New England Capital Financial Advisors LLC

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 27, 2026), New England Capital Financial Advisors LLC reported 424 stock positions worth $365.3 million. Its top holding was Hartfor Strateg Income ETF-U (HFSI) at 24.2% of the portfolio, followed by Cap Group Growth Equity (CGGR, 15.3%) and Vanguard Core Bond ETF (VCRB, 12.5%). Compared with Q4 2025, it opened 21 new positions, sold out of 18, added to 104 and reduced 56. The biggest buy was Hartfor Strateg Income ETF-U (HFSI, shares +705%) and the biggest sale Cap Group Growth Equity (CGGR, shares −2%).

Most Recent 13F
Q2 2026
Location
MERIDEN, CT
CIK
0001964652
Portfolio Value
$365.3M (Q1 2026)
SEC Filing
0001964652-26-000002 ↗ filed Apr 27, 2026

Holdings Value

0$100.0M$200.0M$300.0M$400.0M$500.0M Q1 2024: $177.3M Q1 2024 Q2 2024: $178.9M Q2 2024 Q3 2024: $192.6M Q3 2024 Q4 2024: $204.9M Q4 2024 Q1 2025: $196.6M Q1 2025 Q2 2025: $218.5M Q2 2025 Q3 2025: $235.3M Q3 2025 Q4 2025: $256.0M Q4 2025 Q1 2026: $365.3M $365.3M Q1 2026 Q2 2026: $418.3M Q2 2026

Holdings 424 stocks · $365.3M
HFSI Hartfor Strateg Income ETF-U 24.19% 2,544,936 $88.4M Add +705.5%
CGGR Cap Group Growth Equity 15.33% 1,393,637 $56.0M Reduce -2.0%
VCRB Vanguard Core Bond ETF 12.52% 590,874 $45.7M Add +811.9%
AVUV Avantis US Small Cap Value 6.60% 218,324 $24.1M Reduce -0.1%
RSP Invesco S&P 500 Equal Weight 6.01% 114,458 $22.0M Add +1.6%
RLY SS Multi-Asset Real Ret ETF 4.92% 496,657 $18.0M Add +0.5%
SPYV SS SPDR P S&P 500 Value ETF 3.13% 202,384 $11.5M Reduce -3.3%
SPYG SS SPDR P S&P 500 Growth ETF 2.83% 105,439 $10.3M Reduce -7.2%
SPDW Ste STR SPDR PT DW Eu ETF 2.77% 221,732 $10.1M Reduce -4.3%
CGMU Cap Group Municipal Income 2.10% 282,765 $7.7M Add +81.8%
SLYG SS SPDR S&P 600 SC GR ETF 1.76% 66,530 $6.4M Add +27.0%
CSRE C&S Real Estate Active ETF 1.74% 242,299 $6.4M Add +55.6%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 1.66% 142,805 $6.1M Add +24.7%
CGCP Cap Group Core Plus Income 1.61% 262,984 $5.9M Reduce -52.6%
XCEM Columbia Em Core Ex-China 1.28% 114,364 $4.7M Add +4.3%
PDBC Invesco Optimum Yield Divers 1.23% 260,342 $4.5M Reduce -2.1%
AAPL Apple Inc. 0.57% 8,166 $2.1M Reduce -0.5%
CGSD Cap Group Short Duration 0.52% 74,129 $1.9M Reduce -71.4%
MDYG SS SPDR S&P 400 MC GR ETF 0.47% 18,079 $1.7M Add +35.3%
CPSD CLMS S&P STR Alt Dec 0.40% 56,586 $1.5M Reduce -1.9%
XOM Exxon Mobil Corp. 0.39% 8,400 $1.4M Add +0.3%
TOUS T Rowe PRC International Eq 0.31% 33,157 $1.1M Add +1084.6%
RTX RTX Corp. 0.30% 5,763 $1.1M Reduce -4.8%
PG The Procter & Gamble Co. 0.29% 7,307 $1.1M Add +0.0%
WMT Walmart Inc. 0.27% 8,015 $996K Add +0.7%
SPGM State Street SPDR Portfolio 0.24% 11,583 $877K Add +10.3%
FITB Fifth Third Bancorp 0.19% 14,552 $676K Reduce -2.3%
NVDA Nvidia Corp. 0.18% 3,871 $675K Reduce -2.0%
AMZN Amazon.com Inc. 0.18% 3,152 $657K Reduce -2.2%
ES Eversource Energy 0.17% 8,854 $613K Reduce -0.7%
CVX Chevron Corp. 0.16% 2,825 $585K Add +0.1%
JNJ Johnson & Johnson 0.16% 2,351 $575K Add +0.4%
MSFT Microsoft Corp. 0.15% 1,482 $548K Add +0.1%
EFX Equifax Inc. 0.15% 3,034 $546K No change
TT Trane Technologies PLC 0.14% 1,236 $515K Reduce -7.5%
KO The Coca-Cola Co. 0.13% 6,027 $458K Reduce -2.0%
SLYV SS SPDR S&P 600 SC Val ETF 0.12% 4,715 $446K Add +0.2%
BOW Bowhead Specialty Holdings I 0.12% 19,876 $446K No change
BRK.B Berkshire Hathaway Inc. Class B 0.12% 926 $444K No change
TSLA Tesla Inc. 0.12% 1,185 $440K No change
T AT&T Inc. 0.12% 14,761 $428K Add +0.2%
BMY Bristol-Myers Squibb Co. 0.11% 6,394 $388K Add +0.2%
MCD McDonald's Corp. 0.10% 1,229 $382K Add +0.2%
HD Home Depot Inc. 0.10% 1,159 $381K Reduce -5.2%
XLRE SS Real Estate Select Sector 0.10% 8,877 $362K Add +0.3%
MU Micron Technology Inc. 0.10% 1,034 $349K No change
GE General Electric filed as GE AEROSPACE 0.08% 1,053 $299K Add +0.1%
META Meta Platforms Inc. Class A 0.08% 505 $289K Reduce -1.0%
AFL Aflac Inc. 0.07% 2,463 $270K Reduce -10.8%
