,729 | $366K | Add +0.2% |
| XLRE SS Real Estate Select Sector | 0.14% | 8,851 | $357K | Reduce -8.8% |
| BMY Bristol-Myers Squibb Co. | 0.13% | 6,379 | $344K | Add +2.6% |
| META Meta Platforms Inc. Class A | 0.13% | 510 | $337K | Reduce -2.9% |
| GE General Electric filed as GE AEROSPACE | 0.13% | 1,052 | $324K | Add +36.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.12% | 2,801 | $319K | Add +7.4% |
| UNH Unitedhealth Group Inc. | 0.12% | 925 | $305K | Add +0.1% |
| AFL Aflac Inc. | 0.12% | 2,762 | $305K | Add +0.1% |
| MU Micron Technology Inc. | 0.12% | 1,034 | $295K | Reduce -49.1% |
| GOOGL Alphabet Inc. Class A | 0.11% | 924 | $289K | Add +2.1% |
| AXP American Express Co. | 0.11% | 772 | $286K | Reduce -4.1% |
| TEL Te Connectivity PLC | 0.11% | 1,240 | $282K | No change |
| CARR Carrier Global Corp. | 0.10% | 4,764 | $252K | Add +0.3% |
| ORCL Oracle Corp. | 0.09% | 1,243 | $242K | Add +0.1% |
| OTIS Otis Worldwide Corp. | 0.09% | 2,637 | $230K | Add +0.3% |
| MRK Merck & Co. Inc. | 0.09% | 2,170 | $228K | Add +0.7% |
| MFC Manulife Financial Corp. | 0.08% | 5,947 | $216K | Add +0.1% |
| GOOG Alphabet Inc. Class C | 0.08% | 633 | $199K | No change |
| HUBB Hubbell Inc. | 0.08% | 433 | $192K | Add +0.2% |
| ELV Elevance Health Inc. | 0.07% | 544 | $191K | Add +0.2% |
| GSEW Goldman Sachs Eql WGHT Large | 0.07% | 2,203 | $187K | Add +0.4% |
| GLD SPDR Gold Shares | 0.07% | 458 | $182K | Add +2.5% |
| V Visa Inc. Class A | 0.07% | 509 | $178K | Add +0.2% |
| HIG Hartford Insurance Group Inc. | 0.07% | 1,265 | $174K | Add +16.1% |
| CSCO Cisco Systems Inc. | 0.06% | 2,129 | $164K | Add +0.6% |
| JCI Johnson Controls Internation | 0.06% | 1,320 | $158K | No change |
| GEV GE Vernova Inc. | 0.06% | 240 | $157K | Add +100.0% |
| NFLX Netflix Inc. | 0.06% | 1,655 | $155K | Add +2.8% |
| RF Regions Financial Corp. | 0.06% | 5,707 | $155K | No change |
| PEP Pepsico Inc. | 0.06% | 1,058 | $152K | No change |
| APD Air Products & Chemicals Inc. | 0.06% | 611 | $151K | No change |
| DUK Duke Energy Corp. | 0.06% | 1,269 | $149K | Add +0.1% |
| UNM Unum Group | 0.06% | 1,904 | $148K | No change |
| PFE Pfizer Inc. | 0.06% | 5,720 | $142K | Add +0.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.05% | 470 | $139K | No change |
| APH Amphenol Corp. Class A | 0.05% | 1,030 | $139K | Add +1.4% |
| GPN Global Payments Inc. | 0.05% | 1,771 | $137K | No change |
| MDT Medtronic PLC | 0.05% | 1,403 | $135K | Add +7.8% |
| PM Philip Morris International | 0.05% | 808 | $130K | Add +0.8% |
| ABBV Abbvie Inc. | 0.05% | 538 | $123K | No change |
| VZ Verizon Communications Inc. | 0.05% | 3,011 | $123K | Add +0.8% |
| FTEC Fidelity MSCI Info Tech Indx | 0.05% | 544 | $122K | Add +0.2% |
| GS Goldman Sachs Group Inc. | 0.05% | 135 | $119K | Add +800.0% |
