Optima Capital LLC
In its 13F for Q1 2026 (holdings as of March 31, 2026, filed May 5, 2026), Optima Capital LLC reported 159 stock positions worth $215.4 million. Its top holding was Dimensional US Core Equity 2 (DFAC) at 3.8% of the portfolio, followed by Ste STR SPDR PT S&P 500 ETF (SPYM, 3.7%) and Allizim BUF15 Uncpd Aloc ETF (SPBU, 3.2%). Compared with Q4 2025, it opened 5 new positions, sold out of 1,253, added to 96 and reduced 46. The biggest buy was Allizim BUF15 Uncpd Aloc ETF (SPBU, shares +153%) and the biggest sale iShares Core MSCI Eafe ETF (IEFA, shares −89%).
- Most Recent 13F
- Q2 2026
- Location
- PORTLAND, OR
- CIK
- 0002070972
- Portfolio Value
- $215.4M (Q1 2026)
- SEC Filing
- 0002070972-26-000002 ↗ filed May 5, 2026
Holdings Value
Holdings 159 stocks · $215.4M
| DFAC Dimensional US Core Equity 2 | 3.78% | 209,644 | $8.1M | Add +2.3% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 3.73% | 105,072 | $8.0M | Reduce -13.8% |
| SPBU Allizim BUF15 Uncpd Aloc ETF | 3.19% | 252,742 | $6.9M | Add +152.8% |
| RSP Invesco S&P 500 Equal Weight | 2.86% | 32,094 | $6.2M | Add +13.1% |
| JPIE JPMorgan Income ETF | 2.75% | 128,688 | $5.9M | Add +5.7% |
| DBND Doubleline Oppor Cor BND-Usd | 2.71% | 127,454 | $5.8M | Add +6.2% |
| VTI VG Morningstar TS MKT ETF-US | 2.68% | 17,987 | $5.8M | Add +1.5% |
| GVAL Cambria Global Value ETF | 2.61% | 169,356 | $5.6M | Add +13.2% |
| JBND JPMorgan Active Bond ETF | 2.49% | 99,640 | $5.4M | Add +0.8% |
| RWL Invesco S&P 500 Revenue ETF | 2.17% | 40,705 | $4.7M | Add +36.3% |
| DFAI Dimensional International Co. | 2.14% | 118,201 | $4.6M | Add +18.6% |
| DBEF Xtrackers MSCI Eafe Hedged E | 2.12% | 92,377 | $4.6M | Add +856.6% |
| AGGY Wisdomtree Yield Enhanced US | 2.04% | 101,290 | $4.4M | Add +3.6% |
| IJR iShares Core S&P Small-Cap E | 1.89% | 32,734 | $4.1M | Add +18.6% |
| VIG Vanguard Dividend Apprec ETF | 1.87% | 18,777 | $4.0M | Add +9.1% |
| JPST JPMorgan Ultra-Short Income | 1.86% | 79,126 | $4.0M | Add +15.3% |
| QQQ Invesco QQQ Trust Series 1 | 1.81% | 6,747 | $3.9M | Add +26.4% |
| SPDW Ste STR SPDR PT DW Eu ETF | 1.77% | 83,365 | $3.8M | Add +5.3% |
| GARP iShares MSCI USA Quality Gar | 1.70% | 57,125 | $3.7M | Reduce -3.1% |
| WTV Wisdomtree U.S. Value Fund | 1.68% | 38,194 | $3.6M | Add +0.5% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.61% | 5,325 | $3.5M | Add +20.4% |
| XOM Exxon Mobil Corp. | 1.31% | 16,623 | $2.8M | Add +0.5% |
| IDMO Invesco S&P International DE | 1.30% | 51,208 | $2.8M | Add +2.9% |
| VOO Vanguard S&P 500 ETF | 1.22% | 4,405 | $2.6M | Add +1.6% |
| BITB Bitwise Bitcoin ETF | 1.20% | 70,455 | $2.6M | Add +7.8% |
| SCHB Schwab US Broad Market ETF | 1.20% | 103,050 | $2.6M | Add +1.9% |
| BUFB Innovator Ladd Allo Buff ETF | 1.13% | 67,484 | $2.4M | Add +10.6% |
| DDWM Wisdomtree DY Inter Eq FD-US | 1.10% | 53,850 | $2.4M | Reduce -3.1% |
| IGIB iShares 5-10Y Inv Grade Corp. | 1.06% | 42,998 | $2.3M | Add +4.3% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 1.04% | 10,288 | $2.2M | Add +3.4% |