GOOGL Alphabet Inc. Class A 0.07% 922 $265K Reduce -0.2%
MRK Merck & Co. Inc. 0.07% 2,182 $262K Add +0.6%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.07% 2,701 $260K Reduce -3.6%
TEL Te Connectivity PLC 0.07% 1,240 $259K No change
CARR Carrier Global Corp. 0.07% 4,595 $259K Reduce -3.5%
UNH Unitedhealth Group Inc. 0.07% 927 $251K Add +0.2%
AXP American Express Co. 0.06% 774 $234K Add +0.3%
GEV GE Vernova Inc. 0.06% 240 $209K No change
MFC Manulife Financial Corp. 0.06% 5,951 $205K Add +0.1%
GLD SPDR Gold Shares 0.05% 458 $197K No change
OTIS Otis Worldwide Corp. 0.05% 2,533 $195K Reduce -3.9%
GSEW Goldman Sachs Eql WGHT Large 0.05% 2,209 $187K Add +0.3%
ORCL Oracle Corp. 0.05% 1,245 $183K Add +0.2%
HUBB Hubbell Inc. 0.05% 371 $182K Reduce -14.3%
APD Air Products & Chemicals Inc. 0.05% 611 $178K No change
JCI Johnson Controls Internation 0.05% 1,320 $173K No change
PEP Pepsico Inc. 0.05% 1,074 $167K Add +1.5%
DUK Duke Energy Corp. 0.05% 1,269 $166K No change
PFE Pfizer Inc. 0.04% 5,726 $161K Add +0.1%
ELV Elevance Health Inc. 0.04% 547 $160K Add +0.6%
CSCO Cisco Systems Inc. 0.04% 2,038 $158K Reduce -4.3%
NFLX Netflix Inc. 0.04% 1,605 $154K Reduce -3.0%
V Visa Inc. Class A 0.04% 509 $154K No change
GOOG Alphabet Inc. Class C 0.04% 533 $153K Reduce -15.8%
HIG Hartford Insurance Group Inc. 0.04% 1,127 $152K Reduce -10.9%
RF Regions Financial Corp. 0.04% 5,707 $149K No change
VZ Verizon Communications Inc. 0.04% 2,818 $141K Reduce -6.4%
UNM Unum Group 0.04% 1,904 $139K No change
PM Philip Morris International 0.04% 815 $135K Add +0.9%
CAT Caterpillar Inc. 0.04% 189 $134K No change
COST Costco Wholesale Corp. 0.04% 131 $130K No change
APH Amphenol Corp. Class A 0.04% 1,028 $130K Reduce -0.2%
MDT Medtronic PLC 0.03% 1,405 $122K Add +0.1%
HTH Hilltop Holdings Inc. 0.03% 3,384 $121K No change
FTEC Fidelity MSCI Info Tech Indx 0.03% 544 $113K No change
AZN Astrazeneca PLC 0.03% 560 $110K No change
LNT Alliant Energy Corp. 0.03% 1,486 $107K No change
GS Goldman Sachs Group Inc. 0.03% 115 $97K Reduce -14.8%
CR Crane Co. 0.03% 567 $97K No change
BP BP PLC-Spons ADR 0.03% 2,002 $94K No change
IR Ingersoll-Rand Inc. 0.03% 1,144 $92K No change
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.02% 570 $91K No change
ROK Rockwell Automation Inc. 0.02% 250 $90K No change
COP Conocophillips 0.02% 675 $89K Add +0.5%
PLD Prologis Inc. 0.02% 660 $87K Add +0.9%
WBD Warner Bros Discovery Inc. 0.02% 3,154 $87K No change
CI The Cigna Group 0.02% 321 $86K Add +0.3%
DE Deere & Co. 0.02% 148 $83K Add +0.7%
VXF Vanguard Extended Market ETF 0.02% 394 $81K No change
GPN Global Payments Inc. 0.02% 1,189 $80K Reduce -32.9%
FIS Fidelity National Info Serv 0.02% 1,692 $79K Add +21.8%
ABBV Abbvie Inc. 0.02% 363 $79K Reduce -32.5%
INTC Intel Corp. 0.02% 1,722 $76K Reduce -5.9%
ALLE Allegion PLC 0.02% 522 $76K No change
GD General Dynamics Corp. 0.02% 209 $72K No change
MRSH Marsh & McLennan Cos 0.02% 410 $71K Add +0.5%
ENB Enbridge Inc. 0.02% 1,285 $70K No change
VOOG Vanguard S&P 500 Growth ETF 0.02% 169 $69K No change
BEPC Brookfield Renewable Corp. 0.02% 1,700 $68K Add +70.0%
MO Altria Group Inc. 0.02% 1,024 $68K Add +1.7%
VGT Vanguard Info Tech ETF 0.02% 96 $67K No change
WFC Wells Fargo & Co. 0.02% 839 $67K No change
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.02% 270 $65K Reduce -42.5%
GARP iShares MSCI USA Quality Gar 0.02% 1,020 $65K New
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.02% 173 $64K No change
CVS CVS Health Corp. 0.02% 885 $64K Add +0.6%
CGW Invesco S&P Global Water Ind 0.02% 973 $62K No change
DGX Quest Diagnostics Inc. 0.02% 312 $61K No change
PSX Phillips 66 0.02% 329 $60K Add +0.3%
SPY SS SPDR S&P 500 ETF Trust-US 0.02% 92 $60K Reduce -21.4%
ETN Eaton Corp. PLC 0.02% 167 $60K No change
JPM JPMorgan Chase & Co. 0.02% 202 $59K Reduce -12.6%
QQQ Invesco QQQ Trust Series 1 0.02% 100 $58K Add +1.0%