| HTH Hilltop Holdings Inc. | 0.04% | 3,384 | $115K | New |
| COST Costco Wholesale Corp. | 0.04% | 131 | $113K | Add +0.8% |
| CAT Caterpillar Inc. | 0.04% | 189 | $108K | No change |
| CR Crane Co. | 0.04% | 567 | $105K | No change |
| AZN Astrazeneca PLC-Spons ADR | 0.04% | 1,120 | $103K | No change |
| ROK Rockwell Automation Inc. | 0.04% | 250 | $97K | No change |
| LNT Alliant Energy Corp. | 0.04% | 1,486 | $97K | No change |
| TOUS T Rowe PRC International Eq | 0.04% | 2,799 | $97K | New |
| FIS Fidelity National Info Serv | 0.04% | 1,389 | $92K | No change |
| WBD Warner Bros Discovery Inc. | 0.04% | 3,154 | $91K | Reduce -0.1% |
| IR Ingersoll-Rand Inc. | 0.04% | 1,144 | $91K | No change |
| CI The Cigna Group | 0.03% | 320 | $88K | Add +0.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.03% | 570 | $88K | No change |
| PLD Prologis Inc. | 0.03% | 654 | $84K | Add +0.3% |
| ALLE Allegion PLC | 0.03% | 522 | $83K | Add +0.2% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $18 (not counted above)
Lines left out (2) · $76 — a value with no share or principal amount
| Security | Class | Shares | Value |
|---|---|---|---|
| XLC SS Comm Select Sector SPDR | ST STR SVC ETF | 0 | $47 |
| PPA Invesco Aerospace & Defense | AEROSPACE DEFN | 0 | $29 |
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $256.0M.
Portfolio Sells Q3 2025 → Q4 2025
| CGGR Cap Group Growth Equity | Reduce -1.6% | 24.71% | −2.26 |
| CGCP Cap Group Core Plus Income | Reduce -2.3% | 4.91% | −0.58 |
| SPYG SS SPDR P S&P 500 Growth ETF | Reduce -1.1% | 4.73% | −0.37 |
| CGSD Cap Group Short Duration | Reduce -3.5% | 2.63% | −0.33 |
| SPYV SS SPDR P S&P 500 Value ETF | Reduce -0.6% | 4.64% | −0.31 |
| EVLN Eaton Vance Floating-Rate | Reduce -12.4% | 1.17% | −0.29 |
| MSFT Microsoft Corp. | Reduce -1.3% | 0.28% | −0.05 |
| XLRE SS Real Estate Select Sector | Reduce -8.8% | 0.14% | −0.03 |
| META Meta Platforms Inc. Class A | Reduce -2.9% | 0.13% | −0.03 |
| MU Micron Technology Inc. | Reduce -49.1% | 0.12% | −0.03 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -50.6% | 0.02% | −0.02 |
| VOO Vanguard S&P 500 ETF | Reduce -98.9% | 0.00% | −0.02 |
| FITB Fifth Third Bancorp | Reduce -3.9% | 0.27% | −0.02 |
| AMZN Amazon.com Inc. | Reduce -3.4% | 0.29% | −0.02 |
| RTX RTX Corp. | Reduce -4.7% | 0.43% | −0.02 |
| ALL Allstate Corp. | Reduce -29.6% | 0.02% | −0.01 |
| LUV Southwest Airlines Co. | Reduce -51.9% | 0.01% | −0.01 |
| DGX Quest Diagnostics Inc. | Reduce -20.2% | 0.02% | −0.01 |
| DOW Dow Inc. | Reduce -83.0% | 0.00% | −0.01 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Sold out | 0.00% | −0.01 |
| WMT Walmart Inc. | Reduce -1.6% | 0.35% | −0.01 |
| TTI Tetra Technologies Inc. | Sold out | 0.00% | −0.00 |
| CVS CVS Health Corp. | Reduce -9.8% | 0.03% | −0.00 |
