New England Capital Financial Advisors LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 30, 2024), New England Capital Financial Advisors LLC reported 400 stock positions worth $192.6 million. Its top holding was Cap Group Growth Equity (CGGR) at 27.7% of the portfolio, followed by Invesco S&P 500 Equal Weight (RSP, 10.0%) and Vngrd Mrngst SL-CP Val ETF-U (VBR, 8.3%). Compared with Q2 2024, it opened 22 new positions, sold out of 25, added to 121 and reduced 37. The biggest buy was Cap Group Core Plus Income (CGCP, shares +29%) and the biggest sale Cap Group Growth Equity (CGGR, shares −4%).

Most Recent 13F
Q2 2026
Location
MERIDEN, CT
CIK
0001964652
Portfolio Value
$192.6M (Q3 2024)
SEC Filing
0001964652-24-000005 ↗ filed Oct 30, 2024

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $177.3M Q1 2024 Q2 2024: $178.9M Q2 2024 Q3 2024: $192.6M $192.6M Q3 2024 Q4 2024: $204.9M Q4 2024 Q1 2025: $196.6M Q1 2025 Q2 2025: $218.5M Q2 2025 Q3 2025: $235.3M Q3 2025 Q4 2025: $256.0M Q4 2025 Q1 2026: $365.3M Q1 2026 Q2 2026: $418.3M Q2 2026

Holdings 400 stocks · $192.6M
CGGR Cap Group Growth Equity 27.66% 1,531,379 $53.3M Reduce -4.3%
RSP Invesco S&P 500 Equal Weight 9.98% 107,255 $19.2M Add +1.9%
VBR Vngrd Mrngst SL-CP Val ETF-U 8.33% 79,870 $16.0M Add +0.3%
SPYV SS SPDR P S&P 500 Value ETF 6.53% 237,946 $12.6M Reduce -1.7%
SPYG SS SPDR P S&P 500 Growth ETF 6.13% 142,319 $11.8M Reduce -6.0%
CGCP Cap Group Core Plus Income 5.93% 494,377 $11.4M Add +29.0%
SPDW Ste STR SPDR PT DW Eu ETF 4.22% 216,480 $8.1M Add +1.7%
CGSD Cap Group Short Duration 3.06% 227,752 $5.9M Add +6.8%
SLYG SS SPDR S&P 600 SC GR ETF 2.26% 46,738 $4.4M Add +1.8%
XLRE SS Real Estate Select Sector 2.20% 95,034 $4.2M Add +2.3%
SLYV SS SPDR S&P 600 SC Val ETF 2.05% 45,584 $4.0M Add +1.9%
CGMU Cap Group Municipal Income 1.85% 130,010 $3.6M Add +10.0%
XLV SS Health Care Select Sector 1.79% 22,379 $3.4M Add +1.1%
FLRN SS SPDR BB Ig Float RT ETF 1.59% 99,575 $3.1M Add +4.9%
XCEM Columbia Em Core Ex-China 1.51% 89,313 $2.9M Add +7.7%
AAPL Apple Inc. 0.93% 7,648 $1.8M Reduce -0.8%
PG The Procter & Gamble Co. 0.66% 7,336 $1.3M Add +0.0%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.57% 29,894 $1.1M Add +67.6%
EFX Equifax Inc. 0.46% 3,034 $892K No change
XOM Exxon Mobil Corp. 0.43% 7,072 $829K Reduce -0.5%
RTX RTX Corp. 0.41% 6,443 $781K Add +0.4%
MDYG SS SPDR S&P 400 MC GR ETF 0.37% 8,023 $704K Add +0.1%
FITB Fifth Third Bancorp 0.36% 16,086 $689K Add +0.2%
WMT Walmart Inc. 0.34% 8,098 $654K Add +0.2%
MSFT Microsoft Corp. 0.33% 1,487 $640K Reduce -1.7%
AMZN Amazon.com Inc. 0.33% 3,419 $637K Add +4.5%
ES Eversource Energy 0.32% 8,945 $609K Reduce -4.6%
SPGM State Street SPDR Portfolio 0.29% 8,511 $551K Add +16.4%
UNH Unitedhealth Group Inc. 0.28% 919 $537K No change
TT Trane Technologies PLC 0.27% 1,325 $515K Add +0.1%
NVDA Nvidia Corp. 0.25% 3,921 $476K Add +4.5%
HD Home Depot Inc. 0.22% 1,059 $429K Add +0.1%
CARR Carrier Global Corp. 0.22% 5,239 $422K Add +0.2%
CVX Chevron Corp. 0.22% 2,856 $421K Add +11.0%
KO The Coca-Cola Co. 0.22% 5,832 $419K Reduce -1.4%
BRK.B Berkshire Hathaway Inc. Class B 0.21% 900 $414K No change
JNJ Johnson & Johnson 0.21% 2,511 $407K Reduce -0.1%
MCD McDonald's Corp. 0.19% 1,211 $369K Add +2.2%
HUBB Hubbell Inc. 0.17% 772 $331K Reduce -40.4%
BMY Bristol-Myers Squibb Co. 0.17% 6,365 $329K Add +0.2%
AFL Aflac Inc. 0.17% 2,872 $321K Reduce -2.1%
