One River Asset Management, LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 12, 2025), One River Asset Management, LLC reported 62 stock positions worth $66.8 million. Its top holding was SS Financial Select Sector (XLF) at 10.3% of the portfolio, followed by Eli Lilly (LLY, 10.2%) and Caterpillar (CAT, 10.2%). Compared with Q3 2024, it opened 29 new positions, sold out of 15, added to 12 and reduced 21. The biggest buy was a new position in Eli Lilly (LLY) and the biggest sale an exit from SS SPDR S&P 500 ETF Trust-US (SPY).
- Most Recent 13F
- Q2 2026
- Location
- STAMFORD, CT
- CIK
- 0001616336
- Portfolio Value
- $66.8M (Q4 2024)
- SEC Filing
- 0001172661-25-000715 ↗ filed Feb 12, 2025
Holdings Value
Holdings 62 stocks · $66.8M
| XLF SS Financial Select Sector | 10.34% | 143,113 | $6.9M | Reduce -78.3% |
| LLY Eli Lilly & Co. | 10.23% | 8,831 | $6.8M | New |
| CAT Caterpillar Inc. | 10.20% | 18,768 | $6.8M | New |
| QQQ Invesco QQQ Trust Series 1 | 8.00% | 10,362 | $5.3M | Add +137.8% |
| ARKK ARK Innovation ETF | 6.98% | 80,582 | $4.7M | Add +79.1% |
| XLI SS Industrial Select Sector | 5.63% | 28,494 | $3.8M | New |
| AAPL Apple Inc. | 5.53% | 14,647 | $3.7M | Reduce -2.1% |
| NVDA Nvidia Corp. | 5.37% | 26,081 | $3.6M | New |
| XLK SS Technology Select Sector | 5.28% | 15,039 | $3.5M | Reduce -1.6% |
| AMZN Amazon.com Inc. | 4.41% | 13,305 | $2.9M | New |
| AMD Advanced Micro Devices | 3.97% | 21,650 | $2.7M | New |
| BRK.B Berkshire Hathaway Inc. Class B | 2.52% | 3,722 | $1.7M | New |
| GOOGL Alphabet Inc. Class A | 2.47% | 8,613 | $1.6M | Add +65.9% |
| MSFT Microsoft Corp. | 2.26% | 3,551 | $1.5M | New |
| XOM Exxon Mobil Corp. | 2.05% | 12,969 | $1.4M | New |
| XYZ Block Inc. | 1.85% | 14,149 | $1.2M | Add +227.5% |
| XLE SS Energy Select Sector | 1.73% | 13,687 | $1.2M | Reduce -63.0% |
| XLP SS Consumer Staples Sel Sect | 1.21% | 10,320 | $806K | New |
| CRM Salesforce Inc. | 1.17% | 2,319 | $779K | New |
| CMCSA Comcast Corp. Class A | 1.07% | 19,100 | $714K | Reduce -0.7% |
| GOOG Alphabet Inc. Class C | 0.80% | 2,763 | $534K | Reduce -41.3% |
| XLY SS Consumer Disc Select Sect | 0.73% | 2,170 | $490K | New |
| XLV SS Health Care Select Sector | 0.69% | 3,377 | $463K | Reduce -59.4% |
| PYPL PayPal Holdings Inc. | 0.69% | 5,406 | $462K | Add +281.0% |
| AVGO Broadcom Inc. | 0.67% | 1,890 | $445K | New |
| TIDAL TRUST II | 0.65% | 21,000 | $437K | New |
| EWY iShares MSCI South Korea ETF | 0.51% | 6,689 | $342K | New |