| BAX Baxter International Inc. | Reduce -23.8% | 0.01% | −0.00 |
| HST Host Hotels & Resorts Inc. | Sold out | 0.00% | −0.00 |
| CRM Salesforce Inc. | Reduce -73.3% | 0.00% | −0.00 |
| ETSY Etsy Inc. | Sold out | 0.00% | −0.00 |
| FGBI First Guaranty Bancshares Inc. | Sold out | 0.00% | −0.00 |
| K Kellanova | Sold out | 0.00% | −0.00 |
| SOXQ Invesco PHLX Semiconductor | Reduce -99.0% | 0.00% | −0.00 |
| AXP American Express Co. | Reduce -4.1% | 0.11% | −0.00 |
| ANET Arista Networks Inc. | Sold out | 0.00% | −0.00 |
| IEZ iShares U.S. Oil Equipment & | Reduce -99.0% | 0.00% | −0.00 |
| FLRN SS SPDR BB Ig Float RT ETF | Sold out | 0.00% | −0.00 |
| HSY The Hershey Co. | Reduce -5.0% | 0.01% | −0.00 |
| SRDX Surmodics Inc. | Sold out | 0.00% | −0.00 |
| ALAB Astera Labs Inc. | Sold out | 0.00% | −0.00 |
| UBER Uber Technologies Inc. | Reduce -51.1% | 0.00% | −0.00 |
| SHLD Global X Defense Tech ETF | Sold out | 0.00% | −0.00 |
| VLO Valero Energy Corp. | Reduce -40.7% | 0.00% | −0.00 |
| CPSP Calamos S&P 500 STR Alt Apr | Reduce -1.4% | 0.01% | −0.00 |
| NMAX Newsmax Inc. | Sold out | 0.00% | −0.00 |
| UL Unilever PLC-Sponsored ADR | Reduce -1.2% | 0.00% | −0.00 |
| NEE Nextera Energy Inc. | Sold out | 0.00% | −0.00 |
| ZIMV Zimvie Inc. | Sold out | 0.00% | −0.00 |
| ADT Adt Inc. | Sold out | 0.00% | −0.00 |
| HBI Hanesbrands Inc. | Sold out | 0.00% | −0.00 |
| C Citigroup Inc. | Reduce -5.3% | 0.01% | 0.00 |
| DRAGONFLY ENERGY HOLDINGS CO | Sold out | 0.00% | 0.00 |
| NRDY Nerdy Inc. | Sold out | 0.00% | 0.00 |
Portfolio Buys Q3 2025 → Q4 2025
| HFSI Hartfor Strateg Income ETF-U | New | 4.38% | +4.38 |
| VCRB Vanguard Core Bond ETF | New | 1.97% | +1.97 |
| CGDV Cap Group Dividend Value | Add +15.5% | 1.95% | +0.18 |
| HTH Hilltop Holdings Inc. | New | 0.04% | +0.04 |
| GS Goldman Sachs Group Inc. | Add +800.0% | 0.05% | +0.04 |
| TOUS T Rowe PRC International Eq | New | 0.04% | +0.04 |
| GEV GE Vernova Inc. | Add +100.0% | 0.06% | +0.03 |
| GE General Electric | Add +36.3% | 0.13% | +0.03 |
| CGMU Cap Group Municipal Income | Add +10.2% | 1.66% | +0.03 |
| ETN Eaton Corp. PLC | New | 0.02% | +0.02 |
| GOOGL Alphabet Inc. Class A | Add +2.1% | 0.11% | +0.02 |
| BMY Bristol-Myers Squibb Co. | Add +2.6% | 0.13% | +0.02 |
| PANW Palo Alto Networks Inc. | Add +185.5% | 0.03% | +0.01 |
| MRK Merck & Co. Inc. | Add +0.7% | 0.09% | +0.01 |
| XCEM Columbia Em Core Ex-China | Add +3.8% | 1.64% | +0.01 |
| LLY Eli Lilly & Co. | Add +142.9% | 0.01% | +0.01 |
| UPS United Parcel Service Class B | Add +46.9% | 0.02% | +0.01 |
| ADBE Adobe Inc. | New | 0.01% | +0.01 |
| HIG Hartford Insurance Group Inc. | Add +16.1% | 0.07% | +0.01 |
| NVDA Nvidia Corp. | Add +11.3% | 0.29% | +0.01 |
| MFC Manulife Financial Corp. | Add +0.1% | 0.08% | +0.01 |