| IBUF Innv Id 10 Buffer ETF Qurtly | 1.01% | 73,435 | $2.2M | Reduce -0.6% |
| USFR Wisdomtree Floating Rate Tre | 1.00% | 42,783 | $2.2M | Reduce -12.4% |
| GDE Wisdomtree Efficient Gold PL | 0.99% | 34,036 | $2.1M | Add +1.9% |
| AAAU Goldman Sachs Physical Gold | 0.99% | 46,273 | $2.1M | Reduce -8.1% |
| GOOGL Alphabet Inc. Class A | 0.97% | 7,268 | $2.1M | Reduce -4.5% |
| PSFF Pacer Swan Sos Fund of Funds | 0.92% | 62,110 | $2.0M | Reduce -1.0% |
| AMZN Amazon.com Inc. | 0.91% | 9,402 | $2.0M | Add +7.8% |
| IWM iShares Russell 2000 ETF | 0.85% | 7,371 | $1.8M | Reduce -8.7% |
| VTWO Vanguard Russell 2000 ETF | 0.80% | 17,300 | $1.7M | Add +7.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.77% | 3,775 | $1.6M | Add +5.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.74% | 5,549 | $1.6M | Add +12.6% |
| VXX Ipath Series B S&P 500 Vix filed as BARCLAYS BANK PLC | 0.70% | 42,138 | $1.5M | Add +1201.8% |
| QBUF Innv Nasdaq -100 10 B - QRT | 0.69% | 51,180 | $1.5M | No change |
| AAPL Apple Inc. | 0.68% | 5,805 | $1.5M | Reduce -3.1% |
| ORCL Oracle Corp. | 0.68% | 9,955 | $1.5M | Add +2.8% |
| IBND SS SPDR BB Intl Corp. BD ETF | 0.67% | 46,335 | $1.4M | Reduce -3.6% |
| EES Wisdomtree US Smallcap Fund | 0.65% | 24,245 | $1.4M | Add +0.0% |
| PLTR Palantir Technologies Inc. Class A | 0.62% | 9,135 | $1.3M | Reduce -0.1% |
| VUSB Vanguard Ultra Short Bond Et | 0.57% | 24,772 | $1.2M | New |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 0.57% | 27,046 | $1.2M | Add +58.0% |
| SPIN SS US Equity Prem Inc. ETF | 0.52% | 36,720 | $1.1M | Add +23.4% |
| MSFT Microsoft Corp. | 0.51% | 2,969 | $1.1M | Add +3.7% |
| VEA Vanguard Ftse Developed ETF | 0.50% | 16,732 | $1.1M | Reduce -13.5% |
| FFIV F5 Inc. | 0.48% | 3,542 | $1.0M | No change |
| ZFEB Inotr Eq Def PR ETF - 1 YR F | 0.44% | 37,324 | $948K | Add +1.8% |
| HYLB Xtrackers Usd High Yield Cor | 0.44% | 26,079 | $943K | Add +0.2% |
| BND Vanguard Total Bond Market | 0.43% | 12,630 | $930K | Add +2.1% |
| BKLN Invesco Senior Loan ETF | 0.43% | 45,564 | $930K | Reduce -0.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.43% | 1,925 | $922K | Add +20.5% |
| META Meta Platforms Inc. Class A | 0.42% | 1,568 | $897K | Add +0.5% |
| COST Costco Wholesale Corp. | 0.41% | 893 | $890K | Reduce -25.3% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.40% | 15,428 | $857K | Add +7.8% |
| SCHA Schwab US Small-Cap ETF | 0.38% | 28,344 | $824K | Add +0.0% |
| GDMN Wisdomtree Eff Gold PL Miner | 0.38% | 8,143 | $824K | Add +2.4% |
| AMD Advanced Micro Devices | 0.38% | 4,044 | $823K | Add +2.7% |
| NVDA Nvidia Corp. | 0.38% | 4,649 | $811K | Add +5.6% |
| DFAE Dimensional Emerging Core Eq | 0.37% | 23,513 | $796K | Add +12.2% |
| EVMO Eaton Vance Mortgage Opp ETF | 0.37% | 15,782 | $794K | Reduce -1.0% |
| SCHG Schwab US Large-Cap Growth | 0.36% | 26,819 | $781K | Add +23.0% |
| RTX RTX Corp. | 0.35% | 3,899 | $752K | Add +0.4% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.35% | 17,573 | $749K | New |
