Optima Capital LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 27, 2025), Optima Capital LLC reported 158 stock positions worth $206.2 million. Its top holding was Doubleline Oppor Cor BND-Usd (DBND) at 4.1% of the portfolio, followed by Invesco S&P 500 Quality ETF (SPHQ, 3.9%) and Dimensional US Core Equity 2 (DFAC, 3.9%). Compared with Q2 2025, it opened 19 new positions, sold out of 12, added to 71 and reduced 58. The biggest buy was a new position in Invesco S&P International DE (IDMO) and the biggest sale an exit from Innovator G-100 P B ETF - Ju (NJUN).
- Most Recent 13F
- Q2 2026
- Location
- PORTLAND, OR
- CIK
- 0002070972
- Portfolio Value
- $206.2M (Q3 2025)
- SEC Filing
- 0002070972-25-000006 ↗ filed Oct 27, 2025
Holdings Value
Holdings 158 stocks · $206.2M
| DBND Doubleline Oppor Cor BND-Usd | 4.08% | 180,571 | $8.4M | Add +15.7% |
| SPHQ Invesco S&P 500 Quality ETF | 3.89% | 109,346 | $8.0M | Add +2.8% |
| DFAC Dimensional US Core Equity 2 | 3.86% | 206,550 | $8.0M | Add +0.2% |
| JPIE JPMorgan Income ETF | 2.90% | 128,731 | $6.0M | Add +18.3% |
| VTI VG Morningstar TS MKT ETF-US | 2.82% | 17,667 | $5.8M | Reduce -7.0% |
| SCHG Schwab US Large-Cap Growth | 2.66% | 171,554 | $5.5M | Add +64.7% |
| RSP Invesco S&P 500 Equal Weight | 2.65% | 28,829 | $5.5M | Add +1.1% |
| WTV Wisdomtree U.S. Value Fund | 2.44% | 55,354 | $5.0M | Reduce -21.6% |
| IEFA iShares Core MSCI Eafe ETF | 2.17% | 51,277 | $4.5M | Add +43.9% |
| GVAL Cambria Global Value ETF | 2.03% | 143,256 | $4.2M | Add +37.5% |
| USFR Wisdomtree Floating Rate Tre | 1.96% | 80,537 | $4.0M | Reduce -6.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.92% | 5,920 | $4.0M | Add +4.1% |
| BITB Bitwise Bitcoin ETF | 1.89% | 62,467 | $3.9M | Add +19.0% |
| SPTS SS SPDR P St Term TSY ETF | 1.84% | 129,285 | $3.8M | Add +48.6% |
| VIG Vanguard Dividend Apprec ETF | 1.77% | 16,837 | $3.6M | Add +4.5% |
| DFAI Dimensional International Co. | 1.75% | 98,977 | $3.6M | Add +9.7% |
| IJR iShares Core S&P Small-Cap E | 1.66% | 28,727 | $3.4M | Add +1.1% |
| QQQ Invesco QQQ Trust Series 1 | 1.57% | 5,390 | $3.2M | Add +12.4% |
| DDWM Wisdomtree DY Inter Eq FD-US | 1.56% | 76,943 | $3.2M | Add +99.4% |
| IDMO Invesco S&P International DE | 1.54% | 58,986 | $3.2M | New |
| RWL Invesco S&P 500 Revenue ETF | 1.48% | 27,511 | $3.0M | Add +8.8% |
| ORCL Oracle Corp. | 1.30% | 9,536 | $2.7M | Reduce -0.5% |
| GDE Wisdomtree Efficient Gold PL | 1.29% | 46,310 | $2.7M | New |
| XSMO Invesco S&P Smallcap Momentu | 1.28% | 35,879 | $2.6M | Add +4.4% |
| VOO Vanguard S&P 500 ETF | 1.27% | 4,266 | $2.6M | Add +140.2% |
| SCHB Schwab US Broad Market ETF | 1.24% | 99,343 | $2.6M | Add +5.8% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 1.21% | 11,899 | $2.5M | Add +4.6% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 1.19% | 8,361 | $2.5M | Add +82.4% |
| BUFB Innovator Ladd Allo Buff ETF | 1.05% | 60,680 | $2.2M | Reduce -4.8% |
