Nuveen Asset Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 14, 2024), Nuveen Asset Management, LLC reported 3,283 stock positions worth $355.4 billion. Its top holding was Microsoft (MSFT) at 6.2% of the portfolio, followed by Nvidia (NVDA, 5.6%) and Apple (AAPL, 5.4%). Compared with Q2 2024, it opened 52 new positions, sold out of 54, added to 1,099 and reduced 1,415. The biggest buy was Apple (AAPL, shares +0%) and the biggest sale Microsoft (MSFT, shares −2%).
- Most Recent 13F
- Q4 2024
- Location
- Chicago, IL
- CIK
- 0001521019
- Portfolio Value
- $355.4B (Q3 2024)
- SEC Filing
- 0000930413-24-003166 ↗ filed Nov 14, 2024
Holdings Value
Holdings 3,283 stocks · $355.4B
| MSFT Microsoft Corp. | 6.20% | 51,201,321 | $22.0B | Reduce -2.4% |
| NVDA Nvidia Corp. | 5.59% | 163,554,719 | $19.9B | Reduce -1.6% |
| AAPL Apple Inc. | 5.41% | 82,544,919 | $19.2B | Add +0.1% |
| AMZN Amazon.com Inc. | 3.39% | 64,738,293 | $12.1B | Reduce -1.4% |
| META Meta Platforms Inc. Class A | 2.59% | 16,076,196 | $9.2B | Add +0.8% |
| AVGO Broadcom Inc. | 1.93% | 39,824,550 | $6.9B | Reduce -0.5% |
| GOOG Alphabet Inc. Class C | 1.44% | 30,521,086 | $5.1B | Reduce -4.3% |
| GOOGL Alphabet Inc. Class A | 1.30% | 27,833,610 | $4.6B | Reduce -9.7% |
| LLY Eli Lilly & Co. | 1.26% | 5,067,506 | $4.5B | Reduce -1.7% |
| UNH Unitedhealth Group Inc. | 1.15% | 6,987,001 | $4.1B | Reduce -6.7% |
| MA Mastercard Inc. Class A | 1.05% | 7,538,459 | $3.7B | Reduce -4.8% |
| JPM JPMorgan Chase & Co. | 0.97% | 16,309,365 | $3.4B | Reduce -4.9% |
| COST Costco Wholesale Corp. | 0.88% | 3,519,532 | $3.1B | Reduce -3.9% |
| V Visa Inc. Class A | 0.82% | 10,551,475 | $2.9B | Reduce -3.1% |
| TSLA Tesla Inc. | 0.81% | 10,938,729 | $2.9B | Reduce -1.1% |
| NUGO Nuveen Growth Opportunities | 0.78% | 85,804,379 | $2.8B | Reduce -7.9% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.77% | 5,977,894 | $2.8B | Reduce -1.8% |
| XOM Exxon Mobil Corp. | 0.77% | 23,315,573 | $2.7B | Reduce -3.9% |
| LIN Linde PLC | 0.71% | 5,325,797 | $2.5B | Reduce -1.8% |
| WMT Walmart Inc. | 0.67% | 29,610,852 | $2.4B | Reduce -0.1% |
| HD Home Depot Inc. | 0.67% | 5,868,943 | $2.4B | Add +0.9% |
| CRM Salesforce Inc. | 0.65% | 8,484,711 | $2.3B | Reduce -12.1% |
| PG The Procter & Gamble Co. | 0.57% | 11,783,412 | $2.0B | Add +0.3% |
| NOW ServiceNow Inc. | 0.56% | 2,234,547 | $2.0B | Add +15.9% |
| BKNG Booking Holdings Inc. | 0.54% | 455,523 | $1.9B | Reduce -8.4% |
| ABBV Abbvie Inc. | 0.53% | 9,509,371 | $1.9B | Reduce -1.1% |
| PLD Prologis Inc. | 0.49% | 13,856,435 | $1.7B | Add +0.5% |
| NFLX Netflix Inc. | 0.49% | 2,440,392 | $1.7B | Add +7.0% |
| NEE Nextera Energy Inc. | 0.49% | 20,106,258 | $1.7B | Reduce -0.1% |
| ISRG Intuitive Surgical Inc. | 0.49% | 3,510,265 | $1.7B | Add +1.1% |
| WFC Wells Fargo & Co. | 0.47% | 29,784,132 | $1.7B | Add +1.9% |
| HON Honeywell International Inc. | 0.47% | 7,995,381 | $1.7B | Add +1.8% |
| AMAT Applied Materials Inc. | 0.46% | 8,119,403 | $1.6B | Reduce -6.4% |
| AXP American Express Co. | 0.44% | 5,703,311 | $1.5B | Reduce -15.7% |
| MRK Merck & Co. Inc. | 0.42% | 13,270,291 | $1.5B | Reduce -3.8% |
| JNJ Johnson & Johnson | 0.42% | 9,171,105 | $1.5B | Add +1.3% |
| ETN Eaton Corp. PLC | 0.42% | 4,478,703 | $1.5B | Reduce -5.5% |
