PFG Investments, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 24, 2024), PFG Investments, LLC reported 1,015 stock positions worth $1.5 billion. Its top holding was Apple (AAPL) at 8.9% of the portfolio, followed by Microsoft (MSFT, 3.4%) and Nvidia (NVDA, 3.2%). Compared with Q2 2024, it opened 127 new positions, sold out of 51, added to 469 and reduced 354. The biggest buy was Tesla (TSLA, shares +10%) and the biggest sale Nvidia (NVDA, shares −16%).
- Most Recent 13F
- Q2 2026
- Location
- WOODBURY, NY
- CIK
- 0001973224
- Portfolio Value
- $1.5B (Q3 2024)
- SEC Filing
- 0001754960-24-000531 ↗ filed Oct 24, 2024
Holdings Value
Holdings 1,015 stocks · $1.5B
| AAPL Apple Inc. | 8.87% | 589,355 | $137.3M | Reduce -1.1% |
| MSFT Microsoft Corp. | 3.41% | 122,748 | $52.8M | Add +1.6% |
| NVDA Nvidia Corp. | 3.16% | 402,327 | $48.9M | Reduce -15.9% |
| TSLA Tesla Inc. | 2.09% | 123,895 | $32.4M | Add +10.3% |
| AMZN Amazon.com Inc. | 1.89% | 156,934 | $29.2M | Add +3.2% |
| META Meta Platforms Inc. Class A | 1.67% | 45,100 | $25.8M | Add +8.4% |
| PDI PIMCO Dynamic Income Fund | 1.38% | 1,051,960 | $21.3M | Add +10.3% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.33% | 35,839 | $20.6M | Add +10.8% |
| QQQ Invesco QQQ Trust Series 1 | 1.12% | 35,499 | $17.3M | Add +9.5% |
| XOM Exxon Mobil Corp. | 1.10% | 144,699 | $17.0M | Add +4.0% |
| COST Costco Wholesale Corp. | 1.01% | 17,634 | $15.6M | Reduce -1.9% |
| JNJ Johnson & Johnson | 1.00% | 95,566 | $15.5M | Reduce -9.3% |
| JPM JPMorgan Chase & Co. | 0.95% | 70,111 | $14.8M | Add +1.1% |
| GOOGL Alphabet Inc. Class A | 0.85% | 79,680 | $13.2M | Add +6.0% |
| CEF Sprott Physical Gold and Sil | 0.75% | 471,127 | $11.5M | Add +4.7% |
| VZ Verizon Communications Inc. | 0.70% | 240,556 | $10.8M | Add +2.7% |
| INVESTMENT MANAGERS SER TR I | 0.66% | 265,991 | $10.2M | Add +18.4% |
| GOOG Alphabet Inc. Class C | 0.66% | 60,987 | $10.2M | Reduce -12.1% |
| DSI iShares ESG MSCI KLD 400 ETF | 0.65% | 91,840 | $10.0M | Add +4.9% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.64% | 44,949 | $9.9M | Reduce -3.7% |
| GRNB Vaneck Green Bond ETF | 0.61% | 386,926 | $9.5M | Add +69.1% |
| PEP Pepsico Inc. | 0.61% | 55,783 | $9.5M | Reduce -0.6% |
| V Visa Inc. Class A | 0.60% | 33,555 | $9.2M | Reduce -1.9% |
| CSCO Cisco Systems Inc. | 0.59% | 170,633 | $9.1M | Add +1.4% |
| PTY PIMCO Corporate & Income Opp | 0.57% | 617,682 | $8.9M | Reduce -0.6% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.57% | 96,649 | $8.9M | Add +17.3% |
| HD Home Depot Inc. | 0.55% | 20,901 | $8.5M | Add +5.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.54% | 18,314 | $8.4M | Add +20.6% |
| PG The Procter & Gamble Co. | 0.54% | 48,458 | $8.4M | Reduce -1.3% |
| WMT Walmart Inc. | 0.54% | 103,593 | $8.4M | Add +0.8% |
| HASI Ha Sustainable Infrastructur | 0.53% | 239,559 | $8.3M | Add +8.8% |
| VTI VG Morningstar TS MKT ETF-US | 0.51% | 27,851 | $7.9M | Add +14.1% |
| MRK Merck & Co. Inc. | 0.48% | 65,557 | $7.4M | Add +5.1% |
| FV First Trust DW Focus 5 Fund | 0.47% | 125,833 | $7.3M | Add +3.2% |
