One River Asset Management, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 8, 2024), One River Asset Management, LLC reported 48 stock positions worth $88.8 million. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 41.9% of the portfolio, followed by SS Financial Select Sector (XLF, 33.6%) and SS Technology Select Sector (XLK, 3.9%). Compared with Q2 2024, it opened 17 new positions, sold out of 21, added to 8 and reduced 21. The biggest buy was SS Financial Select Sector (XLF, shares +540%) and the biggest sale Invesco QQQ Trust Series 1 (QQQ, shares −96%).
- Most Recent 13F
- Q2 2026
- Location
- STAMFORD, CT
- CIK
- 0001616336
- Portfolio Value
- $88.8M (Q3 2024)
- SEC Filing
- 0001172661-24-004538 ↗ filed Nov 8, 2024
Holdings Value
Holdings 48 stocks · $88.8M
| SPY SS SPDR S&P 500 ETF Trust-US | 41.91% | 65,088 | $37.2M | Reduce -63.7% |
| XLF SS Financial Select Sector | 33.61% | 660,710 | $29.8M | Add +539.6% |
| XLK SS Technology Select Sector | 3.88% | 15,289 | $3.4M | New |
| AAPL Apple Inc. | 3.84% | 14,960 | $3.4M | Add +47.3% |
| XLE SS Energy Select Sector | 3.63% | 36,950 | $3.2M | New |
| ARKK ARK Innovation ETF | 2.43% | 44,982 | $2.2M | Add +26.8% |
| QQQ Invesco QQQ Trust Series 1 | 2.39% | 4,358 | $2.1M | Reduce -95.8% |
| XLV SS Health Care Select Sector | 1.43% | 8,315 | $1.3M | Add +719.2% |
| GOOGL Alphabet Inc. Class A | 0.96% | 5,191 | $851K | Reduce -68.8% |
| CMCSA Comcast Corp. Class A | 0.90% | 19,227 | $801K | Reduce -44.7% |
| GOOG Alphabet Inc. Class C | 0.88% | 4,707 | $778K | Reduce -45.0% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.37% | 4,097 | $329K | Reduce -74.2% |
| PATH Uipath Inc. Class A | 0.33% | 23,096 | $296K | Add +22.4% |
| XYZ Block Inc. | 0.33% | 4,320 | $289K | Reduce -6.5% |
| CSCO Cisco Systems Inc. | 0.31% | 5,112 | $271K | Reduce -72.3% |
| V Visa Inc. Class A | 0.29% | 951 | $262K | Reduce -80.6% |
| INTC Intel Corp. | 0.24% | 9,021 | $216K | Add +130.1% |
| SBUX Starbucks Corp. | 0.24% | 2,146 | $209K | Reduce -15.7% |
| WFC Wells Fargo & Co. | 0.24% | 3,736 | $209K | New |
| SCHW Schwab (charles) Corp. | 0.22% | 3,081 | $198K | New |
| U Unity Software Inc. | 0.20% | 7,932 | $179K | Reduce -27.9% |
| AMGN Amgen Inc. | 0.14% | 391 | $126K | Reduce -7.1% |
| AIG American International Group | 0.13% | 1,550 | $114K | Add +85.6% |
| ADBE Adobe Inc. | 0.12% | 215 | $111K | Reduce -66.0% |
| PYPL PayPal Holdings Inc. | 0.12% | 1,419 | $111K | Reduce -96.9% |
| TTD Trade Desk Inc./the Class A filed as THE TRADE DESK INC | 0.11% | 899 | $98K | Reduce -93.0% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.08% | 935 | $75K | New |
| PINS Pinterest Inc. Class A | 0.07% | 1,912 | $62K | Add +1149.7% |
| JNJ Johnson & Johnson | 0.06% | 334 | $54K | New |
| MRNA Moderna Inc. | 0.06% | 801 | $53K | New |
| DKNG Draftkings Inc. Class A | 0.06% | 1,210 | $49K | Reduce -97.3% |
| C Citigroup Inc. | 0.05% | 769 | $48K | New |
| CSX CSX Corp. | 0.05% | 1,332 | $46K | New |
| MU Micron Technology Inc. | 0.04% | 336 | $36K | New |
| SHOP Shopify Inc. Class A | 0.04% | 430 | $34K | Reduce -59.9% |
