Nuveen Asset Management, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Nuveen Asset Management, LLC reported 3,231 stock positions worth $336.5 billion. Its top holding was Microsoft (MSFT) at 6.6% of the portfolio, followed by Nvidia (NVDA, 4.6%) and Apple (AAPL, 3.9%). Compared with Q4 2023, it opened 35 new positions, sold out of 69, added to 1,110 and reduced 1,449. The biggest buy was Walt Disney (DIS, shares +16%) and the biggest sale Apple (AAPL, shares −4%).
- Most Recent 13F
- Q4 2024
- Location
- Chicago, IL
- CIK
- 0001521019
- Portfolio Value
- $336.5B (Q1 2024)
- SEC Filing
- 0000930413-24-001787 ↗ filed May 13, 2024
Holdings Value
Holdings 3,231 stocks · $336.5B
| MSFT Microsoft Corp. | 6.57% | 52,567,585 | $22.1B | Reduce -1.0% |
| NVDA Nvidia Corp. | 4.58% | 17,052,731 | $15.4B | Reduce -2.1% |
| AAPL Apple Inc. | 3.92% | 76,883,713 | $13.2B | Reduce -3.9% |
| AMZN Amazon.com Inc. | 3.53% | 65,801,698 | $11.9B | Reduce -0.8% |
| META Meta Platforms Inc. Class A | 2.44% | 16,906,566 | $8.2B | Reduce -0.4% |
| AVGO Broadcom Inc. | 1.62% | 4,117,094 | $5.5B | Reduce -1.1% |
| GOOG Alphabet Inc. Class C | 1.43% | 31,590,528 | $4.8B | Reduce -0.6% |
| GOOGL Alphabet Inc. Class A | 1.41% | 31,475,722 | $4.8B | Reduce -2.2% |
| LLY Eli Lilly & Co. | 1.22% | 5,285,226 | $4.1B | Reduce -1.5% |
| MA Mastercard Inc. Class A | 1.20% | 8,356,668 | $4.0B | Reduce -0.5% |
| UNH Unitedhealth Group Inc. | 1.07% | 7,263,074 | $3.6B | Reduce -0.7% |
| JPM JPMorgan Chase & Co. | 1.02% | 17,132,623 | $3.4B | Add +3.5% |
| V Visa Inc. Class A | 0.96% | 11,573,619 | $3.2B | Reduce -2.5% |
| NUGO Nuveen Growth Opportunities | 0.87% | 100,334,440 | $2.9B | Reduce -7.0% |
| LIN Linde PLC | 0.83% | 6,032,936 | $2.8B | Reduce -5.9% |
| CRM Salesforce Inc. | 0.83% | 9,277,697 | $2.8B | Add +10.0% |
| COST Costco Wholesale Corp. | 0.81% | 3,718,469 | $2.7B | Reduce -4.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.79% | 6,358,162 | $2.7B | Add +0.1% |
| XOM Exxon Mobil Corp. | 0.79% | 22,798,427 | $2.6B | Reduce -0.9% |
| TSLA Tesla Inc. | 0.65% | 12,444,082 | $2.2B | Reduce -17.6% |
| MRK Merck & Co. Inc. | 0.65% | 16,544,547 | $2.2B | Reduce -0.9% |
| HD Home Depot Inc. | 0.62% | 5,459,474 | $2.1B | Add +3.5% |
| PG The Procter & Gamble Co. | 0.56% | 11,710,111 | $1.9B | Add +0.3% |
| BKNG Booking Holdings Inc. | 0.56% | 515,645 | $1.9B | Add +0.3% |
| AMAT Applied Materials Inc. | 0.53% | 8,704,838 | $1.8B | Add +9.3% |
| PLD Prologis Inc. | 0.52% | 13,387,693 | $1.7B | Reduce -3.0% |
| WFC Wells Fargo & Co. | 0.51% | 29,758,470 | $1.7B | Reduce -1.9% |
| WMT Walmart Inc. | 0.49% | 27,176,165 | $1.6B | Reduce -2.5% |
| ABBV Abbvie Inc. | 0.48% | 8,886,629 | $1.6B | Reduce -2.4% |
| ETN Eaton Corp. PLC | 0.47% | 5,059,405 | $1.6B | Reduce -8.3% |
| AXP American Express Co. | 0.47% | 6,888,198 | $1.6B | Reduce -1.4% |
