One River Asset Management, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 14, 2024), One River Asset Management, LLC reported 28 stock positions worth $318.3 million. Its top holding was Invesco QQQ Trust Series 1 (QQQ) at 27.7% of the portfolio, followed by SS SPDR S&P 500 ETF Trust-US (SPY, 22.6%) and SS Financial Select Sector (XLF, 14.9%). Compared with Q4 2023, it opened 14 new positions, sold out of 53, added to 7 and reduced 7. The biggest buy was SS SPDR S&P 500 ETF Trust-US (SPY, shares +86%) and the biggest sale Invesco QQQ Trust Series 1 (QQQ, shares −43%).
- Most Recent 13F
- Q2 2026
- Location
- STAMFORD, CT
- CIK
- 0001616336
- Portfolio Value
- $318.3M (Q1 2024)
- SEC Filing
- 0001172661-24-002258 ↗ filed May 14, 2024
Holdings Value
Holdings 28 stocks · $318.3M
| QQQ Invesco QQQ Trust Series 1 | 27.67% | 198,332 | $88.1M | Reduce -43.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 22.58% | 137,382 | $71.9M | Add +85.6% |
| XLF SS Financial Select Sector | 14.89% | 1,125,300 | $47.4M | Reduce -51.2% |
| AAPL Apple Inc. | 8.97% | 166,495 | $28.6M | Add +90386.4% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 6.74% | 197,049 | $21.5M | New |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 5.08% | 207,806 | $16.2M | New |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 5.07% | 245,681 | $16.1M | Add +664.5% |
| XLE SS Energy Select Sector | 1.93% | 65,093 | $6.1M | Reduce -27.7% |
| MA Mastercard Inc. Class A | 1.44% | 9,510 | $4.6M | New |
| CSCO Cisco Systems Inc. | 1.41% | 90,057 | $4.5M | Reduce -15.1% |
| CMCSA Comcast Corp. Class A | 0.96% | 70,615 | $3.1M | Add +212.8% |
| GOOGL Alphabet Inc. Class A | 0.84% | 17,657 | $2.7M | Add +425.7% |
| CVX Chevron Corp. | 0.49% | 9,978 | $1.6M | Add +80.2% |
| XLP SS Consumer Staples Sel Sect | 0.48% | 19,993 | $1.5M | Add +31.2% |
| OXY Occidental Petroleum Corp. | 0.36% | 17,628 | $1.1M | New |
| GOOG Alphabet Inc. Class C | 0.28% | 5,881 | $895K | New |
| MS Morgan Stanley | 0.16% | 5,330 | $502K | New |
| SBUX Starbucks Corp. | 0.13% | 4,622 | $422K | New |
| TSLA Tesla Inc. | 0.13% | 2,396 | $421K | Reduce -64.7% |
| PYPL PayPal Holdings Inc. | 0.13% | 6,145 | $412K | Reduce -73.0% |
| DKNG Draftkings Inc. Class A | 0.09% | 6,422 | $292K | New |
| SPGI S&P Global Inc. | 0.05% | 399 | $170K | New |
| XLRE SS Real Estate Select Sector | 0.03% | 2,279 | $90K | New |
| BKR Baker Hughes Co. | 0.02% | 2,157 | $72K | New |
| ABNB Airbnb Inc. Class A | 0.02% | 368 | $61K | Reduce -77.6% |
| AAL American Airlines Group Inc. | 0.02% | 3,867 | $59K | New |
| COP Conocophillips | 0.01% | 357 | $45K | New |
| MPC Marathon Petroleum Corp. | 0.00% | 47 | $9K | New |
Options reported separately and not counted above: QQQ puts ($208.7M), XLK puts ($170.6M), XLK calls ($151.6M), LQD calls ($134.0M), QQQ calls ($124.7M), MA calls ($121.3M), NVDA puts ($117.4M), AAPL calls ($107.1M), MA puts ($107.0M), XLF puts ($105.8M), UBER calls ($93.6M), AAPL puts ($92.7M), and 174 more.