| JNJ Johnson & Johnson | Add +0.4% | 0.19% | +0.01 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +27.2% | 0.03% | +0.01 |
| CPSO Calamos S&P 500 Alt Prot Oct | New | 0.00% | +0.00 |
| SPGM State Street SPDR Portfolio | Add +7.9% | 0.31% | +0.00 |
| DFIS Dimensional International SM | New | 0.00% | +0.00 |
| KHC The Kraft Heinz Co. | Add +70.2% | 0.01% | +0.00 |
| GLD SPDR Gold Shares | Add +2.5% | 0.07% | +0.00 |
| FSSL FS Specialty Lending Fund | New | 0.00% | +0.00 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | Add +16.9% | 0.03% | +0.00 |
| CSCO Cisco Systems Inc. | Add +0.6% | 0.06% | +0.00 |
| BBC Virtus Biotech Clinical Tria | New | 0.00% | +0.00 |
| XLV SS Health Care Select Sector | Add +60.3% | 0.01% | +0.00 |
| JPM JPMorgan Chase & Co. | Add +14.9% | 0.03% | +0.00 |
| BFLY Butterfly Network Inc. | Add +53.9% | 0.00% | +0.00 |
| SA Seabridge Gold Inc. | New | 0.00% | +0.00 |
| FDX FedEx Corp. | Add +1.3% | 0.01% | +0.00 |
| APH Amphenol Corp. Class A | Add +1.4% | 0.05% | +0.00 |
| HBM Hudbay Minerals Inc. | Add +5.9% | 0.00% | +0.00 |
| PLD Prologis Inc. | Add +0.3% | 0.03% | +0.00 |
| SYM Symbotic Inc. | New | 0.00% | +0.00 |
| LUMN Lumen Technologies Inc. | Add +250.0% | 0.00% | +0.00 |
| OKLO Oklo Inc. | New | 0.00% | +0.00 |
| BE Bloom Energy Corp. Class A | New | 0.00% | +0.00 |
| OPEN Opendoor Technologies Inc. | New | 0.00% | +0.00 |
| ARIS Aris Mining Corp. | New | 0.00% | +0.00 |
| F Ford Motor Co. | Add +5.7% | 0.01% | +0.00 |
| AHR American Healthcare REIT Inc. | Add +0.6% | 0.02% | +0.00 |
| VTRS Viatris Inc. | Add +0.9% | 0.00% | +0.00 |
| LULU Lululemon Athletica Inc. | Add +150.0% | 0.00% | +0.00 |
Notes & Other Activity Q3 2025 → Q4 2025
| VUG Vanguard Mrngstar GR ETF-Sui | GROWTH ETF | Sold out | 0 | $206before exit |
| XLC SS Comm Select Sector SPDR | ST STR SVC ETF | Reduce -100.0% | 0 | $47 |
| PPA Invesco Aerospace & Defense | AEROSPACE DEFN | Reduce -100.0% | 0 | $29 |
| OPENW Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 9 | $9 |
| OPENL Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 9 | $5 |
| OPENZ Opendoor Technologies Inc.-26 | *W EXP 11/20/202 | New | 9 | $4 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 430 | $418.3M | HFSI, CGGR, VCRB, AVUV, RSP |
| Q1 2026 | 424 | $365.3M | HFSI, CGGR, VCRB, AVUV, RSP |
| Q4 2025 | 421 | $256.0M | CGGR, AVUV, RSP, RLY, CGCP |
| Q3 2025 | 418 | $235.3M | CGGR, AVUV, RSP, RLY, CGCP |
| Q2 2025 | 420 | $218.5M | CGGR, RSP, AVUV, RLY, CGCP |
| Q1 2025 | 393 | $196.6M | CGGR, RSP, AVUV, RLY, CGCP |
| Q4 2024 | 411 | $204.9M | CGGR, RSP, VBR, RLY, SPYV |
| Q3 2024 | 400 | $192.6M | CGGR, RSP, VBR, SPYV, SPYG |
| Q2 2024 | 403 | $178.9M | CGGR, RSP, VBR, SPYG, SPYV |
| Q1 2024 | 398 | $177.3M | CGGR, RSP, VBR, SPYV, SPYG |