PFG Investments, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 22, 2024), PFG Investments, LLC reported 1,037 stock positions worth $1.7 billion. Its top holding was Apple (AAPL) at 6.2% of the portfolio, followed by Microsoft (MSFT, 3.3%) and Nvidia (NVDA, 2.6%). Compared with Q4 2023, it opened 565 new positions, sold out of 13, added to 424 and reduced 43. The biggest buy was a new position in PIMCO Dynamic Income Fund (PDI) and the biggest sale SS SPDR BB 1-3M T-Bill ETF (BIL, shares −18%).
- Most Recent 13F
- Q2 2026
- Location
- WOODBURY, NY
- CIK
- 0001973224
- Portfolio Value
- $1.7B (Q1 2024)
- SEC Filing
- 0001754960-24-000168 ↗ filed Apr 22, 2024
Holdings Value
Holdings 1,037 stocks · $1.7B
| AAPL Apple Inc. | 6.16% | 594,303 | $101.9M | Add +171.1% |
| MSFT Microsoft Corp. | 3.33% | 130,983 | $55.1M | Add +185.1% |
| NVDA Nvidia Corp. | 2.62% | 47,982 | $43.4M | Add +88.3% |
| AMZN Amazon.com Inc. | 1.95% | 179,142 | $32.3M | Add +130.8% |
| TSLA Tesla Inc. | 1.40% | 132,034 | $23.2M | Add +42.1% |
| META Meta Platforms Inc. Class A | 1.35% | 45,997 | $22.3M | Add +134.0% |
| BIV Vanguard Intermediate-Term B | 1.09% | 238,426 | $18.0M | Add +7142.6% |
| PDI PIMCO Dynamic Income Fund | 1.05% | 903,964 | $17.4M | New |
| JNJ Johnson & Johnson | 1.05% | 109,278 | $17.3M | Add +431.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.00% | 31,712 | $16.6M | Add +50.6% |
| XOM Exxon Mobil Corp. | 0.94% | 133,862 | $15.6M | Add +320.8% |
| JPM JPMorgan Chase & Co. | 0.85% | 69,781 | $14.0M | Add +184.1% |
| IWF iShares Russell 1000 Growth | 0.83% | 40,781 | $13.7M | Add +1713.3% |
| QQQ Invesco QQQ Trust Series 1 | 0.78% | 28,972 | $12.9M | Add +77.2% |
| GOOGL Alphabet Inc. Class A | 0.75% | 82,078 | $12.4M | Add +63.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.72% | 34,416 | $11.8M | Add +313.6% |
| VZ Verizon Communications Inc. | 0.70% | 277,345 | $11.6M | Add +408.4% |
| COST Costco Wholesale Corp. | 0.68% | 15,342 | $11.2M | Add +99.7% |
| GOOG Alphabet Inc. Class C | 0.68% | 73,480 | $11.2M | Add +208.1% |
| PTY PIMCO Corporate & Income Opp | 0.64% | 713,512 | $10.6M | New |
| VYM Vanguard High DVD Yield ETF | 0.61% | 83,796 | $10.1M | Add +93.0% |
| VHT Vanguard Health Care ETF | 0.60% | 36,826 | $10.0M | Add +968.4% |
| INTC Intel Corp. | 0.60% | 224,806 | $9.9M | Add +956.9% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.60% | 60,538 | $9.9M | Add +532.0% |
| VEA Vanguard Ftse Developed ETF | 0.59% | 194,146 | $9.7M | Add +288.5% |
| CEF Sprott Physical Gold and Sil | 0.59% | 476,421 | $9.7M | New |
| PEP Pepsico Inc. | 0.58% | 54,961 | $9.6M | Add +376.6% |
| DSI iShares ESG MSCI KLD 400 ETF | 0.57% | 92,953 | $9.4M | Add +24.4% |
| LLY Eli Lilly & Co. | 0.56% | 11,963 | $9.3M | Add +409.5% |
| PG The Procter & Gamble Co. | 0.52% | 52,751 | $8.6M | Add +134.5% |
| CSCO Cisco Systems Inc. | 0.52% | 170,818 | $8.5M | Add +125.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.51% | 44,100 | $8.4M | Add +109.6% |
| GSEW Goldman Sachs Eql WGHT Large | 0.50% | 114,022 | $8.3M | New |