ELV Elevance Health Inc. 0.16% 596 $310K Reduce -1.5%
OTIS Otis Worldwide Corp. 0.16% 2,953 $307K Add +0.3%
TSLA Tesla Inc. 0.16% 1,165 $305K Reduce -5.4%
T AT&T Inc. 0.15% 13,557 $298K Reduce -9.7%
EDOW First Trust Dow 30 Eql WGHT 0.15% 7,784 $280K Add +0.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.14% 2,847 $274K Reduce -4.9%
MRK Merck & Co. Inc. 0.14% 2,389 $271K Add +0.6%
META Meta Platforms Inc. Class A 0.13% 453 $259K Reduce -4.0%
AXP American Express Co. 0.11% 815 $221K Add +0.3%
GPN Global Payments Inc. 0.10% 1,955 $200K No change
TEL Te Connectivity PLC 0.10% 1,247 $188K No change
PFE Pfizer Inc. 0.09% 6,307 $183K Reduce -4.5%
APD Air Products & Chemicals Inc. 0.09% 611 $182K No change
PEP Pepsico Inc. 0.09% 1,026 $174K Add +0.7%
ORCL Oracle Corp. 0.09% 997 $170K Add +0.1%
MFC Manulife Financial Corp. 0.08% 5,527 $163K Add +0.0%
IWO iShares Russell 2000 Growth 0.08% 542 $154K Add +0.4%
DUK Duke Energy Corp. 0.08% 1,310 $151K No change
HIG Hartford Insurance Group Inc. 0.08% 1,265 $149K Add +1.2%
RF Regions Financial Corp. 0.08% 6,236 $145K No change
V Visa Inc. Class A 0.07% 513 $141K Reduce -1.7%
GE General Electric filed as GE AEROSPACE 0.07% 700 $132K No change
VZ Verizon Communications Inc. 0.07% 2,895 $130K Add +0.2%
FTEC Fidelity MSCI Info Tech Indx 0.07% 742 $129K No change
DOW Dow Inc. 0.07% 2,320 $127K Add +0.3%
GOOGL Alphabet Inc. Class A 0.06% 713 $118K Add +4.5%
MDT Medtronic PLC 0.06% 1,303 $117K Add +0.1%
FIS Fidelity National Info Serv 0.06% 1,389 $116K No change
CSCO Cisco Systems Inc. 0.06% 2,175 $116K Add +0.8%
COST Costco Wholesale Corp. 0.06% 130 $115K No change
NFLX Netflix Inc. 0.06% 161 $114K No change
UNM Unum Group 0.06% 1,904 $113K No change
IR Ingersoll-Rand Inc. 0.06% 1,143 $112K No change
GOOG Alphabet Inc. Class C 0.05% 632 $106K Add +13.3%
MRSH Marsh & McLennan Cos 0.05% 456 $102K No change
CR Crane Co. 0.05% 640 $101K No change
JCI Johnson Controls Internation 0.05% 1,295 $101K No change
IWM iShares Russell 2000 ETF 0.05% 452 $100K Add +0.4%
GLD SPDR Gold Shares 0.05% 400 $97K No change
PM Philip Morris International 0.05% 775 $94K Add +1.0%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.05% 421 $93K No change
SWK Stanley Black & Decker Inc. 0.05% 831 $91K Add +319.7%
LNT Alliant Energy Corp. 0.05% 1,486 $90K No change
SNV Synovus Financial Corp. 0.05% 1,987 $88K No change
AZN Astrazeneca PLC-Spons ADR 0.05% 1,120 $87K No change
MO Altria Group Inc. 0.04% 1,675 $85K Add +2.0%
PLD Prologis Inc. 0.04% 643 $81K Add +0.3%
CMCSA Comcast Corp. Class A 0.04% 1,933 $81K Add +0.2%
ALLE Allegion PLC 0.04% 515 $75K Add +0.2%
CAT Caterpillar Inc. 0.04% 189 $74K No change
VXF Vanguard Extended Market ETF 0.04% 394 $72K New
ABBV Abbvie Inc. 0.04% 363 $72K Reduce -8.8%
ALL Allstate Corp. 0.04% 373 $71K Add +0.3%
ROK Rockwell Automation Inc. 0.03% 250 $67K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.03% 570 $67K No change
VGT Vanguard Info Tech ETF 0.03% 114 $67K No change
CI The Cigna Group 0.03% 189 $66K Add +0.5%
GD General Dynamics Corp. 0.03% 209 $63K No change
COP Conocophillips 0.03% 599 $63K Add +0.3%
WFC Wells Fargo & Co. 0.03% 1,093 $62K Reduce -8.2%
DGX Quest Diagnostics Inc. 0.03% 390 $61K Add +0.3%
DE Deere & Co. 0.03% 145 $60K Add +0.7%
VOOG Vanguard S&P 500 Growth ETF 0.03% 169 $58K Add +17.4%
CGW Invesco S&P Global Water Ind 0.03% 937 $57K No change
LUV Southwest Airlines Co. 0.03% 1,923 $57K Add +35.3%
