Nuveen Asset Management, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 14, 2025), Nuveen Asset Management, LLC reported 3,273 stock positions worth $353.2 billion. Its top holding was Microsoft (MSFT) at 6.0% of the portfolio, followed by Nvidia (NVDA, 5.8%) and Apple (AAPL, 5.7%). Compared with Q3 2024, it opened 42 new positions, sold out of 55, added to 1,013 and reduced 1,555. The biggest buy was Tesla (TSLA, shares +20%) and the biggest sale Meta Platforms Class A (META, shares −12%).
- Most Recent 13F
- Q4 2024
- Location
- Chicago, IL
- CIK
- 0001521019
- Portfolio Value
- $353.2B (Q4 2024)
- SEC Filing
- 0000930413-25-000580 ↗ filed Feb 14, 2025
Holdings Value
Holdings 3,273 stocks · $353.2B
| MSFT Microsoft Corp. | 6.02% | 50,430,424 | $21.3B | Reduce -1.5% |
| NVDA Nvidia Corp. | 5.81% | 152,746,842 | $20.5B | Reduce -6.6% |
| AAPL Apple Inc. | 5.68% | 80,181,514 | $20.1B | Reduce -2.9% |
| AMZN Amazon.com Inc. | 3.90% | 62,741,520 | $13.8B | Reduce -3.1% |
| AVGO Broadcom Inc. | 2.56% | 38,995,837 | $9.0B | Reduce -2.1% |
| META Meta Platforms Inc. Class A | 2.34% | 14,114,223 | $8.3B | Reduce -12.2% |
| GOOG Alphabet Inc. Class C | 1.60% | 29,607,727 | $5.6B | Reduce -3.0% |
| TSLA Tesla Inc. | 1.50% | 13,109,178 | $5.3B | Add +19.8% |
| GOOGL Alphabet Inc. Class A | 1.42% | 26,483,564 | $5.0B | Reduce -4.8% |
| LLY Eli Lilly & Co. | 1.14% | 5,203,395 | $4.0B | Add +2.7% |
| MA Mastercard Inc. Class A | 1.13% | 7,610,333 | $4.0B | Add +0.9% |
| JPM JPMorgan Chase & Co. | 1.08% | 15,966,240 | $3.8B | Reduce -2.1% |
| UNH Unitedhealth Group Inc. | 1.02% | 7,126,845 | $3.6B | Add +2.0% |
| COST Costco Wholesale Corp. | 0.91% | 3,503,384 | $3.2B | Reduce -0.5% |
| V Visa Inc. Class A | 0.90% | 10,100,459 | $3.2B | Reduce -4.3% |
| CRM Salesforce Inc. | 0.81% | 8,598,989 | $2.9B | Add +1.4% |
| NUGO Nuveen Growth Opportunities | 0.79% | 80,361,054 | $2.8B | Reduce -6.3% |
| WMT Walmart Inc. | 0.76% | 29,843,892 | $2.7B | Add +0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.74% | 5,795,754 | $2.6B | Reduce -3.0% |
| XOM Exxon Mobil Corp. | 0.70% | 23,101,377 | $2.5B | Reduce -0.9% |
| NOW ServiceNow Inc. | 0.70% | 2,343,840 | $2.5B | Add +4.9% |
| HD Home Depot Inc. | 0.64% | 5,783,614 | $2.2B | Reduce -1.4% |
| NFLX Netflix Inc. | 0.58% | 2,310,423 | $2.1B | Reduce -5.3% |
| LIN Linde PLC | 0.58% | 4,899,069 | $2.1B | Reduce -8.0% |
| BKNG Booking Holdings Inc. | 0.56% | 401,102 | $2.0B | Reduce -11.9% |
| PG The Procter & Gamble Co. | 0.54% | 11,405,785 | $1.9B | Reduce -3.2% |
| ISRG Intuitive Surgical Inc. | 0.51% | 3,434,561 | $1.8B | Reduce -2.2% |
| WFC Wells Fargo & Co. | 0.49% | 24,762,296 | $1.7B | Reduce -16.9% |
| AXP American Express Co. | 0.48% | 5,690,674 | $1.7B | Reduce -0.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.46% | 14,561,105 | $1.6B | Reduce -3.5% |
| ABBV Abbvie Inc. | 0.46% | 9,088,354 | $1.6B | Reduce -4.4% |
| HON Honeywell International Inc. | 0.45% | 7,091,007 | $1.6B | Reduce -11.3% |
| ETN Eaton Corp. PLC | 0.44% | 4,671,185 | $1.6B | Add +4.3% |
| NEE Nextera Energy Inc. | 0.41% | 20,010,199 | $1.4B | Reduce -0.5% |
| FISV Fiserv Inc. | 0.40% | 6,936,554 | $1.4B | Add +5.2% |
| PLD Prologis Inc. | 0.40% | 13,340,154 | $1.4B | Reduce -3.7% |