| MRK Merck & Co. Inc. | 0.50% | 62,576 | $8.3M | Add +172.8% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.49% | 19,189 | $8.1M | Add +98.9% |
| INVESTMENT MANAGERS SER TR I | 0.49% | 219,284 | $8.0M | New |
| HD Home Depot Inc. | 0.48% | 20,833 | $8.0M | Add +168.1% |
| VTI VG Morningstar TS MKT ETF-US | 0.44% | 28,022 | $7.3M | Add +76.3% |
| INTG Intergroup Corp. | 0.44% | 322,829 | $7.2M | New |
| V Visa Inc. Class A | 0.43% | 25,626 | $7.2M | Add +107.3% |
| FV First Trust DW Focus 5 Fund | 0.43% | 124,107 | $7.1M | Add +55.5% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.42% | 181,797 | $6.9M | Add +304.0% |
| XLK SS Technology Select Sector | 0.40% | 32,048 | $6.7M | Add +370.0% |
| XLG Invesco S&P 500 Top 50 ETF | 0.40% | 157,060 | $6.6M | New |
| VDC Vanguard Consumer Staple ETF | 0.39% | 31,787 | $6.5M | New |
| RDVY First Trust Rising Dividend | 0.39% | 114,817 | $6.4M | New |
| GSLC Goldman Activebeta US LC ETF | 0.39% | 61,818 | $6.4M | Add +221.6% |
| UNH Unitedhealth Group Inc. | 0.39% | 12,872 | $6.4M | Add +113.0% |
| HASI Ha Sustainable Infrastructur filed as HANNON ARMSTRONG SUST INFR C | 0.38% | 223,740 | $6.4M | Add +9.9% |
| WMT Walmart Inc. | 0.38% | 104,273 | $6.3M | Add +197.1% |
| AMD Advanced Micro Devices | 0.38% | 34,402 | $6.2M | Add +136.9% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.37% | 67,408 | $6.2M | Reduce -18.2% |
| GLD SPDR Gold Shares | 0.37% | 30,033 | $6.2M | Add +67.0% |
| CVX Chevron Corp. | 0.37% | 38,830 | $6.1M | Add +221.5% |
| T AT&T Inc. | 0.36% | 342,827 | $6.0M | Add +335.6% |
| VWO Vanguard Ftse Emerging Marke | 0.36% | 142,076 | $5.9M | New |
| ABBV Abbvie Inc. | 0.35% | 32,055 | $5.8M | Add +112.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.35% | 47,165 | $5.8M | Add +280.7% |
| ED Consolidated Edison Inc. | 0.34% | 62,237 | $5.7M | Add +225.8% |
| EMNT PIMCO Enhcd St M-Active ESG | 0.33% | 55,183 | $5.4M | New |
| BSV Vanguard Short-Term Bond ETF | 0.32% | 69,738 | $5.3M | Add +1606.3% |
| GRNB Vaneck Green Bond ETF | 0.32% | 224,815 | $5.3M | New |
| VGSR Vert GLB Sust Re ETF filed as MANAGER DIRECTED PORTFOLIOS | 0.32% | 533,053 | $5.2M | New |
| PFE Pfizer Inc. | 0.31% | 186,930 | $5.2M | Add +232.9% |
| IWY iShares Russell Top 200 Grow | 0.31% | 26,417 | $5.2M | New |
| JEPI JPMorgan Equity Premium Inco | 0.31% | 87,851 | $5.1M | Add +317.4% |
| BRK.A Berkshire Hathaway Inc. Class A | 0.31% | 8 | $5.1M | New |
| SMCI Super Micro Computer Inc. | 0.31% | 5,012 | $5.1M | New |
| VB Vanguard Most SM-Cap ETF-Usd | 0.30% | 22,048 | $5.0M | Add +266.7% |
| UBER Uber Technologies Inc. | 0.30% | 63,450 | $4.9M | Add +374.6% |
| SCHX Schwab US Large-Cap ETF | 0.29% | 78,582 | $4.9M | New |
| SPLV Invesco S&P 500 Low Volatili | 0.29% | 73,401 | $4.8M | Add +177.1% |
| AGG iShares Core U.S. Aggregate | 0.29% | 49,168 | $4.8M | Add +40.4% |
| ADBE Adobe Inc. | 0.29% | 9,441 | $4.8M | Add +158.0% |
| GRID First TRST Nasd Class Edg Sgiif | 0.28% | 40,786 | $4.7M | Add +17.8% |
| ORCL Oracle Corp. | 0.28% | 36,947 | $4.6M | Add +204.0% |
| BEPC Brookfield Renewable Cor-A | 0.27% | 184,702 | $4.5M | Add +14.9% |