GILD Gilead Sciences Inc. 0.03% 674 $57K Add +0.6%
KVUE Kenvue Inc. 0.03% 2,418 $56K Add +0.4%
PAYX Paychex Inc. 0.03% 400 $54K Add +0.8%
QCOM Qualcomm Inc. 0.03% 313 $53K Add +0.3%
ABT Abbott Laboratories 0.03% 461 $53K Reduce -11.8%
SPY SS SPDR S&P 500 ETF Trust-US 0.03% 91 $52K Add +5.8%
LIND Lindblad Expeditions Holding 0.03% 5,500 $51K No change
BHVN Biohaven Ltd. 0.03% 1,000 $50K No change
BAH Booz Allen Hamilton Holdings 0.03% 304 $49K No change
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.02% 148 $48K No change
CVS CVS Health Corp. 0.02% 727 $46K Add +5.8%
VTI VG Morningstar TS MKT ETF-US 0.02% 160 $45K No change
IWD iShares Russell 1000 Value E 0.02% 232 $44K No change
GEV GE Vernova Inc. 0.02% 172 $44K No change
ENB Enbridge Inc. 0.02% 1,062 $43K Add +89.0%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.02% 931 $42K No change
PSX Phillips 66 0.02% 319 $42K Add +0.3%
PH Parker Hannifin Corp. 0.02% 64 $41K No change
HON Honeywell International Inc. 0.02% 197 $41K No change
LHX L3HARRIS Technologies Inc. 0.02% 170 $40K No change
INTC Intel Corp. 0.02% 1,713 $40K Add +0.5%
QQQ Invesco QQQ Trust Series 1 0.02% 82 $40K No change
PANW Palo Alto Networks Inc. 0.02% 112 $38K No change
JPM JPMorgan Chase & Co. 0.02% 180 $38K Add +38.5%
VIG Vanguard Dividend Apprec ETF 0.02% 192 $38K No change
YUM Yum! Brands Inc. 0.02% 267 $37K Add +0.4%
BUD Anheuser-Busch Inbev-SPN ADR 0.02% 557 $37K No change
VUG Vanguard Mrngstar GR ETF-Sui 0.02% 95 $37K No change
WPC WP Carey Inc. 0.02% 583 $36K No change
CXT Crane NXT Co. 0.02% 641 $36K No change
NFG National Fuel Gas Co. 0.02% 587 $36K Add +0.5%
BDX Becton Dickinson and Co. 0.02% 147 $35K No change
MDLZ Mondelez International Inc. Class A 0.02% 474 $35K Add +0.6%
EW Edwards Lifesciences Corp. 0.02% 528 $35K No change
BA The Boeing Co. 0.02% 225 $34K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.02% 834 $33K Add +0.1%
ROBT First Trust Nasdaq Artificia 0.02% 742 $33K No change
PNR Pentair PLC 0.02% 324 $32K No change
HPQ HP Inc. 0.02% 868 $31K Add +0.3%
NTNX Nutanix Inc. Class A 0.02% 500 $30K No change
BAX Baxter International Inc. 0.02% 767 $29K Add +0.3%
VONG Vanguard Russell 1000 Growth 0.01% 300 $29K Add +20.0%
VVV Valvoline Inc. 0.01% 686 $29K No change
BP BP PLC-Spons ADR 0.01% 873 $27K No change
MAC The Macerich Co. 0.01% 1,500 $27K No change
CION Cion Investment Corp. 0.01% 2,247 $27K Add +3.4%
AIG American International Group 0.01% 364 $27K No change
BN Brookfield Corp. 0.01% 498 $26K Add +0.2%
TRV The Travelers Cos Inc. 0.01% 110 $26K No change
EFC Ellington Financial Inc. 0.01% 1,974 $25K Add +3.0%
APH Amphenol Corp. Class A 0.01% 377 $25K Add +0.3%
WBD Warner Bros Discovery Inc. 0.01% 2,948 $24K Reduce -4.7%
ATI Ati Inc. 0.01% 363 $24K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.01% 329 $24K Add +0.6%
ZBH Zimmer Biomet Holdings Inc. 0.01% 217 $23K No change
CNI Canadian Natl Railway Co. 0.01% 200 $23K No change
UI Ubiquiti Inc. 0.01% 105 $23K No change
URBN Urban Outfitters Inc. 0.01% 600 $23K No change
CIBR First Trust Nasdaq Cybersecu 0.01% 388 $23K No change
AHR American Healthcare REIT Inc. 0.01% 879 $23K New
NVT Nvent Electric PLC 0.01% 324 $23K No change
HSY The Hershey Co. 0.01% 118 $23K No change
NXTG First Trust Indxx Nextg ETF 0.01% 257 $22K Add +0.4%
SHEL Shell PLC-ADR 0.01% 338 $22K No change
AGR Avangrid Inc. 0.01% 612 $22K Reduce -50.1%