| MCD McDonald's Corp. | 0.46% | 5,489,290 | $1.5B | Add +1.5% |
| INTU Intuit Inc. | 0.46% | 2,378,227 | $1.5B | Reduce -6.3% |
| HON Honeywell International Inc. | 0.46% | 7,521,166 | $1.5B | Reduce -2.2% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.45% | 12,357,756 | $1.5B | Add +16.3% |
| NOW ServiceNow Inc. | 0.45% | 1,971,987 | $1.5B | Reduce -1.4% |
| JNJ Johnson & Johnson | 0.44% | 9,276,775 | $1.5B | Reduce -1.5% |
| LRCX Lam Research Corp. | 0.44% | 1,509,340 | $1.5B | Add +6.0% |
| INTC Intel Corp. | 0.43% | 32,981,506 | $1.5B | Reduce -16.3% |
| ISRG Intuitive Surgical Inc. | 0.43% | 3,647,371 | $1.5B | Add +7.1% |
| CVX Chevron Corp. | 0.43% | 9,215,541 | $1.5B | Reduce -4.4% |
| ELV Elevance Health Inc. | 0.42% | 2,695,396 | $1.4B | Reduce -6.9% |
| BA The Boeing Co. | 0.41% | 7,134,448 | $1.4B | Reduce -3.9% |
| NEE Nextera Energy Inc. | 0.39% | 20,574,176 | $1.3B | Reduce -3.8% |
| COP Conocophillips | 0.39% | 10,349,674 | $1.3B | Reduce -2.1% |
| UBER Uber Technologies Inc. | 0.38% | 16,652,322 | $1.3B | Reduce -4.6% |
| PEP Pepsico Inc. | 0.37% | 7,131,318 | $1.2B | Reduce -0.0% |
| NFLX Netflix Inc. | 0.37% | 2,056,024 | $1.2B | Reduce -4.3% |
| ABT Abbott Laboratories | 0.37% | 10,892,194 | $1.2B | Reduce -11.9% |
| CMCSA Comcast Corp. Class A | 0.37% | 28,484,003 | $1.2B | Add +1.3% |
| ACN Accenture PLC Class A | 0.37% | 3,552,217 | $1.2B | Add +5.2% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.34% | 30,393,178 | $1.2B | Reduce -7.2% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.34% | 11,215,662 | $1.1B | Reduce -5.0% |
| PM Philip Morris International | 0.33% | 12,103,623 | $1.1B | Reduce -0.3% |
| KO The Coca-Cola Co. | 0.33% | 18,093,439 | $1.1B | Add +1.5% |
| SBUX Starbucks Corp. | 0.33% | 12,055,806 | $1.1B | Add +20.0% |
| UNP Union Pacific Corp. | 0.32% | 4,426,778 | $1.1B | Reduce -0.4% |
| AMD Advanced Micro Devices | 0.32% | 5,876,304 | $1.1B | Reduce -13.1% |
| FISV Fiserv Inc. | 0.31% | 6,597,753 | $1.1B | Add +5.6% |
| ORCL Oracle Corp. | 0.31% | 8,353,859 | $1.0B | Add +1.4% |
| LOW Lowe's Cos Inc. | 0.30% | 4,017,746 | $1.0B | Reduce -6.9% |
| AMT American Tower Corp. | 0.30% | 5,110,338 | $1.0B | Reduce -3.9% |
| ADBE Adobe Inc. | 0.30% | 2,000,815 | $1.0B | Reduce -16.9% |
| DXCM Dexcom Inc. | 0.30% | 7,257,541 | $1.0B | Reduce -3.1% |
| AMGN Amgen Inc. | 0.29% | 3,485,377 | $991.0M | Reduce -2.3% |
| DHR Danaher Corp. | 0.29% | 3,946,493 | $985.5M | Add +8.9% |
| PANW Palo Alto Networks Inc. | 0.29% | 3,442,362 | $978.1M | Reduce -31.0% |
| MNST Monster Beverage Corp. | 0.29% | 16,477,362 | $976.8M | Reduce -7.4% |
| CI The Cigna Group | 0.29% | 2,667,814 | $968.9M | Reduce -0.9% |
| MRSH Marsh & McLennan Cos | 0.29% | 4,693,226 | $966.6M | Add +2.5% |
| SCHW Schwab (charles) Corp. | 0.28% | 13,105,294 | $948.1M | Reduce -5.3% |
| CAT Caterpillar Inc. | 0.27% | 2,490,078 | $912.4M | Reduce -8.5% |