Portfolio Sells Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | Reduce -43.4% | 27.67% | −15.81 |
| XLF SS Financial Select Sector | Reduce -51.2% | 14.89% | −11.35 |
| XLK SS Technology Select Sector | Sold out | 0.00% | −5.37 |
| TIP iShares Tips Bond ETF | Sold out | 0.00% | −2.38 |
| BRK.B Berkshire Hathaway Inc. Class B | Sold out | 0.00% | −0.76 |
| XBI SS SPDR S&P Biotech ETF | Sold out | 0.00% | −0.71 |
| XLV SS Health Care Select Sector | Sold out | 0.00% | −0.57 |
| ADP Automatic Data Processing | Sold out | 0.00% | −0.42 |
| GS Goldman Sachs Group Inc. | Sold out | 0.00% | −0.39 |
| TSLA Tesla Inc. | Reduce -64.7% | 0.13% | −0.38 |
| XLE SS Energy Select Sector | Reduce -27.7% | 1.93% | −0.35 |
| PYPL PayPal Holdings Inc. | Reduce -73.0% | 0.13% | −0.29 |
| CSCO Cisco Systems Inc. | Reduce -15.1% | 1.41% | −0.21 |
| GLD SPDR Gold Shares | Sold out | 0.00% | −0.20 |
| TXN Texas Instruments Inc. | Sold out | 0.00% | −0.17 |
| HD Home Depot Inc. | Sold out | 0.00% | −0.16 |
| DIS The Walt Disney Co. | Sold out | 0.00% | −0.15 |
| QCOM Qualcomm Inc. | Sold out | 0.00% | −0.15 |
| JNJ Johnson & Johnson | Sold out | 0.00% | −0.13 |
| XLI SS Industrial Select Sector | Sold out | 0.00% | −0.12 |
| BA The Boeing Co. | Sold out | 0.00% | −0.12 |
| JPM JPMorgan Chase & Co. | Sold out | 0.00% | −0.11 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −0.11 |
| DIA SS SPDR Dow Jones Indus Avg | Sold out | 0.00% | −0.10 |
| CAT Caterpillar Inc. | Sold out | 0.00% | −0.08 |
| NSC Norfolk Southern Corp. | Sold out | 0.00% | −0.08 |
| SCHW Schwab (charles) Corp. | Sold out | 0.00% | −0.07 |
| USO United States Oil Fund LP | Sold out | 0.00% | −0.07 |
| ADI Analog Devices Inc. | Sold out | 0.00% | −0.06 |
| MMM 3M Co. | Sold out | 0.00% | −0.06 |
| HON Honeywell International Inc. | Sold out | 0.00% | −0.05 |
| ABNB Airbnb Inc. Class A | Reduce -77.6% | 0.02% | −0.05 |
| RTX RTX Corp. | Sold out | 0.00% | −0.04 |
| PG The Procter & Gamble Co. | Sold out | 0.00% | −0.04 |
| WBA Walgreens Boots Alliance Inc. | Sold out | 0.00% | −0.03 |
| CSX CSX Corp. | Sold out | 0.00% | −0.03 |
| DOW Dow Inc. | Sold out | 0.00% | −0.03 |
| UPS United Parcel Service Class B | Sold out | 0.00% | −0.03 |
| AON Aon PLC Class A | Sold out | 0.00% | −0.03 |
| TMUS T-Mobile US Inc. | Sold out | 0.00% | −0.03 |
| IWM iShares Russell 2000 ETF | Sold out | 0.00% | −0.03 |
| CHTR Charter Communications Inc. Class A | Sold out | 0.00% | −0.03 |
| FDX FedEx Corp. | Sold out | 0.00% | −0.02 |
| EWZ iShares MSCI Brazil ETF | Sold out | 0.00% | −0.02 |
| WMT Walmart Inc. | Sold out | 0.00% | −0.02 |
| KO The Coca-Cola Co. | Sold out | 0.00% | −0.02 |
| TFC Truist Financial Corp. | Sold out | 0.00% | −0.02 |
| DE Deere & Co. | Sold out | 0.00% | −0.01 |