| BITQ Bitwise Crypto Indu Inno ETF | 0.34% | 38,981 | $735K | Reduce -7.2% |
| DFAU Dimensional US Core Equity M | 0.34% | 16,245 | $733K | Reduce -4.7% |
| QDPL Pacer Met US LRG Cap DVD 400 | 0.33% | 17,824 | $718K | Add +2.9% |
| NLR Vaneck Urani & Nuclr ETF-Usd | 0.33% | 5,324 | $709K | Add +619.5% |
| KDEC Inn US SML Cap P B ETF - Dec | 0.32% | 26,904 | $691K | Reduce -10.7% |
| QQQM Invesco Nasdaq 100 ETF | 0.32% | 2,893 | $687K | Reduce -60.0% |
| DFLV Dim US Large Cap Value ETF | 0.31% | 18,500 | $661K | No change |
| PKW Invesco Buyback Achievers Et | 0.30% | 4,968 | $652K | Add +0.1% |
| CVX Chevron Corp. | 0.30% | 3,149 | $652K | Add +2.5% |
| SCHD Schwab US DVD Equity ETF | 0.27% | 19,197 | $589K | Add +0.5% |
| IEFA iShares Core MSCI Eafe ETF | 0.25% | 6,031 | $546K | Reduce -89.5% |
| WMT Walmart Inc. | 0.25% | 4,369 | $544K | Reduce -6.9% |
| SRLN SS Blackstone Sr Loan ETF | 0.24% | 13,127 | $527K | Add +3.7% |
| ET Energy Transfer LP | 0.24% | 26,718 | $516K | Add +1.7% |
| KO The Coca-Cola Co. | 0.24% | 6,721 | $513K | Add +1.1% |
| TSLA Tesla Inc. | 0.24% | 1,377 | $512K | Reduce -2.1% |
| IVV iShares Core S&P 500 ETF | 0.24% | 778 | $508K | Add +0.1% |
| VT Vanguard Tot World STK ETF | 0.23% | 3,616 | $500K | Add +0.2% |
| MCD McDonald's Corp. | 0.23% | 1,608 | $500K | No change |
| JMUB JPMorgan Municipal ETF | 0.23% | 9,894 | $495K | Add +18.6% |
| VNQ Vanguard Real Estate ETF | 0.23% | 5,504 | $488K | Reduce -1.3% |
| SPHQ Invesco S&P 500 Quality ETF | 0.22% | 6,439 | $484K | Add +0.3% |
| ETHW Bitwise Ethereum ETF | 0.22% | 31,669 | $475K | Add +15.7% |
| SPTS SS SPDR P St Term TSY ETF | 0.22% | 16,161 | $472K | Reduce -30.0% |
| GE General Electric filed as GE AEROSPACE | 0.22% | 1,652 | $469K | Add +0.3% |
| AXP American Express Co. | 0.21% | 1,512 | $457K | Reduce -0.3% |
| CAT Caterpillar Inc. | 0.21% | 641 | $454K | Add +0.3% |
| EMBD Global X Emerging Markets BD | 0.21% | 19,068 | $447K | Reduce -0.7% |
| HD Home Depot Inc. | 0.20% | 1,319 | $434K | Reduce -25.1% |
Portfolio Sells Q4 2025 → Q1 2026
| IEFA iShares Core MSCI Eafe ETF | Reduce -89.5% | 0.25% | −1.97 |
| NDEC In Gro-100 PWR Buf ETF - Dec | Sold out | 0.00% | −1.09 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -13.8% | 3.73% | −0.50 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -60.0% | 0.32% | −0.47 |
| SLV iShares Silver Trust | Sold out | 0.00% | −0.40 |
| XME SS SPDR S&P Metals Mining | Sold out | 0.00% | −0.30 |
| EWX State Street SPDR S&P Emergi | Sold out | 0.00% | −0.18 |
| BA The Boeing Co. | Sold out | 0.00% | −0.17 |
| JPM JPMorgan Chase & Co. | Sold out | 0.00% | −0.11 |
| QCOM Qualcomm Inc. | Sold out | 0.00% | −0.11 |
| PYPL PayPal Holdings Inc. | Sold out | 0.00% | −0.10 |
| VHT Vanguard Health Care ETF | Sold out | 0.00% | −0.10 |
| BAC Bank of America Corp. | Sold out | 0.00% | −0.09 |
| AUGU Allianzim US BF15 Uncap Aug | Sold out | 0.00% | −0.09 |
| RVNU Xtrac Mun Inf Rev BD Act ETF | Sold out | 0.00% | −0.09 |