| WDAY Workday Inc. Class A | 0.27% | 3,293,349 | $898.3M | Add +7.8% |
| PGR Progressive Corp. | 0.26% | 4,289,436 | $887.1M | Add +48.2% |
| SPGI S&P Global Inc. | 0.26% | 2,080,694 | $885.0M | Reduce -1.3% |
| C Citigroup Inc. | 0.26% | 13,787,273 | $871.8M | Add +59.5% |
| PH Parker Hannifin Corp. | 0.26% | 1,551,931 | $862.6M | Add +4.3% |
| AIG American International Group | 0.25% | 10,932,221 | $854.6M | Add +0.2% |
| ZTS Zoetis Inc. | 0.25% | 4,993,711 | $844.9M | Reduce -23.7% |
| SNPS Synopsys Inc. | 0.25% | 1,461,980 | $835.5M | Reduce -41.6% |
| BSX Boston Scientific Corp. | 0.24% | 11,956,814 | $818.9M | Add +15.5% |
| TT Trane Technologies PLC | 0.24% | 2,683,897 | $806.1M | Reduce -12.5% |
| TXN Texas Instruments Inc. | 0.24% | 4,580,642 | $797.8M | Reduce -14.2% |
| GS Goldman Sachs Group Inc. | 0.23% | 1,875,021 | $783.2M | Add +2.2% |
| CARR Carrier Global Corp. | 0.23% | 13,440,646 | $781.3M | Add +6.0% |
| CTVA Corteva Inc. | 0.23% | 13,460,040 | $776.1M | Add +5.9% |
| MDLZ Mondelez International Inc. Class A | 0.22% | 10,697,572 | $749.5M | Reduce -2.1% |
| TMO Thermo Fisher Scientific Inc. | 0.22% | 1,262,796 | $734.0M | Reduce -0.4% |
| RTX RTX Corp. | 0.21% | 7,413,284 | $723.0M | Reduce -11.5% |
| T AT&T Inc. | 0.21% | 40,710,592 | $716.5M | Add +50.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.21% | 3,691,637 | $705.0M | Reduce -0.7% |
| CMG Chipotle Mexican Grill Inc. | 0.21% | 240,778 | $699.9M | Add +6.2% |
| EQIX Equinix Inc. | 0.21% | 840,370 | $696.8M | Reduce -1.1% |
| SPG Simon Property Group Inc. | 0.21% | 4,405,277 | $690.0M | Reduce -0.2% |
| CSCO Cisco Systems Inc. | 0.20% | 13,797,096 | $688.6M | Reduce -11.7% |
| CB Chubb Ltd. | 0.20% | 2,631,899 | $682.0M | Reduce -15.6% |
| ROP Roper Technologies Inc. | 0.20% | 1,199,767 | $672.9M | Reduce -1.3% |
| BLK BlackRock Finance Inc. | 0.20% | 803,867 | $670.2M | Add +2.0% |
| VLO Valero Energy Corp. | 0.20% | 3,919,333 | $669.0M | Reduce -0.5% |
| VZ Verizon Communications Inc. | 0.20% | 15,851,055 | $665.1M | Reduce -12.3% |
Other holdings (48): bonds, preferreds, convertibles and warrants · $585.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 39,198 | $47.8M | Reduce -1.3% |
| LENDINGTREE INC (TREE 0.5 07/15/25) | NOTE 0.500% 7/1 · principal | 41,084,000 | $37.5M | Add +141.0% |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | 25,000,000 | $34.0M | New |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | 30,000,000 | $32.5M | Add +71.4% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 23,738 | $28.7M | Reduce -0.7% |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | 30,000,000 | $28.6M | New |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 30,000,000 | $26.9M | Add +408.5% |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | 25,022,000 | $25.1M | Reduce -7.5% |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | 19,538,000 | $22.8M | Reduce -8.7% |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | 25,000,000 | $22.4M | Add +31.6% |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | 22,000,000 | $20.4M | Add +175.0% |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | 19,860,000 | $19.6M | Add +106.6% |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | 21,000,000 | $18.3M | New |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | 18,500,000 | $15.1M | New |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 3,750,000 | $14.9M | New |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | 17,500,000 | $14.7M | Add +38.9% |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | 17,000,000 | $14.3M | New |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | 22,839,000 | $12.6M | Reduce -3.2% |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | 2,500,000 | $12.1M | New |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | 15,000,000 | $11.6M | Add +200.0% |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | 12,500,000 | $10.9M | New |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | 10,000,000 | $9.1M | New |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | 10,000,000 | $8.8M | New |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | 10,000,000 | $8.6M | New |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | 10,000,000 | $8.6M | New |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | 28,000 | $8.4M | Reduce -97.6% |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | 10,400,000 | $7.6M | Reduce -50.5% |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 2,500,000 | $7.6M | New |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | 10,000,000 | $7.3M | Reduce -28.6% |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | 175,127 | $6.9M | Reduce -0.1% |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | 150,000 | $6.8M | New |
| BILIBILI INC (BILI 1.375 04/01/26) | NOTE 1.375% 4/0 · principal | 5,830,000 | $5.8M | New |
| 8X8 INC (EGHT 4 02/01/28) | NOTE 4.000% 2/0 · principal | 6,375,000 | $5.1M | Add +41.7% |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | 4,531,000 | $4.3M | New |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | 2,400,000 | $2.6M | New |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | 42,400 | $2.4M | New |
| ANYWHERE RE GRP/REALOGY (HOUS 0.25 06/15/26) | NOTE 0.250% 6/1 · principal | 3,000,000 | $2.4M | No change |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | 2,029,000 | $2.0M | New |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | 2,000,000 | $1.8M | New |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 1,973,000 | $1.8M | No change |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 2,000,000 | $1.4M | No change |
| LXP INDUSTRIAL TRUST (LXP 6.5 PERP C) | PFD CONV SER C | 27,017 | $1.3M | Reduce -0.1% |