| ORCL Oracle Corp. | 0.39% | 8,252,953 | $1.4B | Reduce -3.8% |
| ACN Accenture PLC Class A | 0.38% | 3,817,837 | $1.3B | Add +16.6% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.38% | 11,073,994 | $1.3B | Reduce -3.6% |
| MCD McDonald's Corp. | 0.38% | 4,595,245 | $1.3B | Add +5.2% |
| PGR Progressive Corp. | 0.36% | 5,358,537 | $1.3B | Reduce -3.8% |
| PM Philip Morris International | 0.36% | 10,564,202 | $1.3B | Reduce -4.2% |
| JNJ Johnson & Johnson | 0.36% | 8,716,377 | $1.3B | Reduce -5.0% |
| SBUX Starbucks Corp. | 0.35% | 13,733,302 | $1.3B | Reduce -4.4% |
| ABT Abbott Laboratories | 0.35% | 11,058,724 | $1.3B | Reduce -0.3% |
| ANET Arista Networks Inc. | 0.35% | 11,292,585 | $1.2B | Add +7.7% |
| BA The Boeing Co. | 0.35% | 6,962,272 | $1.2B | Add +8.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.35% | 27,842,193 | $1.2B | Reduce -3.1% |
| PEP Pepsico Inc. | 0.34% | 7,998,264 | $1.2B | Add +0.9% |
| MRK Merck & Co. Inc. | 0.34% | 12,085,520 | $1.2B | Reduce -8.9% |
| CVX Chevron Corp. | 0.32% | 7,842,230 | $1.1B | Add +3.1% |
| PANW Palo Alto Networks Inc. | 0.32% | 6,158,580 | $1.1B | Reduce -1.0% |
| SW Smurfit Westrock PLC | 0.32% | 20,720,312 | $1.1B | Add +51.6% |
| SPGI S&P Global Inc. | 0.31% | 2,184,312 | $1.1B | Add +11.4% |
| INTU Intuit Inc. | 0.30% | 1,692,711 | $1.1B | Reduce -13.2% |
| KO The Coca-Cola Co. | 0.30% | 17,065,042 | $1.1B | Reduce -4.9% |
| MRVL Marvell Technology Inc. | 0.29% | 9,360,425 | $1.0B | Add +232.3% |
| UNP Union Pacific Corp. | 0.28% | 4,372,636 | $997.1M | Add +2.1% |
| CMCSA Comcast Corp. Class A | 0.28% | 26,055,944 | $977.9M | Add +1.9% |
| KKR KKR & Co. Inc. | 0.28% | 6,584,370 | $973.9M | Add +106.2% |
| MRSH Marsh & McLennan Cos | 0.28% | 4,581,773 | $973.2M | Add +7.2% |
| C Citigroup Inc. | 0.27% | 13,454,775 | $947.1M | Add +0.3% |
| GS Goldman Sachs Group Inc. | 0.27% | 1,643,962 | $941.4M | Reduce -8.6% |
| DHR Danaher Corp. | 0.26% | 4,068,948 | $934.0M | Add +2.8% |
| CSCO Cisco Systems Inc. | 0.26% | 15,496,389 | $917.4M | Add +19.1% |
| UBER Uber Technologies Inc. | 0.26% | 15,141,405 | $913.3M | Reduce -7.0% |
| T AT&T Inc. | 0.26% | 40,069,317 | $912.4M | Reduce -1.4% |
| AMAT Applied Materials Inc. | 0.26% | 5,577,095 | $907.0M | Reduce -31.3% |
| BSX Boston Scientific Corp. | 0.25% | 9,929,280 | $886.9M | Reduce -12.4% |
| AMT American Tower Corp. | 0.25% | 4,773,571 | $875.5M | Reduce -4.1% |
| TT Trane Technologies PLC | 0.24% | 2,332,626 | $861.6M | Add +1.6% |
| PH Parker Hannifin Corp. | 0.24% | 1,326,311 | $843.6M | Reduce -8.5% |
| EMR Emerson Electric Co. | 0.23% | 6,677,891 | $827.6M | Reduce -12.9% |
| SNPS Synopsys Inc. | 0.23% | 1,691,501 | $821.0M | Add +12.1% |
| RTX RTX Corp. | 0.23% | 6,947,301 | $803.9M | Add +0.5% |
| LOW Lowe's Cos Inc. | 0.23% | 3,248,331 | $801.7M | Reduce -10.6% |
| CAT Caterpillar Inc. | 0.23% | 2,198,389 | $797.5M | Reduce -6.4% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.22% | 10,219,308 | $785.1M | Reduce -2.0% |
| EQIX Equinix Inc. | 0.22% | 829,270 | $781.9M | Reduce -0.2% |
| TSM Taiwan Semiconductor-SP ADR | 0.22% | 3,943,461 | $778.8M | Add +11.6% |
| TXN Texas Instruments Inc. | 0.21% | 4,051,027 | $759.6M | Add +1.2% |
| ELV Elevance Health Inc. | 0.21% | 2,022,363 | $746.0M | Reduce -22.5% |