| EMR Emerson Electric Co. | Sold out | 0.00% | −0.01 |
| MRNA Moderna Inc. | Sold out | 0.00% | −0.01 |
Portfolio Buys Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Add +85.6% | 22.58% | +11.93 |
| AAPL Apple Inc. | Add +90386.4% | 8.97% | +8.96 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | New | 6.74% | +6.74 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | New | 5.08% | +5.08 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Add +664.5% | 5.07% | +4.45 |
| MA Mastercard Inc. Class A | New | 1.44% | +1.44 |
| GOOGL Alphabet Inc. Class A | Add +425.7% | 0.84% | +0.70 |
| CMCSA Comcast Corp. Class A | Add +212.8% | 0.96% | +0.66 |
| OXY Occidental Petroleum Corp. | New | 0.36% | +0.36 |
| GOOG Alphabet Inc. Class C | New | 0.28% | +0.28 |
| CVX Chevron Corp. | Add +80.2% | 0.49% | +0.24 |
| MS Morgan Stanley | New | 0.16% | +0.16 |
| XLP SS Consumer Staples Sel Sect | Add +31.2% | 0.48% | +0.15 |
| SBUX Starbucks Corp. | New | 0.13% | +0.13 |
| DKNG Draftkings Inc. Class A | New | 0.09% | +0.09 |
| SPGI S&P Global Inc. | New | 0.05% | +0.05 |
| XLRE SS Real Estate Select Sector | New | 0.03% | +0.03 |
| BKR Baker Hughes Co. | New | 0.02% | +0.02 |
| AAL American Airlines Group Inc. | New | 0.02% | +0.02 |
| COP Conocophillips | New | 0.01% | +0.01 |
| MPC Marathon Petroleum Corp. | New | 0.00% | +0.00 |
Options Activity Q4 2023 → Q1 2024
| QQQ Invesco QQQ Trust Series 1 | put | Add +317.5% | 470,100 | $208.7M |
| XLK SS Technology Select Sector | put | Reduce -33.7% | 819,200 | $170.6M |
| XLK SS Technology Select Sector | call | Add +5.1% | 728,000 | $151.6M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | call | New | 1,230,000 | $134.0M |
| QQQ Invesco QQQ Trust Series 1 | call | Add +21.1% | 280,900 | $124.7M |
| MA Mastercard Inc. Class A | call | Add +433.5% | 251,800 | $121.3M |
| NVDA Nvidia Corp. | put | Reduce -48.7% | 129,900 | $117.4M |
| AAPL Apple Inc. | call | Reduce -3.8% | 624,300 | $107.1M |
| MA Mastercard Inc. Class A | put | Add +224.8% | 222,200 | $107.0M |
| XLF SS Financial Select Sector | put | Add +58.8% | 2,512,900 | $105.8M |
| UBER Uber Technologies Inc. | call | New | 1,216,000 | $93.6M |
| AAPL Apple Inc. | put | Reduce -61.1% | 540,700 | $92.7M |
| AMZN Amazon.com Inc. | put | Reduce -38.6% | 504,600 | $91.0M |
| XLP SS Consumer Staples Sel Sect | put | Add +28.6% | 1,160,900 | $88.6M |
| MSFT Microsoft Corp. | put | Reduce -65.6% | 188,100 | $79.1M |
| GLD SPDR Gold Shares | call | New | 382,700 | $78.7M |
| XLV SS Health Care Select Sector | put | Add +30.7% | 487,900 | $72.1M |
| META Meta Platforms Inc. Class A | put | Reduce -48.4% | 141,000 | $68.5M |
| XLY SS Consumer Disc Select Sect | call | Add +53.7% | 359,900 | $66.2M |
