New England Capital Financial Advisors LLC

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 22, 2025), New England Capital Financial Advisors LLC reported 418 stock positions worth $235.3 million. Its top holding was Cap Group Growth Equity (CGGR) at 27.0% of the portfolio, followed by Avantis US Small Cap Value (AVUV, 9.2%) and Invesco S&P 500 Equal Weight (RSP, 9.0%). Compared with Q2 2025, it opened 20 new positions, sold out of 22, added to 120 and reduced 38. The biggest buy was a new position in C&S Real Estate Active ETF (CSRE) and the biggest sale SS Real Estate Select Sector (XLRE, shares −91%).

Most Recent 13F
Q2 2026
Location
MERIDEN, CT
CIK
0001964652
Portfolio Value
$235.3M (Q3 2025)
SEC Filing
0001964652-25-000007 ↗ filed Oct 22, 2025

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $177.3M Q1 2024 Q2 2024: $178.9M Q2 2024 Q3 2024: $192.6M Q3 2024 Q4 2024: $204.9M Q4 2024 Q1 2025: $196.6M Q1 2025 Q2 2025: $218.5M Q2 2025 Q3 2025: $235.3M $235.3M Q3 2025 Q4 2025: $256.0M Q4 2025 Q1 2026: $365.3M Q1 2026 Q2 2026: $418.3M Q2 2026

Holdings 418 stocks · $235.3M
CGGR Cap Group Growth Equity 26.97% 1,444,730 $63.5M Add +0.1%
AVUV Avantis US Small Cap Value 9.18% 216,977 $21.6M Add +1.7%
RSP Invesco S&P 500 Equal Weight 8.98% 111,388 $21.1M Add +1.5%
RLY SS Multi-Asset Real Ret ETF 6.39% 487,085 $15.0M Add +1.1%
CGCP Cap Group Core Plus Income 5.49% 567,985 $12.9M Add +4.4%
SPYG SS SPDR P S&P 500 Growth ETF 5.10% 114,862 $12.0M Reduce -2.1%
SPYV SS SPDR P S&P 500 Value ETF 4.95% 210,425 $11.6M Reduce -0.7%
SPDW Ste STR SPDR PT DW Eu ETF 4.08% 224,058 $9.6M Add +2.0%
CGSD Cap Group Short Duration 2.96% 268,281 $7.0M Add +3.3%
SLYG SS SPDR S&P 600 SC GR ETF 2.01% 50,111 $4.7M Add +2.8%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 1.77% 99,109 $4.2M Add +11.3%
CGMU Cap Group Municipal Income 1.64% 141,143 $3.9M Add +4.6%
XCEM Columbia Em Core Ex-China 1.63% 105,654 $3.8M Add +0.4%
CSRE C&S Real Estate Active ETF 1.61% 145,070 $3.8M New
EVLN Eaton Vance Floating-Rate 1.46% 69,232 $3.4M New
PDBC Invesco Optimum Yield Divers 1.44% 251,681 $3.4M Add +1.9%
AAPL Apple Inc. 0.88% 8,147 $2.1M Add +6.6%
CPSD CLMS S&P STR Alt Dec 0.62% 57,484 $1.5M Reduce -1.4%
MDYG SS SPDR S&P 400 MC GR ETF 0.49% 12,596 $1.2M Add +2.1%
PG The Procter & Gamble Co. 0.48% 7,303 $1.1M Add +0.0%
RTX RTX Corp. 0.45% 6,350 $1.1M Reduce -1.0%
XOM Exxon Mobil Corp. 0.40% 8,369 $944K Add +9.0%
WMT Walmart Inc. 0.35% 8,084 $833K Reduce -0.4%
EFX Equifax Inc. 0.33% 3,034 $778K No change
MSFT Microsoft Corp. 0.33% 1,500 $777K Reduce -0.7%
AMZN Amazon.com Inc. 0.31% 3,336 $732K Add +1.5%
SPGM State Street SPDR Portfolio 0.31% 9,734 $729K Reduce -0.1%
FITB Fifth Third Bancorp 0.29% 15,510 $691K Add +0.2%
NVDA Nvidia Corp. 0.28% 3,550 $662K Reduce -0.7%
ES Eversource Energy 0.27% 8,889 $632K Add +0.3%
TT Trane Technologies PLC 0.24% 1,334 $563K Add +0.1%
BOW Bowhead Specialty Holdings I 0.23% 19,876 $537K New
TSLA Tesla Inc. 0.22% 1,162 $517K Add +1.1%
HD Home Depot Inc. 0.20% 1,186 $481K Add +11.8%
BRK.B Berkshire Hathaway Inc. Class B 0.20% 915 $460K No change
CVX Chevron Corp. 0.19% 2,818 $438K Add +0.1%
JNJ Johnson & Johnson 0.18% 2,332 $432K Add +2.2%
SLYV SS SPDR S&P 600 SC Val ETF 0.18% 4,692 $416K Add +0.2%
T AT&T Inc. 0.18% 14,696 $415K Reduce -1.2%
XLRE SS Real Estate Select Sector 0.17% 9,701 $409K Reduce -90.6%
KO The Coca-Cola Co. 0.17% 6,128 $406K Add +4.5%
META Meta Platforms Inc. Class A 0.16% 525 $386K No change
MCD McDonald's Corp. 0.16% 1,223 $372K Add +0.3%