| ORCL Oracle Corp. | 0.41% | 8,582,369 | $1.5B | Add +5.3% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.41% | 15,086,366 | $1.5B | Add +18.0% |
| PGR Progressive Corp. | 0.40% | 5,571,202 | $1.4B | Add +0.8% |
| SBUX Starbucks Corp. | 0.39% | 14,364,631 | $1.4B | Add +15.9% |
| ELV Elevance Health Inc. | 0.38% | 2,608,944 | $1.4B | Reduce -10.1% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.38% | 11,488,412 | $1.4B | Reduce -4.5% |
| PEP Pepsico Inc. | 0.38% | 7,925,473 | $1.3B | Add +2.4% |
| PM Philip Morris International | 0.38% | 11,022,754 | $1.3B | Reduce -5.3% |
| MCD McDonald's Corp. | 0.37% | 4,368,493 | $1.3B | Reduce -20.1% |
| KO The Coca-Cola Co. | 0.36% | 17,951,920 | $1.3B | Reduce -1.5% |
| AMD Advanced Micro Devices | 0.36% | 7,763,262 | $1.3B | Add +4.0% |
| ABT Abbott Laboratories | 0.36% | 11,097,106 | $1.3B | Add +2.3% |
| UBER Uber Technologies Inc. | 0.34% | 16,288,564 | $1.2B | Add +1.1% |
| INTU Intuit Inc. | 0.34% | 1,950,540 | $1.2B | Reduce -16.3% |
| AMGN Amgen Inc. | 0.33% | 3,680,413 | $1.2B | Add +3.3% |
| FISV Fiserv Inc. | 0.33% | 6,595,616 | $1.2B | Reduce -2.2% |
| AMT American Tower Corp. | 0.33% | 4,976,760 | $1.2B | Reduce -2.4% |
| ACN Accenture PLC Class A | 0.33% | 3,275,272 | $1.2B | Add +2.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.32% | 28,725,253 | $1.1B | Add +9.3% |
| CVX Chevron Corp. | 0.32% | 7,608,298 | $1.1B | Reduce -5.5% |
| DHR Danaher Corp. | 0.31% | 3,957,054 | $1.1B | Add +2.2% |
| CMCSA Comcast Corp. Class A | 0.30% | 25,558,115 | $1.1B | Reduce -2.1% |
| PANW Palo Alto Networks Inc. | 0.30% | 3,110,955 | $1.1B | Add +5.5% |
| UNP Union Pacific Corp. | 0.30% | 4,283,437 | $1.1B | Reduce -0.2% |
| SPGI S&P Global Inc. | 0.28% | 1,960,018 | $1.0B | Reduce -2.3% |
| ANET Arista Networks Inc. | 0.28% | 2,621,350 | $1.0B | Add +28.4% |
| LRCX Lam Research Corp. | 0.28% | 1,220,789 | $996.8M | Reduce -5.2% |
| LOW Lowe's Cos Inc. | 0.28% | 3,633,189 | $984.0M | Reduce -4.6% |
| BA The Boeing Co. | 0.28% | 6,441,963 | $979.4M | Reduce -5.3% |
| MRSH Marsh & McLennan Cos | 0.27% | 4,273,014 | $953.3M | Reduce -7.5% |
| BSX Boston Scientific Corp. | 0.27% | 11,333,462 | $949.7M | Add +0.2% |
| CARR Carrier Global Corp. | 0.26% | 11,686,928 | $940.7M | Reduce -8.5% |
| CAT Caterpillar Inc. | 0.26% | 2,349,615 | $919.0M | Add +1.7% |
| PH Parker Hannifin Corp. | 0.26% | 1,449,912 | $916.1M | Reduce -5.5% |
| ZTS Zoetis Inc. | 0.26% | 4,677,630 | $913.9M | Reduce -1.6% |
| T AT&T Inc. | 0.25% | 40,631,835 | $893.9M | Reduce -2.0% |
| TT Trane Technologies PLC | 0.25% | 2,295,237 | $892.2M | Reduce -7.0% |
| GS Goldman Sachs Group Inc. | 0.25% | 1,797,736 | $890.1M | Reduce -1.6% |
| ADBE Adobe Inc. | 0.25% | 1,711,686 | $886.3M | Reduce -1.3% |
| MDLZ Mondelez International Inc. Class A | 0.25% | 11,950,089 | $881.7M | Add +2.0% |
| CI The Cigna Group | 0.25% | 2,531,703 | $877.1M | Reduce -2.8% |
| SCHW Schwab (charles) Corp. | 0.24% | 13,043,557 | $845.4M | Add +0.8% |
| C Citigroup Inc. | 0.24% | 13,408,129 | $839.3M | Reduce -0.5% |
| EMR Emerson Electric Co. | 0.24% | 7,671,047 | $839.0M | Add +48.0% |
| RTX RTX Corp. | 0.24% | 6,911,507 | $837.4M | Reduce -0.9% |
| CTVA Corteva Inc. | 0.23% | 14,101,261 | $829.0M | Reduce -2.1% |