| PLTR Palantir Technologies Inc. Class A | Reduce -0.1% | 0.62% | −0.08 |
| PAUG Innovator U.S. Equity Power | Sold out | 0.00% | −0.08 |
| ZDEK Inno Equ Def Pro ETF - 1 DE | Sold out | 0.00% | −0.08 |
| COPX Global X Copper Miners ETF | Sold out | 0.00% | −0.08 |
| IVE iShares S&P 500 Value ETF | Sold out | 0.00% | −0.08 |
| BNDX Vanguard Total Intl Bond ETF | Sold out | 0.00% | −0.08 |
| ABT Abbott Laboratories | Sold out | 0.00% | −0.08 |
| HODL Vaneck Bitcoin ETF | Sold out | 0.00% | −0.08 |
| DGRS Wisdomtree U.S. Smallcap Qua | Sold out | 0.00% | −0.08 |
| LNC Lincoln National Corp. | Sold out | 0.00% | −0.08 |
| CSCO Cisco Systems Inc. | Sold out | 0.00% | −0.08 |
| SPTS SS SPDR P St Term TSY ETF | Reduce -30.0% | 0.22% | −0.07 |
| ZNOV Invtr Equ DE PR ETF - 1 YR N | Sold out | 0.00% | −0.07 |
| RSPA Invesco S&P 500 Ew Income Ad | Sold out | 0.00% | −0.07 |
| BSEP Innovator U.S. Equity Buffer | Sold out | 0.00% | −0.07 |
| EBND State Street SPDR Bloomberg | Sold out | 0.00% | −0.07 |
| IBM Intl Business Machines Corp. | Sold out | 0.00% | −0.07 |
| TRFK Pacer Data and Digital Rev | Sold out | 0.00% | −0.07 |
| WFC Wells Fargo & Co. | Sold out | 0.00% | −0.07 |
| MCK McKesson Corp. | Sold out | 0.00% | −0.07 |
| IJH iShares Core S&P Midcap ETF | Sold out | 0.00% | −0.07 |
| QUAL iShares MSCI USA Quality Fac | Sold out | 0.00% | −0.07 |
| ACIO Aptus Collared Invest Opp | Sold out | 0.00% | −0.07 |
| IWP iShares Russell Mid-Cap Grow | Sold out | 0.00% | −0.06 |
| USFR Wisdomtree Floating Rate Tre | Reduce -12.4% | 1.00% | −0.06 |
| TIPX SS SPDR BB 1-10YR Tips ETF | Sold out | 0.00% | −0.06 |
| MO Altria Group Inc. | Sold out | 0.00% | −0.06 |
| PAYX Paychex Inc. | Sold out | 0.00% | −0.06 |
| GOOGL Alphabet Inc. Class A | Reduce -4.5% | 0.97% | −0.06 |
| HD Home Depot Inc. | Reduce -25.1% | 0.20% | −0.06 |
| DGS Wisdomtree Em Small Cap | Sold out | 0.00% | −0.06 |
| JPIB JPMorgan Intl BND ETF | Sold out | 0.00% | −0.06 |
| JEPI JPMorgan Equity Premium Inco | Reduce -39.3% | 0.11% | −0.06 |
| GRMN Garmin Ltd. | Sold out | 0.00% | −0.06 |
| VXF Vanguard Extended Market ETF | Sold out | 0.00% | −0.06 |
Portfolio Buys Q4 2025 → Q1 2026
| SPBU Allizim BUF15 Uncpd Aloc ETF | Add +152.8% | 3.19% | +1.97 |
| DBEF Xtrackers MSCI Eafe Hedged E | Add +856.6% | 2.12% | +1.92 |
| RWL Invesco S&P 500 Revenue ETF | Add +36.3% | 2.17% | +0.69 |
| VXX Ipath Series B S&P 500 Vix | Add +1201.8% | 0.70% | +0.66 |
| VUSB Vanguard Ultra Short Bond Et | New | 0.57% | +0.57 |
| GVAL Cambria Global Value ETF | Add +13.2% | 2.61% | +0.57 |
| RSP Invesco S&P 500 Equal Weight | Add +13.1% | 2.86% | +0.51 |
| DFAI Dimensional International Co. | Add +18.6% | 2.14% | +0.49 |
| IJR iShares Core S&P Small-Cap E | Add +18.6% | 1.89% | +0.45 |
| XOM Exxon Mobil Corp. | Add +0.5% | 1.31% | +0.45 |
| QQQ Invesco QQQ Trust Series 1 | Add +26.4% | 1.81% | +0.39 |
| JPST JPMorgan Ultra-Short Income | Add +15.3% | 1.86% | +0.35 |
| CGDV Cap Group Dividend Value | New | 0.35% | +0.35 |