ORCL Oracle Corp. 0.15% 1,242 $349K Reduce -5.5%
MU Micron Technology Inc. 0.14% 2,033 $340K Add +15538.5%
UNH Unitedhealth Group Inc. 0.14% 924 $319K Add +0.1%
AFL Aflac Inc. 0.13% 2,760 $308K Add +0.0%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.13% 2,607 $298K Add +0.1%
CARR Carrier Global Corp. 0.12% 4,751 $284K Reduce -4.5%
BMY Bristol-Myers Squibb Co. 0.12% 6,215 $280K Add +0.2%
TEL Te Connectivity PLC 0.12% 1,240 $272K No change
AXP American Express Co. 0.11% 805 $267K Reduce -1.7%
OTIS Otis Worldwide Corp. 0.10% 2,628 $240K Reduce -5.9%
GE General Electric filed as GE AEROSPACE 0.10% 772 $232K No change
GOOGL Alphabet Inc. Class A 0.09% 905 $220K No change
NFLX Netflix Inc. 0.08% 161 $192K No change
GSEW Goldman Sachs Eql WGHT Large 0.08% 2,194 $187K Add +0.3%
HUBB Hubbell Inc. 0.08% 432 $186K Reduce -9.4%
MFC Manulife Financial Corp. 0.08% 5,943 $185K Add +0.1%
MRK Merck & Co. Inc. 0.08% 2,156 $181K Reduce -3.8%
ELV Elevance Health Inc. 0.07% 543 $175K Add +0.4%
V Visa Inc. Class A 0.07% 508 $174K Reduce -1.2%
APD Air Products & Chemicals Inc. 0.07% 611 $167K No change
GLD SPDR Gold Shares 0.07% 447 $159K Add +4.4%
DUK Duke Energy Corp. 0.07% 1,268 $157K Add +0.4%
GOOG Alphabet Inc. Class C 0.07% 633 $154K Add +0.2%
RF Regions Financial Corp. 0.06% 5,707 $151K No change
PEP Pepsico Inc. 0.06% 1,058 $149K Add +0.9%
UNM Unum Group 0.06% 1,904 $148K No change
GPN Global Payments Inc. 0.06% 1,771 $147K No change
PFE Pfizer Inc. 0.06% 5,713 $146K Reduce -12.5%
HIG Hartford Insurance Group Inc. 0.06% 1,090 $145K No change
JCI Johnson Controls Internation 0.06% 1,320 $145K No change
CSCO Cisco Systems Inc. 0.06% 2,117 $145K Add +0.5%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.06% 470 $133K No change
VZ Verizon Communications Inc. 0.06% 2,987 $131K Reduce -3.5%
PM Philip Morris International 0.06% 802 $130K Add +0.6%
APH Amphenol Corp. Class A 0.05% 1,016 $126K Add +165.3%
ABBV Abbvie Inc. 0.05% 538 $125K No change
MDT Medtronic PLC 0.05% 1,302 $124K Add +0.1%
COST Costco Wholesale Corp. 0.05% 130 $121K No change
FTEC Fidelity MSCI Info Tech Indx 0.05% 543 $121K No change
VTI VG Morningstar TS MKT ETF-US 0.05% 324 $106K Add +102.5%
CR Crane Co. 0.04% 567 $104K No change
LNT Alliant Energy Corp. 0.04% 1,486 $100K No change
IR Ingersoll-Rand Inc. 0.04% 1,144 $95K No change
ALLE Allegion PLC 0.04% 521 $92K Add +0.4%
CI The Cigna Group 0.04% 319 $92K Add +0.3%
FIS Fidelity National Info Serv 0.04% 1,389 $92K No change
CAT Caterpillar Inc. 0.04% 189 $90K No change
ROK Rockwell Automation Inc. 0.04% 250 $87K No change
AZN Astrazeneca PLC-Spons ADR 0.04% 1,120 $86K No change
VXF Vanguard Extended Market ETF 0.04% 394 $82K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.04% 570 $82K No change
MRSH Marsh & McLennan Cos 0.03% 408 $82K Add +0.3%
ALL Allstate Corp. 0.03% 375 $81K No change
PLD Prologis Inc. 0.03% 652 $75K Add +0.3%
DGX Quest Diagnostics Inc. 0.03% 391 $75K No change
VOOG Vanguard S&P 500 Growth ETF 0.03% 169 $74K No change
CVS CVS Health Corp. 0.03% 976 $74K Add +0.5%
GEV GE Vernova Inc. 0.03% 120 $74K Add +0.8%
VGT Vanguard Info Tech ETF 0.03% 96 $72K No change
GD General Dynamics Corp. 0.03% 209 $71K No change
WFC Wells Fargo & Co. 0.03% 839 $70K No change
IBIT iShares Bitcoin Trust ETF 0.03% 1,078 $70K Reduce -2.8%
BP BP PLC-Spons ADR 0.03% 2,002 $69K Add +129.3%
DE Deere & Co. 0.03% 147 $67K Add +0.7%
MO Altria Group Inc. 0.03% 992 $66K Add +1.5%
ENB Enbridge Inc. 0.03% 1,285 $65K No change
JPM JPMorgan Chase & Co. 0.03% 201 $63K No change
COP Conocophillips 0.03% 669 $63K Add +0.5%