| IQIYI INC (IQ 2 04/01/25) | NOTE 2.000% 4/0 · principal | 1,100,000 | $874K | New |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 33,528 | $837K | Reduce -2.6% |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 169,870 | $754K | No change |
| EQUITY COMMONWEALTH (EQC 6.5 PERP D) | 6.5% CNV PFD D | 26,387 | $660K | Reduce -0.1% |
| ALGONQUIN PWR & (AQNCN 7.75 06/15/24) | UNIT 06/15/2024 | 27,945 | $611K | Reduce -3.5% |
| SPIRIT AIRLINES INC (SAVE 1 05/15/26) | NOTE 1.000% 5/1 · principal | 487,000 | $227K | Reduce -93.8% |
Total filed on the 13F, all lines: $337.0B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -3.9% | 3.92% | −1.04 |
| TSLA Tesla Inc. | Reduce -17.6% | 0.65% | −0.56 |
| BA The Boeing Co. | Reduce -3.9% | 0.41% | −0.21 |
| INTC Intel Corp. | Reduce -16.3% | 0.43% | −0.20 |
| PANW Palo Alto Networks Inc. | Reduce -31.0% | 0.29% | −0.18 |
| UNH Unitedhealth Group Inc. | Reduce -0.7% | 1.07% | −0.17 |
| SNPS Synopsys Inc. | Reduce -41.6% | 0.25% | −0.17 |
| ZTS Zoetis Inc. | Reduce -23.7% | 0.25% | −0.16 |
| ADBE Adobe Inc. | Reduce -16.9% | 0.30% | −0.16 |
| EOG EOG Resources Inc. | Reduce -43.4% | 0.14% | −0.11 |
| GILD Gilead Sciences Inc. | Reduce -25.7% | 0.19% | −0.11 |
| KVUE Kenvue Inc. | Reduce -43.4% | 0.10% | −0.09 |
| NKE Nike Inc. Class B | Reduce -12.9% | 0.20% | −0.09 |
| PLD Prologis Inc. | Reduce -3.0% | 0.52% | −0.07 |
| MS Morgan Stanley | Reduce -24.8% | 0.17% | −0.07 |
| ABT Abbott Laboratories | Reduce -11.9% | 0.37% | −0.07 |
| AMT American Tower Corp. | Reduce -3.9% | 0.30% | −0.07 |
| HON Honeywell International Inc. | Reduce -2.2% | 0.46% | −0.06 |
| FIS Fidelity National Info Serv | Reduce -44.3% | 0.10% | −0.06 |
| TXN Texas Instruments Inc. | Reduce -14.2% | 0.24% | −0.06 |
| PXD Pioneer Natural Resources Co. | Reduce -36.1% | 0.12% | −0.05 |
| MMM 3M Co. | Reduce -39.6% | 0.06% | −0.05 |
| SPLK Splunk Inc. | Sold out | 0.00% | −0.05 |
| INTU Intuit Inc. | Reduce -6.3% | 0.46% | −0.05 |
| CSCO Cisco Systems Inc. | Reduce -11.7% | 0.20% | −0.05 |
| AEP American Electric Power | Reduce -24.6% | 0.13% | −0.05 |
| LULU Lululemon Athletica Inc. | Reduce -4.2% | 0.09% | −0.04 |
| AZN Astrazeneca PLC-Spons ADR | Reduce -53.4% | 0.03% | −0.04 |
| ARE Alexandria Real Estate Equit | Reduce -47.2% | 0.04% | −0.04 |
| TEAM Atlassian Corp. Class A | Reduce -0.4% | 0.13% | −0.04 |
| MNST Monster Beverage Corp. | Reduce -7.4% | 0.29% | −0.04 |
| JNJ Johnson & Johnson | Reduce -1.5% | 0.44% | −0.04 |
| PM Philip Morris International | Reduce -0.3% | 0.33% | −0.04 |
| AMGN Amgen Inc. | Reduce -2.3% | 0.29% | −0.04 |
| PDD PDD Holdings Inc. | Reduce -13.4% | 0.06% | −0.04 |
| SPGI S&P Global Inc. | Reduce -1.3% | 0.26% | −0.04 |
| GOOGL Alphabet Inc. Class A | Reduce -2.2% | 1.41% | −0.04 |
| SNY Sanofi-ADR | Reduce -42.8% | 0.04% | −0.03 |
| DPZ Domino's Pizza Inc. | Reduce -76.5% | 0.01% | −0.03 |
| V Visa Inc. Class A | Reduce -2.5% | 0.96% | −0.03 |