| XLC SS Comm Select Sector SPDR | 0.45% | 3,124 | $303K | New |
| PATH Uipath Inc. Class A | 0.38% | 19,848 | $253K | Reduce -14.1% |
| JPM JPMorgan Chase & Co. | 0.33% | 920 | $220K | New |
| SBUX Starbucks Corp. | 0.30% | 2,207 | $200K | Add +2.8% |
| CSCO Cisco Systems Inc. | 0.25% | 2,813 | $167K | Reduce -45.0% |
| AMGN Amgen Inc. | 0.21% | 552 | $143K | Add +41.2% |
| U Unity Software Inc. | 0.19% | 5,657 | $127K | Reduce -28.7% |
| DKNG Draftkings Inc. Class A | 0.14% | 2,591 | $96K | Add +114.1% |
| PINS Pinterest Inc. Class A | 0.12% | 2,812 | $82K | Add +47.1% |
| CRSP Crispr Therapeutics AG | 0.11% | 1,962 | $76K | Add +324.7% |
| SCHW Schwab (charles) Corp. | 0.11% | 1,004 | $74K | Reduce -67.4% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.09% | 835 | $63K | Reduce -10.7% |
| ADBE Adobe Inc. | 0.07% | 101 | $45K | Reduce -53.0% |
| AIG American International Group | 0.06% | 582 | $42K | Reduce -62.5% |
| INTC Intel Corp. | 0.06% | 1,984 | $39K | Reduce -78.0% |
| EXAS Exact Sciences Corp. | 0.02% | 260 | $15K | Add +333.3% |
| NXPI NXP Semiconductors NV | 0.02% | 37 | $12K | New |
| FISV Fiserv Inc. | 0.01% | 39 | $8K | New |
| LRCX Lam Research Corp. | 0.01% | 105 | $8K | New |
| MET Metlife Inc. | 0.01% | 68 | $6K | New |
| CB Chubb Ltd. | 0.01% | 19 | $5K | New |
| BNY Bank of New York Mellon Corp. filed as BANK NEW YORK MELLON CORP | 0.01% | 52 | $4K | New |
| COF Capital One Financial Corp. | 0.01% | 21 | $4K | New |
| TFC Truist Financial Corp. | 0.01% | 83 | $4K | New |
| SHOP Shopify Inc. Class A | 0.00% | 30 | $3K | Reduce -93.0% |
| C Citigroup Inc. | 0.00% | 38 | $3K | Reduce -95.1% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.00% | 59 | $3K | New |
| TER Teradyne Inc. | 0.00% | 19 | $2K | New |
| TSLA Tesla Inc. | 0.00% | 3 | $1K | New |
| META Meta Platforms Inc. Class A | 0.00% | 2 | $1K | Reduce -66.7% |
| PANW Palo Alto Networks Inc. | 0.00% | 6 | $1K | Add +200.0% |
| COST Costco Wholesale Corp. | 0.00% | 1 | $923 | Reduce -90.9% |
| HON Honeywell International Inc. | 0.00% | 4 | $907 | Reduce -97.3% |
| WFC Wells Fargo & Co. | 0.00% | 3 | $212 | Reduce -99.9% |
| BX Blackstone Inc. | 0.00% | 1 | $173 | New |
Options reported separately and not counted above: SPY calls ($103.4M), SPY puts ($86.2M), META calls ($62.0M), AMD calls ($56.7M), GOOG calls ($55.2M), MSFT puts ($48.6M), MSFT calls ($47.3M), XLF puts ($43.9M), META puts ($40.2M), XLF calls ($32.0M), PANW calls ($28.5M), NVDA puts ($28.0M), and 172 more.