SWK Stanley Black & Decker Inc. 0.03% 834 $62K Add +0.1%
ABT Abbott Laboratories 0.03% 462 $62K Add +0.2%
WBD Warner Bros Discovery Inc. 0.03% 3,156 $62K No change
CGW Invesco S&P Global Water Ind 0.03% 958 $62K No change
LUV Southwest Airlines Co. 0.03% 1,928 $62K Add +0.2%
INTC Intel Corp. 0.03% 1,830 $61K No change
CMCSA Comcast Corp. Class A 0.03% 1,947 $61K Add +0.2%
SPY SS SPDR S&P 500 ETF Trust-US 0.03% 92 $61K No change
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.03% 148 $60K No change
QQQ Invesco QQQ Trust Series 1 0.02% 98 $59K Add +5.4%
QCOM Qualcomm Inc. 0.02% 340 $57K Add +0.6%
VOO Vanguard S&P 500 ETF 0.02% 90 $55K Add +8900.0%
NFG National Fuel Gas Co. 0.02% 596 $55K Add +0.3%
GILD Gilead Sciences Inc. 0.02% 491 $54K Add +0.2%
PAYX Paychex Inc. 0.02% 411 $52K Add +0.7%
LHX L3HARRIS Technologies Inc. 0.02% 170 $52K No change
ROBT First Trust Nasdaq Artificia 0.02% 977 $52K No change
HON Honeywell International Inc. 0.02% 212 $45K No change
PSX Phillips 66 0.02% 326 $44K Add +0.6%
CXT Crane NXT Co. 0.02% 641 $43K No change
URBN Urban Outfitters Inc. 0.02% 600 $43K No change
SNV Synovus Financial Corp. 0.02% 859 $42K Reduce -27.1%
BA The Boeing Co. 0.02% 195 $42K No change
KVUE Kenvue Inc. 0.02% 2,563 $42K Add +81.4%
VIG Vanguard Dividend Apprec ETF 0.02% 192 $41K No change
YUM Yum! Brands Inc. 0.02% 272 $41K Add +0.7%
EW Edwards Lifesciences Corp. 0.02% 528 $41K No change
SPYD SS SPDR P S&P 500 Hi Div ETF 0.02% 931 $41K No change
WPC WP Carey Inc. 0.02% 583 $39K No change
PLTR Palantir Technologies Inc. Class A 0.02% 210 $38K Reduce -0.9%
AHR American Healthcare REIT Inc. 0.02% 909 $38K Add +0.7%
PH Parker Hannifin Corp. 0.02% 49 $37K No change
AVGO Broadcom Inc. 0.02% 112 $37K No change
UI Ubiquiti Inc. 0.02% 56 $37K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.02% 336 $37K Add +0.3%
VONG Vanguard Russell 1000 Growth 0.02% 300 $36K No change
UPS United Parcel Service Class B 0.02% 429 $36K No change
PNR Pentair PLC 0.02% 323 $36K No change
BEPC Brookfield Renewable Corp. 0.01% 1,000 $34K No change
BN Brookfield Corp. 0.01% 500 $34K No change
D Dominion Energy Inc. 0.01% 553 $34K Add +18.9%
SPG Simon Property Group Inc. 0.01% 180 $34K Add +1.1%
IWD iShares Russell 1000 Value E 0.01% 162 $33K Reduce -30.2%
CPSR Cal S&P 500 St Alt P ETF - M 0.01% 1,326 $33K Reduce -0.9%
WEC WEC Energy Group Inc. 0.01% 279 $32K Add +0.4%
NVT Nvent Electric PLC 0.01% 323 $32K No change
TRV The Travelers Cos Inc. 0.01% 110 $31K No change
MDLZ Mondelez International Inc. Class A 0.01% 485 $30K Add +0.4%
MET Metlife Inc. 0.01% 363 $30K Add +0.3%
CIBR First Trust Nasdaq Cybersecu 0.01% 389 $30K No change
EFC Ellington Financial Inc. 0.01% 2,227 $29K Add +3.0%
DOW Dow Inc. 0.01% 1,252 $29K Reduce -49.1%
DEO Diageo PLC-Sponsored ADR 0.01% 300 $29K New
BDX Becton Dickinson and Co. 0.01% 147 $28K No change
NXTG First Trust Indxx Nextg ETF 0.01% 261 $27K Add +0.4%
C Citigroup Inc. 0.01% 266 $27K Reduce -12.5%
SKYY First Trust Cloud Computing 0.01% 192 $26K No change
PANW Palo Alto Networks Inc. 0.01% 124 $25K No change
CION Cion Investment Corp. 0.01% 2,605 $25K Add +3.7%
VVV Valvoline Inc. 0.01% 686 $25K No change
WELL Welltower Inc. 0.01% 136 $24K No change
HPQ HP Inc. 0.01% 888 $24K Add +0.7%
SHEL Shell PLC-ADR 0.01% 338 $24K No change
AIG American International Group 0.01% 302 $24K Reduce -17.3%
BABA Alibaba Group Holding-SP ADR 0.01% 130 $23K Add +1.6%
MPC Marathon Petroleum Corp. 0.01% 118 $23K No change
HSY The Hershey Co. 0.01% 121 $23K Add +0.8%