| MDLZ Mondelez International Inc. Class A | Reduce -2.1% | 0.22% | −0.03 |
| CVX Chevron Corp. | Reduce -4.4% | 0.43% | −0.03 |
| WCC Wesco International Inc. | Reduce -54.1% | 0.02% | −0.03 |
| DFS Discover Financial Services | Reduce -46.0% | 0.04% | −0.03 |
| AMH American Homes 4 Rent- A | Reduce -30.9% | 0.06% | −0.03 |
| LPLA LPL Financial Holdings Inc. | Reduce -59.4% | 0.02% | −0.03 |
| DE Deere & Co. | Reduce -10.1% | 0.17% | −0.03 |
| UNP Union Pacific Corp. | Reduce -0.4% | 0.32% | −0.03 |
| NEE Nextera Energy Inc. | Reduce -3.8% | 0.39% | −0.03 |
| SCHW Schwab (charles) Corp. | Reduce -5.3% | 0.28% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| DIS The Walt Disney Co. | Add +16.3% | 0.45% | +0.14 |
| FLUT Flutter Entertainment PLC-Di | New | 0.14% | +0.14 |
| AMAT Applied Materials Inc. | Add +9.3% | 0.53% | +0.12 |
| CRM Salesforce Inc. | Add +10.0% | 0.83% | +0.12 |
| C Citigroup Inc. | Add +59.5% | 0.26% | +0.12 |
| PGR Progressive Corp. | Add +48.2% | 0.26% | +0.12 |
| JPM JPMorgan Chase & Co. | Add +3.5% | 1.02% | +0.11 |
| PTC PTC Inc. | Add +233.7% | 0.16% | +0.11 |
| LRCX Lam Research Corp. | Add +6.0% | 0.44% | +0.08 |
| MU Micron Technology Inc. | Add +23.0% | 0.19% | +0.07 |
| T AT&T Inc. | Add +50.5% | 0.21% | +0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +0.1% | 0.79% | +0.07 |
| WDC Western Digital Corp. | Add +342.0% | 0.08% | +0.06 |
| ISRG Intuitive Surgical Inc. | Add +7.1% | 0.43% | +0.06 |
| ALL Allstate Corp. | Add +146.7% | 0.08% | +0.05 |
| SO The Southern Co. | Add +47.5% | 0.19% | +0.05 |
| BSX Boston Scientific Corp. | Add +15.5% | 0.24% | +0.05 |
| FISV Fiserv Inc. | Add +5.6% | 0.31% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +16.1% | 0.14% | +0.04 |
| CMG Chipotle Mexican Grill Inc. | Add +6.2% | 0.21% | +0.04 |
| DKNG Draftkings Inc. Class A | Add +48.6% | 0.09% | +0.04 |
| PH Parker Hannifin Corp. | Add +4.3% | 0.26% | +0.04 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +16.7% | 0.14% | +0.04 |
| CTVA Corteva Inc. | Add +5.9% | 0.23% | +0.03 |
| HD Home Depot Inc. | Add +3.5% | 0.62% | +0.03 |
| FANG Diamondback Energy Inc. | Add +2.7% | 0.19% | +0.03 |
| ORCL Oracle Corp. | Add +1.4% | 0.31% | +0.03 |
| BDX Becton Dickinson and Co. | Add +40.2% | 0.13% | +0.03 |
| MELI MercadoLibre Inc. | Add +127.0% | 0.06% | +0.03 |
| EPAM Epam Systems Inc. | Add +56.7% | 0.11% | +0.03 |
| REGN Regeneron Pharmaceuticals | Add +20.1% | 0.15% | +0.03 |
| BNY Bank of New York Mellon Corp. | Add +16.0% | 0.17% | +0.03 |
| CCL Carnival Corp. | Add +76.9% | 0.09% | +0.03 |
| MPC Marathon Petroleum Corp. | Add +11.0% | 0.09% | +0.03 |
| BKLN Invesco Senior Loan ETF | Add +168.4% | 0.04% | +0.03 |
| ANET Arista Networks Inc. | Add +4.5% | 0.16% | +0.03 |
| ALGN Align Technology Inc. | Add +13.2% | 0.12% | +0.02 |
| DHI D.R. Horton Inc. | Add +48.0% | 0.07% | +0.02 |