| TXN Texas Instruments Inc. | 0.23% | 4,002,780 | $826.9M | Reduce -0.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.22% | 3,507,164 | $775.4M | Add +4.4% |
| VLO Valero Energy Corp. | 0.22% | 5,701,277 | $769.8M | Add +1.6% |
| COP Conocophillips | 0.22% | 7,294,270 | $767.9M | Reduce -22.6% |
| TMO Thermo Fisher Scientific Inc. | 0.22% | 1,239,378 | $766.7M | Reduce -3.5% |
| SNPS Synopsys Inc. | 0.22% | 1,509,386 | $764.3M | Add +1.6% |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.21% | 10,429,502 | $749.5M | Add +3.7% |
| EQIX Equinix Inc. | 0.21% | 830,930 | $738.2M | Add +0.7% |
| HCA HCA Healthcare Inc. | 0.20% | 1,784,666 | $725.3M | Reduce -5.7% |
| REGN Regeneron Pharmaceuticals | 0.20% | 686,639 | $721.8M | Add +14.0% |
| SPG Simon Property Group Inc. | 0.20% | 4,261,620 | $720.3M | Reduce -5.4% |
| VZ Verizon Communications Inc. | 0.20% | 15,444,293 | $693.6M | Reduce -0.3% |
| CSCO Cisco Systems Inc. | 0.19% | 13,012,613 | $692.5M | Reduce -0.1% |
| ADI Analog Devices Inc. | 0.19% | 2,954,521 | $680.0M | Add +54.5% |
| SW Smurfit Westrock PLC | 0.19% | 13,669,531 | $675.5M | New |
| FANG Diamondback Energy Inc. | 0.19% | 3,915,891 | $675.1M | Add +24.4% |
| CMG Chipotle Mexican Grill Inc. | 0.19% | 11,533,011 | $664.5M | Reduce -4.6% |
Other holdings (50): bonds, preferreds, convertibles and warrants · $804.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 46,656 | $59.8M | Add +19.2% |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | 40,000,000 | $49.9M | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 34,552 | $44.0M | Add +45.8% |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | 660,000 | $39.7M | New |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | 30,000,000 | $35.9M | New |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 35,000,000 | $35.0M | Add +2.2% |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | 32,500,000 | $32.7M | New |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | 30,000,000 | $30.8M | New |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 33,967,000 | $28.7M | Add +44.5% |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | 25,742,000 | $26.2M | New |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | 28,315,000 | $25.9M | New |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | 20,850,000 | $25.3M | New |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | 21,500,000 | $22.9M | New |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 24,500,000 | $22.4M | Add +48.2% |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | 16,335,000 | $21.3M | New |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 21,161,000 | $20.5M | Reduce -29.5% |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | 14,125,000 | $20.3M | New |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | 20,380,000 | $20.3M | New |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | 19,000,000 | $19.6M | Add +90.0% |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | 20,000,000 | $19.4M | Reduce -13.0% |