MMM 3M Co. 0.01% 145 $23K No change
VBR Vngrd Mrngst SL-CP Val ETF-U 0.01% 106 $22K Reduce -0.9%
MAC The Macerich Co. 0.01% 1,212 $22K Reduce -19.2%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.01% 425 $22K Add +0.2%
SO The Southern Co. 0.01% 232 $22K Add +0.9%
VMC Vulcan Materials Co. 0.01% 71 $22K No change
ZBH Zimmer Biomet Holdings Inc. 0.01% 219 $22K No change
SRPT Sarepta Therapeutics Inc. 0.01% 1,100 $21K No change
BAX Baxter International Inc. 0.01% 926 $21K Add +0.2%
IEO iShares U.S. Oil & Gas Explo 0.01% 225 $21K No change
HPE Hewlett Packard Enterprise 0.01% 843 $21K Add +0.4%
F Ford Motor Co. filed as FORD MTR CO 0.01% 1,693 $20K Add +0.7%
PHO Invesco Water Resources ETF 0.01% 273 $20K No change
PCAR Paccar Inc. 0.01% 200 $20K No change
KHC The Kraft Heinz Co. 0.01% 728 $19K Add +1.3%
CNI Canadian Natl Railway Co. 0.01% 200 $19K No change
PFF iShares Preferred & Income S 0.01% 592 $19K Add +1.0%
NKE Nike Inc. Class B 0.01% 267 $19K Add +0.8%
PRU Prudential Financial Inc. 0.01% 178 $19K No change
SRE Sempra 0.01% 205 $18K No change
BUD Anheuser-Busch Inbev-SPN ADR 0.01% 303 $18K Reduce -21.1%
GSK GSK PLC-Spon ADR 0.01% 416 $18K Add +1.0%
FDX FedEx Corp. 0.01% 75 $18K No change
SCHD Schwab US DVD Equity ETF 0.01% 638 $17K No change
FBT First Trust Nyse Arca Biotec 0.01% 97 $17K No change
COF Capital One Financial Corp. 0.01% 80 $17K No change
NUE Nucor Corp. 0.01% 125 $17K New
PFG Principal Financial Group 0.01% 200 $17K No change
SPAB SS SPDR P Agg Bond ETF 0.01% 639 $17K Add +0.9%
BBWI Bath & Body Works Inc. 0.01% 636 $16K Add +0.6%
VIK Viking Holdings Ltd. 0.01% 257 $16K Add +51.2%
PFFD Global X US Preferred ETF 0.01% 823 $16K No change
GSL Global Ship Lease Inc. Class A 0.01% 519 $16K Add +1.8%
PPA Invesco Aerospace & Defense 0.01% 102 $16K No change
PII Polaris Inc. 0.01% 268 $16K Add +1.1%
CPSP Calamos S&P 500 STR Alt Apr 0.01% 593 $15K No change
SGOL Abrdn Physical Gold Shares 0.01% 413 $15K No change
ROKU Roku Inc. 0.01% 150 $15K No change
BHVN Biohaven Ltd. 0.01% 1,000 $15K No change
TSN Tyson Foods Inc. Class A 0.01% 273 $15K Add +0.7%
TMUS T-Mobile US Inc. 0.01% 60 $14K No change
BBT Beacon Financial Corp. 0.01% 605 $14K Add +0.5%
EHC Encompass Health Corp. 0.01% 111 $14K No change
DD Dupont DE Nemours Inc. 0.01% 180 $14K Add +0.6%
PRI Primerica Inc. 0.01% 50 $14K No change
ETR Entergy Corp. 0.01% 148 $14K No change
SCHW Schwab (charles) Corp. 0.01% 143 $14K No change
MA Mastercard Inc. Class A 0.01% 24 $14K Reduce -29.4%
ARTY iShares Future AI & Tech ETF 0.01% 297 $14K No change
USB US Bancorp 0.01% 278 $13K Add +1.1%
JEF Jefferies Financial Group Inc. 0.01% 203 $13K Add +0.5%
DELL Dell Technologies -C 0.01% 92 $13K Add +1.1%
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.01% 118 $13K Add +1.7%
DRD Drdgold Ltd.-Sponsored ADR 0.01% 459 $13K Add +0.4%
XLC SS Comm Select Sector SPDR 0.01% 103 $12K No change
PSKY Paramount Skydance Class B 0.01% 639 $12K New
SWKS Skyworks Solutions Inc. 0.01% 156 $12K No change
FE Firstenergy Corp. 0.01% 261 $12K No change
GS Goldman Sachs Group Inc. 0.01% 15 $12K No change
TTWO Take-Two Interactive Softwre 0.01% 46 $12K No change
QQQM Invesco Nasdaq 100 ETF 0.01% 48 $12K No change
CMG Chipotle Mexican Grill Inc. 0.01% 300 $12K No change
SPYM Ste STR SPDR PT S&P 500 ETF 0.01% 150 $12K No change
XYZ Block Inc. 0.01% 162 $12K No change
CTVA Corteva Inc. 0.01% 173 $12K Add +0.6%
NVS Novartis AG-Sponsored ADR 0.01% 91 $12K No change
CL Colgate-Palmolive Co. 0.00% 144 $12K No change
GWRE Guidewire Software Inc. 0.00% 50 $11K No change