| TTD Trade Desk Inc./the Class A | call | New | 734,500 | $64.2M |
| XLF SS Financial Select Sector | call | Add +70.8% | 1,489,900 | $62.8M |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | put | New | 506,200 | $55.1M |
| GLD SPDR Gold Shares | put | Reduce -16.4% | 259,000 | $53.3M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +682.8% | 100,200 | $52.4M |
| AVGO Broadcom Inc. | put | Reduce -32.8% | 38,500 | $51.0M |
| XLV SS Health Care Select Sector | call | Add +77.7% | 308,100 | $45.5M |
| TTD Trade Desk Inc./the Class A | put | New | 502,600 | $43.9M |
| COST Costco Wholesale Corp. | put | Reduce -16.5% | 59,300 | $43.4M |
| XLY SS Consumer Disc Select Sect | put | Reduce -3.9% | 232,500 | $42.8M |
| XLI SS Industrial Select Sector | put | Add +7.5% | 304,900 | $38.4M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | New | 69,600 | $36.4M |
| OXY Occidental Petroleum Corp. | call | New | 546,000 | $35.5M |
| MSFT Microsoft Corp. | call | Reduce -72.4% | 78,600 | $33.1M |
| OXY Occidental Petroleum Corp. | put | New | 496,800 | $32.3M |
| XLI SS Industrial Select Sector | call | Add +15.7% | 240,600 | $30.3M |
| AMD Advanced Micro Devices | put | Reduce -34.2% | 166,500 | $30.1M |
| TSLA Tesla Inc. | call | Add +16.9% | 150,200 | $26.4M |
| NVDA Nvidia Corp. | call | Reduce -72.3% | 27,500 | $24.8M |
| GOOG Alphabet Inc. Class C | put | Reduce -63.2% | 155,700 | $23.7M |
| XLE SS Energy Select Sector | put | Add +25.8% | 246,400 | $23.3M |
| META Meta Platforms Inc. Class A | call | Reduce -60.9% | 46,900 | $22.8M |
| CVX Chevron Corp. | put | Add +1072.1% | 143,000 | $22.6M |
| XLP SS Consumer Staples Sel Sect | call | Add +42.5% | 292,500 | $22.3M |
| AVGO Broadcom Inc. | call | Reduce -42.1% | 16,200 | $21.5M |
| CVX Chevron Corp. | call | Add +2661.2% | 135,300 | $21.3M |
| GOOGL Alphabet Inc. Class A | put | Reduce -72.6% | 129,800 | $19.8M |
| CMCSA Comcast Corp. Class A | put | Reduce -35.5% | 453,300 | $19.7M |
| XLU St Sr Utl SL SE SPDR ETF-Usd | put | Add +18.2% | 289,500 | $19.0M |
| TSLA Tesla Inc. | put | Reduce -65.6% | 106,500 | $18.7M |
| COST Costco Wholesale Corp. | call | Reduce -26.4% | 24,800 | $18.2M |
Showing the first 50 of 275.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 53 | $20.8M | SPY, META, FXI, MSFT, BKNG |
| Q1 2026 | 77 | $29.4M | MSFT, AAPL, NVDA, BKNG, META |
| Q4 2025 | 58 | $112.7M | SPY, MSFT, NFLX, ON, UNH |
| Q3 2025 | 44 | $31.3M | SPY, QQQ, META, AAPL, UNH |
| Q2 2025 | 15 | $25.6M | SPY, QQQ, AMGN, BSX, IYR |
| Q1 2025 | 20 | $27.2M | MSFT, AMZN, XLK, V, XOM |
| Q4 2024 | 62 | $66.8M | XLF, LLY, CAT, QQQ, ARKK |
| Q3 2024 | 48 | $88.8M | SPY, XLF, XLK, AAPL, XLE |
| Q2 2024 | 52 | $184.2M | SPY, QQQ, AAL, XLF, GOOGL |
| Q1 2024 | 28 | $318.3M | QQQ, SPY, XLF, AAPL, LQD |