| IBUF Innv Id 10 Buffer ETF Qurtly | 1.01% | 72,801 | $2.1M | Reduce -2.6% |
| AAAU Goldman Sachs Physical Gold | 0.97% | 52,252 | $2.0M | Reduce -53.3% |
| AMZN Amazon.com Inc. | 0.93% | 8,715 | $1.9M | Reduce -1.8% |
| PSFF Pacer Swan Sos Fund of Funds | 0.93% | 60,414 | $1.9M | Reduce -7.8% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.92% | 3,947 | $1.9M | Add +2.6% |
| XOM Exxon Mobil Corp. | 0.92% | 16,770 | $1.9M | Reduce -2.5% |
| PLTR Palantir Technologies Inc. Class A | 0.92% | 10,356 | $1.9M | Reduce -3.5% |
| SPBU Allizim BUF15 Uncpd Aloc ETF | 0.91% | 67,366 | $1.9M | Add +443.4% |
| GOOGL Alphabet Inc. Class A | 0.90% | 7,612 | $1.9M | Add +2.8% |
| QQQM Invesco Nasdaq 100 ETF | 0.85% | 7,074 | $1.7M | Add +6.2% |
| JEPI JPMorgan Equity Premium Inco | 0.84% | 30,285 | $1.7M | Reduce -21.7% |
| DCRE DBL Comm Real Est Debt | 0.81% | 32,179 | $1.7M | Add +1.4% |
| IWM iShares Russell 2000 ETF | 0.77% | 6,530 | $1.6M | Add +46.2% |
| MSFT Microsoft Corp. | 0.73% | 2,906 | $1.5M | Add +2.5% |
| AAPL Apple Inc. | 0.71% | 5,723 | $1.5M | Reduce -1.4% |
| IEF iShares 7-10 Year Treasury B | 0.70% | 14,875 | $1.4M | Reduce -1.8% |
| NSEP Innovator G100 PB ETF-Sep | 0.69% | 49,425 | $1.4M | New |
| EES Wisdomtree US Smallcap Fund | 0.66% | 24,231 | $1.4M | Add +0.0% |
| TIPX SS SPDR BB 1-10YR Tips ETF | 0.63% | 67,521 | $1.3M | Add +0.4% |
| FFIV F5 Inc. | 0.62% | 3,959 | $1.3M | Reduce -9.2% |
| VEA Vanguard Ftse Developed ETF | 0.62% | 21,349 | $1.3M | Reduce -0.9% |
| QBUF Innv Nasdaq -100 10 B - QRT | 0.61% | 43,985 | $1.3M | Reduce -2.7% |
| ZJUL Innovator Edp ETF 1 YR July | 0.58% | 41,297 | $1.2M | Reduce -18.3% |
| META Meta Platforms Inc. Class A | 0.56% | 1,560 | $1.1M | Add +1.6% |
| COST Costco Wholesale Corp. | 0.54% | 1,192 | $1.1M | Add +0.9% |
| BKLN Invesco Senior Loan ETF | 0.50% | 49,023 | $1.0M | Reduce -2.0% |
| EWX State Street SPDR S&P Emergi | 0.45% | 13,859 | $933K | New |
| BND Vanguard Total Bond Market | 0.45% | 12,382 | $921K | Add +45.2% |
| ZFEB Inotr Eq Def PR ETF - 1 YR F | 0.44% | 36,665 | $915K | Reduce -8.9% |
| KDEC Inn US SML Cap P B ETF - Dec | 0.43% | 34,710 | $884K | New |
| SRLN SS Blackstone Sr Loan ETF | 0.42% | 20,843 | $867K | Add +2.7% |
| NVDA Nvidia Corp. | 0.42% | 4,641 | $866K | Add +3.2% |
| SLV iShares Silver Trust | 0.41% | 20,041 | $849K | New |
| IEI iShares 3-7 Year Treasury Bo | 0.39% | 6,746 | $806K | Reduce -3.1% |
| DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE | 0.39% | 1,728 | $804K | No change |
| BBJP JPMorgan Betabuilders Japan | 0.38% | 11,934 | $791K | New |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.38% | 13,614 | $783K | New |
| DFAU Dimensional US Core Equity M | 0.38% | 17,035 | $780K | Reduce -19.5% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.38% | 1,547 | $778K | Add +5.7% |
| RTH Vaneck Retail ETF | 0.36% | 2,968 | $745K | Reduce -34.1% |
| SCHA Schwab US Small-Cap ETF | 0.36% | 26,339 | $735K | New |