NFG National Fuel Gas Co. 0.02% 600 $56K Add +0.3%
CMCSA Comcast Corp. Class A 0.02% 1,954 $56K Add +0.1%
ALL Allstate Corp. 0.01% 264 $55K No change
SWK Stanley Black & Decker Inc. 0.01% 766 $54K Reduce -8.3%
CPSR Cal S&P 500 St Alt P ETF - M 0.01% 2,149 $54K Add +62.1%
GILD Gilead Sciences Inc. 0.01% 389 $54K Reduce -20.9%
UPS United Parcel Service Class B 0.01% 527 $52K Reduce -16.4%
VTI VG Morningstar TS MKT ETF-US 0.01% 160 $51K No change
ROBT First Trust Nasdaq Artificia 0.01% 1,077 $50K No change
IBIT iShares Bitcoin Trust ETF 0.01% 1,265 $49K No change
HON Honeywell International Inc. 0.01% 212 $48K No change
ABT Abbott Laboratories 0.01% 462 $47K No change
QCOM Qualcomm Inc. 0.01% 344 $44K Add +0.6%
UI Ubiquiti Inc. 0.01% 56 $44K No change
PH Parker Hannifin Corp. 0.01% 49 $44K No change
AHR American Healthcare REIT Inc. 0.01% 919 $43K Add +0.6%
YUM Yum! Brands Inc. 0.01% 274 $43K Add +0.4%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.01% 931 $42K No change
EW Edwards Lifesciences Corp. 0.01% 528 $42K No change
VIG Vanguard Dividend Apprec ETF 0.01% 192 $41K No change
BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP 0.01% 340 $40K Add +0.6%
WPC WP Carey Inc. 0.01% 583 $40K No change
BA The Boeing Co. 0.01% 195 $39K No change
PAYX Paychex Inc. 0.01% 420 $39K Add +1.2%
NVT Nvent Electric PLC 0.01% 323 $38K No change
URBN Urban Outfitters Inc. 0.01% 600 $38K No change
KVUE Kenvue Inc. 0.01% 2,083 $36K Reduce -19.1%
AVGO Broadcom Inc. 0.01% 112 $35K No change
IWD iShares Russell 1000 Value E 0.01% 162 $35K No change
SPG Simon Property Group Inc. 0.01% 184 $34K Add +1.1%
VONG Vanguard Russell 1000 Growth 0.01% 300 $33K No change
WEC WEC Energy Group Inc. 0.01% 280 $32K Add +0.4%
TRV The Travelers Cos Inc. 0.01% 110 $32K No change
LLY Eli Lilly & Co. 0.01% 34 $32K No change
SHEL Shell PLC-ADR 0.01% 338 $31K No change
BN Brookfield Corp. 0.01% 752 $30K Add +0.1%
WBS Webster Financial Corp. 0.01% 437 $30K Add +246.8%
NXTG First Trust Indxx Nextg ETF 0.01% 263 $29K Add +0.4%
MPC Marathon Petroleum Corp. 0.01% 118 $29K No change
C Citigroup Inc. 0.01% 252 $29K No change
MDLZ Mondelez International Inc. Class A 0.01% 493 $28K Add +0.8%
KHC The Kraft Heinz Co. 0.01% 1,251 $28K Add +1.0%
PNR Pentair PLC 0.01% 323 $28K No change
IEO iShares U.S. Oil & Gas Explo 0.01% 225 $28K No change
EFC Ellington Financial Inc. 0.01% 2,363 $28K Add +3.1%
CPSF Calms S&P 500 S PR ETF - Feb 0.01% 1,084 $28K Add +172.4%
FDX FedEx Corp. 0.01% 76 $27K No change
WELL Welltower Inc. 0.01% 136 $27K No change
CXT Crane NXT Co. 0.01% 641 $26K No change
MET Metlife Inc. 0.01% 363 $26K No change
PLTR Palantir Technologies Inc. Class A 0.01% 175 $26K Reduce -16.7%
NKE Nike Inc. Class B 0.01% 470 $25K Add +75.4%
CIBR First Trust Nasdaq Cybersecu 0.01% 390 $24K No change
BFLY Butterfly Network Inc. 0.01% 6,000 $24K Add +200.0%
SRPT Sarepta Therapeutics Inc. 0.01% 1,100 $24K No change
HSY The Hershey Co. 0.01% 115 $24K No change
BDX Becton Dickinson and Co. 0.01% 147 $23K No change
VVV Valvoline Inc. 0.01% 686 $23K No change
DEO Diageo PLC-Sponsored ADR 0.01% 308 $23K No change
MAC The Macerich Co. 0.01% 1,212 $23K No change
SO The Southern Co. 0.01% 235 $23K Add +0.9%
NUE Nucor Corp. 0.01% 125 $21K No change
MMM 3M Co. 0.01% 145 $21K No change
BUD Anheuser-Busch Inbev-SPN ADR 0.01% 303 $21K No change
SKYY First Trust Cloud Computing 0.01% 192 $21K No change
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.01% 428 $21K Add +0.5%
CLX Clorox Company 0.01% 200 $21K New
CNI Canadian Natl Railway Co. 0.01% 200 $21K No change
SLV iShares Silver Trust 0.01% 301 $21K New
HPE Hewlett Packard Enterprise 0.01% 849 $20K Add +0.3%
ZBH Zimmer Biomet Holdings Inc. 0.01% 220 $20K No change
SRE Sempra 0.01% 205 $20K No change
PANW Palo Alto Networks Inc. 0.01% 124 $20K Reduce -65.0%
F Ford Motor Co. filed as FORD MTR CO 0.01% 1,715 $20K Reduce -4.2%
SCHD Schwab US DVD Equity ETF 0.01% 643 $20K Add +0.8%