| SHOP Shopify Inc. Class A | 0.21% | 6,991,989 | $743.7M | Reduce -7.6% |
| ADBE Adobe Inc. | 0.21% | 1,659,038 | $737.7M | Reduce -3.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.21% | 3,344,888 | $735.3M | Reduce -4.6% |
| MSI Motorola Solutions Inc. | 0.20% | 1,554,252 | $718.4M | Add +15.7% |
| PYPL PayPal Holdings Inc. | 0.20% | 8,345,319 | $712.3M | Reduce -1.5% |
| MS Morgan Stanley | 0.20% | 5,478,758 | $688.8M | Reduce -5.6% |
| CMG Chipotle Mexican Grill Inc. | 0.19% | 11,393,996 | $687.1M | Reduce -1.2% |
| ADI Analog Devices Inc. | 0.19% | 3,221,053 | $684.3M | Add +9.0% |
| CI The Cigna Group | 0.19% | 2,436,579 | $672.8M | Reduce -3.8% |
| CARR Carrier Global Corp. | 0.19% | 9,824,367 | $670.6M | Reduce -15.9% |
| COP Conocophillips | 0.19% | 6,707,136 | $665.1M | Reduce -8.1% |
| MDLZ Mondelez International Inc. Class A | 0.18% | 10,898,531 | $651.0M | Reduce -8.8% |
| ZTS Zoetis Inc. | 0.18% | 3,941,018 | $642.1M | Reduce -15.8% |
| VLO Valero Energy Corp. | 0.18% | 5,187,314 | $635.9M | Reduce -9.0% |
| DXCM Dexcom Inc. | 0.18% | 8,138,522 | $632.9M | Add +0.6% |
| AMGN Amgen Inc. | 0.18% | 2,423,275 | $631.6M | Reduce -34.2% |
| BLK BlackRock Inc. | 0.17% | 600,283 | $615.4M | Reduce -1.5% |
| CRH CRH PLC | 0.17% | 6,633,084 | $613.7M | Reduce -1.3% |
Other holdings (51): bonds, preferreds, convertibles and warrants · $843.4M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 46,618 | $55.7M | Reduce -0.1% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 34,538 | $42.1M | Reduce -0.0% |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 28,000,000 | $36.6M | Add +34.3% |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 25,500,000 | $35.2M | Add +112.5% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 35,677,000 | $34.4M | Add +38.6% |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | 25,275,000 | $33.5M | New |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 35,000,000 | $32.6M | Add +112.1% |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 34,465,000 | $32.0M | Add +21.7% |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | 32,000,000 | $30.6M | New |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | 25,032,000 | $30.2M | New |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | 26,000,000 | $27.6M | New |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 30,750,000 | $27.2M | Add +30.9% |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 22,000,000 | $25.5M | Add +69.2% |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 20,000,000 | $25.3M | Reduce -33.3% |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 20,000,000 | $24.8M | Add +700.0% |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | 25,000,000 | $24.1M | New |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | 27,000,000 | $23.8M | New |
| SPIRIT AEROSYSTEMS INC (SPR 3.25 11/01/28) | NOTE 3.250%11/0 · principal | 17,500,000 | $23.7M | New |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 19,275,000 | $23.1M | Add +36.5% |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 24,500,000 | $23.0M | No change |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 21,500,000 | $22.3M | No change |