| SPYD SS SPDR P S&P 500 Hi Div ETF | 0.36% | 16,694 | $735K | Add +16.7% |
| HD Home Depot Inc. | 0.35% | 1,757 | $712K | Add +0.5% |
| QDPL Pacer Met US LRG Cap DVD 400 | 0.34% | 16,813 | $707K | Add +20.7% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.33% | 8,615 | $675K | Reduce -2.0% |
| SHY iShares 1-3 Year Treasury Bo | 0.32% | 7,924 | $657K | Add +4.7% |
| PKW Invesco Buyback Achievers Et | 0.32% | 4,951 | $656K | Add +0.2% |
| VNQ Vanguard Real Estate ETF | 0.32% | 7,140 | $653K | Reduce -32.8% |
| RTX RTX Corp. | 0.31% | 3,880 | $649K | Add +0.4% |
| DFAE Dimensional Emerging Core Eq | 0.31% | 20,495 | $646K | Reduce -4.7% |
| AMD Advanced Micro Devices | 0.31% | 3,948 | $639K | Reduce -6.8% |
| TSLA Tesla Inc. | 0.30% | 1,409 | $627K | Add +15.4% |
| DFLV Dim US Large Cap Value ETF | 0.30% | 18,500 | $609K | No change |
| EMBD Global X Emerging Markets BD | 0.29% | 24,820 | $590K | Add +3.2% |
| EXCHANGE TRADED CONCEPTS TRU | 0.29% | 23,532 | $590K | New |
| SPMO Invesco S&P 500 Momentum ETF | 0.28% | 4,806 | $582K | New |
| VT Vanguard Tot World STK ETF | 0.25% | 3,734 | $515K | Add +0.3% |
| AXP American Express Co. | 0.24% | 1,509 | $501K | Reduce -0.4% |
| GE General Electric filed as GE AEROSPACE | 0.24% | 1,650 | $497K | Add +0.1% |
| TLT iShares 20+ Year Treasury BD | 0.24% | 5,551 | $496K | Add +3.8% |
| DBEF Xtrackers MSCI Eafe Hedged E | 0.24% | 10,634 | $494K | Reduce -71.3% |
| SCHD Schwab US DVD Equity ETF | 0.23% | 17,275 | $472K | Reduce -21.4% |
| VWO Vanguard Ftse Emerging Marke | 0.23% | 8,658 | $469K | Reduce -17.8% |
| KO The Coca-Cola Co. | 0.23% | 6,977 | $465K | Reduce -0.1% |
| CVX Chevron Corp. | 0.22% | 2,958 | $459K | Add +11.0% |
| GSUS Goldman Sachs Marketbeta US | 0.21% | 4,790 | $443K | No change |
| MCD McDonald's Corp. | 0.21% | 1,446 | $439K | Add +0.3% |
| ETHW Bitwise Ethereum ETF | 0.21% | 14,390 | $429K | New |
| JMUB JPMorgan Municipal ETF | 0.20% | 8,340 | $421K | Reduce -0.8% |
| ABBV Abbvie Inc. | 0.20% | 1,758 | $407K | Add +1.1% |
| BA The Boeing Co. | 0.19% | 1,825 | $394K | Reduce -0.9% |
Portfolio Sells Q2 2025 → Q3 2025
| NJUN Innovator G-100 P B ETF - Ju | Sold out | 0.00% | −1.31 |
| SPLV Invesco S&P 500 Low Volatili | Sold out | 0.00% | −1.08 |
| AAAU Goldman Sachs Physical Gold | Reduce -53.3% | 0.97% | −1.00 |
| DINT Davis Select International | Sold out | 0.00% | −0.89 |
| WTV Wisdomtree U.S. Value Fund | Reduce -21.6% | 2.44% | −0.84 |
| DBEF Xtrackers MSCI Eafe Hedged E | Reduce -71.3% | 0.24% | −0.63 |
| PMAR Innovator U.S. Equity Power | Sold out | 0.00% | −0.43 |
| DXJ Wisdomtree Japan Hedged Eq | Sold out | 0.00% | −0.43 |
| FLMX Franklin Ftse Mexico ETF | Sold out | 0.00% | −0.42 |
| USFR Wisdomtree Floating Rate Tre | Reduce -6.3% | 1.96% | −0.36 |
| JEPI JPMorgan Equity Premium Inco | Reduce -21.7% | 0.84% | −0.34 |
| ARGT Global X MSCI Argentina ETF | Sold out | 0.00% | −0.33 |