WPP WPP PLC-Sponsored ADR 0.01% 416 $21K Add +3.2%
PII Polaris Inc. 0.01% 254 $21K Add +0.8%
IEO iShares U.S. Oil & Gas Explo 0.01% 225 $21K No change
FBRT Franklin BSP Realty Trust Inc. 0.01% 1,558 $20K Add +2.8%
SO The Southern Co. 0.01% 225 $20K Add +0.5%
FDX FedEx Corp. 0.01% 74 $20K No change
MET Metlife Inc. 0.01% 242 $20K No change
MMM 3M Co. 0.01% 145 $20K No change
SKYY First Trust Cloud Computing 0.01% 192 $20K No change
MPC Marathon Petroleum Corp. 0.01% 118 $19K No change
PHO Invesco Water Resources ETF 0.01% 272 $19K Add +0.4%
C Citigroup Inc. 0.01% 304 $19K No change
ASH Ashland Inc. 0.01% 218 $19K No change
PRU Prudential Financial Inc. 0.01% 156 $19K No change
F Ford Motor Co. filed as FORD MTR CO 0.01% 1,725 $18K Add +0.8%
FBIN Fortune Brands Innovations I 0.01% 200 $18K No change
VMC Vulcan Materials Co. 0.01% 70 $18K No change
CMG Chipotle Mexican Grill Inc. 0.01% 300 $17K No change
ANF Abercrombie & Fitch Co. Class A 0.01% 123 $17K No change
SRE Sempra 0.01% 205 $17K No change
HPE Hewlett Packard Enterprise 0.01% 830 $17K Add +0.4%
SCHD Schwab US DVD Equity ETF 0.01% 200 $17K No change
MA Mastercard Inc. Class A 0.01% 34 $17K Reduce -17.1%
ISCV iShares Morningstar Small-Ca 0.01% 264 $17K No change
ITW Illinois Tool Works 0.01% 64 $17K Reduce -74.8%
FBT First Trust Nyse Arca Biotec 0.01% 96 $17K No change
KHC The Kraft Heinz Co. 0.01% 461 $16K Add +197.4%
SPAB SS SPDR P Agg Bond ETF 0.01% 614 $16K Add +0.8%
BBT Beacon Financial Corp. filed as BERKSHIRE HILLS BANCORP INC 0.01% 593 $16K No change
TSN Tyson Foods Inc. Class A 0.01% 264 $16K Add +0.8%
DD Dupont DE Nemours Inc. 0.01% 176 $16K Add +0.6%
SWKS Skyworks Solutions Inc. 0.01% 156 $15K No change
BBWI Bath & Body Works Inc. 0.01% 471 $15K Add +0.6%
CL Colgate-Palmolive Co. 0.01% 141 $15K Add +0.7%
USB US Bancorp 0.01% 319 $15K Add +0.9%
NKE Nike Inc. Class B 0.01% 159 $14K Add +536.0%
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.01% 113 $14K Add +0.9%
BABA Alibaba Group Holding-SP ADR 0.01% 128 $14K Add +2.4%
ATO Atmos Energy Corp. 0.01% 97 $13K No change
PRI Primerica Inc. 0.01% 50 $13K No change
GIS General Mills Inc. 0.01% 178 $13K Add +1.1%
LLY Eli Lilly & Co. 0.01% 14 $13K No change
TMUS T-Mobile US Inc. 0.01% 60 $12K No change
CRM Salesforce Inc. 0.01% 45 $12K No change
BIIB Biogen Inc. 0.01% 63 $12K Reduce -44.3%
COF Capital One Financial Corp. 0.01% 79 $12K No change
PPA Invesco Aerospace & Defense 0.01% 101 $12K No change
HOG Harley-Davidson Inc. 0.01% 296 $11K No change
RLY SS Multi-Asset Real Ret ETF 0.01% 397 $11K Reduce -9.6%
YUMC Yum China Holdings Inc. 0.01% 252 $11K Add +0.4%
PFF iShares Preferred & Income S 0.01% 340 $11K Add +1.5%
ROKU Roku Inc. 0.01% 150 $11K No change
XYZ Block Inc. 0.01% 162 $11K Reduce -32.2%
FE Firstenergy Corp. 0.01% 243 $11K Add +0.8%
KMB Kimberly-Clark Corp. 0.01% 74 $11K No change
VGR Vector Group Ltd. 0.01% 691 $10K No change
VDE Vanguard Energy ETF 0.01% 83 $10K Add +1.2%
ARTY iShares Future AI & Tech ETF 0.01% 296 $10K New
UL Unilever PLC 0.01% 155 $10K Reduce -58.6%
CTVA Corteva Inc. 0.01% 171 $10K No change
WBA Walgreens Boots Alliance Inc. 0.01% 1,117 $10K No change
SPYM Ste STR SPDR PT S&P 500 ETF 0.01% 148 $10K New
GSK GSK PLC-Spon ADR 0.01% 242 $10K Add +0.8%
AMAL Amalgamated Financial Corp. 0.00% 300 $9K No change
XLC SS Comm Select Sector SPDR 0.00% 102 $9K No change
SCHW Schwab (charles) Corp. 0.00% 141 $9K No change