| HON Honeywell International Inc. | 0.04% | 151 | $31K | New |
| BLK BlackRock Finance Inc. | 0.03% | 29 | $27K | New |
| PEP Pepsico Inc. | 0.03% | 152 | $26K | New |
| CME Cme Group Inc. | 0.03% | 102 | $22K | New |
| CRSP Crispr Therapeutics AG | 0.02% | 462 | $22K | New |
| ADI Analog Devices Inc. | 0.02% | 76 | $18K | Reduce -22.4% |
| COP Conocophillips | 0.02% | 144 | $15K | New |
| ZM Zoom Communications Inc. filed as ZOOM VIDEO COMMUNICATIONS IN | 0.02% | 203 | $14K | Reduce -73.6% |
| COST Costco Wholesale Corp. | 0.01% | 11 | $10K | New |
| MAR Marriott International Class A | 0.01% | 36 | $9K | No change |
| EXAS Exact Sciences Corp. | 0.00% | 60 | $4K | Reduce -94.0% |
| META Meta Platforms Inc. Class A | 0.00% | 6 | $3K | Reduce -50.0% |
| PANW Palo Alto Networks Inc. | 0.00% | 1 | $336 | No change |
Options reported separately and not counted above: SPY puts ($77.9M), SPY calls ($64.9M), XLK calls ($59.8M), XLF puts ($39.0M), XLY calls ($35.0M), XLI calls ($31.3M), XLV puts ($17.6M), XLK puts ($17.5M), XLV calls ($16.6M), XLP calls ($16.0M), NVDA calls ($13.9M), XLF calls ($13.0M), and 243 more.
Portfolio Sells Q2 2024 → Q3 2024
| QQQ Invesco QQQ Trust Series 1 | Reduce -95.8% | 2.39% | −24.71 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -63.7% | 41.91% | −11.09 |
| AAL American Airlines Group Inc. | Sold out | 0.00% | −2.45 |
| PYPL PayPal Holdings Inc. | Reduce -96.9% | 0.12% | −1.32 |
| GDX Vaneck Gold Miners ETF | Sold out | 0.00% | −1.32 |
| DKNG Draftkings Inc. Class A | Reduce -97.3% | 0.06% | −0.87 |
| GOOGL Alphabet Inc. Class A | Reduce -68.8% | 0.96% | −0.69 |
| TTD Trade Desk Inc./the Class A | Reduce -93.0% | 0.11% | −0.57 |
| GLD SPDR Gold Shares | Sold out | 0.00% | −0.41 |
| OXY Occidental Petroleum Corp. | Sold out | 0.00% | −0.40 |
| V Visa Inc. Class A | Reduce -80.6% | 0.29% | −0.40 |
| WMT Walmart Inc. | Sold out | 0.00% | −0.31 |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | Reduce -74.2% | 0.37% | −0.29 |
| TSLA Tesla Inc. | Sold out | 0.00% | −0.28 |
| MA Mastercard Inc. Class A | Sold out | 0.00% | −0.27 |
| USO United States Oil Fund LP | Sold out | 0.00% | −0.21 |
| BRK.B Berkshire Hathaway Inc. Class B | Sold out | 0.00% | −0.19 |
| CSCO Cisco Systems Inc. | Reduce -72.3% | 0.31% | −0.17 |
| CB Chubb Ltd. | Sold out | 0.00% | −0.14 |
| XLRE SS Real Estate Select Sector | Sold out | 0.00% | −0.10 |
| SPGI S&P Global Inc. | Sold out | 0.00% | −0.09 |
| ADBE Adobe Inc. | Reduce -66.0% | 0.12% | −0.07 |
| PGR Progressive Corp. | Sold out | 0.00% | −0.06 |
| COF Capital One Financial Corp. | Sold out | 0.00% | −0.03 |
| ALL Allstate Corp. | Sold out | 0.00% | −0.03 |
| ICE Intercontinental Exchange Inc. | Sold out | 0.00% | −0.03 |
| PNC PNC Financial Services Group | Sold out | 0.00% | −0.03 |
| FISV Fiserv Inc. | Sold out | 0.00% | −0.02 |
| EXAS Exact Sciences Corp. | Reduce -94.0% | 0.00% | −0.02 |
| PLTR Palantir Technologies Inc. Class A | Sold out | 0.00% | −0.02 |
| MET Metlife Inc. | Sold out | 0.00% | −0.01 |
| ZM Zoom Communications Inc. | Reduce -73.6% | 0.02% | −0.01 |