| WEIBO CORP (WB 1.375 12/01/30) | NOTE 1.375%12/0 · principal | 19,300,000 | $21.6M | New |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | 20,000,000 | $20.4M | Reduce -50.0% |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 17,500,000 | $15.9M | No change |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 15,550,000 | $15.6M | No change |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | 10,000,000 | $15.0M | New |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 13,500,000 | $13.9M | Reduce -28.9% |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | 10,000,000 | $13.6M | New |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 13,500,000 | $12.8M | New |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 11,015,000 | $11.1M | Add +3.1% |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | 13,020,000 | $9.5M | New |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 112,525 | $7.1M | Reduce -83.0% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 95,028 | $6.7M | Reduce -45.8% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 158,797 | $6.5M | Reduce -5.4% |
| EVOLENT HEALTH INC (EVH 3.5 12/01/29) | NOTE 3.500%12/0 · principal | 7,386,000 | $6.2M | New |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 116,650 | $5.7M | Reduce -2.8% |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | 4,365,000 | $5.3M | New |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 8,624,000 | $5.1M | New |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | 70,000 | $3.5M | New |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | 3,000,000 | $3.1M | New |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 41,140 | $2.5M | Reduce -3.0% |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 1,973,000 | $1.9M | No change |
| SUNRUN INC (RUN 0 02/01/26) | NOTE 2/0 · principal | 1,500,000 | $1.4M | New |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 2,000,000 | $1.4M | No change |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 26,229 | $1.3M | Reduce -2.9% |
| IQIYI INC (IQ 2 04/01/25) | NOTE 2.000% 4/0 · principal | 1,100,000 | $1.1M | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 33,521 | $823K | Reduce -0.0% |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 500,000 | $476K | Reduce -98.5% |
| BOEING CO/THE (BA 6 10/15/27) | DEP CONV PFD A | 6,970 | $424K | New |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 487,000 | $151K | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 10,558 | $3K | No change |
Total filed on the 13F, all lines: $354.1B.
Portfolio Sells Q3 2024 → Q4 2024
| META Meta Platforms Inc. Class A | Reduce -12.2% | 2.34% | −0.25 |
| AMD Advanced Micro Devices | Reduce -42.4% | 0.15% | −0.21 |
| AMAT Applied Materials Inc. | Reduce -31.3% | 0.26% | −0.20 |
| MSFT Microsoft Corp. | Reduce -1.5% | 6.02% | −0.18 |
| ELV Elevance Health Inc. | Reduce -22.5% | 0.21% | −0.17 |
| AMGN Amgen Inc. | Reduce -34.2% | 0.18% | −0.15 |
| LRCX Lam Research Corp. | Reduce -48.3% | 0.13% | −0.15 |
| LIN Linde PLC | Reduce -8.0% | 0.58% | −0.13 |
| REGN Regeneron Pharmaceuticals | Reduce -30.7% | 0.10% | −0.11 |
| SCHW Schwab (charles) Corp. | Reduce -50.9% | 0.13% | −0.10 |
| PLD Prologis Inc. | Reduce -3.7% | 0.40% | −0.09 |
| UBER Uber Technologies Inc. | Reduce -7.0% | 0.26% | −0.09 |
| MRK Merck & Co. Inc. | Reduce -8.9% | 0.34% | −0.08 |
| NEE Nextera Energy Inc. | Reduce -0.5% | 0.41% | −0.08 |