| FIRSTENERGY CORP (FE 4 05/01/26) | NOTE 4.000% 5/0 · principal | 15,550,000 | $16.5M | No change |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | 23,500,000 | $16.4M | Add +123.8% |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 17,500,000 | $15.8M | Add +9.4% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 16,500,000 | $15.3M | New |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | 13,000,000 | $14.5M | New |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | 13,500,000 | $14.1M | New |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | 13,459,000 | $12.4M | New |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | 12,000,000 | $11.0M | New |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | 10,680,000 | $10.8M | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 12,000,000 | $10.0M | Reduce -46.1% |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 10,000,000 | $9.3M | New |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 175,208 | $8.8M | New |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 167,927 | $7.8M | Reduce -4.3% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 7,000,000 | $7.0M | Reduce -73.6% |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | 120,000 | $6.7M | Reduce -71.4% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 5,000,000 | $4.3M | Reduce -80.0% |
| HERBALIFE LTD (HLF 4.25 06/15/28) | NOTE 4.250% 6/1 · principal | 5,000,000 | $3.7M | New |
| ZSCALER INC. (ZS 0.125 07/01/25) | NOTE 0.125% 7/0 · principal | 2,500,000 | $3.0M | Reduce -83.3% |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 42,400 | $2.6M | No change |
| CHEFS' WAREHOUSE THE (CHEF 2.375 12/15/28) | NOTE 2.375%12/1 · principal | 2,082,000 | $2.4M | New |
| IONIS PHARMACEUTICALS IN (IONS 1.75 06/15/28) | NOTE 1.750% 6/1 · principal | 2,000,000 | $2.1M | New |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 1,973,000 | $1.9M | No change |
| GROUPON INC (GRPN 1.125 03/15/26) | NOTE 1.125% 3/1 · principal | 1,725,000 | $1.5M | New |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 27,017 | $1.4M | No change |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 2,000,000 | $1.4M | No change |
| IQIYI INC (IQ 2 04/01/25) | NOTE 2.000% 4/0 · principal | 1,100,000 | $1.1M | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 33,528 | $891K | No change |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 26,387 | $666K | No change |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 487,000 | $147K | No change |
| ADVWW Advantage Solutions in-CW25 | *W EXP 10/28/202 | 10,558 | $3K | No change |
Total filed on the 13F, all lines: $356.2B.
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -2.4% | 6.20% | −0.67 |
| NVDA Nvidia Corp. | Reduce -1.6% | 5.59% | −0.42 |
| GOOGL Alphabet Inc. Class A | Reduce -9.7% | 1.30% | −0.34 |
| AMZN Amazon.com Inc. | Reduce -1.4% | 3.39% | −0.32 |
| GOOG Alphabet Inc. Class C | Reduce -4.3% | 1.44% | −0.28 |
| AMAT Applied Materials Inc. | Reduce -6.4% | 0.46% | −0.14 |
| LRCX Lam Research Corp. | Reduce -5.2% | 0.28% | −0.12 |
| INTU Intuit Inc. | Reduce -16.3% | 0.34% | −0.11 |
| LLY Eli Lilly & Co. | Reduce -1.7% | 1.26% | −0.10 |
| SNOW Snowflake Inc. | Reduce -70.8% | 0.03% | −0.10 |
| COP Conocophillips | Reduce -22.6% | 0.22% | −0.10 |
| MNST Monster Beverage Corp. | Reduce -44.5% | 0.12% | −0.10 |
| NUGO Nuveen Growth Opportunities | Reduce -7.9% | 0.78% | −0.09 |
| BA The Boeing Co. | Reduce -5.3% | 0.28% | −0.09 |
| ELV Elevance Health Inc. | Reduce -10.1% | 0.38% | −0.08 |
| IWF iShares Russell 1000 Growth | Reduce -45.9% | 0.09% | −0.08 |