| TMUS T-Mobile US Inc. | Sold out | 0.00% | −0.00 |
| SHOP Shopify Inc. Class A | Reduce -59.9% | 0.04% | 0.00 |
| META Meta Platforms Inc. Class A | Reduce -50.0% | 0.00% | +0.00 |
| ADI Analog Devices Inc. | Reduce -22.4% | 0.02% | +0.01 |
| GOOG Alphabet Inc. Class C | Reduce -45.0% | 0.88% | +0.02 |
| AMGN Amgen Inc. | Reduce -7.1% | 0.14% | +0.07 |
| U Unity Software Inc. | Reduce -27.9% | 0.20% | +0.10 |
| SBUX Starbucks Corp. | Reduce -15.7% | 0.24% | +0.13 |
| CMCSA Comcast Corp. Class A | Reduce -44.7% | 0.90% | +0.16 |
| XYZ Block Inc. | Reduce -6.5% | 0.33% | +0.16 |
Portfolio Buys Q2 2024 → Q3 2024
| XLF SS Financial Select Sector | Add +539.6% | 33.61% | +31.31 |
| XLK SS Technology Select Sector | New | 3.88% | +3.88 |
| XLE SS Energy Select Sector | New | 3.63% | +3.63 |
| AAPL Apple Inc. | Add +47.3% | 3.84% | +2.68 |
| ARKK ARK Innovation ETF | Add +26.8% | 2.43% | +1.58 |
| XLV SS Health Care Select Sector | Add +719.2% | 1.43% | +1.35 |
| WFC Wells Fargo & Co. | New | 0.24% | +0.24 |
| SCHW Schwab (charles) Corp. | New | 0.22% | +0.22 |
| PATH Uipath Inc. Class A | Add +22.4% | 0.33% | +0.20 |
| INTC Intel Corp. | Add +130.1% | 0.24% | +0.18 |
| AIG American International Group | Add +85.6% | 0.13% | +0.09 |
| XLU St Sr Utl SL SE SPDR ETF-Usd | New | 0.08% | +0.08 |
| PINS Pinterest Inc. Class A | Add +1149.7% | 0.07% | +0.07 |
| JNJ Johnson & Johnson | New | 0.06% | +0.06 |
| MRNA Moderna Inc. | New | 0.06% | +0.06 |
| C Citigroup Inc. | New | 0.05% | +0.05 |
| CSX CSX Corp. | New | 0.05% | +0.05 |
| MU Micron Technology Inc. | New | 0.04% | +0.04 |
| HON Honeywell International Inc. | New | 0.04% | +0.04 |
| BLK BlackRock Finance Inc. | New | 0.03% | +0.03 |
| PEP Pepsico Inc. | New | 0.03% | +0.03 |
| CME Cme Group Inc. | New | 0.03% | +0.03 |
| CRSP Crispr Therapeutics AG | New | 0.02% | +0.02 |
| COP Conocophillips | New | 0.02% | +0.02 |
| COST Costco Wholesale Corp. | New | 0.01% | +0.01 |
Options Activity Q2 2024 → Q3 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Add +49.1% | 135,800 | $77.9M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | New | 113,100 | $64.9M |
| XLK SS Technology Select Sector | call | Reduce -35.0% | 264,800 | $59.8M |
| XLF SS Financial Select Sector | put | Add +28.9% | 860,000 | $39.0M |
| XLY SS Consumer Disc Select Sect | call | Reduce -1.1% | 174,900 | $35.0M |
| XLI SS Industrial Select Sector | call | Reduce -24.0% | 231,000 | $31.3M |
| XLV SS Health Care Select Sector | put | Reduce -34.2% | 114,000 | $17.6M |
| XLK SS Technology Select Sector | put | Reduce -60.5% | 77,400 | $17.5M |
| XLV SS Health Care Select Sector | call | Reduce -61.8% | 107,600 | $16.6M |
| XLP SS Consumer Staples Sel Sect | call | Reduce -52.4% | 192,200 | $16.0M |
| OXY Occidental Petroleum Corp. | put | Sold out | 227,400 | $14.3Mbefore exit |
| NVDA Nvidia Corp. | call | Add +7.8% | 114,800 | $13.9M |
| GDX Vaneck Gold Miners ETF | put | Sold out | 390,900 | $13.3Mbefore exit |
| XLF SS Financial Select Sector | call | Reduce -18.6% | 287,400 | $13.0M |
| NVDA Nvidia Corp. | put | Add +6.2% | 91,300 | $11.1M |