| JPIE JPMorgan Income ETF | Add +5.7% | 2.75% | +0.30 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +20.4% | 1.61% | +0.30 |
| DBND Doubleline Oppor Cor BND-Usd | Add +6.2% | 2.71% | +0.30 |
| NLR Vaneck Urani & Nuclr ETF-Usd | Add +619.5% | 0.33% | +0.29 |
| DFAC Dimensional US Core Equity 2 | Add +2.3% | 3.78% | +0.27 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | Add +58.0% | 0.57% | +0.25 |
| SPDW Ste STR SPDR PT DW Eu ETF | Add +5.3% | 1.77% | +0.24 |
| VIG Vanguard Dividend Apprec ETF | Add +9.1% | 1.87% | +0.24 |
| AGGY Wisdomtree Yield Enhanced US | Add +3.6% | 2.04% | +0.18 |
| JBND JPMorgan Active Bond ETF | Add +0.8% | 2.49% | +0.17 |
| BUFB Innovator Ladd Allo Buff ETF | Add +10.6% | 1.13% | +0.16 |
| WTV Wisdomtree U.S. Value Fund | Add +0.5% | 1.68% | +0.14 |
| DXUV Dimensional US Vtor Eqty ETF | New | 0.13% | +0.13 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +3.4% | 1.04% | +0.13 |
| IGV iShares Expanded Tech-Softwa | New | 0.12% | +0.12 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +12.6% | 0.74% | +0.12 |
| VGK Vanguard Ftse Europe ETF | New | 0.12% | +0.12 |
| VTWO Vanguard Russell 2000 ETF | Add +7.0% | 0.80% | +0.11 |
| IDMO Invesco S&P International DE | Add +2.9% | 1.30% | +0.11 |
| VTI VG Morningstar TS MKT ETF-US | Add +1.5% | 2.68% | +0.11 |
| SPIN SS US Equity Prem Inc. ETF | Add +23.4% | 0.52% | +0.10 |
| GDE Wisdomtree Efficient Gold PL | Add +1.9% | 0.99% | +0.10 |
| IGIB iShares 5-10Y Inv Grade Corp. | Add +4.3% | 1.06% | +0.10 |
| CVX Chevron Corp. | Add +2.5% | 0.30% | +0.10 |
| EFA iShares MSCI Eafe ETF | Add +271.8% | 0.11% | +0.08 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +20.5% | 0.43% | +0.08 |
| DFAE Dimensional Emerging Core Eq | Add +12.2% | 0.37% | +0.07 |
| HEFA Isha Curr Hedged MSCI Eafe | Add +163.1% | 0.10% | +0.07 |
| PSX Phillips 66 | Add +6.0% | 0.17% | +0.07 |
| GDMN Wisdomtree Eff Gold PL Miner | Add +2.4% | 0.38% | +0.06 |
| EES Wisdomtree US Smallcap Fund | Add +0.0% | 0.65% | +0.06 |
| SCHG Schwab US Large-Cap Growth | Add +23.0% | 0.36% | +0.05 |
| CAT Caterpillar Inc. | Add +0.3% | 0.21% | +0.05 |
| ET Energy Transfer LP | Add +1.7% | 0.24% | +0.05 |
| SCHB Schwab US Broad Market ETF | Add +1.9% | 1.20% | +0.05 |
| JMUB JPMorgan Municipal ETF | Add +18.6% | 0.23% | +0.05 |
| SCHD Schwab US DVD Equity ETF | Add +0.5% | 0.27% | +0.05 |
Notes & Other Activity Q4 2025 → Q1 2026
| LEG Leggett & Platt Inc. | COM | Sold out | 0 | $1before exit |
| REG Regency Centers Corp. | COM | Sold out | 0 | $1before exit |
| BAX Baxter International Inc. | COM | Sold out | 0 | $0before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 165 | $253.4M | SPDW, SPYM, DFAC, RSP, SPBU |
| Q1 2026 | 159 | $215.4M | DFAC, SPYM, SPBU, RSP, JPIE |
| Q4 2025 | 1,407 | $230.9M | SPYM, DFAC, VTI, JPIE, DBND |
| Q3 2025 | 158 | $206.2M | DBND, SPHQ, DFAC, JPIE, VTI |
| Q2 2025 | 151 | $185.9M | SPHQ, DFAC, DBND, WTV, VTI |
| Q1 2025 | 138 | $157.0M | DFAC, DBND, SPHQ, VTI, DBEF |
| Q4 2024 | 152 | $145.0M | DFAC, VTI, DBND, IJR, RSP |