| MRK Merck & Co. Inc. | Reduce -3.8% | 0.42% | −0.08 |
| CRM Salesforce Inc. | Reduce -12.1% | 0.65% | −0.07 |
| CVX Chevron Corp. | Reduce -5.5% | 0.32% | −0.05 |
| WDAY Workday Inc. Class A | Reduce -31.0% | 0.14% | −0.05 |
| MU Micron Technology Inc. | Reduce -0.8% | 0.16% | −0.05 |
| KHC The Kraft Heinz Co. | Reduce -51.1% | 0.05% | −0.05 |
| XOM Exxon Mobil Corp. | Reduce -3.9% | 0.77% | −0.05 |
| JPM JPMorgan Chase & Co. | Reduce -4.9% | 0.97% | −0.05 |
| EL Estee Lauder Companies Class A | Reduce -41.5% | 0.05% | −0.04 |
| QCOM Qualcomm Inc. | Reduce -0.5% | 0.18% | −0.04 |
| AIG American International Group | Reduce -13.4% | 0.19% | −0.04 |
| BKNG Booking Holdings Inc. | Reduce -8.4% | 0.54% | −0.04 |
| CMG Chipotle Mexican Grill Inc. | Reduce -4.6% | 0.19% | −0.03 |
| FE Firstenergy Corp. | Reduce -42.7% | 0.06% | −0.03 |
| COST Costco Wholesale Corp. | Reduce -3.9% | 0.88% | −0.03 |
| MCD McDonald's Corp. | Reduce -20.1% | 0.37% | −0.03 |
| ACWI iShares MSCI Acwi ETF | Sold out | 0.00% | −0.03 |
| ADBE Adobe Inc. | Reduce -1.3% | 0.25% | −0.03 |
| TSM Taiwan Semiconductor-SP ADR | Reduce -12.3% | 0.17% | −0.03 |
| TER Teradyne Inc. | Reduce -20.7% | 0.07% | −0.03 |
| WRK Westrock Co. | Sold out | 0.00% | −0.03 |
| D Dominion Energy Inc. | Reduce -45.5% | 0.05% | −0.03 |
| DG Dollar General Corp. | Reduce -29.4% | 0.02% | −0.03 |
| NTNX Nutanix Inc. Class A | Reduce -58.1% | 0.02% | −0.03 |
| LVS Las Vegas Sands Corp. | Reduce -41.5% | 0.05% | −0.03 |
| MSI Motorola Solutions Inc. | Reduce -22.1% | 0.17% | −0.03 |
| EOG EOG Resources Inc. | Reduce -11.9% | 0.12% | −0.02 |
| AXP American Express Co. | Reduce -15.7% | 0.44% | −0.02 |
| PFE Pfizer Inc. | Reduce -14.4% | 0.13% | −0.02 |
| SMCI Super Micro Computer Inc. | Reduce -6.3% | 0.02% | −0.02 |
| LULU Lululemon Athletica Inc. | Reduce -18.6% | 0.05% | −0.02 |
| V Visa Inc. Class A | Reduce -3.1% | 0.82% | −0.02 |
| WAB Wabtec Corp. | Reduce -36.0% | 0.05% | −0.02 |
| MDT Medtronic PLC | Reduce -22.9% | 0.11% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| AAPL Apple Inc. | Add +0.1% | 5.41% | +0.33 |
| META Meta Platforms Inc. Class A | Add +0.8% | 2.59% | +0.23 |
| SW Smurfit Westrock PLC | New | 0.19% | +0.19 |
| NOW ServiceNow Inc. | Add +15.9% | 0.56% | +0.12 |
| SBUX Starbucks Corp. | Add +15.9% | 0.39% | +0.11 |
| HD Home Depot Inc. | Add +0.9% | 0.67% | +0.08 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Add +317.9% | 0.10% | +0.08 |
| ORCL Oracle Corp. | Add +5.3% | 0.41% | +0.07 |
| ANET Arista Networks Inc. | Add +28.4% | 0.28% | +0.07 |
| EMR Emerson Electric Co. | Add +48.0% | 0.24% | +0.07 |
| ADI Analog Devices Inc. | Add +54.5% | 0.19% | +0.06 |
| BMY Bristol-Myers Squibb Co. | Add +62.0% | 0.13% | +0.06 |
| PGR Progressive Corp. | Add +0.8% | 0.40% | +0.06 |
| SHOP Shopify Inc. Class A | Add +32.9% | 0.17% | +0.06 |
| APH Amphenol Corp. Class A | Add +113.7% | 0.12% | +0.06 |
| NVR NVR Inc. | Add +59.2% | 0.12% | +0.06 |
| KIM Kimco Realty Corp. | Add +62.6% | 0.11% | +0.05 |
| IBM Intl Business Machines Corp. | Add +4.4% | 0.22% | +0.05 |
| DUK Duke Energy Corp. | Add +33.7% | 0.14% | +0.04 |
| LNT Alliant Energy Corp. | Add +22.8% | 0.14% | +0.04 |
| HEI Heico Corp. | Add +368.9% | 0.05% | +0.04 |