GWRE Guidewire Software Inc. 0.00% 50 $9K No change
VTRS Viatris Inc. 0.00% 779 $9K Reduce -3.7%
LMT Lockheed Martin Corp. 0.00% 15 $9K No change
AEP American Electric Power 0.00% 86 $9K No change
ET Energy Transfer LP 0.00% 541 $9K Add +1.9%
SMCI Super Micro Computer Inc. 0.00% 20 $8K No change
PYPL PayPal Holdings Inc. 0.00% 100 $8K No change
GS Goldman Sachs Group Inc. 0.00% 15 $7K New
VOD Vodafone Group PLC-SP ADR 0.00% 727 $7K No change
DHR Danaher Corp. 0.00% 26 $7K No change
TTWO Take-Two Interactive Softwre 0.00% 46 $7K No change
TMO Thermo Fisher Scientific Inc. 0.00% 11 $7K No change
CCL Carnival Corp. 0.00% 366 $7K No change
CHKP Check Point Software Tech 0.00% 35 $7K No change
MVO MV Oil Trust 0.00% 700 $7K No change
TDY Teledyne Technologies Inc. 0.00% 15 $7K No change
PLTR Palantir Technologies Inc. Class A 0.00% 175 $7K Reduce -50.0%
SAGE Sage Therapeutics Inc. 0.00% 893 $6K Add +37.4%
KSS Kohls Corp. 0.00% 300 $6K No change
EVRG Evergy Inc. 0.00% 100 $6K No change
BAM Brookfield Asset Mgmt-A 0.00% 130 $6K Add +0.8%
BBY Best Buy Co. Inc. 0.00% 59 $6K No change
PARAA Paramount Global Class B 0.00% 572 $6K Add +0.3%
WTRG Essential Utilities Inc. 0.00% 157 $6K No change
GLW Corning Inc. 0.00% 132 $6K No change
VIK Viking Holdings Ltd. 0.00% 170 $6K No change
RVTY Revvity Inc. 0.00% 45 $6K No change
WBS Webster Financial Corp. 0.00% 121 $6K Add +0.8%
TTI Tetra Technologies Inc. 0.00% 1,795 $6K No change
ETSY Etsy Inc. 0.00% 100 $6K No change
SABR Sabre Corp. 0.00% 1,500 $6K Reduce -2.0%
BNS Bank of Nova Scotia filed as BANK NOVA SCOTIA HALIFAX 0.00% 100 $5K No change
GEHC GE Healthcare Technology 0.00% 56 $5K No change
AMD Advanced Micro Devices 0.00% 31 $5K No change
GM General Motors Co. 0.00% 114 $5K No change
LEVGQ The Lion Electric Co. filed as THE LION ELECTRIC COMPANY 0.00% 7,401 $5K No change
P Everpure Inc. Class A filed as PURE STORAGE INC 0.00% 100 $5K No change
ZTS Zoetis Inc. 0.00% 25 $5K New
UA Under Armour Inc. Class C 0.00% 557 $5K No change
PEJ Invesco Leisure & Entertainm 0.00% 94 $4K Reduce -4.1%
DRD Drdgold Ltd.-Sponsored ADR 0.00% 455 $4K Add +0.7%
WELL Welltower Inc. 0.00% 34 $4K No change
GTLS Chart Industries Inc. 0.00% 35 $4K No change
CEG Constellation Energy 0.00% 16 $4K New
SOXQ Invesco PHLX Semiconductor 0.00% 102 $4K No change
IEZ iShares U.S. Oil Equipment & 0.00% 206 $4K Add +0.5%
HYT BlackRock Corp. Hi YLD 0.00% 404 $4K No change
KEY Keycorp 0.00% 235 $4K Add +0.4%
SRDX Surmodics Inc. 0.00% 100 $4K No change
DELL Dell Technologies -C 0.00% 32 $4K No change
M Macy's Inc. 0.00% 227 $4K No change
X United States Steel Corp. 0.00% 100 $4K No change
WAB Wabtec Corp. 0.00% 19 $3K No change
RYAN Ryan Specialty Holdings Inc. 0.00% 52 $3K New
AMT American Tower Corp. 0.00% 15 $3K No change
UPS United Parcel Service Class B 0.00% 24 $3K No change
MCY Mercury General Corp. 0.00% 50 $3K New
MRO Marathon Oil Corp. 0.00% 118 $3K No change
OGN Organon & Co. 0.00% 154 $3K Add +1.3%
EA Electronic Arts Inc. 0.00% 20 $3K No change
LCID Lucid Group Inc. 0.00% 800 $3K No change
OXY Occidental Petroleum Corp. 0.00% 52 $3K No change
SIRI Sirius XM Holdings Inc. 0.00% 110 $3K New
CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT 0.00% 95 $3K Add +2.1%
TGT Target Corp. 0.00% 16 $3K New
JOBY Joby Aviation Inc. 0.00% 500 $3K New
FL Foot Locker Inc. 0.00% 97 $2K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.00% 14 $2K Reduce -51.7%