Portfolio Sells Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | Sold out | 0.00% | −41.91 |
| XLF SS Financial Select Sector | Reduce -78.3% | 10.34% | −23.27 |
| XLE SS Energy Select Sector | Reduce -63.0% | 1.73% | −1.90 |
| XLV SS Health Care Select Sector | Reduce -59.4% | 0.69% | −0.74 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Sold out | 0.00% | −0.37 |
| V Visa Inc. Class A | Sold out | 0.00% | −0.29 |
| WFC Wells Fargo & Co. | Reduce -99.9% | 0.00% | −0.23 |
| INTC Intel Corp. | Reduce -78.0% | 0.06% | −0.18 |
| SCHW Schwab (charles) Corp. | Reduce -67.4% | 0.11% | −0.11 |
| TTD Trade Desk Inc./the Class A | Sold out | 0.00% | −0.11 |
| GOOG Alphabet Inc. Class C | Reduce -41.3% | 0.80% | −0.08 |
| AIG American International Group | Reduce -62.5% | 0.06% | −0.06 |
| JNJ Johnson & Johnson | Sold out | 0.00% | −0.06 |
| MRNA Moderna Inc. | Sold out | 0.00% | −0.06 |
| ADBE Adobe Inc. | Reduce -53.0% | 0.07% | −0.06 |
| CSCO Cisco Systems Inc. | Reduce -45.0% | 0.25% | −0.06 |
| CSX CSX Corp. | Sold out | 0.00% | −0.05 |
| C Citigroup Inc. | Reduce -95.1% | 0.00% | −0.05 |
| MU Micron Technology Inc. | Sold out | 0.00% | −0.04 |
| HON Honeywell International Inc. | Reduce -97.3% | 0.00% | −0.03 |
| SHOP Shopify Inc. Class A | Reduce -93.0% | 0.00% | −0.03 |
| BLK BlackRock Inc. | Sold out | 0.00% | −0.03 |
| PEP Pepsico Inc. | Sold out | 0.00% | −0.03 |
| CME Cme Group Inc. | Sold out | 0.00% | −0.03 |
| ADI Analog Devices Inc. | Sold out | 0.00% | −0.02 |
| COP Conocophillips | Sold out | 0.00% | −0.02 |
| ZM Zoom Communications Inc. | Sold out | 0.00% | −0.02 |
| U Unity Software Inc. | Reduce -28.7% | 0.19% | −0.01 |
| MAR Marriott International Class A | Sold out | 0.00% | −0.01 |
| COST Costco Wholesale Corp. | Reduce -90.9% | 0.00% | −0.01 |
| META Meta Platforms Inc. Class A | Reduce -66.7% | 0.00% | −0.00 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | Reduce -10.7% | 0.09% | +0.01 |
| PATH Uipath Inc. Class A | Reduce -14.1% | 0.38% | +0.05 |
| CMCSA Comcast Corp. Class A | Reduce -0.7% | 1.07% | +0.17 |
| XLK SS Technology Select Sector | Reduce -1.6% | 5.28% | +1.40 |
| AAPL Apple Inc. | Reduce -2.1% | 5.53% | +1.69 |
Portfolio Buys Q3 2024 → Q4 2024
| LLY Eli Lilly & Co. | New | 10.23% | +10.23 |
| CAT Caterpillar Inc. | New | 10.20% | +10.20 |
| XLI SS Industrial Select Sector | New | 5.63% | +5.63 |
| QQQ Invesco QQQ Trust Series 1 | Add +137.8% | 8.00% | +5.61 |
| NVDA Nvidia Corp. | New | 5.37% | +5.37 |
| ARKK ARK Innovation ETF | Add +79.1% | 6.98% | +4.55 |
| AMZN Amazon.com Inc. | New | 4.41% | +4.41 |
| AMD Advanced Micro Devices | New | 3.97% | +3.97 |
| BRK.B Berkshire Hathaway Inc. Class B | New | 2.52% | +2.52 |
| MSFT Microsoft Corp. | New | 2.26% | +2.26 |
| XOM Exxon Mobil Corp. | New | 2.05% | +2.05 |
| XYZ Block Inc. | Add +227.5% | 1.85% | +1.53 |