FBT First Trust Nyse Arca Biotec 0.01% 97 $19K No change
VMC Vulcan Materials Co. 0.01% 71 $19K No change
CION Cion Investment Corp. 0.01% 2,797 $19K Add +3.8%
VIK Viking Holdings Ltd. 0.01% 257 $19K No change
SGOL Abrdn Physical Gold Shares 0.01% 413 $18K No change
BBT Beacon Financial Corp. 0.01% 613 $18K Add +0.7%
PHO Invesco Water Resources ETF 0.01% 274 $18K Add +0.4%
PFF iShares Preferred & Income S 0.01% 601 $18K Add +0.3%
PFG Principal Financial Group 0.00% 200 $18K No change
GLW Corning Inc. 0.00% 132 $18K No change
TSN Tyson Foods Inc. Class A 0.00% 278 $18K Add +1.1%
AIG American International Group 0.00% 236 $18K Reduce -21.9%
LITE Lumentum Holdings Inc. 0.00% 25 $18K No change
PRU Prudential Financial Inc. 0.00% 178 $17K No change
HPQ HP Inc. 0.00% 900 $17K Add +0.8%
PNFP Pinnacle Financial Partners 0.00% 198 $17K New
ETR Entergy Corp. 0.00% 148 $17K No change
BABA Alibaba Group Holding-SP ADR 0.00% 130 $16K No change
GSL Global Ship Lease Inc. Class A 0.00% 436 $16K Reduce -17.4%
ADBE Adobe Inc. 0.00% 65 $16K No change
PFFD Global X US Preferred ETF 0.00% 823 $15K No change
VDE Vanguard Energy ETF 0.00% 87 $15K No change
DELL Dell Technologies -C 0.00% 92 $15K No change
PII Polaris Inc. 0.00% 274 $15K Add +1.1%
CPSP Calamos S&P 500 STR Alt Apr 0.00% 566 $15K Reduce -3.3%
XLV SS Health Care Select Sector 0.00% 101 $15K No change
USB US Bancorp 0.00% 284 $15K Add +1.1%
COF Capital One Financial Corp. 0.00% 81 $15K No change
CTVA Corteva Inc. 0.00% 174 $15K Add +0.6%
ROKU Roku Inc. 0.00% 150 $14K No change
NVS Novartis AG-Sponsored ADR 0.00% 91 $14K No change
ARTY iShares Future AI & Tech ETF 0.00% 297 $14K No change
ET Energy Transfer LP 0.00% 703 $14K Add +18.8%
DRD Drdgold Ltd.-Sponsored ADR 0.00% 462 $14K Add +0.7%
SCHW Schwab (charles) Corp. 0.00% 144 $14K No change
FE Firstenergy Corp. 0.00% 261 $13K No change
GLTR Abrdn Precious Metals Basket 0.00% 58 $13K No change
TMUS T-Mobile US Inc. 0.00% 60 $13K No change
PRI Primerica Inc. 0.00% 50 $13K No change
CL Colgate-Palmolive Co. 0.00% 146 $12K Add +0.7%
VTR Ventas Inc. 0.00% 152 $12K No change
ASH Ashland Inc. 0.00% 218 $12K No change
BBWI Bath & Body Works Inc. 0.00% 648 $12K Add +0.8%
MA Mastercard Inc. Class A 0.00% 24 $12K No change
BAX Baxter International Inc. 0.00% 706 $12K No change
AMAL Amalgamated Financial Corp. 0.00% 300 $12K No change
SPYM Ste STR SPDR PT S&P 500 ETF 0.00% 151 $12K No change
SJM The JM Smucker Co. filed as SMUCKER J M CO 0.00% 120 $12K Add +0.8%
HBM Hudbay Minerals Inc. 0.00% 540 $11K No change
AMD Advanced Micro Devices 0.00% 55 $11K No change
AEP American Electric Power 0.00% 86 $11K No change
ANF Abercrombie & Fitch Co. Class A 0.00% 123 $11K No change
SMH Vaneck Semiconductor ETF 0.00% 29 $11K No change
VTRS Viatris Inc. 0.00% 825 $11K Add +0.9%
CPSO Calamos S&P 500 Alt Prot Oct 0.00% 408 $11K Reduce -8.9%
VOD Vodafone Group PLC-SP ADR 0.00% 727 $11K No change
EHC Encompass Health Corp. 0.00% 111 $11K No change
DFIS Dimensional International SM 0.00% 315 $11K No change
Q Qnity Electronics Inc. 0.00% 89 $10K No change
YUMC Yum China Holdings Inc. 0.00% 206 $10K Add +0.5%
XYZ Block Inc. 0.00% 162 $10K No change
LMT Lockheed Martin Corp. 0.00% 16 $10K No change
CMG Chipotle Mexican Grill Inc. 0.00% 300 $10K No change
UL Unilever PLC-Sponsored ADR 0.00% 165 $9K No change
TTE Totalenergies SE 0.00% 101 $9K No change
D Dominion Energy Inc. 0.00% 148 $9K Reduce -73.2%
TTWO Take-Two Interactive Softwre 0.00% 46 $9K No change
TDY Teledyne Technologies Inc. 0.00% 15 $9K No change
DOW Dow Inc. filed as DOW HLDGS INC 0.00% 215 $9K Add +0.9%
O Realty Income Corp. 0.00% 146 $9K No change
LAMR Lamar Advertising Co. Class A 0.00% 70 $9K No change
SXT Sensient Technologies Corp. 0.00% 101 $9K No change
LUV Southwest Airlines Co. 0.00% 229 $9K Reduce -75.3%
JEF Jefferies Financial Group Inc. 0.00% 206 $9K Add +1.0%
QQQM Invesco Nasdaq 100 ETF 0.00% 36 $8K Reduce -25.0%