| AMD Advanced Micro Devices | 0.47% | 44,092 | $7.2M | Reduce -2.0% |
| CVX Chevron Corp. | 0.47% | 48,957 | $7.2M | Add +19.0% |
| UNH Unitedhealth Group Inc. | 0.44% | 11,528 | $6.7M | Reduce -0.2% |
| LLY Eli Lilly & Co. | 0.43% | 7,572 | $6.7M | Add +10.6% |
| ED Consolidated Edison Inc. | 0.43% | 64,074 | $6.7M | Add +2.7% |
| VGSR Vert GLB Sust Re ETF filed as MANAGER DIRECTED PORTFOLIOS | 0.42% | 590,736 | $6.6M | Add +4.2% |
| ABBV Abbvie Inc. | 0.42% | 32,733 | $6.5M | Reduce -1.8% |
| BEPC Brookfield Renewable Cor-A | 0.42% | 197,743 | $6.5M | Add +4.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.41% | 161,916 | $6.4M | Reduce -2.6% |
| T AT&T Inc. | 0.41% | 286,115 | $6.3M | Reduce -5.9% |
| ORCL Oracle Corp. | 0.41% | 36,802 | $6.3M | Reduce -2.4% |
| ITOT iShares Core S&P Total U.S. | 0.39% | 48,311 | $6.1M | Add +291.5% |
| GLD SPDR Gold Shares | 0.38% | 24,440 | $5.9M | Add +11.1% |
| PFE Pfizer Inc. | 0.38% | 201,261 | $5.8M | Add +4.8% |
| VYM Vanguard High DVD Yield ETF | 0.37% | 44,958 | $5.8M | Reduce -26.0% |
| EMNT PIMCO Enhcd St M-Active ESG | 0.36% | 56,410 | $5.6M | Add +2.8% |
| JEPI JPMorgan Equity Premium Inco | 0.36% | 92,645 | $5.5M | Add +4.8% |
| ECC Eagle Point Credit Co. | 0.35% | 553,506 | $5.5M | Add +42.9% |
| GRID First TRST Nasd Class Edg Sgiif | 0.35% | 42,876 | $5.5M | Add +3.6% |
| INTG Intergroup Corp. | 0.34% | 341,990 | $5.3M | Add +3.4% |
| AVGO Broadcom Inc. | 0.34% | 30,310 | $5.2M | Add +22.2% |
| PHYS Sprott Physical Gold Trust | 0.34% | 256,220 | $5.2M | Add +10.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.33% | 53,255 | $5.1M | Add +37.5% |
| KO The Coca-Cola Co. | 0.32% | 69,986 | $5.0M | Add +0.1% |
| NEE Nextera Energy Inc. | 0.32% | 58,946 | $5.0M | Add +2.4% |
| GE General Electric filed as GE AEROSPACE | 0.32% | 26,073 | $4.9M | Add +6.3% |
| ADBE Adobe Inc. | 0.31% | 9,299 | $4.8M | Add +7.8% |
| VOO Vanguard S&P 500 ETF | 0.31% | 8,955 | $4.7M | Add +22.8% |
| AGG iShares Core U.S. Aggregate | 0.29% | 44,777 | $4.5M | Add +8.0% |
| MCD McDonald's Corp. | 0.29% | 14,817 | $4.5M | Add +1.5% |
| SPLV Invesco S&P 500 Low Volatili | 0.29% | 62,460 | $4.5M | Add +3.3% |
| MA Mastercard Inc. Class A | 0.29% | 9,064 | $4.5M | Add +0.6% |
| ADMA Adma Biologics Inc. | 0.29% | 221,153 | $4.4M | Reduce -16.6% |
| NFLX Netflix Inc. | 0.28% | 6,037 | $4.3M | Add +8.6% |
| BX Blackstone Inc. | 0.26% | 26,519 | $4.1M | Add +0.4% |
| XLK SS Technology Select Sector | 0.26% | 17,690 | $4.0M | Reduce -6.0% |
| LOW Lowe's Cos Inc. | 0.26% | 14,637 | $4.0M | Add +36.0% |
| GOVT iShares US Treasury Bond ETF | 0.24% | 159,525 | $3.7M | Add +6.7% |
| EPD Enterprise Products Partners | 0.24% | 127,503 | $3.7M | Add +0.5% |
| DUK Duke Energy Corp. | 0.24% | 31,591 | $3.6M | Reduce -1.1% |
| SOXX iShares Semiconductor ETF | 0.23% | 15,614 | $3.6M | Reduce -0.3% |
| QYLD Global X Nasd 100 Cov Call | 0.23% | 197,726 | $3.6M | Reduce -19.7% |
| QCOM Qualcomm Inc. | 0.23% | 20,739 | $3.5M | Add +9.0% |
| PM Philip Morris International | 0.23% | 29,033 | $3.5M | Add +0.0% |