| AMT American Tower Corp. | Reduce -4.1% | 0.25% | −0.08 |
| ZTS Zoetis Inc. | Reduce -15.8% | 0.18% | −0.08 |
| CARR Carrier Global Corp. | Reduce -15.9% | 0.19% | −0.07 |
| ABBV Abbvie Inc. | Reduce -4.4% | 0.46% | −0.07 |
| CE Celanese Corp. | Reduce -79.2% | 0.01% | −0.07 |
| XOM Exxon Mobil Corp. | Reduce -0.9% | 0.70% | −0.07 |
| MDLZ Mondelez International Inc. Class A | Reduce -8.8% | 0.18% | −0.06 |
| KO The Coca-Cola Co. | Reduce -4.9% | 0.30% | −0.06 |
| CTVA Corteva Inc. | Reduce -24.6% | 0.17% | −0.06 |
| JNJ Johnson & Johnson | Reduce -5.0% | 0.36% | −0.06 |
| FANG Diamondback Energy Inc. | Reduce -27.6% | 0.13% | −0.06 |
| NEM Newmont Corp. | Reduce -13.1% | 0.09% | −0.06 |
| CI The Cigna Group | Reduce -3.8% | 0.19% | −0.06 |
| QCOM Qualcomm Inc. | Reduce -23.7% | 0.13% | −0.06 |
| PKG Packaging Corp. of America | Reduce -75.3% | 0.02% | −0.06 |
| MU Micron Technology Inc. | Reduce -19.3% | 0.11% | −0.05 |
| QSR Restaurant Brands Intern | Reduce -90.7% | 0.00% | −0.05 |
| HUM Humana Inc. | Reduce -40.8% | 0.05% | −0.05 |
| XYZ Block Inc. | Reduce -70.6% | 0.03% | −0.05 |
| TER Teradyne Inc. | Reduce -73.3% | 0.02% | −0.05 |
| LOW Lowe's Cos Inc. | Reduce -10.6% | 0.23% | −0.05 |
| CB Chubb Ltd. | Reduce -24.9% | 0.13% | −0.05 |
| TMO Thermo Fisher Scientific Inc. | Reduce -8.5% | 0.17% | −0.05 |
| AIG American International Group | Reduce -26.2% | 0.14% | −0.05 |
| WDC Western Digital Corp. | Reduce -70.5% | 0.02% | −0.05 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -78.9% | 0.01% | −0.04 |
| ADBE Adobe Inc. | Reduce -3.1% | 0.21% | −0.04 |
| INTU Intuit Inc. | Reduce -13.2% | 0.30% | −0.04 |
| SBUX Starbucks Corp. | Reduce -4.4% | 0.35% | −0.04 |
| ILMN Illumina Inc. | Reduce -52.6% | 0.04% | −0.04 |
| DDOG Datadog Inc. Class A | Reduce -56.9% | 0.04% | −0.04 |
| VLO Valero Energy Corp. | Reduce -9.0% | 0.18% | −0.04 |
| MPC Marathon Petroleum Corp. | Reduce -42.2% | 0.04% | −0.04 |
| HPQ HP Inc. | Reduce -30.5% | 0.06% | −0.04 |
| EL Estee Lauder Companies Class A | Reduce -68.3% | 0.01% | −0.04 |
| PGR Progressive Corp. | Reduce -3.8% | 0.36% | −0.03 |
Portfolio Buys Q3 2024 → Q4 2024
| TSLA Tesla Inc. | Add +19.8% | 1.50% | +0.69 |
| MRVL Marvell Technology Inc. | Add +232.3% | 0.29% | +0.24 |
| CRM Salesforce Inc. | Add +1.4% | 0.81% | +0.16 |
| KKR KKR & Co. Inc. | Add +106.2% | 0.28% | +0.16 |
| NOW ServiceNow Inc. | Add +4.9% | 0.70% | +0.14 |
| SW Smurfit Westrock PLC | Add +51.6% | 0.32% | +0.13 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +796.3% | 0.13% | +0.11 |
| WMT Walmart Inc. | Add +0.8% | 0.76% | +0.09 |
| MA Mastercard Inc. Class A | Add +0.9% | 1.13% | +0.09 |
| BA The Boeing Co. | Add +8.1% | 0.35% | +0.07 |
| CCL Carnival Corp. | Add +33.7% | 0.16% | +0.07 |
| ANET Arista Networks Inc. | Add +7.7% | 0.35% | +0.07 |
| FISV Fiserv Inc. | Add +5.2% | 0.40% | +0.07 |
| APO Apollo Global Management Inc. | Add +71.4% | 0.12% | +0.07 |
| CSCO Cisco Systems Inc. | Add +19.1% | 0.26% | +0.06 |
| FWONK Liberty Media Corp. Class C | Add +205.4% | 0.09% | +0.06 |
| PLTR Palantir Technologies Inc. Class A | Add +6.8% | 0.11% | +0.06 |
| ACN Accenture PLC Class A | Add +16.6% | 0.38% | +0.05 |
| SPOT Spotify Technology SA | Add +98.0% | 0.08% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +11.6% | 0.22% | +0.05 |