| GOOGL Alphabet Inc. Class A | Add +65.9% | 2.47% | +1.51 |
| XLP SS Consumer Staples Sel Sect | New | 1.21% | +1.21 |
| CRM Salesforce Inc. | New | 1.17% | +1.17 |
| XLY SS Consumer Disc Select Sect | New | 0.73% | +0.73 |
| AVGO Broadcom Inc. | New | 0.67% | +0.67 |
| TIDAL TRUST II | New | 0.65% | +0.65 |
| PYPL PayPal Holdings Inc. | Add +281.0% | 0.69% | +0.57 |
| EWY iShares MSCI South Korea ETF | New | 0.51% | +0.51 |
| XLC SS Comm Select Sector SPDR | New | 0.45% | +0.45 |
| JPM JPMorgan Chase & Co. | New | 0.33% | +0.33 |
| DKNG Draftkings Inc. Class A | Add +114.1% | 0.14% | +0.09 |
| CRSP Crispr Therapeutics AG | Add +324.7% | 0.11% | +0.09 |
| AMGN Amgen Inc. | Add +41.2% | 0.21% | +0.07 |
| SBUX Starbucks Corp. | Add +2.8% | 0.30% | +0.06 |
| PINS Pinterest Inc. Class A | Add +47.1% | 0.12% | +0.05 |
| NXPI NXP Semiconductors NV | New | 0.02% | +0.02 |
| EXAS Exact Sciences Corp. | Add +333.3% | 0.02% | +0.02 |
| FISV Fiserv Inc. | New | 0.01% | +0.01 |
| LRCX Lam Research Corp. | New | 0.01% | +0.01 |
| MET Metlife Inc. | New | 0.01% | +0.01 |
| CB Chubb Ltd. | New | 0.01% | +0.01 |
| BNY Bank of New York Mellon Corp. | New | 0.01% | +0.01 |
| COF Capital One Financial Corp. | New | 0.01% | +0.01 |
| TFC Truist Financial Corp. | New | 0.01% | +0.01 |
| BAC Bank of America Corp. | New | 0.00% | +0.00 |
| TER Teradyne Inc. | New | 0.00% | +0.00 |
| TSLA Tesla Inc. | New | 0.00% | +0.00 |
| PANW Palo Alto Networks Inc. | Add +200.0% | 0.00% | +0.00 |
| BX Blackstone Inc. | New | 0.00% | +0.00 |
Options Activity Q3 2024 → Q4 2024
| SPY SS SPDR S&P 500 ETF Trust-US | call | Add +56.1% | 176,500 | $103.4M |
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +8.3% | 147,000 | $86.2M |
| META Meta Platforms Inc. Class A | call | Add +1275.3% | 105,900 | $62.0M |
| AMD Advanced Micro Devices | call | Add +8760.4% | 469,600 | $56.7M |
| GOOG Alphabet Inc. Class C | call | Add +2860.2% | 290,100 | $55.2M |
| MSFT Microsoft Corp. | put | Add +4338.5% | 115,400 | $48.6M |
| MSFT Microsoft Corp. | call | Add +614.6% | 112,200 | $47.3M |
| XLF SS Financial Select Sector | put | Add +5.7% | 909,200 | $43.9M |
| META Meta Platforms Inc. Class A | put | Add +1917.7% | 68,600 | $40.2M |
| XLF SS Financial Select Sector | call | Add +130.2% | 661,600 | $32.0M |
| PANW Palo Alto Networks Inc. | call | Add +7740.0% | 156,800 | $28.5M |
| NVDA Nvidia Corp. | put | Add +128.4% | 208,500 | $28.0M |
| AMD Advanced Micro Devices | put | Add +69566.7% | 209,000 | $25.2M |
| CAT Caterpillar Inc. | put | Add +9650.0% | 58,500 | $21.2M |
| XLK SS Technology Select Sector | call | Reduce -66.1% | 89,700 | $20.9M |
| XLI SS Industrial Select Sector | call | Reduce -37.4% | 144,700 | $19.1M |
| AVGO Broadcom Inc. | call | Add +219.6% | 79,900 | $18.5M |
| LLY Eli Lilly & Co. | put | Add +2850.0% | 23,600 | $18.2M |