| ACN Accenture PLC Class A | Add +2.0% | 0.33% | +0.04 |
| PWR Quanta Services Inc. | Add +28.6% | 0.13% | +0.04 |
| PLD Prologis Inc. | Add +0.5% | 0.49% | +0.04 |
| ES Eversource Energy | Add +30.7% | 0.11% | +0.04 |
| TRGP Targa Resources Corp. | Add +108.2% | 0.07% | +0.04 |
| DIS The Walt Disney Co. | Add +18.0% | 0.41% | +0.04 |
| NFLX Netflix Inc. | Add +7.0% | 0.49% | +0.04 |
| GRAB Grab Holdings Ltd. Class A | Add +265.8% | 0.05% | +0.04 |
| BNY Bank of New York Mellon Corp. | Add +3.7% | 0.21% | +0.03 |
| EVRG Evergy Inc. | Add +146.9% | 0.05% | +0.03 |
| CAT Caterpillar Inc. | Add +1.7% | 0.26% | +0.03 |
| CRH CRH PLC | Add +3.7% | 0.18% | +0.03 |
| ISRG Intuitive Surgical Inc. | Add +1.1% | 0.49% | +0.03 |
| PDD PDD Holdings Inc. | Add +48.2% | 0.10% | +0.03 |
| KKR KKR & Co. Inc. | Add +13.9% | 0.12% | +0.03 |
| JNJ Johnson & Johnson | Add +1.3% | 0.42% | +0.03 |
| LINE Lineage Inc. | New | 0.03% | +0.03 |
| WELL Welltower Inc. | Add +1.7% | 0.17% | +0.03 |
| EXR Extra Space Storage Inc. | Add +34.3% | 0.09% | +0.03 |
| NDAQ Nasdaq Inc. | Add +68.5% | 0.06% | +0.03 |
| KVUE Kenvue Inc. | Add +52.4% | 0.06% | +0.03 |
| RKT Rocket Cos Inc. Class A | Add +1584.6% | 0.03% | +0.03 |
| NUSB Nuveen Ultra Short Income | Add +627.1% | 0.03% | +0.03 |
| DHR Danaher Corp. | Add +2.2% | 0.31% | +0.03 |
| O Realty Income Corp. | Add +23.3% | 0.09% | +0.03 |
| ABT Abbott Laboratories | Add +2.3% | 0.36% | +0.03 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +77.5% | 0.13% | +0.03 |
| EQIX Equinix Inc. | Add +0.7% | 0.21% | +0.02 |
| ICE Intercontinental Exchange Inc. | Add +1.9% | 0.19% | +0.02 |
Notes & Other Activity Q2 2024 → Q3 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +19.2% | 46,656 | $59.8M |
| BOFA FINANCE LLC (BAC 0.6 05/25/27 MTN) | MTNF 0.600% 5/2 · principal | New | 40,000,000 | $49.9M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +45.8% | 34,552 | $44.0M |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | Sold out | 37,000,000 | $40.6Mbefore exit |
| HP ENTERPRISE CO (HPE 7.625 09/01/27) | 7.625 MAND CONV | New | 660,000 | $39.7M |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | New | 30,000,000 | $35.9M |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Add +2.2% | 35,000,000 | $35.0M |
| SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) | NOTE 1.250% 5/0 · principal | New | 32,500,000 | $32.7M |
| AMERICAN AIRLINES GROUP (AAL 6.5 07/01/25) | NOTE 6.500% 7/0 · principal | New | 30,000,000 | $30.8M |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | Add +44.5% | 33,967,000 | $28.7M |
| CALLAWAY GOLF CO (CALY 2.75 05/01/26) | NOTE 2.750% 5/0 · principal | New | 25,742,000 | $26.2M |
| CABLE ONE INC (CABO 0 03/15/26) | NOTE 3/1 · principal | New | 28,315,000 | $25.9M |
| DYNAVAX TECHNOLOGIES (DVAX 2.5 05/15/26) | NOTE 2.500% 5/1 · principal | New | 20,850,000 | $25.3M |
| STARWOOD PROPERTY TRUST (STWD 6.75 07/15/27) | NOTE 6.750% 7/1 · principal | New | 21,500,000 | $22.9M |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | Add +48.2% | 24,500,000 | $22.4M |
| BOX INC (BOX 0 01/15/26) | NOTE 1/1 · principal | New | 16,335,000 | $21.3M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Reduce -29.5% | 21,161,000 | $20.5M |
| SEAGATE HDD CAYMAN (STX 3.5 06/01/28) | NOTE 3.500% 6/0 · principal | New | 14,125,000 | $20.3M |
