Optima Capital LLC

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 23, 2026), Optima Capital LLC reported 1,407 stock positions worth $230.9 million. Its top holding was Ste STR SPDR PT S&P 500 ETF (SPYM) at 4.2% of the portfolio, followed by Dimensional US Core Equity 2 (DFAC, 3.5%) and VG Morningstar TS MKT ETF-US (VTI, 2.6%). Compared with Q3 2025, it opened 1,254 new positions, sold out of 5, added to 60 and reduced 85. The biggest buy was Ste STR SPDR PT S&P 500 ETF (SPYM, shares +1315%) and the biggest sale Invesco S&P 500 Quality ETF (SPHQ, shares −94%).

Most Recent 13F
Q2 2026
Location
PORTLAND, OR
CIK
0002070972
Portfolio Value
$230.9M (Q4 2025)
SEC Filing
0002070972-26-000001 ↗ filed Jan 23, 2026

Holdings Value

0$100.0M$200.0M$300.0M Q4 2024: $145.0M Q4 2024 Q1 2025: $157.0M Q1 2025 Q2 2025: $185.9M Q2 2025 Q3 2025: $206.2M Q3 2025 Q4 2025: $230.9M $230.9M Q4 2025 Q1 2026: $215.4M Q1 2026 Q2 2026: $253.4M Q2 2026