BHVN Biohaven Ltd. 0.00% 1,000 $8K No change
SWKS Skyworks Solutions Inc. 0.00% 156 $8K No change
DD Dupont DE Nemours Inc. 0.00% 181 $8K No change
VGK Vanguard Ftse Europe ETF 0.00% 100 $8K New
EVRG Evergy Inc. 0.00% 100 $8K No change
CPSU Calamos SP500 SA Pro ETF Jun 0.00% 301 $8K No change
BAH Booz Allen Hamilton Holdings 0.00% 104 $8K No change
FBIN Fortune Brands Innovations I 0.00% 200 $8K No change
NGG National Grid PLC-SP ADR 0.00% 91 $8K No change
GWRE Guidewire Software Inc. 0.00% 50 $7K No change
KMB Kimberly-Clark Corp. 0.00% 76 $7K No change
AMAT Applied Materials Inc. 0.00% 21 $7K No change
GTLS Chart Industries Inc. 0.00% 35 $7K No change
GIS General Mills Inc. 0.00% 191 $7K Add +1.6%
WPP WPP PLC-Sponsored ADR 0.00% 455 $7K No change
BNS Bank of Nova Scotia filed as BANK NOVA SCOTIA B C 0.00% 100 $7K No change
SAFE Safehold Inc. 0.00% 500 $7K New
FSSL FS Specialty Lending Fund 0.00% 536 $7K Add +3.3%
LYG Lloyds Banking Group PLC-ADR 0.00% 1,319 $7K No change
PGX Invesco Preferred ETF 0.00% 608 $7K No change
BBC Virtus Biotech Clinical Tria 0.00% 158 $7K No change
CCL Carnival Corp. 0.00% 251 $6K Add +0.4%
WTRG Essential Utilities Inc. 0.00% 157 $6K No change
HOG Harley-Davidson Inc. 0.00% 304 $6K Add +0.7%
BAM Brookfield Asset Mgmt-A 0.00% 136 $6K Add +1.5%
P Everpure Inc. Class A 0.00% 100 $6K No change
PSKY Paramount Skydance Class B 0.00% 643 $6K Add +0.5%
MEME Roundhill Meme Stock ETF 0.00% 925 $6K New
CDE Coeur Mining Inc. 0.00% 304 $6K No change
WAT Waters Corp. 0.00% 19 $6K New
GEHC GE Healthcare Technology 0.00% 78 $6K Add +13.0%
TMO Thermo Fisher Scientific Inc. 0.00% 11 $5K No change
PEJ Invesco Leisure & Entertainm 0.00% 94 $5K No change
AMT American Tower Corp. 0.00% 31 $5K No change
CPSM Calamos SP500 STR Alt Promay 0.00% 181 $5K No change
CHKP Check Point Software Tech 0.00% 35 $5K No change
DHR Danaher Corp. 0.00% 26 $5K No change
IWM iShares Russell 2000 ETF 0.00% 20 $5K No change
KEY Keycorp 0.00% 241 $5K Add +0.4%
WAB Wabtec Corp. 0.00% 19 $5K No change
DIA SS SPDR Dow Jones Indus Avg filed as STATE STR SPDR DOW JONES IND 0.00% 10 $5K No change
LULU Lululemon Athletica Inc. 0.00% 30 $5K Add +200.0%
SMCI Super Micro Computer Inc. 0.00% 200 $5K No change
PYPL PayPal Holdings Inc. 0.00% 100 $5K No change
HWM Howmet Aerospace Inc. 0.00% 19 $4K No change
EA Electronic Arts Inc. 0.00% 21 $4K No change
HL Hecla Mining Co. 0.00% 225 $4K Add +80.0%
JOBY Joby Aviation Inc. 0.00% 500 $4K No change
HSBC HSBC Holdings PLC-Spons ADR filed as HSBC HLDGS PLC 0.00% 50 $4K No change
M Macy's Inc. 0.00% 227 $4K No change
BWXT BWX Technologies Inc. 0.00% 20 $4K New
RVTY Revvity Inc. 0.00% 46 $4K No change
SOLS Solstice Adv Materials Inc. 0.00% 52 $4K No change
VLO Valero Energy Corp. 0.00% 16 $4K No change
BBY Best Buy Co. Inc. 0.00% 59 $4K No change
GDX Vaneck Gold Miners ETF 0.00% 40 $4K New
UA Under Armour Inc. Class C 0.00% 557 $3K No change
CPSY Calamos S&P 500 Sap ETF Jan 0.00% 126 $3K New
KGC Kinross Gold Corp. 0.00% 100 $3K No change
PSLV Sprott Physical Silver Trust 0.00% 125 $3K No change
VVR Invesco Senior Income Trust 0.00% 939 $3K No change
ZTS Zoetis Inc. 0.00% 25 $3K No change
MTB M & T Bank Corp. filed as M & T BK CORP 0.00% 14 $3K No change
ATI Ati Inc. 0.00% 20 $3K New
DAL Delta Air Lines Inc. 0.00% 43 $3K New
PSFE Paysafe Ltd. 0.00% 417 $3K No change
VALE Vale SA-SP ADR 0.00% 175 $3K New
BE Bloom Energy Corp. Class A 0.00% 20 $3K No change
VSNT Versant Media Group Inc. 0.00% 69 $3K Reduce -11.6%
SIRI Sirius XM Holdings Inc. 0.00% 110 $3K No change
FTEK Fuel Tech Inc. 0.00% 2,000 $2K No change
NOK Nokia Corp.-Spon ADR 0.00% 300 $2K No change
MAR Marriott International Class A 0.00% 7 $2K No change
STAG Stag Industrial Inc. 0.00% 64 $2K No change
CRM Salesforce Inc. 0.00% 12 $2K No change
MGA Magna International Inc. 0.00% 40 $2K New
SABR Sabre Corp. 0.00% 1,500 $2K No change
NEM Newmont Corp. 0.00% 20 $2K New