| TLH iShares 10-20 Year Treasury | Sold out | 0.00% | −0.30 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -7.0% | 2.82% | −0.30 |
| DAX Global X Dax Germany ETF | Sold out | 0.00% | −0.23 |
| PMAY Innovator U.S. Equity Power | Sold out | 0.00% | −0.22 |
| RTH Vaneck Retail ETF | Reduce -34.1% | 0.36% | −0.22 |
| VDE Vanguard Energy ETF | Reduce -52.4% | 0.17% | −0.21 |
| VFH Vanguard Financials ETF | Reduce -62.6% | 0.11% | −0.21 |
| VDC Vanguard Consumer Staple ETF | Reduce -62.7% | 0.10% | −0.20 |
| VHT Vanguard Health Care ETF | Reduce -54.5% | 0.15% | −0.20 |
| VIS Vanguard Industrials ETF | Reduce -62.8% | 0.11% | −0.20 |
| VOX Vanguard Communication Servi | Reduce -63.1% | 0.12% | −0.20 |
| VGT Vanguard Info Tech ETF | Reduce -63.7% | 0.12% | −0.20 |
| VPU Vanguard Utilities ETF | Reduce -62.3% | 0.11% | −0.20 |
| VCR Vanguard Consumer Discre ETF | Reduce -63.4% | 0.11% | −0.20 |
| VNQ Vanguard Real Estate ETF | Reduce -32.8% | 0.32% | −0.19 |
| ZJUL Innovator Edp ETF 1 YR July | Reduce -18.3% | 0.58% | −0.19 |
| VAW Vanguard Materials ETF | Reduce -62.5% | 0.10% | −0.19 |
| PSFF Pacer Swan Sos Fund of Funds | Reduce -7.8% | 0.93% | −0.15 |
| OKE Oneok Inc. | Sold out | 0.00% | −0.13 |
| AMZN Amazon.com Inc. | Reduce -1.8% | 0.93% | −0.12 |
| BSV Vanguard Short-Term Bond ETF | Sold out | 0.00% | −0.11 |
| VB Vanguard Most SM-Cap ETF-Usd | Reduce -45.2% | 0.13% | −0.11 |
| IBUF Innv Id 10 Buffer ETF Qurtly | Reduce -2.6% | 1.01% | −0.11 |
| BUFB Innovator Ladd Allo Buff ETF | Reduce -4.8% | 1.05% | −0.11 |
| DFAU Dimensional US Core Equity M | Reduce -19.5% | 0.38% | −0.10 |
| SCHD Schwab US DVD Equity ETF | Reduce -21.4% | 0.23% | −0.08 |
| ZFEB Inotr Eq Def PR ETF - 1 YR F | Reduce -8.9% | 0.44% | −0.08 |
| IEF iShares 7-10 Year Treasury B | Reduce -1.8% | 0.70% | −0.08 |
| XOM Exxon Mobil Corp. | Reduce -2.5% | 0.92% | −0.08 |
| FFIV F5 Inc. | Reduce -9.2% | 0.62% | −0.07 |
| MEAR Ishrs Short Mat Muni Act ETF | Reduce -24.2% | 0.15% | −0.07 |
| BKLN Invesco Senior Loan ETF | Reduce -2.0% | 0.50% | −0.07 |
| QBUF Innv Nasdaq -100 10 B - QRT | Reduce -2.7% | 0.61% | −0.06 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -3.1% | 0.39% | −0.06 |
| VWO Vanguard Ftse Emerging Marke | Reduce -17.8% | 0.23% | −0.05 |
| KO The Coca-Cola Co. | Reduce -0.1% | 0.23% | −0.04 |
| VEA Vanguard Ftse Developed ETF | Reduce -0.9% | 0.62% | −0.04 |
| PM Philip Morris International | Reduce -0.2% | 0.15% | −0.04 |
Portfolio Buys Q2 2025 → Q3 2025
| IDMO Invesco S&P International DE | New | 1.54% | +1.54 |
| GDE Wisdomtree Efficient Gold PL | New | 1.29% | +1.29 |
| SCHG Schwab US Large-Cap Growth | Add +64.7% | 2.66% | +1.02 |
| DDWM Wisdomtree DY Inter Eq FD-US | Add +99.4% | 1.56% | +0.74 |
| SPBU Allizim BUF15 Uncpd Aloc ETF | Add +443.4% | 0.91% | +0.73 |
| VOO Vanguard S&P 500 ETF | Add +140.2% | 1.27% | +0.72 |
| NSEP Innovator G100 PB ETF-Sep | New | 0.69% | +0.69 |