UL Unilever PLC 0.00% 188 $11K Add +0.5%
WPP WPP PLC-Sponsored ADR 0.00% 443 $11K Add +4.5%
LLY Eli Lilly & Co. 0.00% 14 $11K No change
VDE Vanguard Energy ETF 0.00% 86 $11K No change
GLW Corning Inc. 0.00% 132 $11K No change
CRM Salesforce Inc. 0.00% 45 $11K No change
FBIN Fortune Brands Innovations I 0.00% 200 $11K No change
VTR Ventas Inc. 0.00% 152 $11K No change
ANF Abercrombie & Fitch Co. Class A 0.00% 123 $11K No change
ASH Ashland Inc. 0.00% 218 $10K No change
BAH Booz Allen Hamilton Holdings 0.00% 104 $10K No change
TTI Tetra Technologies Inc. 0.00% 1,795 $10K No change
CPSF Calms S&P 500 S PR ETF - Feb 0.00% 398 $10K Reduce -17.4%
ET Energy Transfer LP 0.00% 581 $10K Add +1.9%
AEP American Electric Power 0.00% 86 $10K No change
GLTR Abrdn Precious Metals Basket 0.00% 58 $10K No change
SMCI Super Micro Computer Inc. 0.00% 200 $10K No change
SXT Sensient Technologies Corp. 0.00% 100 $9K New
SMH Vaneck Semiconductor ETF 0.00% 29 $9K Add +314.3%
KMB Kimberly-Clark Corp. 0.00% 75 $9K No change
GIS General Mills Inc. 0.00% 186 $9K Add +1.6%
HOOD Robinhood Markets Inc. Class A 0.00% 64 $9K No change
AMD Advanced Micro Devices 0.00% 55 $9K No change
O Realty Income Corp. 0.00% 146 $9K No change
TDY Teledyne Technologies Inc. 0.00% 15 $9K No change
XLV SS Health Care Select Sector 0.00% 63 $9K No change
YUMC Yum China Holdings Inc. 0.00% 204 $9K Reduce -20.0%
VOD Vodafone Group PLC-SP ADR 0.00% 746 $9K No change
HST Host Hotels & Resorts Inc. 0.00% 509 $9K No change
LAMR Lamar Advertising Co. Class A 0.00% 70 $9K No change
HOG Harley-Davidson Inc. 0.00% 301 $8K Add +0.3%
P Everpure Inc. Class A filed as PURE STORAGE INC 0.00% 100 $8K No change
AMAL Amalgamated Financial Corp. 0.00% 300 $8K No change
JOBY Joby Aviation Inc. 0.00% 500 $8K No change
CPSU Calamos SP500 SA Pro ETF Jun 0.00% 301 $8K New
VTRS Viatris Inc. 0.00% 811 $8K Reduce -1.8%
LMT Lockheed Martin Corp. 0.00% 16 $8K No change
MRNA Moderna Inc. 0.00% 300 $8K No change
HBM Hudbay Minerals Inc. 0.00% 510 $8K No change
EVRG Evergy Inc. 0.00% 100 $8K No change
BAM Brookfield Asset Mgmt-A 0.00% 133 $8K No change
WBS Webster Financial Corp. 0.00% 125 $7K Add +0.8%
CHKP Check Point Software Tech 0.00% 35 $7K No change
CCL Carnival Corp. 0.00% 250 $7K No change
PGX Invesco Preferred ETF 0.00% 608 $7K No change
GTLS Chart Industries Inc. 0.00% 35 $7K No change
PYPL PayPal Holdings Inc. 0.00% 100 $7K No change
ETSY Etsy Inc. 0.00% 100 $7K No change
NGG National Grid PLC-SP ADR 0.00% 91 $7K No change
BNS Bank of Nova Scotia filed as BANK NOVA SCOTIA HALIFAX 0.00% 100 $6K No change
WTRG Essential Utilities Inc. 0.00% 157 $6K No change
TTE Totalenergies SE -Spon ADR 0.00% 101 $6K No change
FTEK Fuel Tech Inc. 0.00% 2,000 $6K No change
LYG Lloyds Banking Group PLC-ADR 0.00% 1,319 $6K No change
AMT American Tower Corp. 0.00% 31 $6K No change
PEJ Invesco Leisure & Entertainm 0.00% 94 $6K No change
FGBI First Guaranty Bancshares Inc. 0.00% 702 $6K Add +0.1%
PSFE Paysafe Ltd. 0.00% 417 $5K New
TMO Thermo Fisher Scientific Inc. 0.00% 11 $5K No change
K Kellanova 0.00% 65 $5K New
CDE Coeur Mining Inc. 0.00% 284 $5K New
DHR Danaher Corp. 0.00% 26 $5K No change
SOXQ Invesco PHLX Semiconductor 0.00% 103 $5K No change
CPSM Calamos SP500 STR Alt Promay 0.00% 181 $5K No change
GEHC GE Healthcare Technology 0.00% 68 $5K No change
IWM iShares Russell 2000 ETF 0.00% 20 $5K No change
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.00% 10 $5K No change
VLO Valero Energy Corp. 0.00% 27 $5K Add +68.8%
ANET Arista Networks Inc. 0.00% 31 $5K New