| SCHD Schwab US DVD Equity ETF | 0.27% | 55,155 | $4.4M | Add +573.0% |
| KO The Coca-Cola Co. | 0.26% | 71,486 | $4.4M | Add +270.0% |
| GE General Electric | 0.25% | 23,680 | $4.2M | Add +440.9% |
| MCD McDonald's Corp. | 0.25% | 14,576 | $4.1M | Add +212.9% |
| VNQ Vanguard Real Estate ETF | 0.25% | 47,047 | $4.1M | Add +684.3% |
| CRM Salesforce Inc. | 0.24% | 13,339 | $4.0M | Add +190.3% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.24% | 31,208 | $4.0M | Add +120.7% |
| MA Mastercard Inc. Class A | 0.24% | 8,316 | $4.0M | Add +193.3% |
| BMY Bristol-Myers Squibb Co. | 0.24% | 73,075 | $4.0M | Add +352.7% |
| PHYS Sprott Physical Gold Trust | 0.23% | 221,217 | $3.8M | New |
| BA The Boeing Co. | 0.23% | 19,584 | $3.8M | Add +467.3% |
| CVNA Carvana Co. | 0.23% | 42,783 | $3.8M | Add +68.2% |
| IJH iShares Core S&P Midcap ETF | 0.22% | 60,496 | $3.7M | Add +767.3% |
| AVGO Broadcom Inc. | 0.22% | 2,725 | $3.6M | Add +125.0% |
| VMBS Vanguard Mortgage-Backed Sec | 0.22% | 79,103 | $3.6M | New |
| QYLD Global X Nasd 100 Cov Call | 0.22% | 201,171 | $3.6M | Add +180.7% |
| ARM Arm Holdings PLC-ADR | 0.21% | 28,178 | $3.5M | New |
| NFLX Netflix Inc. | 0.21% | 5,740 | $3.5M | Add +114.3% |
| VIG Vanguard Dividend Apprec ETF | 0.21% | 19,001 | $3.5M | Add +145.3% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.21% | 122,884 | $3.4M | New |
| SOXX iShares Semiconductor ETF | 0.21% | 15,091 | $3.4M | Add +11.8% |
| FPF First TR Interm Dur & Inc. | 0.21% | 189,196 | $3.4M | New |
| NEE Nextera Energy Inc. | 0.20% | 52,842 | $3.4M | Add +360.1% |
Other holdings (5): bonds, preferreds, convertibles and warrants · $1.2M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | 8,300 | $483K | New |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 293 | $350K | New |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 275 | $335K | New |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | 18,359 | $12K | New |
| NSTB.WS Northern Star Inv Class A -CW28 | *W EXP 01/31/202 | 20,000 | $0 | New |
Total filed on the 13F, all lines: $1.7B.
Portfolio Sells Q4 2023 → Q1 2024
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -18.2% | 0.37% | −1.02 |
| GOVT iShares US Treasury Bond ETF | Reduce -33.8% | 0.20% | −0.73 |
| IHI iShares U.S. Medical Devices | Reduce -46.0% | 0.11% | −0.45 |
| IGV iShares Expanded Tech-Softwa | Reduce -73.9% | 0.04% | −0.38 |
| IFV First Trust DW Focus 5 Intl | Reduce -70.2% | 0.03% | −0.30 |
| VGSH Vanguard Short-Term Treasury | Reduce -17.1% | 0.10% | −0.26 |
| PDBC Invesco Optimum Yield Divers | Reduce -87.3% | 0.01% | −0.25 |
| WMS Advanced Drainage Systems Inc. | Reduce -15.1% | 0.09% | −0.17 |
| APO Apollo Global Management Inc. | Reduce -8.4% | 0.09% | −0.17 |
| PIZ Invesco Dorsey Wright Develo | Reduce -69.0% | 0.02% | −0.15 |
| PIE Invesco Dorsey Wright Emergi | Reduce -67.8% | 0.02% | −0.14 |
| POR Portland General Electric Co. | Sold out | 0.00% | −0.14 |
| IEI iShares 3-7 Year Treasury Bo | Reduce -36.5% | 0.03% | −0.13 |
| ARDX Ardelyx Inc. | Reduce -17.9% | 0.06% | −0.13 |
| SCHR Schwab Intermediate-Term US | Sold out | 0.00% | −0.13 |