| IEFA iShares Core MSCI Eafe ETF | Add +43.9% | 2.17% | +0.57 |
| GVAL Cambria Global Value ETF | Add +37.5% | 2.03% | +0.50 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Add +82.4% | 1.19% | +0.50 |
| SPTS SS SPDR P St Term TSY ETF | Add +48.6% | 1.84% | +0.47 |
| EWX State Street SPDR S&P Emergi | New | 0.45% | +0.45 |
| KDEC Inn US SML Cap P B ETF - Dec | New | 0.43% | +0.43 |
| SLV iShares Silver Trust | New | 0.41% | +0.41 |
| BBJP JPMorgan Betabuilders Japan | New | 0.38% | +0.38 |
| JEPQ JPM Nasdaq Equity Premium | New | 0.38% | +0.38 |
| SCHA Schwab US Small-Cap ETF | New | 0.36% | +0.36 |
| EXCHANGE TRADED CONCEPTS TRU | New | 0.29% | +0.29 |
| SPMO Invesco S&P 500 Momentum ETF | New | 0.28% | +0.28 |
| IWM iShares Russell 2000 ETF | Add +46.2% | 0.77% | +0.25 |
| BITB Bitwise Bitcoin ETF | Add +19.0% | 1.89% | +0.23 |
| ETHW Bitwise Ethereum ETF | New | 0.21% | +0.21 |
| GOOGL Alphabet Inc. Class A | Add +2.8% | 0.90% | +0.20 |
| DBND Doubleline Oppor Cor BND-Usd | Add +15.7% | 4.08% | +0.19 |
| JPIE JPMorgan Income ETF | Add +18.3% | 2.90% | +0.18 |
| QQQ Invesco QQQ Trust Series 1 | Add +12.4% | 1.57% | +0.15 |
| XTRE Bondbloxx BBG 3Y US TSY ETF | New | 0.14% | +0.14 |
| GRNY Fundstr Gran SH US LRG Cap | New | 0.11% | +0.11 |
| BND Vanguard Total Bond Market | Add +45.2% | 0.45% | +0.11 |
| SCHM Schwab US Mid Cap ETF | New | 0.10% | +0.10 |
| IVW iShares S&P 500 Growth ETF | New | 0.10% | +0.10 |
| BALT Inn Defined Wealth Shield | New | 0.10% | +0.10 |
| VXUS Vanguard Total Intl Stock | New | 0.10% | +0.10 |
| PAUG Innovator U.S. Equity Power | New | 0.10% | +0.10 |
| TSLA Tesla Inc. | Add +15.4% | 0.30% | +0.10 |
| DFAI Dimensional International Co. | Add +9.7% | 1.75% | +0.07 |
| RWL Invesco S&P 500 Revenue ETF | Add +8.8% | 1.48% | +0.06 |
| QDPL Pacer Met US LRG Cap DVD 400 | Add +20.7% | 0.34% | +0.05 |
| NVDA Nvidia Corp. | Add +3.2% | 0.42% | +0.04 |
| SCHB Schwab US Broad Market ETF | Add +5.8% | 1.24% | +0.04 |
| QQQM Invesco Nasdaq 100 ETF | Add +6.2% | 0.85% | +0.03 |
| SPYD SS SPDR P S&P 500 Hi Div ETF | Add +16.7% | 0.36% | +0.03 |
| ABBV Abbvie Inc. | Add +1.1% | 0.20% | +0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +4.1% | 1.92% | +0.02 |
| XSMO Invesco S&P Smallcap Momentu | Add +4.4% | 1.28% | +0.02 |
| CVX Chevron Corp. | Add +11.0% | 0.22% | +0.02 |
| CAT Caterpillar Inc. | Add +0.8% | 0.15% | +0.02 |
| PEP Pepsico Inc. | Add +15.5% | 0.14% | +0.01 |
| GE General Electric | Add +0.1% | 0.24% | +0.01 |
| RTX RTX Corp. | Add +0.4% | 0.31% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 165 | $253.4M | SPDW, SPYM, DFAC, RSP, SPBU |
| Q1 2026 | 159 | $215.4M | DFAC, SPYM, SPBU, RSP, JPIE |
| Q4 2025 | 1,407 | $230.9M | SPYM, DFAC, VTI, JPIE, DBND |
| Q3 2025 | 158 | $206.2M | DBND, SPHQ, DFAC, JPIE, VTI |
| Q2 2025 | 151 | $185.9M | SPHQ, DFAC, DBND, WTV, VTI |
| Q1 2025 | 138 | $157.0M | DFAC, DBND, SPHQ, VTI, DBEF |
| Q4 2024 | 152 | $145.0M | DFAC, VTI, DBND, IJR, RSP |