| RDDT Reddit Inc. Class A | Add +424.6% | 0.04% | +0.04 |
| WMB Williams Cos Inc. | Add +42.3% | 0.10% | +0.04 |
| ABNB Airbnb Inc. Class A | Add +69.1% | 0.08% | +0.04 |
| BMY Bristol-Myers Squibb Co. | Add +16.1% | 0.17% | +0.04 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +4.0% | 0.16% | +0.04 |
| APH Amphenol Corp. Class A | Add +20.8% | 0.15% | +0.03 |
| MSI Motorola Solutions Inc. | Add +15.7% | 0.20% | +0.03 |
| GDDY GoDaddy Inc. Class A | Add +93.0% | 0.06% | +0.03 |
| C Citigroup Inc. | Add +0.3% | 0.27% | +0.03 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +73.2% | 0.15% | +0.03 |
| SYF Synchrony Financial | Add +169.0% | 0.04% | +0.03 |
| SNX TD Synnex Corp. | Add +343.2% | 0.04% | +0.03 |
| DFS Discover Financial Services | Add +48.1% | 0.07% | +0.03 |
| TRGP Targa Resources Corp. | Add +22.0% | 0.10% | +0.03 |
| GILD Gilead Sciences Inc. | Add +16.2% | 0.14% | +0.03 |
| BX Blackstone Inc. | Add +20.2% | 0.11% | +0.03 |
| AON Aon PLC Class A | Add +32.0% | 0.10% | +0.03 |
| ZBH Zimmer Biomet Holdings Inc. | Add +191.8% | 0.04% | +0.03 |
| DXCM Dexcom Inc. | Add +0.6% | 0.18% | +0.03 |
| KMI Kinder Morgan Inc. | Add +39.1% | 0.06% | +0.02 |
| GE General Electric | Add +32.1% | 0.16% | +0.02 |
| BEKE Ke Holdings Inc.-ADR | Add +504.2% | 0.03% | +0.02 |
| JCI Johnson Controls Internation | Add +65.3% | 0.06% | +0.02 |
| SPGI S&P Global Inc. | Add +11.4% | 0.31% | +0.02 |
| TTD Trade Desk Inc./the Class A | Add +22.6% | 0.09% | +0.02 |
| EXE Expand Energy Corp. | Add +269.6% | 0.03% | +0.02 |
| IWF iShares Russell 1000 Growth | Add +15.4% | 0.11% | +0.02 |
| ETN Eaton Corp. PLC | Add +4.3% | 0.44% | +0.02 |
| MTB M & T Bank Corp. | Add +22.3% | 0.08% | +0.02 |
| DELL Dell Technologies -C | Add +38.8% | 0.07% | +0.02 |
Notes & Other Activity Q3 2024 → Q4 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -0.1% | 46,618 | $55.7M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -0.0% | 34,538 | $42.1M |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | Add +34.3% | 28,000,000 | $36.6M |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | Add +112.5% | 25,500,000 | $35.2M |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Sold out | 35,000,000 | $35.0Mbefore exit |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | Add +38.6% | 35,677,000 | $34.4M |
| WESTERN DIGITAL CORP (WDC 3 11/15/28) | NOTE 3.000%11/1 · principal | New | 25,275,000 | $33.5M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | Sold out | 32,500,000 | $32.7Mbefore exit |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | Add +112.1% | 35,000,000 | $32.6M |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | Add +21.7% | 34,465,000 | $32.0M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | Sold out | 30,000,000 | $30.8Mbefore exit |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | New | 32,000,000 | $30.6M |
| TYLER TECHNOLOGIES INC (TYL 0.25 03/15/26) | NOTE 0.250% 3/1 · principal | New | 25,032,000 | $30.2M |
| ALNYLAM PHARMACEUTICALS (ALNY 1 09/15/27) | NOTE 1.000% 9/1 · principal | New | 26,000,000 | $27.6M |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | Add +30.9% | 30,750,000 | $27.2M |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | Add +69.2% | 22,000,000 | $25.5M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Reduce -33.3% | 20,000,000 | $25.3M |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | Add +700.0% | 20,000,000 | $24.8M |