Holdings 1,407 stocks · $230.9M
SPYM Ste STR SPDR PT S&P 500 ETF 4.23% 121,873 $9.8M Add +1314.7%
DFAC Dimensional US Core Equity 2 3.51% 204,859 $8.1M Reduce -0.8%
VTI VG Morningstar TS MKT ETF-US 2.57% 17,722 $5.9M Add +0.3%
JPIE JPMorgan Income ETF 2.45% 121,715 $5.7M Reduce -5.5%
DBND Doubleline Oppor Cor BND-Usd 2.41% 120,040 $5.6M Reduce -33.5%
RSP Invesco S&P 500 Equal Weight 2.35% 28,367 $5.4M Reduce -1.6%
JBND JPMorgan Active Bond ETF 2.32% 98,815 $5.4M New
IEFA iShares Core MSCI Eafe ETF 2.22% 57,263 $5.1M Add +11.7%
GVAL Cambria Global Value ETF 2.04% 149,586 $4.7M Add +4.4%
AGGY Wisdomtree Yield Enhanced US 1.86% 97,744 $4.3M New
GARP iShares MSCI USA Quality Gar 1.74% 58,935 $4.0M New
DFAI Dimensional International Co. 1.65% 99,677 $3.8M Add +0.7%
VIG Vanguard Dividend Apprec ETF 1.64% 17,205 $3.8M Add +2.2%
WTV Wisdomtree U.S. Value Fund 1.54% 37,994 $3.5M Reduce -31.4%
SPDW Ste STR SPDR PT DW Eu ETF 1.52% 79,184 $3.5M New
JPST JPMorgan Ultra-Short Income 1.51% 68,644 $3.5M New
RWL Invesco S&P 500 Revenue ETF 1.48% 29,858 $3.4M Add +8.5%
IJR iShares Core S&P Small-Cap E 1.44% 27,598 $3.3M Reduce -3.9%
QQQ Invesco QQQ Trust Series 1 1.42% 5,337 $3.3M Reduce -1.0%
BITB Bitwise Bitcoin ETF 1.35% 65,328 $3.1M Add +4.6%
SPY SS SPDR S&P 500 ETF Trust-US 1.31% 4,422 $3.0M Reduce -25.3%
SPBU Allizim BUF15 Uncpd Aloc ETF 1.22% 99,966 $2.8M Add +48.4%
IDMO Invesco S&P International DE 1.20% 49,754 $2.8M Reduce -15.7%
VOO Vanguard S&P 500 ETF 1.18% 4,336 $2.7M Add +1.6%
SCHB Schwab US Broad Market ETF 1.15% 101,151 $2.7M Add +1.8%
NDEC In Gro-100 PWR Buf ETF - Dec 1.09% 90,727 $2.5M New
USFR Wisdomtree Floating Rate Tre 1.06% 48,826 $2.5M Reduce -39.4%
DDWM Wisdomtree DY Inter Eq FD-US 1.05% 55,576 $2.4M Reduce -27.8%
GOOGL Alphabet Inc. Class A 1.03% 7,610 $2.4M Reduce -0.0%
BUFB Innovator Ladd Allo Buff ETF 0.97% 61,021 $2.2M Add +0.6%
IGIB iShares 5-10Y Inv Grade Corp. 0.96% 41,219 $2.2M New
IBUF Innv Id 10 Buffer ETF Qurtly 0.94% 73,882 $2.2M Add +1.5%
AAAU Goldman Sachs Physical Gold 0.93% 50,332 $2.1M Reduce -3.7%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.91% 9,951 $2.1M Reduce -16.4%
GDE Wisdomtree Efficient Gold PL 0.89% 33,391 $2.1M Reduce -27.9%
PSFF Pacer Swan Sos Fund of Funds 0.88% 62,747 $2.0M Add +3.9%
AMZN Amazon.com Inc. 0.87% 8,718 $2.0M Add +0.0%
XOM Exxon Mobil Corp. 0.86% 16,536 $2.0M Reduce -1.4%
IWM iShares Russell 2000 ETF 0.86% 8,070 $2.0M Add +23.6%
ORCL Oracle Corp. 0.82% 9,687 $1.9M Add +1.6%
QQQM Invesco Nasdaq 100 ETF 0.79% 7,224 $1.8M Add +2.1%
VUG Vanguard Mrngstar GR ETF-Sui 0.76% 3,575 $1.7M Reduce -9.4%
AAPL Apple Inc. 0.71% 5,990 $1.6M Add +4.7%
PLTR Palantir Technologies Inc. Class A 0.70% 9,143 $1.6M Reduce -11.7%
VTWO Vanguard Russell 2000 ETF 0.70% 16,176 $1.6M New
IBND SS SPDR BB Intl Corp. BD ETF 0.67% 48,070 $1.5M New
QBUF Innv Nasdaq -100 10 B - QRT 0.65% 51,180 $1.5M Add +16.4%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.62% 4,928 $1.4M Reduce -41.1%
MSFT Microsoft Corp. 0.60% 2,864 $1.4M Reduce -1.4%