QQQM Invesco Nasdaq 100 ETF 0.00% 12 $2K No change
HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC 0.00% 50 $2K No change
CMPS Compass Pathways PLC 0.00% 358 $2K No change
AIRI Air Industries Group 0.00% 400 $2K New
RY Royal Bank of Canada 0.00% 17 $2K No change
SADOT GROUP INC 0.00% 5,000 $2K No change
FTEK Fuel Tech Inc. 0.00% 2,000 $2K No change
CFB Crossfirst Bankshares Inc. 0.00% 125 $2K New
NCLH Norwegian Cruise Line Holdin 0.00% 100 $2K No change
VLO Valero Energy Corp. 0.00% 15 $2K No change
TSEM Tower Semiconductor Ltd. 0.00% 45 $2K New
SUM Summit Materials Inc. Class A 0.00% 51 $2K No change
B Barrick Gold Corp. 0.00% 100 $2K New
MGM MGM Resorts International 0.00% 50 $2K No change
MAR Marriott International Class A 0.00% 7 $2K No change
CC The Chemours Co. 0.00% 86 $2K Add +2.4%
HWM Howmet Aerospace Inc. 0.00% 17 $2K No change
HALO Halozyme Therapeutics Inc. 0.00% 30 $2K New
ILMN Illumina Inc. 0.00% 13 $2K No change
NSC Norfolk Southern Corp. 0.00% 7 $2K Add +16.7%
IP International Paper Co. 0.00% 33 $2K Add +3.1%
LITE Lumentum Holdings Inc. 0.00% 25 $2K No change
NOC Northrop Grumman Corp. 0.00% 3 $2K No change
NLY Annaly Capital Management Inc. 0.00% 79 $2K Add +4.0%
SMH Vaneck Semiconductor ETF 0.00% 6 $2K No change
HAL Halliburton Co. 0.00% 53 $2K Add +1.9%
AOSL Alpha & Omega Semiconductor 0.00% 40 $1K New
LNC Lincoln National Corp. 0.00% 45 $1K No change
STAG Stag Industrial Inc. 0.00% 36 $1K No change
NOK Nokia Corp.-Spon ADR 0.00% 300 $1K No change
PSLV Sprott Physical Silver Trust 0.00% 125 $1K No change
BFLY Butterfly Network Inc. 0.00% 700 $1K No change
MREO Mereo Biopharma Group PL-ADR 0.00% 300 $1K No change
KLG WK Kellogg Co. 0.00% 65 $1K Add +1.6%
DXC DXC Technology Co. 0.00% 53 $1K No change
TC BIOPHARM HOLDINGS PLC 0.00% 201 $1K New
CSV Carriage Services Inc. 0.00% 31 $1K No change
ORKA Oruka Therapeutics Inc. 0.00% 41 $1K New
FLR Fluor Corp. 0.00% 20 $955 New
HRTX Heron Therapeutics Inc. 0.00% 475 $946 No change
PENN Penn Entertainment Inc. 0.00% 50 $943 No change
BSX Boston Scientific Corp. 0.00% 11 $922 No change
VLTO Veralto Corp. 0.00% 8 $898 No change
NEE Nextera Energy Inc. 0.00% 11 $889 Add +10.0%
SHOP Shopify Inc. Class A 0.00% 11 $882 No change
NIO Nio Inc. - ADR 0.00% 132 $881 Add +2100.0%
TNA Dir Dai SML Ca Bul 3X Et-Usd 0.00% 19 $843 Reduce -45.7%
HL Hecla Mining Co. 0.00% 125 $834 No change
AA Alcoa Corp. 0.00% 21 $802 No change
XMMO Invesco S&P Midcap Momentum 0.00% 6 $724 No change
LUMN Lumen Technologies Inc. 0.00% 100 $710 No change
AVUV Avantis US Small Cap Value 0.00% 7 $680 No change
DOUG Douglas Elliman Inc. 0.00% 362 $663 No change
JSMD Janus Small Mid Cap GR Alp 0.00% 9 $655 Reduce -72.7%
MXL Maxlinear Inc. 0.00% 44 $638 No change
SNY Sanofi-ADR 0.00% 10 $577 No change
ACCO Acco Brands Corp. 0.00% 100 $547 No change
FENI Fidelity Enhanced Intl ETF 0.00% 18 $545 No change
SNAP Snap Inc. Class A 0.00% 50 $535 No change
OBE Obsidian Energy Ltd. 0.00% 93 $516 No change
WYNN WYNN Resorts Ltd. 0.00% 5 $488 No change
TDC Teradata Corp. 0.00% 15 $456 No change
MJ Amplify ETF TR 0.00% 136 $450 No change
DRIV Global X Autonomous&elec-ETF 0.00% 19 $440 No change
KD Kyndryl Holdings Inc. 0.00% 18 $414 No change
HBI Hanesbrands Inc. 0.00% 52 $383 No change
SOUN Soundhound AI Inc. Class A 0.00% 70 $327 No change
DKNG Draftkings Inc. Class A 0.00% 8 $317 No change