BBY Best Buy Co. Inc. 0.00% 59 $4K No change
KEY Keycorp 0.00% 240 $4K Add +0.4%
UBER Uber Technologies Inc. 0.00% 45 $4K No change
AMAT Applied Materials Inc. 0.00% 21 $4K New
EA Electronic Arts Inc. 0.00% 21 $4K No change
M Macy's Inc. 0.00% 227 $4K No change
LITE Lumentum Holdings Inc. 0.00% 25 $4K No change
IEZ iShares U.S. Oil Equipment & 0.00% 210 $4K Add +1.0%
RVTY Revvity Inc. 0.00% 46 $4K Add +2.2%
MVO MV Oil Trust 0.00% 700 $4K No change
WAB Wabtec Corp. 0.00% 19 $4K No change
FLRN SS SPDR BB Ig Float RT ETF 0.00% 120 $4K Reduce -99.9%
ZTS Zoetis Inc. 0.00% 25 $4K No change
HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC 0.00% 50 $4K No change
HWM Howmet Aerospace Inc. 0.00% 18 $4K Reduce -62.5%
PLG Platinum Group Metals Ltd. 0.00% 1,316 $3K New
XLK SS Technology Select Sector 0.00% 12 $3K New
VVR Invesco Senior Income Trust 0.00% 939 $3K No change
SRDX Surmodics Inc. 0.00% 100 $3K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.00% 14 $3K No change
SABR Sabre Corp. 0.00% 1,500 $3K No change
ALAB Astera Labs Inc. 0.00% 14 $3K New
UA Under Armour Inc. Class C 0.00% 557 $3K No change
SIRI Sirius XM Holdings Inc. 0.00% 110 $3K No change
BFLY Butterfly Network Inc. 0.00% 1,300 $3K No change
RY Royal Bank of Canada 0.00% 17 $3K No change
KGC Kinross Gold Corp. 0.00% 100 $2K New
NCLH Norwegian Cruise Line Holdin 0.00% 100 $2K No change
CMPS Compass Pathways PLC 0.00% 404 $2K No change
SHLD Global X Defense Tech ETF 0.00% 32 $2K Reduce -75.8%
STAG Stag Industrial Inc. 0.00% 63 $2K No change
NIO Nio Inc. - ADR 0.00% 262 $2K No change
PSLV Sprott Physical Silver Trust 0.00% 125 $2K No change
LNC Lincoln National Corp. 0.00% 48 $2K Add +2.1%
LCID Lucid Group Inc. 0.00% 80 $2K No change
MAR Marriott International Class A 0.00% 7 $2K No change
NOC Northrop Grumman Corp. 0.00% 3 $2K No change
NLY Annaly Capital Management Inc. 0.00% 90 $2K Add +3.5%
MGM MGM Resorts International 0.00% 50 $2K No change
OGN Organon & Co. 0.00% 160 $2K No change
SHOP Shopify Inc. Class A 0.00% 11 $2K No change
IP International Paper Co. 0.00% 34 $2K No change
TGT Target Corp. 0.00% 17 $2K No change
HL Hecla Mining Co. 0.00% 125 $2K No change
NOK Nokia Corp.-Spon ADR 0.00% 300 $1K No change
CC The Chemours Co. 0.00% 90 $1K Add +1.1%
CSV Carriage Services Inc. 0.00% 31 $1K No change
HAL Halliburton Co. 0.00% 54 $1K No change
NMAX Newsmax Inc. 0.00% 100 $1K No change
ILMN Illumina Inc. 0.00% 13 $1K No change
FENI Fidelity Enhanced Intl ETF 0.00% 35 $1K No change
BSX Boston Scientific Corp. 0.00% 12 $1K Add +9.1%
SOUN Soundhound AI Inc. Class A 0.00% 70 $1K No change
CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT 0.00% 36 $1K Add +2.9%
PENN Penn Entertainment Inc. 0.00% 50 $963 No change
VRCA Verrica Pharmaceuticals Inc. 0.00% 200 $862 New
VLTO Veralto Corp. 0.00% 8 $859 No change
NEE Nextera Energy Inc. 0.00% 11 $819 No change
CPSA Calamos SP500 Strct Alt-Aug 0.00% 30 $800 New
DXC DXC Technology Co. 0.00% 53 $723 No change
LULU Lululemon Athletica Inc. 0.00% 4 $712 Reduce -93.3%
MXL Maxlinear Inc. 0.00% 44 $708 No change
TMQ Trilogy Metals Inc. 0.00% 333 $700 No change
AA Alcoa Corp. 0.00% 21 $692 No change
WYNN WYNN Resorts Ltd. 0.00% 5 $659 No change
MREO Mereo Biopharma Group PL-ADR 0.00% 300 $618 No change
LUMN Lumen Technologies Inc. 0.00% 100 $612 No change
OBE Obsidian Energy Ltd. 0.00% 93 $609 No change
HRTX Heron Therapeutics Inc. 0.00% 475 $599 No change
KD Kyndryl Holdings Inc. 0.00% 18 $541 No change
DRIV Global X Autonomous&elec-ETF 0.00% 19 $540 No change