EES Wisdomtree US Smallcap Fund 0.60% 24,240 $1.4M Add +0.0%
VEA Vanguard Ftse Developed ETF 0.52% 19,340 $1.2M Reduce -9.4%
COST Costco Wholesale Corp. 0.45% 1,196 $1.0M Add +0.3%
META Meta Platforms Inc. Class A 0.45% 1,560 $1.0M No change
BKLN Invesco Senior Loan ETF 0.42% 45,916 $964K Reduce -6.3%
SPIN SS US Equity Prem Inc. ETF 0.42% 29,746 $964K New
HYLB Xtrackers Usd High Yield Cor 0.42% 26,033 $959K New
ZFEB Inotr Eq Def PR ETF - 1 YR F 0.40% 36,665 $931K No change
SLV iShares Silver Trust 0.40% 14,363 $925K Reduce -28.3%
BND Vanguard Total Bond Market 0.40% 12,370 $916K Reduce -0.1%
FFIV F5 Inc. 0.39% 3,542 $904K Reduce -10.5%
AMD Advanced Micro Devices 0.37% 3,939 $844K Reduce -0.2%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.36% 14,315 $837K Add +5.2%
BITQ Bitwise Crypto Indu Inno ETF 0.36% 41,992 $837K New
NVDA Nvidia Corp. 0.36% 4,402 $821K Reduce -5.2%
EVMO Eaton Vance Mortgage Opp ETF 0.35% 15,941 $809K New
SCHA Schwab US Small-Cap ETF 0.35% 28,339 $807K Add +7.6%
BRK.B Berkshire Hathaway Inc. Class B 0.35% 1,597 $803K Add +3.2%
DFAU Dimensional US Core Equity M 0.35% 17,054 $798K Add +0.1%
KDEC Inn US SML Cap P B ETF - Dec 0.33% 30,124 $769K Reduce -13.2%
SPYD SS SPDR P S&P 500 Hi Div ETF 0.32% 17,123 $741K Add +2.6%
GDMN Wisdomtree Eff Gold PL Miner 0.32% 7,951 $740K New
QDPL Pacer Met US LRG Cap DVD 400 0.32% 17,323 $738K Add +3.0%
RTX RTX Corp. 0.31% 3,883 $712K Add +0.1%
SCHG Schwab US Large-Cap Growth 0.31% 21,810 $711K Reduce -87.3%
XME SS SPDR S&P Metals Mining 0.30% 6,627 $687K New
DFAE Dimensional Emerging Core Eq 0.30% 20,959 $683K Add +2.3%
SPTS SS SPDR P St Term TSY ETF 0.29% 23,090 $676K Reduce -82.1%
PKW Invesco Buyback Achievers Et 0.29% 4,961 $666K Add +0.2%
DFLV Dim US Large Cap Value ETF 0.27% 18,500 $633K No change
TSLA Tesla Inc. 0.27% 1,407 $633K Reduce -0.1%
HD Home Depot Inc. 0.26% 1,760 $606K Add +0.2%
ETHW Bitwise Ethereum ETF 0.25% 27,383 $582K Add +90.3%
AXP American Express Co. 0.24% 1,517 $561K Add +0.5%
IVV iShares Core S&P 500 ETF 0.23% 777 $532K Add +47.4%
SCHD Schwab US DVD Equity ETF 0.23% 19,093 $524K Add +10.5%
WMT Walmart Inc. 0.23% 4,692 $524K Add +27.3%
SRLN SS Blackstone Sr Loan ETF 0.23% 12,660 $522K Reduce -39.3%
VT Vanguard Tot World STK ETF 0.22% 3,608 $509K Reduce -3.4%
GE General Electric filed as GE AEROSPACE 0.22% 1,647 $508K Reduce -0.2%
VNQ Vanguard Real Estate ETF 0.21% 5,575 $493K Reduce -21.9%
MCD McDonald's Corp. 0.21% 1,608 $491K Add +11.2%
SPHQ Invesco S&P 500 Quality ETF 0.21% 6,423 $482K Reduce -94.1%
CVX Chevron Corp. 0.20% 3,072 $468K Add +3.9%
KO The Coca-Cola Co. 0.20% 6,651 $465K Reduce -4.7%
DBEF Xtrackers MSCI Eafe Hedged E 0.20% 9,657 $465K Reduce -9.2%
EMBD Global X Emerging Markets BD 0.20% 19,193 $463K Reduce -22.7%
GSUS Goldman Sachs Marketbeta US 0.20% 4,786 $452K Reduce -0.1%
ET Energy Transfer LP 0.19% 26,274 $433K New
VWO Vanguard Ftse Emerging Marke 0.18% 7,874 $423K Reduce -9.1%
JMUB JPMorgan Municipal ETF 0.18% 8,344 $422K Add +0.1%