MPT Medical Properties Trust Inc. 0.00% 54 $314 Add +3.9%
ZIMV Zimvie Inc. 0.00% 19 $302 No change
UNG US Natural Gas Fund LP 0.00% 18 $294 No change
ARRY Array Technologies Inc. 0.00% 39 $255 No change
ADT Adt Inc. 0.00% 32 $232 No change
FLG Flagstar Bank NA filed as NEW YORK CMNTY BANCORP INC 0.00% 18 $203 New
ARKX ARK Space & Defense Innovati 0.00% 10 $163 No change
LAR Lithium Americas Argentina C 0.00% 50 $163 No change
TMQ Trilogy Metals Inc. 0.00% 333 $162 No change
AVNS Avanos Medical Inc. 0.00% 6 $145 No change
LAC Lithium Americas Corp. 0.00% 50 $135 No change
CLNE Clean Energy Fuels Corp. 0.00% 40 $125 No change
EVGO Evgo Inc. 0.00% 30 $125 No change
BRNS Barinthus Biotherapeutics PL 0.00% 104 $124 No change
AMC AMC Entertainment HLDS Class A 0.00% 21 $96 No change
TDOC Teladoc Health Inc. 0.00% 10 $92 No change
MTTR Matterport Inc. 0.00% 20 $90 No change
NRDY Nerdy Inc. 0.00% 86 $85 No change
AEG Aegon Ltd.-NY Reg SHR 0.00% 11 $71 No change
CYTK Cytokinetics Inc. 0.00% 1 $53 No change
CGC Canopy Growth Corp. 0.00% 10 $49 No change
DRAGONFLY ENERGY HOLDINGS CO 0.00% 90 $48 No change
SPEM State Street SP PTF Em ETF 0.00% 1 $37 Reduce -100.0%
SMSI Smith Micro Software Inc. 0.00% 31 $32 No change
PLUG Plug Power Inc. 0.00% 9 $21 No change
YOLO Advisorshares Pure Cannabis 0.00% 1 $4 No change
FCEL Fuelcell Energy Inc. 0.00% 3 $2 No change

Portfolio Sells Q2 2024 → Q3 2024
CGGR Cap Group Growth Equity Reduce -4.3% 27.66% −1.77
SPYG SS SPDR P S&P 500 Growth ETF Reduce -6.0% 6.13% −0.65
HUBB Hubbell Inc. Reduce -40.4% 0.17% −0.09
SPEM State Street SP PTF Em ETF Reduce -100.0% 0.00% −0.09
SPYV SS SPDR P S&P 500 Value ETF Reduce -1.7% 6.53% −0.06
MSFT Microsoft Corp. Reduce -1.7% 0.33% −0.05
XOM Exxon Mobil Corp. Reduce -0.5% 0.43% −0.03
JNK SS SPDR BB High Yield Bond Sold out 0.00% −0.03
ITW Illinois Tool Works Reduce -74.8% 0.01% −0.03
DIS The Walt Disney Co. Reduce -4.9% 0.14% −0.02
ELV Elevance Health Inc. Reduce -1.5% 0.16% −0.02
AGR Avangrid Inc. Reduce -50.1% 0.01% −0.01
RSPN Invesco S&P 500 Equal Weight Sold out 0.00% −0.01
PFE Pfizer Inc. Reduce -4.5% 0.09% −0.01
K Kellanova Sold out 0.00% −0.01
BIIB Biogen Inc. Reduce -44.3% 0.01% −0.01
WFC Wells Fargo & Co. Reduce -8.2% 0.03% −0.01
UL Unilever PLC Reduce -58.6% 0.01% −0.01
T AT&T Inc. Reduce -9.7% 0.15% −0.01
SYF Synchrony Financial Sold out 0.00% −0.00
SILK Silk Road Medical Inc. Sold out 0.00% −0.00
V Visa Inc. Class A Reduce -1.7% 0.07% −0.00
ABT Abbott Laboratories Reduce -11.8% 0.03% −0.00
BROS Dutch Bros Inc. Class A Sold out 0.00% −0.00
XYZ Block Inc. Reduce -32.2% 0.01% −0.00
IYW iShares Ustechnology ETF Sold out 0.00% −0.00
SOXX iShares Semiconductor ETF Sold out 0.00% −0.00
LIT Global X Lithium & Battery T Sold out 0.00% −0.00
KARS Kraneshares Electric Vehicle Sold out 0.00% −0.00
FTNT Fortinet Inc. Sold out 0.00% −0.00
SIRI Sirius XM Holdings Inc. Sold out 0.00% −0.00
PLTR Palantir Technologies Inc. Class A Reduce -50.0% 0.00% −0.00
COWZ Pacer US Cash Cows 100 ETF Sold out 0.00% −0.00
KBE SS SPDR S&P Bank ETF Sold out 0.00% −0.00
MTB M & T Bank Corp. Reduce -51.7% 0.00% −0.00
MA Mastercard Inc. Class A Reduce -17.1% 0.01% −0.00
SOLV Solventum Corp. Sold out 0.00% −0.00
ABBV Abbvie Inc. Reduce -8.8% 0.04% −0.00
IJR iShares Core S&P Small-Cap E Sold out 0.00% −0.00
JSMD Janus Small Mid Cap GR Alp Reduce -72.7% 0.00% −0.00
RLY SS Multi-Asset Real Ret ETF Reduce -9.6% 0.01% −0.00