BHF Brighthouse Financial Inc. 0.00% 10 $531 No change
HURA Tuhura Biosciences Inc. 0.00% 202 $501 No change
SCLX Scilex Holding Co. 0.00% 23 $453 No change
EHAB Enhabit Inc. 0.00% 53 $425 No change
ACCO Acco Brands Corp. 0.00% 100 $399 No change
SNAP Snap Inc. Class A 0.00% 50 $386 No change
MJ Amplify Alternat Harvest ETF 0.00% 10 $374 No change
ZIMV Zimvie Inc. 0.00% 19 $360 No change
HBI Hanesbrands Inc. 0.00% 52 $343 No change
MLPA Global X MLP ETF 0.00% 7 $339 No change
TDC Teradata Corp. 0.00% 15 $323 No change
ARRY Array Technologies Inc. 0.00% 39 $315 No change
DKNG Draftkings Inc. Class A 0.00% 8 $302 No change
ADT Adt Inc. 0.00% 33 $287 No change
ARKX ARK Space & Defense Innovati 0.00% 10 $286 No change
LAC Lithium Americas Corp. 0.00% 50 $286 No change
SDOT Sadot Group Inc. 0.00% 50 $278 New
IJR iShares Core S&P Small-Cap E 0.00% 2 $238 No change
UNG US Natural Gas Fund LP 0.00% 18 $236 No change
LAR Lithium Argentina AG 0.00% 50 $167 No change
EVGO Evgo Inc. 0.00% 30 $142 No change
NRDY Nerdy Inc. 0.00% 86 $109 No change
CLNE Clean Energy Fuels Corp. 0.00% 40 $104 No change
AEG Aegon Ltd.-NY Reg SHR 0.00% 11 $88 No change
TDOC Teladoc Health Inc. 0.00% 10 $78 No change
AVNS Avanos Medical Inc. 0.00% 6 $70 No change
AMC AMC Entertainment HLDS Class A 0.00% 21 $61 No change
SMSI Smith Micro Software Inc. 0.00% 31 $23 No change
PLUG Plug Power Inc. 0.00% 9 $21 No change
CGC Canopy Growth Corp. 0.00% 10 $15 No change
DRAGONFLY ENERGY HOLDINGS CO 0.00% 10 $6 No change
YOLO Advisorshares Pure Cannabis 0.00% 1 $4 No change
Lines left out (1) · $206 — a value with no share or principal amount
SecurityClassSharesValue
VUG Vanguard Mrngstar GR ETF-Sui GROWTH ETF0$206

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $235.3M.

Portfolio Sells Q2 2025 → Q3 2025
XLRE SS Real Estate Select Sector Reduce -90.6% 0.17% −1.78
FLRN SS SPDR BB Ig Float RT ETF Reduce -99.9% 0.00% −1.56
SPYV SS SPDR P S&P 500 Value ETF Reduce -0.7% 4.95% −0.13
CCRV iShares Comm Curve Carry STR Sold out 0.00% −0.08
CARR Carrier Global Corp. Reduce -4.5% 0.12% −0.05
CPSD CLMS S&P STR Alt Dec Reduce -1.4% 0.62% −0.04
OTIS Otis Worldwide Corp. Reduce -5.9% 0.10% −0.02
T AT&T Inc. Reduce -1.2% 0.18% −0.02
DOW Dow Inc. Reduce -49.1% 0.01% −0.02
SPYG SS SPDR P S&P 500 Growth ETF Reduce -2.1% 5.10% −0.01
MSFT Microsoft Corp. Reduce -0.7% 0.33% −0.01
PFE Pfizer Inc. Reduce -12.5% 0.06% −0.01
HUBB Hubbell Inc. Reduce -9.4% 0.08% −0.01
SNV Synovus Financial Corp. Reduce -27.1% 0.02% −0.01
V Visa Inc. Class A Reduce -1.2% 0.07% −0.01
WMT Walmart Inc. Reduce -0.4% 0.35% −0.01
IWD iShares Russell 1000 Value E Reduce -30.2% 0.01% −0.01
LULU Lululemon Athletica Inc. Reduce -93.3% 0.00% −0.01
AXP American Express Co. Reduce -1.7% 0.11% −0.01
WBA Walgreens Boots Alliance Inc. Sold out 0.00% −0.01
VZ Verizon Communications Inc. Reduce -3.5% 0.06% −0.01
SAGE Sage Therapeutics Inc. Sold out 0.00% −0.00
BUD Anheuser-Busch Inbev-SPN ADR Reduce -21.1% 0.01% −0.00
MRK Merck & Co. Inc. Reduce -3.8% 0.08% −0.00
AIG American International Group Reduce -17.3% 0.01% −0.00
PARAA Paramount Global Class B Sold out 0.00% −0.00
UGI Ugi Corp. Sold out 0.00% −0.00
MA Mastercard Inc. Class A Reduce -29.4% 0.01% −0.00
EMLP First Trust North American E Sold out 0.00% −0.00
SHLD Global X Defense Tech ETF Reduce -75.8% 0.00% −0.00
GM General Motors Co. Sold out 0.00% −0.00
HWM Howmet Aerospace Inc. Reduce -62.5% 0.00% −0.00
ATI Ati Inc. Sold out 0.00% −0.00
DRS Leonardo DRS Inc. Sold out 0.00% −0.00
OKLO Oklo Inc. Sold out 0.00% −0.00
HYT BlackRock Corp. Hi YLD Sold out 0.00% −0.00