Show all 1,407 holdings

Lines left out (2) · $2 — a value with no share or principal amount
SecurityClassSharesValue
LEG Leggett & Platt Inc. COM0$1
REG Regency Centers Corp. COM0$1

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $230.9M.

Portfolio Sells Q3 2025 → Q4 2025
SPHQ Invesco S&P 500 Quality ETF Reduce -94.1% 0.21% −3.68
SCHG Schwab US Large-Cap Growth Reduce -87.3% 0.31% −2.35
DBND Doubleline Oppor Cor BND-Usd Reduce -33.5% 2.41% −1.66
SPTS SS SPDR P St Term TSY ETF Reduce -82.1% 0.29% −1.55
XSMO Invesco S&P Smallcap Momentu Reduce -97.2% 0.03% −1.25
WTV Wisdomtree U.S. Value Fund Reduce -31.4% 1.54% −0.91
USFR Wisdomtree Floating Rate Tre Reduce -39.4% 1.06% −0.90
DCRE DBL Comm Real Est Debt Reduce -95.9% 0.03% −0.78
IEF iShares 7-10 Year Treasury B Reduce -99.6% 0.00% −0.69
NSEP Innovator G100 PB ETF-Sep Sold out 0.00% −0.69
JEPI JPMorgan Equity Premium Inco Reduce -78.1% 0.17% −0.67
SPY SS SPDR S&P 500 ETF Trust-US Reduce -25.3% 1.31% −0.61
VO Vngrd Mrngstr MD-Cap ETF-Usd Reduce -41.1% 0.62% −0.57
TIPX SS SPDR BB 1-10YR Tips ETF Reduce -88.6% 0.06% −0.57
ZJUL Innovator Edp ETF 1 YR July Reduce -97.9% 0.01% −0.56
DDWM Wisdomtree DY Inter Eq FD-US Reduce -27.8% 1.05% −0.51
JPIE JPMorgan Income ETF Reduce -5.5% 2.45% −0.45
GDE Wisdomtree Efficient Gold PL Reduce -27.9% 0.89% −0.40
DIA SS SPDR Dow Jones Indus Avg Sold out 0.00% −0.39
BBJP JPMorgan Betabuilders Japan Sold out 0.00% −0.38
IEI iShares 3-7 Year Treasury Bo Reduce -91.0% 0.03% −0.36
RTH Vaneck Retail ETF Reduce -98.0% 0.01% −0.35
DFAC Dimensional US Core Equity 2 Reduce -0.8% 3.51% −0.35
IDMO Invesco S&P International DE Reduce -15.7% 1.20% −0.35
RSP Invesco S&P 500 Equal Weight Reduce -1.6% 2.35% −0.30
VBR Vngrd Mrngst SL-CP Val ETF-U Reduce -16.4% 0.91% −0.30
EXCHANGE TRADED CONCEPTS TRU Sold out 0.00% −0.29
SHY iShares 1-3 Year Treasury Bo Reduce -87.1% 0.04% −0.28
EWX State Street SPDR S&P Emergi Reduce -54.8% 0.18% −0.27
TLT iShares 20+ Year Treasury BD Reduce -95.5% 0.01% −0.23
FFIV F5 Inc. Reduce -10.5% 0.39% −0.23
IJR iShares Core S&P Small-Cap E Reduce -3.9% 1.44% −0.22
PLTR Palantir Technologies Inc. Class A Reduce -11.7% 0.70% −0.21
SRLN SS Blackstone Sr Loan ETF Reduce -39.3% 0.23% −0.19
MDY State Street SPDR S&P Midcap Reduce -97.6% 0.00% −0.17
VUG Vanguard Mrngstar GR ETF-Sui Reduce -9.4% 0.76% −0.16
QQQ Invesco QQQ Trust Series 1 Reduce -1.0% 1.42% −0.15
SPMO Invesco S&P 500 Momentum ETF Reduce -42.7% 0.14% −0.14
BSCP Invesco Bulletshares 2025 CB Sold out 0.00% −0.14
MSFT Microsoft Corp. Reduce -1.4% 0.60% −0.13
VNQ Vanguard Real Estate ETF Reduce -21.9% 0.21% −0.10
VEA Vanguard Ftse Developed ETF Reduce -9.4% 0.52% −0.10
RVNU Xtrac Mun Inf Rev BD Act ETF Reduce -47.1% 0.09% −0.10
KDEC Inn US SML Cap P B ETF - Dec Reduce -13.2% 0.33% −0.10
EMBD Global X Emerging Markets BD Reduce -22.7% 0.20% −0.09
VDE Vanguard Energy ETF Reduce -42.9% 0.09% −0.08
BKLN Invesco Senior Loan ETF Reduce -6.3% 0.42% −0.08
VGT Vanguard Info Tech ETF Reduce -64.2% 0.04% −0.08
VTV Vanguard Mrngstr Val ETF-Aui Reduce -38.4% 0.10% −0.08
VOX Vanguard Communication Servi Reduce -60.5% 0.04% −0.07