| XLP SS Consumer Staples Sel Sect | put | Add +48.4% | 128,400 | $10.7M |
| XLY SS Consumer Disc Select Sect | put | Add +25.8% | 49,800 | $10.0M |
| XLC SS Comm Select Sector SPDR | call | Reduce -5.7% | 101,500 | $9.2M |
| AAL American Airlines Group Inc. | call | Sold out | 775,600 | $8.8Mbefore exit |
| OXY Occidental Petroleum Corp. | call | Sold out | 133,400 | $8.4Mbefore exit |
| XLI SS Industrial Select Sector | put | Add +59.0% | 58,500 | $7.9M |
| BRK.B Berkshire Hathaway Inc. Class B | call | Reduce -13.6% | 17,200 | $7.9M |
| AAL American Airlines Group Inc. | put | Sold out | 687,100 | $7.8Mbefore exit |
| AAPL Apple Inc. | call | Reduce -89.6% | 33,000 | $7.7M |
| JPM JPMorgan Chase & Co. | call | Reduce -24.6% | 34,400 | $7.3M |
| MSFT Microsoft Corp. | call | Add +65.3% | 15,700 | $6.8M |
| AMZN Amazon.com Inc. | call | Add +85.4% | 35,600 | $6.6M |
| AAPL Apple Inc. | put | Reduce -94.7% | 26,100 | $6.1M |
| XBI SS SPDR S&P Biotech ETF | call | New | 60,000 | $5.9M |
| XLU St Sr Utl SL SE SPDR ETF-Usd | put | Add +199.5% | 62,000 | $5.0M |
| BRK.B Berkshire Hathaway Inc. Class B | put | Reduce -42.6% | 10,500 | $4.8M |
| XLE SS Energy Select Sector | put | Add +10.6% | 54,200 | $4.8M |
| FCX Freeport-McMoran Inc. | call | Sold out | 91,700 | $4.5Mbefore exit |
| META Meta Platforms Inc. Class A | call | Reduce -89.6% | 7,700 | $4.4M |
| TSLA Tesla Inc. | call | Reduce -86.2% | 16,600 | $4.3M |
| AVGO Broadcom Inc. | call | Add +4.2% | 25,000 | $4.3M |
| XLC SS Comm Select Sector SPDR | put | Reduce -37.9% | 45,500 | $4.1M |
| AVGO Broadcom Inc. | put | Add +27.8% | 23,000 | $4.0M |
| XLU St Sr Utl SL SE SPDR ETF-Usd | call | Reduce -53.2% | 46,800 | $3.8M |
| XLE SS Energy Select Sector | call | Reduce -42.8% | 38,200 | $3.4M |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -93.1% | 6,400 | $3.1M |
| JPM JPMorgan Chase & Co. | put | Reduce -39.9% | 13,700 | $2.9M |
| XOM Exxon Mobil Corp. | call | New | 24,500 | $2.9M |
| BAC Bank of America Corp. | call | Reduce -24.6% | 65,100 | $2.6M |
| XLB SS Materials Select Sector | call | Reduce -40.5% | 26,400 | $2.5M |
| XLRE SS Real Estate Select Sector | put | Add +30.2% | 56,100 | $2.5M |
| AXP American Express Co. | call | Reduce -5.3% | 9,000 | $2.4M |
| V Visa Inc. Class A | call | Reduce -66.0% | 8,600 | $2.4M |
| XLRE SS Real Estate Select Sector | call | Add +23.7% | 51,600 | $2.3M |
| GOOG Alphabet Inc. Class C | put | Reduce -44.7% | 12,500 | $2.1M |
Showing the first 50 of 227.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 53 | $20.8M | SPY, META, FXI, MSFT, BKNG |
| Q1 2026 | 77 | $29.4M | MSFT, AAPL, NVDA, BKNG, META |
| Q4 2025 | 58 | $112.7M | SPY, MSFT, NFLX, ON, UNH |
| Q3 2025 | 44 | $31.3M | SPY, QQQ, META, AAPL, UNH |
| Q2 2025 | 15 | $25.6M | SPY, QQQ, AMGN, BSX, IYR |
| Q1 2025 | 20 | $27.2M | MSFT, AMZN, XLK, V, XOM |
| Q4 2024 | 62 | $66.8M | XLF, LLY, CAT, QQQ, ARKK |
| Q3 2024 | 48 | $88.8M | SPY, XLF, XLK, AAPL, XLE |
| Q2 2024 | 52 | $184.2M | SPY, QQQ, AAL, XLF, GOOGL |
| Q1 2024 | 28 | $318.3M | QQQ, SPY, XLF, AAPL, LQD |