MAC The Macerich Co. Reduce -19.2% 0.01% −0.00
BITX 2X Bitcoin ETF Sold out 0.00% −0.00
YUMC Yum China Holdings Inc. Reduce -20.0% 0.00% −0.00
IBIT iShares Bitcoin Trust ETF Reduce -2.8% 0.03% −0.00
CPSF Calms S&P 500 S PR ETF - Feb Reduce -17.4% 0.00% −0.00
FL Foot Locker Inc. Sold out 0.00% −0.00
CPSR Cal S&P 500 St Alt P ETF - M Reduce -0.9% 0.01% −0.00
NSC Norfolk Southern Corp. Sold out 0.00% −0.00
BIIB Biogen Inc. Sold out 0.00% −0.00
KLG WK Kellogg Co. Sold out 0.00% −0.00
C Citigroup Inc. Reduce -12.5% 0.01% −0.00
DOUG Douglas Elliman Inc. Sold out 0.00% −0.00
TNA Dir Dai SML Ca Bul 3X Et-Usd Sold out 0.00% −0.00
SDOT Sadot Group Inc. Sold out 0.00% −0.00

Portfolio Buys Q2 2025 → Q3 2025
CSRE C&S Real Estate Active ETF New 1.61% +1.61
EVLN Eaton Vance Floating-Rate New 1.46% +1.46
AVUV Avantis US Small Cap Value Add +1.7% 9.18% +0.28
BOW Bowhead Specialty Holdings I New 0.23% +0.23
AAPL Apple Inc. Add +6.6% 0.88% +0.16
CGDV Cap Group Dividend Value Add +11.3% 1.77% +0.16
MU Micron Technology Inc. Add +15538.5% 0.14% +0.14
CGGR Cap Group Growth Equity Add +0.1% 26.97% +0.13
TSLA Tesla Inc. Add +1.1% 0.22% +0.05
APH Amphenol Corp. Class A Add +165.3% 0.05% +0.04
SLYG SS SPDR S&P 600 SC GR ETF Add +2.8% 2.01% +0.03
HD Home Depot Inc. Add +11.8% 0.20% +0.03
JNJ Johnson & Johnson Add +2.2% 0.18% +0.02
VOO Vanguard S&P 500 ETF Add +8900.0% 0.02% +0.02
VTI VG Morningstar TS MKT ETF-US Add +102.5% 0.05% +0.02
XOM Exxon Mobil Corp. Add +9.0% 0.40% +0.02
BP BP PLC-Spons ADR Add +129.3% 0.03% +0.02
GOOG Alphabet Inc. Class C Add +0.2% 0.07% +0.01
DEO Diageo PLC-Sponsored ADR New 0.01% +0.01
ES Eversource Energy Add +0.3% 0.27% +0.01
GLD SPDR Gold Shares Add +4.4% 0.07% +0.01
NUE Nucor Corp. New 0.01% +0.01
SLYV SS SPDR S&P 600 SC Val ETF Add +0.2% 0.18% +0.01
PSKY Paramount Skydance Class B New 0.01% +0.01
ALLE Allegion PLC Add +0.4% 0.04% +0.01
KVUE Kenvue Inc. Add +81.4% 0.02% +0.00
SXT Sensient Technologies Corp. New 0.00% +0.00
UNH Unitedhealth Group Inc. Add +0.1% 0.14% +0.00
CPSU Calamos SP500 SA Pro ETF Jun New 0.00% +0.00
BABA Alibaba Group Holding-SP ADR Add +1.6% 0.01% +0.00
SMH Vaneck Semiconductor ETF Add +314.3% 0.00% +0.00
VIK Viking Holdings Ltd. Add +51.2% 0.01% +0.00
DRD Drdgold Ltd.-Sponsored ADR Add +0.4% 0.01% +0.00
SPDW Ste STR SPDR PT DW Eu ETF Add +2.0% 4.08% +0.00
CDE Coeur Mining Inc. New 0.00% +0.00
D Dominion Energy Inc. Add +18.9% 0.01% +0.00
FITB Fifth Third Bancorp Add +0.2% 0.29% +0.00
GEV GE Vernova Inc. Add +0.8% 0.03% +0.00
K Kellanova New 0.00% +0.00
PSFE Paysafe Ltd. New 0.00% +0.00
AMAT Applied Materials Inc. New 0.00% +0.00
ANET Arista Networks Inc. New 0.00% +0.00
MO Altria Group Inc. Add +1.5% 0.03% +0.00
PII Polaris Inc. Add +1.1% 0.01% +0.00
BNY Bank of New York Mellon Corp. Add +0.3% 0.02% +0.00
CVX Chevron Corp. Add +0.1% 0.19% +0.00
QQQ Invesco QQQ Trust Series 1 Add +5.4% 0.02% +0.00
PLG Platinum Group Metals Ltd. New 0.00% +0.00
XLK SS Technology Select Sector New 0.00% +0.00
SPG Simon Property Group Inc. Add +1.1% 0.01% +0.00

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 430$418.3MHFSI, CGGR, VCRB, AVUV, RSP
Q1 2026 424$365.3MHFSI, CGGR, VCRB, AVUV, RSP
Q4 2025 421$256.0MCGGR, AVUV, RSP, RLY, CGCP
Q3 2025 418$235.3MCGGR, AVUV, RSP, RLY, CGCP
Q2 2025 420$218.5MCGGR, RSP, AVUV, RLY, CGCP
Q1 2025 393$196.6MCGGR, RSP, AVUV, RLY, CGCP
Q4 2024 411$204.9MCGGR, RSP, VBR, RLY, SPYV
Q3 2024 400$192.6MCGGR, RSP, VBR, SPYV, SPYG
Q2 2024 403$178.9MCGGR, RSP, VBR, SPYG, SPYV
Q1 2024 398$177.3MCGGR, RSP, VBR, SPYV, SPYG