Portfolio Buys Q3 2025 → Q4 2025
SPYM Ste STR SPDR PT S&P 500 ETF Add +1314.7% 4.23% +3.91
JBND JPMorgan Active Bond ETF New 2.32% +2.32
AGGY Wisdomtree Yield Enhanced US New 1.86% +1.86
GARP iShares MSCI USA Quality Gar New 1.74% +1.74
SPDW Ste STR SPDR PT DW Eu ETF New 1.52% +1.52
JPST JPMorgan Ultra-Short Income New 1.51% +1.51
NDEC In Gro-100 PWR Buf ETF - Dec New 1.09% +1.09
IGIB iShares 5-10Y Inv Grade Corp. New 0.96% +0.96
VTWO Vanguard Russell 2000 ETF New 0.70% +0.70
IBND SS SPDR BB Intl Corp. BD ETF New 0.67% +0.67
SPIN SS US Equity Prem Inc. ETF New 0.42% +0.42
HYLB Xtrackers Usd High Yield Cor New 0.42% +0.42
BITQ Bitwise Crypto Indu Inno ETF New 0.36% +0.36
EVMO Eaton Vance Mortgage Opp ETF New 0.35% +0.35
GDMN Wisdomtree Eff Gold PL Miner New 0.32% +0.32
SPBU Allizim BUF15 Uncpd Aloc ETF Add +48.4% 1.22% +0.31
XME SS SPDR S&P Metals Mining New 0.30% +0.30
ET Energy Transfer LP New 0.19% +0.19
SDIV Global X Superdividend ETF New 0.16% +0.16
UPRO Proshares Ultrapro S&P 500 New 0.15% +0.15
OKE Oneok Inc. New 0.14% +0.14
LLY Eli Lilly & Co. New 0.13% +0.13
VTEC Vanguard Ca Tax-Ex Bond New 0.11% +0.11
IWM iShares Russell 2000 ETF Add +23.6% 0.86% +0.09
GEV GE Vernova Inc. New 0.09% +0.09
MRK Merck & Co. Inc. New 0.09% +0.09
BAC Bank of America Corp. New 0.09% +0.09
VEU Vanguard Ftse All-World Ex-U New 0.09% +0.09
AUGU Allianzim US BF15 Uncap Aug New 0.09% +0.09
ZDEK Inno Equ Def Pro ETF - 1 DE New 0.08% +0.08
COPX Global X Copper Miners ETF New 0.08% +0.08
INTC Intel Corp. New 0.08% +0.08
EPD Enterprise Products Partners New 0.08% +0.08
IVE iShares S&P 500 Value ETF New 0.08% +0.08
ABT Abbott Laboratories New 0.08% +0.08
HODL Vaneck Bitcoin ETF New 0.08% +0.08
DGRS Wisdomtree U.S. Smallcap Qua New 0.08% +0.08
LNC Lincoln National Corp. New 0.08% +0.08
CSCO Cisco Systems Inc. New 0.08% +0.08
ZNOV Invtr Equ DE PR ETF - 1 YR N New 0.07% +0.07
RSPA Invesco S&P 500 Ew Income Ad New 0.07% +0.07
BSEP Innovator U.S. Equity Buffer New 0.07% +0.07
EBND State Street SPDR Bloomberg New 0.07% +0.07
IBM Intl Business Machines Corp. New 0.07% +0.07
TRFK Pacer Data and Digital Rev New 0.07% +0.07
WFC Wells Fargo & Co. New 0.07% +0.07
MCK McKesson Corp. New 0.07% +0.07
IJH iShares Core S&P Midcap ETF New 0.07% +0.07
QUAL iShares MSCI USA Quality Fac New 0.07% +0.07
BP BP PLC-Spons ADR New 0.07% +0.07

Notes & Other Activity Q3 2025 → Q4 2025
LEG Leggett & Platt Inc. COM New 0 $1
REG Regency Centers Corp. COM New 0 $1
BAX Baxter International Inc. COM New 0 $0

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 165$253.4MSPDW, SPYM, DFAC, RSP, SPBU
Q1 2026 159$215.4MDFAC, SPYM, SPBU, RSP, JPIE
Q4 2025 1,407$230.9MSPYM, DFAC, VTI, JPIE, DBND
Q3 2025 158$206.2MDBND, SPHQ, DFAC, JPIE, VTI
Q2 2025 151$185.9MSPHQ, DFAC, DBND, WTV, VTI
Q1 2025 138$157.0MDFAC, DBND, SPHQ, VTI, DBEF
Q4 2024 152$145.0MDFAC, VTI, DBND, IJR, RSP