| IUSG iShares Core S&P U.S. Growth | Reduce -10.6% | 0.05% | −0.11 |
| MUB iShares National Muni Bond E | Reduce -2.2% | 0.05% | −0.11 |
| KMI Kinder Morgan Inc. | Reduce -9.0% | 0.05% | −0.10 |
| VTR Ventas Inc. | Reduce -13.7% | 0.03% | −0.09 |
| S Sentinelone Inc. Class A | Reduce -1.8% | 0.03% | −0.09 |
| SPGP Invesco S&P 500 Garp ETF | Reduce -58.1% | 0.01% | −0.08 |
| FRT Federal Realty Invs Trust | Reduce -3.9% | 0.04% | −0.08 |
| ISTB iShares Core 1-5 Year Usd Bo | Reduce -47.6% | 0.02% | −0.08 |
| CMI Cummins Inc. | Reduce -31.2% | 0.03% | −0.07 |
| AZO AutoZone Inc. | Sold out | 0.00% | −0.07 |
| TRI Thomson Reuters Corp. | Reduce -8.8% | 0.03% | −0.07 |
| AUPH Aurinia Pharmaceuticals Inc. | Reduce -54.1% | 0.01% | −0.07 |
| USB US Bancorp | Reduce -21.0% | 0.02% | −0.07 |
| IEF iShares 7-10 Year Treasury B | Reduce -1.5% | 0.03% | −0.07 |
| SEDG Solaredge Technologies Inc. | Reduce -25.8% | 0.01% | −0.07 |
| DG Dollar General Corp. | Reduce -8.5% | 0.03% | −0.06 |
| DIVO Amplify CWP Enhan Divid ETF | Reduce -5.0% | 0.03% | −0.06 |
| SBLK Star Bulk Carriers Corp. | Sold out | 0.00% | −0.06 |
| AMRC Ameresco Inc. Class A | Sold out | 0.00% | −0.05 |
| CG The Carlyle Group Inc. | Reduce -0.5% | 0.03% | −0.05 |
| SCHM Schwab US Mid Cap ETF | Reduce -24.9% | 0.02% | −0.05 |
| GSG iShares S&P Gsci Commodity I | Reduce -0.7% | 0.03% | −0.05 |
| RSPT Invesco S&P 500 Equal Weight | Reduce -16.6% | 0.02% | −0.05 |
| KRBN KS Global Carbon Stratgy ETF | Reduce -18.9% | 0.01% | −0.04 |
| MBLY Mobileye Global Inc. Class A | Reduce -1.6% | 0.01% | −0.04 |
| B Barrick Gold Corp. | Sold out | 0.00% | −0.04 |
| CMF iShares California Muni Bond | Sold out | 0.00% | −0.04 |
| HWM Howmet Aerospace Inc. | Sold out | 0.00% | −0.04 |
| EQT Eqt Corp. | Sold out | 0.00% | −0.04 |
| RDUS Radius Recycling Inc. Class A | Sold out | 0.00% | −0.04 |
| SUSB iShares ESG Aware 1-5 Year U | Sold out | 0.00% | −0.04 |
| OGN Organon & Co. | Sold out | 0.00% | −0.04 |
| PSCT Invesco S&P Smallcap Informa | Reduce -12.6% | 0.01% | −0.04 |
| ZIM Zim Integrated Shipping Serv | Reduce -20.9% | 0.01% | −0.03 |
| CODI Compass Diversified Holdings | Reduce -11.7% | 0.01% | −0.03 |
Portfolio Buys Q4 2023 → Q1 2024
| PDI PIMCO Dynamic Income Fund | New | 1.05% | +1.05 |
| BIV Vanguard Intermediate-Term B | Add +7142.6% | 1.09% | +1.04 |
| IWF iShares Russell 1000 Growth | Add +1713.3% | 0.83% | +0.70 |
| PTY PIMCO Corporate & Income Opp | New | 0.64% | +0.64 |
| CEF Sprott Physical Gold and Sil | New | 0.59% | +0.59 |
| GSEW Goldman Sachs Eql WGHT Large | New | 0.50% | +0.50 |
| INVESTMENT MANAGERS SER TR I | New | 0.49% | +0.49 |
| JNJ Johnson & Johnson | Add +431.2% | 1.05% | +0.45 |
| VHT Vanguard Health Care ETF | Add +968.4% | 0.60% | +0.44 |
| INTG Intergroup Corp. | New | 0.44% | +0.44 |
| INTC Intel Corp. | Add +956.9% | 0.60% | +0.40 |
| XLG Invesco S&P 500 Top 50 ETF | New | 0.40% | +0.40 |
| VDC Vanguard Consumer Staple ETF | New | 0.39% | +0.39 |
| RDVY First Trust Rising Dividend | New | 0.39% | +0.39 |
| VWO Vanguard Ftse Emerging Marke | New | 0.36% | +0.36 |