| BLDR Builders Firstsource Inc. | Add +53.5% | 0.05% | +0.02 |
| EL Estee Lauder Companies Class A | Add +24.3% | 0.13% | +0.02 |
| DHR Danaher Corp. | Add +8.9% | 0.29% | +0.02 |
| DRI Darden Restaurants Inc. | Add +127.4% | 0.04% | +0.02 |
| RRX Regal Rexnord Corp. | Add +101.3% | 0.04% | +0.02 |
| DG Dollar General Corp. | Add +51.6% | 0.06% | +0.02 |
| IR Ingersoll-Rand Inc. | Add +19.1% | 0.09% | +0.02 |
| EMR Emerson Electric Co. | Add +17.0% | 0.10% | +0.02 |
| IRM Iron Mountain Inc. | Add +101.2% | 0.04% | +0.02 |
| NVT Nvent Electric PLC | Add +3.5% | 0.11% | +0.02 |
| QSR Restaurant Brands Intern | Add +86.4% | 0.04% | +0.02 |
| SBUX Starbucks Corp. | Add +20.0% | 0.33% | +0.02 |
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -1.3% | 39,198 | $47.8M |
| LENDINGTREE INC (TREE 0.5 07/15/25) | NOTE 0.500% 7/1 · principal | Add +141.0% | 41,084,000 | $37.5M |
| MICROSTRATEGY INC (MSTR 0 02/15/27) | NOTE 2/1 · principal | New | 25,000,000 | $34.0M |
| PENN ENTERTAINMENT INC (PENN 2.75 05/15/26) | NOTE 2.750% 5/1 · principal | Add +71.4% | 30,000,000 | $32.5M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -0.7% | 23,738 | $28.7M |
| INTEGRA LIFESCIENCES HLD (IART 0.5 08/15/25) | NOTE 0.500% 8/1 · principal | New | 30,000,000 | $28.6M |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | Add +408.5% | 30,000,000 | $26.9M |
| BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) | NOTE 0.125% 1/1 · principal | Reduce -7.5% | 25,022,000 | $25.1M |
| SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) | NOTE 1.250% 9/1 · principal | Reduce -8.7% | 19,538,000 | $22.8M |
| PEBBLEBROOK HOTEL TRUST (PEB 1.75 12/15/26) | NOTE 1.750%12/1 · principal | Add +31.6% | 25,000,000 | $22.4M |
| WAYFAIR INC (W 0.625 10/01/25) | NOTE 0.625%10/0 · principal | Add +175.0% | 22,000,000 | $20.4M |
| IONIS PHARMACEUTICALS IN (IONS 0 04/01/26) | NOTE 4/0 · principal | Add +106.6% | 19,860,000 | $19.6M |
| PDD HOLDINGS INC (PDD 0 12/01/25) | NOTE 12/0 · principal | New | 21,000,000 | $18.3M |
| BRIDGEBIO PHARMA INC (BBIO 2.25 02/01/29) | NOTE 2.250% 2/0 · principal | New | 18,500,000 | $15.1M |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | New | 3,750,000 | $14.9M |
| DROPBOX INC (DBX 0 03/01/26) | NOTE 3/0 · principal | Add +38.9% | 17,500,000 | $14.7M |
| TELADOC HEALTH INC (TDOC 1.25 06/01/27) | NOTE 1.250% 6/0 · principal | New | 17,000,000 | $14.3M |
| NICE LTD (NICEIT 0 09/15/25) | NOTE 9/1 · principal | Sold out | 15,000,000 | $14.2Mbefore exit |
| EVERBRIDGE INC (EVBG 0 03/15/26) | NOTE 3/1 · principal | Sold out | 16,000,000 | $13.8Mbefore exit |
| VNET GROUP INC (VNET 0 02/01/26) | NOTE 2/0 · principal | Sold out | 13,000,000 | $12.8Mbefore exit |
| REDFIN CORP (RDFN 0.5 04/01/27) | NOTE 0.500% 4/0 · principal | Reduce -3.2% | 22,839,000 | $12.6M |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | NOTE 0.125%11/0 · principal | New | 2,500,000 | $12.1M |