| JAZZ INVESTMENTS I LTD (JAZZ 2 06/15/26) | NOTE 2.000% 6/1 · principal | New | 20,380,000 | $20.3M |
| SIRIUS XM HOLDINGS (SIRI 3.75 03/15/28) | NOTE 3.750% 3/1 · principal | Add +90.0% | 19,000,000 | $19.6M |
| NIO INC (NIO 0.5 02/01/27) | NOTE 0.500% 2/0 · principal | Reduce -13.0% | 20,000,000 | $19.4M |
| BLOCK INC (XYZ 0.125 03/01/25) | NOTE 0.125% 3/0 · principal | Sold out | 15,000,000 | $17.9Mbefore exit |
| ETSY INC (ETSY 0.125 10/01/26) | NOTE 0.125%10/0 · principal | Sold out | 17,000,000 | $16.8Mbefore exit |
| WOLF Wolfspeed Inc. (wolf 1.75 05/01/26) | NOTE 1.750% 5/0 · principal | Add +123.8% | 23,500,000 | $16.4M |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | Add +9.4% | 17,500,000 | $15.8M |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | New | 16,500,000 | $15.3M |
| GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) | NOTE 3.750% 5/1 · principal | Sold out | 10,359,000 | $15.0Mbefore exit |
| ZILLOW GROUP INC (Z 2.75 05/15/25) | NOTE 2.750% 5/1 · principal | New | 13,000,000 | $14.5M |
| ALLIANT ENERGY CORP (LNT 3.875 03/15/26) | NOTE 3.875% 3/1 · principal | New | 13,500,000 | $14.1M |
| WAYFAIR INC (W 1 08/15/26) | NOTE 1.000% 8/1 · principal | Sold out | 15,000,000 | $13.5Mbefore exit |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | Sold out | 15,000,000 | $13.4Mbefore exit |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Sold out | 14,750,000 | $13.0Mbefore exit |
| SOUTHERN CO (SO 3.875 12/15/25) | NOTE 3.875%12/1 · principal | Sold out | 12,500,000 | $12.8Mbefore exit |
| ZIFF DAVIS INC (ZD 1.75 11/01/26) | NOTE 1.750%11/0 · principal | New | 13,459,000 | $12.4M |
| BLOOM ENERGY CORP (BE 3 06/01/28) | NOTE 3.000% 6/0 · principal | New | 12,000,000 | $11.0M |
| ENCORE CAPITAL GROUP INC (ECPG 4 03/15/29) | NOTE 4.000% 3/1 · principal | New | 10,680,000 | $10.8M |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | Reduce -46.1% | 12,000,000 | $10.0M |
| ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) | NOTE 1.500% 9/0 · principal | Sold out | 10,000,000 | $9.7Mbefore exit |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | New | 10,000,000 | $9.3M |
| GUARDANT HEALTH INC (GH 0 11/15/27) | NOTE 11/1 · principal | Sold out | 11,500,000 | $8.9Mbefore exit |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | New | 175,208 | $8.8M |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | Sold out | 9,000,000 | $8.5Mbefore exit |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | Sold out | 14,500,000 | $7.9Mbefore exit |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -4.3% | 167,927 | $7.8M |
| 8X8 INC (EGHT 4 02/01/28) | NOTE 4.000% 2/0 · principal | Sold out | 10,000,000 | $7.6Mbefore exit |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | Sold out | 6,000,000 | $7.2Mbefore exit |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Reduce -73.6% | 7,000,000 | $7.0M |
| NEXTERA ENERGY INC (NEE 7.299 06/01/27) | UNIT 06/01/2027 | Reduce -71.4% | 120,000 | $6.7M |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | Sold out | 6,838,000 | $6.6Mbefore exit |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | Sold out | 7,261,000 | $6.4Mbefore exit |
Showing the first 50 of 61.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.