| XOM Exxon Mobil Corp. | Add +320.8% | 0.94% | +0.35 |
| VTV Vanguard Mrngstr Val ETF-Aui | Add +532.0% | 0.60% | +0.33 |
| EMNT PIMCO Enhcd St M-Active ESG | New | 0.33% | +0.33 |
| GRNB Vaneck Green Bond ETF | New | 0.32% | +0.32 |
| VZ Verizon Communications Inc. | Add +408.4% | 0.70% | +0.32 |
| VGSR Vert GLB Sust Re ETF | New | 0.32% | +0.32 |
| IWY iShares Russell Top 200 Grow | New | 0.31% | +0.31 |
| LLY Eli Lilly & Co. | Add +409.5% | 0.56% | +0.31 |
| BRK.A Berkshire Hathaway Inc. Class A | New | 0.31% | +0.31 |
| SMCI Super Micro Computer Inc. | New | 0.31% | +0.31 |
| SCHX Schwab US Large-Cap ETF | New | 0.29% | +0.29 |
| NVDA Nvidia Corp. | Add +88.3% | 2.62% | +0.28 |
| BSV Vanguard Short-Term Bond ETF | Add +1606.3% | 0.32% | +0.26 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +313.6% | 0.72% | +0.24 |
| PHYS Sprott Physical Gold Trust | New | 0.23% | +0.23 |
| VMBS Vanguard Mortgage-Backed Sec | New | 0.22% | +0.22 |
| PEP Pepsico Inc. | Add +376.6% | 0.58% | +0.22 |
| ARM Arm Holdings PLC-ADR | New | 0.21% | +0.21 |
| BUFR FT Vest Lad Buffervetf-Usd I | New | 0.21% | +0.21 |
| FPF First TR Interm Dur & Inc. | New | 0.21% | +0.21 |
| EPD Enterprise Products Partners | New | 0.19% | +0.19 |
| NUDM Nuveen ESG Intl Devel MRK Eq | New | 0.19% | +0.19 |
| SCHG Schwab US Large-Cap Growth | New | 0.19% | +0.19 |
| SCHV Schwab US Large-Cap Value | New | 0.19% | +0.19 |
| DLY Doubleline Yield Opport | New | 0.18% | +0.18 |
| DMO Western Asset Mort Def Opp | New | 0.18% | +0.18 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | New | 0.18% | +0.18 |
| PDO PIMCO Dynamic Income Opport | New | 0.17% | +0.17 |
| GSY Invesco Ultra Short Duration | New | 0.17% | +0.17 |
| PFN PIMCO Income Strategy FD II | New | 0.17% | +0.17 |
| ABR Arbor Realty Trust Inc. | New | 0.17% | +0.17 |
| XLK SS Technology Select Sector | Add +370.0% | 0.40% | +0.16 |
| SCHD Schwab US DVD Equity ETF | Add +573.0% | 0.27% | +0.15 |
| RWL Invesco S&P 500 Revenue ETF | New | 0.15% | +0.15 |
| IJH iShares Core S&P Midcap ETF | Add +767.3% | 0.22% | +0.15 |
Notes & Other Activity Q4 2023 → Q1 2024
| UGI CORP (UGI 7.25 06/01/24) | UNIT 06/01/2024 | New | 8,300 | $483K |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | New | 293 | $350K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | New | 275 | $335K |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | New | 18,359 | $12K |
| NSTB.WS Northern Star Inv Class A -CW28 | *W EXP 01/31/202 | New | 20,000 | $0 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,290 | $2.6B | AAPL, NVDA, TSLA, MSFT, AMZN |
| Q1 2026 | 1,186 | $2.1B | AAPL, NVDA, TSLA, MSFT, JPST |
| Q4 2025 | 1,146 | $2.1B | AAPL, NVDA, MSFT, TSLA, JPST |
| Q3 2025 | 1,108 | $1.9B | AAPL, NVDA, MSFT, TSLA, AMZN |
| Q2 2025 | 1,043 | $1.7B | AAPL, MSFT, NVDA, TSLA, META |
| Q1 2025 | 1,014 | $1.6B | AAPL, MSFT, NVDA, TSLA, AMZN |
| Q4 2024 | 1,024 | $1.6B | AAPL, TSLA, MSFT, NVDA, AMZN |
| Q3 2024 | 1,015 | $1.5B | AAPL, MSFT, NVDA, TSLA, AMZN |
| Q2 2024 | 939 | $1.4B | AAPL, NVDA, MSFT, AMZN, TSLA |
| Q1 2024 | 1,037 | $1.7B | AAPL, MSFT, NVDA, AMZN, TSLA |