RECS Columbia Resear Enh Cor ETF Sold out 0.00% −0.00
SCHG Schwab US Large-Cap Growth Sold out 0.00% −0.00
TNA Dir Dai SML Ca Bul 3X Et-Usd Reduce -45.7% 0.00% −0.00
EMBC Embecta Corp. Sold out 0.00% −0.00
PEJ Invesco Leisure & Entertainm Reduce -4.1% 0.00% −0.00
WBD Warner Bros Discovery Inc. Reduce -4.7% 0.01% −0.00
VEA Vanguard Ftse Developed ETF Sold out 0.00% −0.00
VSS Vanguard Ftse All Wo X-US SC Sold out 0.00% −0.00
VEU Vanguard Ftse All-World Ex-U Sold out 0.00% −0.00

Portfolio Buys Q2 2024 → Q3 2024
CGCP Cap Group Core Plus Income Add +29.0% 5.93% +1.17
RSP Invesco S&P 500 Equal Weight Add +1.9% 9.98% +0.31
CGDV Cap Group Dividend Value Add +67.6% 0.57% +0.24
XLRE SS Real Estate Select Sector Add +2.3% 2.20% +0.21
VBR Vngrd Mrngst SL-CP Val ETF-U Add +0.3% 8.33% +0.20
SLYV SS SPDR S&P 600 SC Val ETF Add +1.9% 2.05% +0.10
CGMU Cap Group Municipal Income Add +10.0% 1.85% +0.08
SLYG SS SPDR S&P 600 SC GR ETF Add +1.8% 2.26% +0.06
SPDW Ste STR SPDR PT DW Eu ETF Add +1.7% 4.22% +0.05
RTX RTX Corp. Add +0.4% 0.41% +0.04
SWK Stanley Black & Decker Inc. Add +319.7% 0.05% +0.04
SPGM State Street SPDR Portfolio Add +16.4% 0.29% +0.04
VXF Vanguard Extended Market ETF New 0.04% +0.04
XCEM Columbia Em Core Ex-China Add +7.7% 1.51% +0.04
CARR Carrier Global Corp. Add +0.2% 0.22% +0.03
WMT Walmart Inc. Add +0.2% 0.34% +0.03
CGSD Cap Group Short Duration Add +6.8% 3.06% +0.03
FITB Fifth Third Bancorp Add +0.2% 0.36% +0.03
TT Trane Technologies PLC Add +0.1% 0.27% +0.02
BMY Bristol-Myers Squibb Co. Add +0.2% 0.17% +0.02
MCD McDonald's Corp. Add +2.2% 0.19% +0.02
HD Home Depot Inc. Add +0.1% 0.22% +0.02
AHR American Healthcare REIT Inc. New 0.01% +0.01
ENB Enbridge Inc. Add +89.0% 0.02% +0.01
ORCL Oracle Corp. Add +0.1% 0.09% +0.01
AXP American Express Co. Add +0.3% 0.11% +0.01
HIG Hartford Insurance Group Inc. Add +1.2% 0.08% +0.01
LUV Southwest Airlines Co. Add +35.3% 0.03% +0.01
NKE Nike Inc. Class B Add +536.0% 0.01% +0.01
KHC The Kraft Heinz Co. Add +197.4% 0.01% +0.01
PM Philip Morris International Add +1.0% 0.05% +0.01
ARTY iShares Future AI & Tech ETF New 0.01% +0.01
SPYM Ste STR SPDR PT S&P 500 ETF New 0.01% +0.01
JPM JPMorgan Chase & Co. Add +38.5% 0.02% +0.01
ALLE Allegion PLC Add +0.2% 0.04% +0.01
KVUE Kenvue Inc. Add +0.4% 0.03% +0.00
GS Goldman Sachs Group Inc. New 0.00% +0.00
GILD Gilead Sciences Inc. Add +0.6% 0.03% +0.00
MDT Medtronic PLC Add +0.1% 0.06% +0.00
ALL Allstate Corp. Add +0.3% 0.04% +0.00
VOOG Vanguard S&P 500 Growth ETF Add +17.4% 0.03% +0.00
CSCO Cisco Systems Inc. Add +0.8% 0.06% +0.00
MO Altria Group Inc. Add +2.0% 0.04% +0.00
MFC Manulife Financial Corp. Add +0.0% 0.08% +0.00
ZTS Zoetis Inc. New 0.00% +0.00
BN Brookfield Corp. Add +0.2% 0.01% +0.00
CEG Constellation Energy New 0.00% +0.00
BABA Alibaba Group Holding-SP ADR Add +2.4% 0.01% +0.00
PLD Prologis Inc. Add +0.3% 0.04% +0.00
VONG Vanguard Russell 1000 Growth Add +20.0% 0.01% +0.00

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 430$418.3MHFSI, CGGR, VCRB, AVUV, RSP
Q1 2026 424$365.3MHFSI, CGGR, VCRB, AVUV, RSP
Q4 2025 421$256.0MCGGR, AVUV, RSP, RLY, CGCP
Q3 2025 418$235.3MCGGR, AVUV, RSP, RLY, CGCP
Q2 2025 420$218.5MCGGR, RSP, AVUV, RLY, CGCP
Q1 2025 393$196.6MCGGR, RSP, AVUV, RLY, CGCP
Q4 2024 411$204.9MCGGR, RSP, VBR, RLY, SPYV
Q3 2024 400$192.6MCGGR, RSP, VBR, SPYV, SPYG
Q2 2024 403$178.9MCGGR, RSP, VBR, SPYG, SPYV
Q1 2024 398$177.3MCGGR, RSP, VBR, SPYV, SPYG