| DEXCOM INC (DXCM 0.25 11/15/25) | NOTE 0.250%11/1 · principal | New | 25,000,000 | $24.1M |
| EXACT SCIENCES CORP (EXAS 0.375 03/01/28) | NOTE 0.375% 3/0 · principal | New | 27,000,000 | $23.8M |
| SPIRIT AEROSYSTEMS INC (SPR 3.25 11/01/28) | NOTE 3.250%11/0 · principal | New | 17,500,000 | $23.7M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | Add +36.5% | 19,275,000 | $23.1M |
| WEIBO CORP (WB 1.375 12/01/30) | NOTE 1.375%12/0 · principal | New | 19,300,000 | $21.6M |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | Sold out | 16,335,000 | $21.3Mbefore exit |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Sold out | 21,161,000 | $20.5Mbefore exit |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | Reduce -50.0% | 20,000,000 | $20.4M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | Sold out | 20,380,000 | $20.3Mbefore exit |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | Sold out | 20,000,000 | $19.4Mbefore exit |
| BURLINGTON STORES INC (BURL 1.25 12/15/27) | NOTE 1.250%12/1 · principal | New | 10,000,000 | $15.0M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | Sold out | 13,500,000 | $14.1Mbefore exit |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | Reduce -28.9% | 13,500,000 | $13.9M |
| LIVE NATION ENTERTAINMEN (LYV 3.125 01/15/29) | NOTE 3.125% 1/1 · principal | New | 10,000,000 | $13.6M |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | New | 13,500,000 | $12.8M |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | Sold out | 13,459,000 | $12.4Mbefore exit |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | Add +3.1% | 11,015,000 | $11.1M |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Sold out | 12,000,000 | $10.0Mbefore exit |
| NIO INC (NIO 3.875 10/15/29) | NOTE 3.875%10/1 · principal | New | 13,020,000 | $9.5M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | Sold out | 10,000,000 | $9.3Mbefore exit |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | Reduce -83.0% | 112,525 | $7.1M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Sold out | 7,000,000 | $7.0Mbefore exit |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | Reduce -45.8% | 95,028 | $6.7M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -5.4% | 158,797 | $6.5M |
| EVOLENT HEALTH INC (EVH 3.5 12/01/29) | NOTE 3.500%12/0 · principal | New | 7,386,000 | $6.2M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -2.8% | 116,650 | $5.7M |
| LIBERTY MEDIA CORP (FWONK 2.25 08/15/27) | NOTE 2.250% 8/1 · principal | New | 4,365,000 | $5.3M |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | New | 8,624,000 | $5.1M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | Sold out | 5,000,000 | $4.3Mbefore exit |
| HERBALIFE LTD (HLF 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | Sold out | 5,000,000 | $3.7Mbefore exit |
| PG&E CORP (PCG 6 12/01/27 A) | PFD CONV SER A | New | 70,000 | $3.5M |
| COINBASE GLOBAL INC (COIN 0.5 06/01/26) | NOTE 0.500% 6/0 · principal | New | 3,000,000 | $3.1M |
Showing the first 50 of 60.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.