HAL Halliburton Co. 0.00% 55 $2K No change
TGT Target Corp. 0.00% 17 $2K No change
USAS Americas Gold and Silver Cor 0.00% 400 $2K New
NOC Northrop Grumman Corp. 0.00% 3 $2K No change
NLY Annaly Capital Management Inc. 0.00% 96 $2K Add +3.2%
CC The Chemours Co. 0.00% 91 $2K Add +1.1%
NCLH Norwegian Cruise Line Holdin 0.00% 100 $2K No change
ARIS Aris Mining Corp. 0.00% 100 $2K No change
MGM MGM Resorts International 0.00% 50 $2K No change
SHLD Global X Defense Tech ETF 0.00% 25 $2K New
LNC Lincoln National Corp. 0.00% 49 $2K Add +2.1%
CMPS Compass Pathways PLC 0.00% 300 $2K Reduce -25.7%
ILMN Illumina Inc. 0.00% 13 $2K No change
UBER Uber Technologies Inc. 0.00% 22 $2K No change
MVO MV Oil Trust 0.00% 700 $2K No change
IA Innovative Solutions & Supp 0.00% 75 $2K New
CSV Carriage Services Inc. 0.00% 32 $1K Add +3.2%
AA Alcoa Corp. 0.00% 21 $1K No change
FENI Fidelity Enhanced Intl ETF 0.00% 35 $1K No change
SHOP Shopify Inc. Class A 0.00% 11 $1K No change
IP International Paper Co. 0.00% 35 $1K Add +2.9%
TMQ Trilogy Metals Inc. 0.00% 333 $1K No change
CGXU Cap Group Intl Focus filed as CAPITAL GROUP INTL FOCUS EQT 0.00% 37 $1K No change
SLVP iShares MSCI Global Silver A 0.00% 30 $1K New
VRCA Verrica Pharmaceuticals Inc. 0.00% 200 $1K No change
EXC Exelon Corp. 0.00% 20 $998 No change
OGN Organon & Co. 0.00% 161 $966 No change
OBE Obsidian Energy Ltd. 0.00% 93 $881 No change
BSX Boston Scientific Corp. 0.00% 13 $832 Add +8.3%
CPSA Calamos SP500 Strct Alt-Aug 0.00% 30 $807 No change
MXL Maxlinear Inc. 0.00% 44 $766 No change
LCID Lucid Group Inc. 0.00% 80 $763 Reduce -1.2%
PENN Penn Entertainment Inc. 0.00% 50 $752 No change
EHAB Enhabit Inc. 0.00% 53 $747 No change
VLTO Veralto Corp. 0.00% 8 $715 No change
LUMN Lumen Technologies Inc. 0.00% 100 $695 Reduce -71.4%
DXC DXC Technology Co. 0.00% 53 $667 No change
BHF Brighthouse Financial Inc. 0.00% 10 $599 No change
VOO Vanguard S&P 500 ETF 0.00% 1 $598 No change
GLDG Goldmining Inc. 0.00% 500 $595 New
DRIV Global X Autonomous&elec-ETF 0.00% 19 $586 No change
MICC The Magnum Ice Cream Co. NV 0.00% 36 $539 No change
WYNN WYNN Resorts Ltd. 0.00% 5 $524 No change
HURA Tuhura Biosciences Inc. 0.00% 281 $503 Add +39.1%
SOUN Soundhound AI Inc. Class A 0.00% 70 $481 No change
TDC Teradata Corp. 0.00% 15 $385 No change
HRTX Heron Therapeutics Inc. 0.00% 475 $381 No change
MLPA Global X MLP ETF 0.00% 7 $378 No change
LAR Lithium Argentina AG 0.00% 50 $334 No change
ACCO Acco Brands Corp. 0.00% 100 $300 No change
ARKX ARK Space & Defense Innovati 0.00% 10 $294 No change
ARRY Array Technologies Inc. 0.00% 39 $280 No change
IJR iShares Core S&P Small-Cap E 0.00% 2 $249 No change
CPSN Cal S&P 500 Sr At PR ETF - N 0.00% 9 $241 No change
KD Kyndryl Holdings Inc. 0.00% 18 $237 No change
MJ Amplify Alternat Harvest ETF 0.00% 10 $231 No change
SNAP Snap Inc. Class A 0.00% 50 $230 No change
UNG US Natural Gas Fund LP 0.00% 18 $212 No change
LAC Lithium Americas Corp. 0.00% 50 $198 No change
DKNG Draftkings Inc. Class A 0.00% 8 $175 No change
SCLX Scilex Holding Co. 0.00% 23 $154 No change
CLNE Clean Energy Fuels Corp. 0.00% 40 $100 No change
MREO Mereo Biopharma Group PL-ADR 0.00% 300 $99 No change
AVNS Avanos Medical Inc. 0.00% 6 $85 No change
AEG Aegon Ltd.-NY Reg SHR 0.00% 11 $80 No change
SDOT Sadot Group Inc. 0.00% 50 $77 No change
TDOC Teladoc Health Inc. 0.00% 10 $55 No change
EVGO Evgo Inc. 0.00% 30 $52 No change
SMSI Smith Micro Software Inc. 0.00% 31 $23 No change
AMC AMC Entertainment HLDS Class A 0.00% 21 $21 No change
PLUG Plug Power Inc. filed as PLUG PWR INC 0.00% 9 $21 No change
CGC Canopy Growth Corp. 0.00% 10 $10 No change
YOLO Advisorshares Pure Cannabis 0.00% 1 $3 No change
DFLI Dragonfly Energy Holdings Co. 0.00% 1 $2 No change
Lines left out (1) · $1 — a value with no share or principal amount
SecurityClassSharesValue
PLG Platinum Group Metals Ltd. COM0$1

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $365.3M.