| PYPL PayPal Holdings Inc. | call | Add +1392.7% | 204,500 | $17.5M |
| XYZ Block Inc. | put | Add +1345.7% | 199,500 | $17.0M |
| XLP SS Consumer Staples Sel Sect | put | Add +59.7% | 205,100 | $16.1M |
| AMZN Amazon.com Inc. | call | Add +104.5% | 72,800 | $16.0M |
| XOM Exxon Mobil Corp. | call | Add +438.4% | 131,900 | $14.2M |
| XLY SS Consumer Disc Select Sect | call | Reduce -65.4% | 60,500 | $13.6M |
| XYZ Block Inc. | call | Add +2293.3% | 143,600 | $12.2M |
| XLP SS Consumer Staples Sel Sect | call | Reduce -23.5% | 147,000 | $11.6M |
| NVDA Nvidia Corp. | call | Reduce -26.5% | 84,400 | $11.3M |
| BRK.B Berkshire Hathaway Inc. Class B | put | Add +134.3% | 24,600 | $11.2M |
| PYPL PayPal Holdings Inc. | put | Add +774.6% | 120,700 | $10.3M |
| LLY Eli Lilly & Co. | call | Add +786.7% | 13,300 | $10.3M |
| PANW Palo Alto Networks Inc. | put | Add +2233.3% | 56,000 | $10.2M |
| AVGO Broadcom Inc. | put | Add +87.0% | 43,000 | $10.0M |
| XLV SS Health Care Select Sector | call | Reduce -34.4% | 70,600 | $9.7M |
| XLC SS Comm Select Sector SPDR | put | Add +117.8% | 99,100 | $9.6M |
| XOM Exxon Mobil Corp. | put | Add +2796.6% | 84,000 | $9.0M |
| XLI SS Industrial Select Sector | put | Add +13.8% | 66,600 | $8.8M |
| XLY SS Consumer Disc Select Sect | put | Reduce -29.5% | 35,100 | $7.9M |
| XLK SS Technology Select Sector | put | Reduce -58.4% | 32,200 | $7.5M |
| CAT Caterpillar Inc. | call | Add +1220.0% | 19,800 | $7.2M |
| AMZN Amazon.com Inc. | put | Add +302.5% | 31,800 | $7.0M |
| UNH Unitedhealth Group Inc. | call | Add +869.2% | 12,600 | $6.4M |
| XBI SS SPDR S&P Biotech ETF | call | Sold out | 60,000 | $5.9Mbefore exit |
| AAPL Apple Inc. | put | Reduce -9.6% | 23,600 | $5.9M |
| BRK.B Berkshire Hathaway Inc. Class B | call | Reduce -31.4% | 11,800 | $5.3M |
| XLC SS Comm Select Sector SPDR | call | Reduce -51.1% | 49,600 | $4.8M |
| JPM JPMorgan Chase & Co. | call | Reduce -46.5% | 18,400 | $4.4M |
| JPM JPMorgan Chase & Co. | put | Add +24.1% | 17,000 | $4.1M |
| XLU St Sr Utl SL SE SPDR ETF-Usd | put | Reduce -20.3% | 49,400 | $3.7M |
| AAPL Apple Inc. | call | Reduce -57.6% | 14,000 | $3.5M |
| GOOGL Alphabet Inc. Class A | put | Add +80.0% | 18,000 | $3.4M |
Showing the first 50 of 234.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 53 | $20.8M | SPY, META, FXI, MSFT, BKNG |
| Q1 2026 | 77 | $29.4M | MSFT, AAPL, NVDA, BKNG, META |
| Q4 2025 | 58 | $112.7M | SPY, MSFT, NFLX, ON, UNH |
| Q3 2025 | 44 | $31.3M | SPY, QQQ, META, AAPL, UNH |
| Q2 2025 | 15 | $25.6M | SPY, QQQ, AMGN, BSX, IYR |
| Q1 2025 | 20 | $27.2M | MSFT, AMZN, XLK, V, XOM |
| Q4 2024 | 62 | $66.8M | XLF, LLY, CAT, QQQ, ARKK |
| Q3 2024 | 48 | $88.8M | SPY, XLF, XLK, AAPL, XLE |
| Q2 2024 | 52 | $184.2M | SPY, QQQ, AAL, XLF, GOOGL |
| Q1 2024 | 28 | $318.3M | QQQ, SPY, XLF, AAPL, LQD |