| JAMF HOLDING CORP (JAMF 0.125 09/01/26) | NOTE 0.125% 9/0 · principal | Add +200.0% | 15,000,000 | $11.6M |
| RAPID7 INC (RPD 0.25 03/15/27) | NOTE 0.250% 3/1 · principal | New | 12,500,000 | $10.9M |
| INFINERA CORP (INFN 3.75 08/01/28) | NOTE 3.750% 8/0 · principal | Sold out | 9,630,000 | $9.5Mbefore exit |
| CONMED CORP (CNMD 2.25 06/15/27) | NOTE 2.250% 6/1 · principal | New | 10,000,000 | $9.1M |
| CRACKER BARREL OLD COUNT (CBRL 0.625 06/15/26) | NOTE 0.625% 6/1 · principal | New | 10,000,000 | $8.8M |
| PERFICIENT INC (PRFT 0.125 11/15/26) | NOTE 0.125%11/1 · principal | New | 10,000,000 | $8.6M |
| BILL HOLDINGS INC (BILL 0 04/01/27) | NOTE 4/0 · principal | New | 10,000,000 | $8.6M |
| VAIL RESORTS INC (MTN 0 01/01/26) | NOTE 1/0 · principal | Reduce -97.6% | 28,000 | $8.4M |
| REPLIGEN CORP | NOTE 1.000%12/1 · principal | Sold out | 7,500,000 | $8.4Mbefore exit |
| SUNNOVA ENERGY INTL INC (NOVA 0.25 12/01/26) | NOTE 0.250%12/0 · principal | Reduce -50.5% | 10,400,000 | $7.6M |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | New | 2,500,000 | $7.6M |
| REVANCE THERAPEUTICS INC (RVNC 1.75 02/15/27) | NOTE 1.750% 2/1 · principal | Reduce -28.6% | 10,000,000 | $7.3M |
| NEXTERA ENERGY INC (NEE 6.926 09/01/25) | UNIT 09/01/2025 | Reduce -0.1% | 175,127 | $6.9M |
| BRIGHTSPRING HEALTH SERV (BTSG 6.75 02/01/27) | UNIT 02/01/2027 | New | 150,000 | $6.8M |
| BILIBILI INC (BILI 1.375 04/01/26) | NOTE 1.375% 4/0 · principal | New | 5,830,000 | $5.8M |
| 8X8 INC (EGHT 4 02/01/28) | NOTE 4.000% 2/0 · principal | Add +41.7% | 6,375,000 | $5.1M |
| BILIBILI INC (BILI 0.5 12/01/26) | NOTE 0.500%12/0 · principal | New | 4,531,000 | $4.3M |
| AES CORP/THE (AES 6.875 02/15/24) | UNIT 02/15/2024 | Sold out | 51,903 | $3.9Mbefore exit |
| SEA LTD (SEALTD 2.375 12/01/25) | NOTE 2.375%12/0 · principal | Sold out | 33,000,000 | $3.2Mbefore exit |
| INSULET CORPORATION (PODD 0.375 09/01/26) | NOTE 0.375% 9/0 · principal | Sold out | 25,500,000 | $2.9Mbefore exit |
| CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) | NOTE 11/1 · principal | Sold out | 20,000,000 | $2.9Mbefore exit |
| PROS HOLDINGS INC (PRO 2.25 09/15/27) | NOTE 2.250% 9/1 · principal | New | 2,400,000 | $2.6M |
| RPT REALTY (KIM 7.25 PERP D) | 7.25 PFD D CONV | Sold out | 42,450 | $2.5Mbefore exit |
| KIMCO REALTY CORP (KIM 7.25 PERP N) | DP CV CL N 7.25% | New | 42,400 | $2.4M |
| NATERA INC (NTRA 2.25 05/01/27) | NOTE 2.250% 5/0 · principal | Sold out | 12,500,000 | $2.1Mbefore exit |
| RWT HOLDINGS INC (RWT 5.75 10/01/25) | NOTE 5.750%10/0 · principal | New | 2,029,000 | $2.0M |
| BILL HOLDINGS INC (BILL 0 12/01/25) | NOTE 12/0 · principal | Sold out | 19,807,000 | $1.9Mbefore exit |
| SPOTIFY USA INC (SPOT 0 03/15/26) | NOTE 3/1 · principal | New | 2,000,000 | $1.8M |
Showing the first 50 of 67.
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.