Portfolio Sells Q4 2025 → Q1 2026
CGGR Cap Group Growth Equity Reduce -2.0% 15.33% −9.37
CGCP Cap Group Core Plus Income Reduce -52.6% 1.61% −3.30
CGSD Cap Group Short Duration Reduce -71.4% 0.52% −2.11
AVUV Avantis US Small Cap Value Reduce -0.1% 6.60% −2.10
SPYG SS SPDR P S&P 500 Growth ETF Reduce -7.2% 2.83% −1.91
SPYV SS SPDR P S&P 500 Value ETF Reduce -3.3% 3.13% −1.51
SPDW Ste STR SPDR PT DW Eu ETF Reduce -4.3% 2.77% −1.25
EVLN Eaton Vance Floating-Rate Sold out 0.00% −1.17
AAPL Apple Inc. Reduce -0.5% 0.57% −0.30
CPSD CLMS S&P STR Alt Dec Reduce -1.9% 0.40% −0.18
PDBC Invesco Optimum Yield Divers Reduce -2.1% 1.23% −0.14
RTX RTX Corp. Reduce -4.8% 0.30% −0.13
AMZN Amazon.com Inc. Reduce -2.2% 0.18% −0.11
NVDA Nvidia Corp. Reduce -2.0% 0.18% −0.10
FITB Fifth Third Bancorp Reduce -2.3% 0.19% −0.09
ES Eversource Energy Reduce -0.7% 0.17% −0.07
TT Trane Technologies PLC Reduce -7.5% 0.14% −0.06
HD Home Depot Inc. Reduce -5.2% 0.10% −0.06
DIS The Walt Disney Co. Reduce -3.6% 0.07% −0.05
META Meta Platforms Inc. Class A Reduce -1.0% 0.08% −0.05
AFL Aflac Inc. Reduce -10.8% 0.07% −0.04
KO The Coca-Cola Co. Reduce -2.0% 0.13% −0.04
GOOGL Alphabet Inc. Class A Reduce -0.2% 0.07% −0.04
OTIS Otis Worldwide Corp. Reduce -3.9% 0.05% −0.04
IBM Intl Business Machines Corp. Reduce -42.5% 0.02% −0.04
GOOG Alphabet Inc. Class C Reduce -15.8% 0.04% −0.04
GPN Global Payments Inc. Reduce -32.9% 0.02% −0.03
CARR Carrier Global Corp. Reduce -3.5% 0.07% −0.03
ABBV Abbvie Inc. Reduce -32.5% 0.02% −0.03
HIG Hartford Insurance Group Inc. Reduce -10.9% 0.04% −0.03
HUBB Hubbell Inc. Reduce -14.3% 0.05% −0.03
CSCO Cisco Systems Inc. Reduce -4.3% 0.04% −0.02
PANW Palo Alto Networks Inc. Reduce -65.0% 0.01% −0.02
GS Goldman Sachs Group Inc. Reduce -14.8% 0.03% −0.02
LHX L3HARRIS Technologies Inc. Sold out 0.00% −0.02
APH Amphenol Corp. Class A Reduce -0.2% 0.04% −0.02
NFLX Netflix Inc. Reduce -3.0% 0.04% −0.02
SNV Synovus Financial Corp. Sold out 0.00% −0.02
SPY SS SPDR S&P 500 ETF Trust-US Reduce -21.4% 0.02% −0.01
JPM JPMorgan Chase & Co. Reduce -12.6% 0.02% −0.01
LUV Southwest Airlines Co. Reduce -75.3% 0.00% −0.01
UPS United Parcel Service Class B Reduce -16.4% 0.01% −0.01
D Dominion Energy Inc. Reduce -73.2% 0.00% −0.01
SWK Stanley Black & Decker Inc. Reduce -8.3% 0.01% −0.01
VZ Verizon Communications Inc. Reduce -6.4% 0.04% −0.01
GILD Gilead Sciences Inc. Reduce -20.9% 0.01% −0.01
PCAR Paccar Inc. Sold out 0.00% −0.01
GSK GSK PLC-Spon ADR Sold out 0.00% −0.01
PLTR Palantir Technologies Inc. Class A Reduce -16.7% 0.01% −0.01
KVUE Kenvue Inc. Reduce -19.1% 0.01% −0.01

Portfolio Buys Q4 2025 → Q1 2026
HFSI Hartfor Strateg Income ETF-U Add +705.5% 24.19% +19.81
VCRB Vanguard Core Bond ETF Add +811.9% 12.52% +10.55
CGMU Cap Group Municipal Income Add +81.8% 2.10% +0.44
TOUS T Rowe PRC International Eq Add +1084.6% 0.31% +0.28
CSRE C&S Real Estate Active ETF Add +55.6% 1.74% +0.19
GARP iShares MSCI USA Quality Gar New 0.02% +0.02
CLX Clorox Company New 0.01% +0.01
SLV iShares Silver Trust New 0.01% +0.01
WBS Webster Financial Corp. Add +246.8% 0.01% +0.01
PNFP Pinnacle Financial Partners New 0.00% +0.00
BFLY Butterfly Network Inc. Add +200.0% 0.01% +0.00
BEPC Brookfield Renewable Corp. Add +70.0% 0.02% +0.00
CPSF Calms S&P 500 S PR ETF - Feb Add +172.4% 0.01% +0.00
VGK Vanguard Ftse Europe ETF New 0.00% +0.00
SAFE Safehold Inc. New 0.00% +0.00
CPSR Cal S&P 500 St Alt P ETF - M Add +62.1% 0.01% +0.00
MEME Roundhill Meme Stock ETF New 0.00% +0.00
WAT Waters Corp. New 0.00% +0.00
BWXT BWX Technologies Inc. New 0.00% +0.00
GDX Vaneck Gold Miners ETF New 0.00% +0.00
CPSY Calamos S&P 500 Sap ETF Jan New 0.00% +0.00
ATI Ati Inc. New 0.00% +0.00
DAL Delta Air Lines Inc. New 0.00% +0.00
VALE Vale SA-SP ADR New 0.00% +0.00
USAS Americas Gold and Silver Cor New 0.00% +0.00
MGA Magna International Inc. New 0.00% +0.00
NEM Newmont Corp. New 0.00% +0.00
DOW Dow Inc. Add +0.9% 0.00% +0.00
SHLD Global X Defense Tech ETF New 0.00% +0.00
IA Innovative Solutions & Supp New 0.00% +0.00
LULU Lululemon Athletica Inc. Add +200.0% 0.00% +0.00
SLVP iShares MSCI Global Silver A New 0.00% +0.00
GLDG Goldmining Inc. New 0.00% +0.00
HL Hecla Mining Co. Add +80.0% 0.00% +0.00
CC The Chemours Co. Add +1.1% 0.00% +0.00
NKE Nike Inc. Class B Add +75.4% 0.01% +0.00
HURA Tuhura Biosciences Inc. Add +39.1% 0.00% +0.00
CSV Carriage Services Inc. Add +3.2% 0.00% −0.00
ET Energy Transfer LP Add +18.8% 0.00% −0.00
PSX Phillips 66 Add +0.3% 0.02% −0.00
BSX Boston Scientific Corp. Add +8.3% 0.00% −0.00
COP Conocophillips Add +0.5% 0.02% −0.00
IP International Paper Co. Add +2.9% 0.00% −0.00
NLY Annaly Capital Management Inc. Add +3.2% 0.00% −0.00
LNC Lincoln National Corp. Add +2.1% 0.00% −0.00
CTVA Corteva Inc. Add +0.6% 0.00% −0.00
KEY Keycorp Add +0.4% 0.00% −0.00
GEHC GE Healthcare Technology Add +13.0% 0.00% −0.00
HOG Harley-Davidson Inc. Add +0.7% 0.00% −0.00
VTRS Viatris Inc. Add +0.9% 0.00% −0.00

Notes & Other Activity Q4 2025 → Q1 2026
XLC SS Comm Select Sector SPDR ST STR SVC ETF Sold out 0 $47before exit
PPA Invesco Aerospace & Defense AEROSPACE DEFN Sold out 0 $29before exit
OPENW Opendoor Technologies Inc.-26 *W EXP 11/20/202 Sold out 9 $9before exit
OPENL Opendoor Technologies Inc.-26 *W EXP 11/20/202 Sold out 9 $5before exit
OPENZ Opendoor Technologies Inc.-26 *W EXP 11/20/202 Sold out 9 $4before exit
PLG Platinum Group Metals Ltd. COM Reduce -100.0% 0 $1

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 430$418.3MHFSI, CGGR, VCRB, AVUV, RSP
Q1 2026 424$365.3MHFSI, CGGR, VCRB, AVUV, RSP
Q4 2025 421$256.0MCGGR, AVUV, RSP, RLY, CGCP
Q3 2025 418$235.3MCGGR, AVUV, RSP, RLY, CGCP
Q2 2025 420$218.5MCGGR, RSP, AVUV, RLY, CGCP
Q1 2025 393$196.6MCGGR, RSP, AVUV, RLY, CGCP
Q4 2024 411$204.9MCGGR, RSP, VBR, RLY, SPYV
Q3 2024 400$192.6MCGGR, RSP, VBR, SPYV, SPYG
Q2 2024 403$178.9MCGGR, RSP, VBR, SPYG, SPYV
Q1 2024 398$177.3MCGGR, RSP, VBR, SPYV, SPYG