| GLW Corning Inc. | 0.23% | 78,006 | $3.5M | Add +5.0% |
| ABR Arbor Realty Trust Inc. | 0.23% | 225,690 | $3.5M | Add +3.3% |
| ET Energy Transfer LP | 0.22% | 211,321 | $3.4M | Reduce -0.4% |
| NUDM Nuveen ESG Intl Devel MRK Eq | 0.22% | 100,444 | $3.4M | Reduce -1.6% |
| SRPT Sarepta Therapeutics Inc. | 0.22% | 26,674 | $3.3M | Add +8.7% |
| TAN Invesco Solar ETF | 0.21% | 75,917 | $3.3M | Add +9.4% |
| PLTR Palantir Technologies Inc. Class A | 0.21% | 87,119 | $3.2M | Add +15.2% |
| NOBL Proshares S&P 500 Dividend A | 0.20% | 29,696 | $3.2M | Add +0.7% |
| XYLD Global X S&P 500 Cove Call E | 0.20% | 75,324 | $3.1M | Add +6.0% |
| MO Altria Group Inc. | 0.20% | 61,202 | $3.1M | Reduce -1.8% |
| GILD Gilead Sciences Inc. | 0.20% | 37,073 | $3.1M | Reduce -3.6% |
| BA The Boeing Co. | 0.20% | 20,057 | $3.0M | Reduce -23.7% |
| BMY Bristol-Myers Squibb Co. | 0.20% | 58,786 | $3.0M | Add +3.1% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.20% | 38,203 | $3.0M | Add +0.8% |
| LMT Lockheed Martin Corp. | 0.19% | 5,137 | $3.0M | Reduce -9.7% |
| IJR iShares Core S&P Small-Cap E | 0.19% | 25,542 | $3.0M | Add +76.0% |
| INTC Intel Corp. | 0.19% | 127,019 | $3.0M | Add +1.1% |
| IEFA iShares Core MSCI Eafe ETF | 0.19% | 37,572 | $2.9M | Add +155.6% |
| IRM Iron Mountain Inc. filed as IRON MTN INC DEL | 0.19% | 24,472 | $2.9M | Reduce -7.1% |
| VIG Vanguard Dividend Apprec ETF | 0.18% | 14,372 | $2.8M | Add +32.3% |
| ARM Arm Holdings PLC-ADR | 0.18% | 19,813 | $2.8M | Reduce -10.0% |
| IWM iShares Russell 2000 ETF | 0.18% | 12,816 | $2.8M | Add +10.6% |
Other holdings (6): bonds, preferreds, convertibles and warrants · $730K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 293 | $373K | No change |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 275 | $353K | No change |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | 18,359 | $3K | No change |
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | 38,218 | $760 | Reduce -38.4% |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | 10,010 | $275 | New |
| NSTB.WS Northern Star Inv Class A -CW28 | *W EXP 01/31/202 | 20,000 | $0 | No change |
Total filed on the 13F, all lines: $1.5B.
Portfolio Sells Q2 2024 → Q3 2024
| NVDA Nvidia Corp. | Reduce -15.9% | 3.16% | −1.07 |
| VUG Vanguard Mrngstar GR ETF-Sui | Reduce -68.7% | 0.14% | −0.33 |
| GOOG Alphabet Inc. Class C | Reduce -12.1% | 0.66% | −0.25 |
| VGT Vanguard Info Tech ETF | Reduce -62.6% | 0.10% | −0.20 |
| SMH Vaneck Semiconductor ETF | Reduce -51.3% | 0.13% | −0.18 |
| BA The Boeing Co. | Reduce -23.7% | 0.20% | −0.14 |
| VYM Vanguard High DVD Yield ETF | Reduce -26.0% | 0.37% | −0.14 |
| NUSC Nuveen ESG Small-Cap ETF | Reduce -83.5% | 0.02% | −0.11 |
| VEA Vanguard Ftse Developed ETF | Reduce -64.3% | 0.06% | −0.11 |
| JNJ Johnson & Johnson | Reduce -9.3% | 1.00% | −0.10 |
| VCIT Vanguard Int-Term Corporate | Reduce -57.9% | 0.06% | −0.10 |
| AAPL Apple Inc. | Reduce -1.1% | 8.87% | −0.09 |
| CVNA Carvana Co. | Reduce -86.7% | 0.02% | −0.09 |
| COST Costco Wholesale Corp. | Reduce -1.9% | 1.01% | −0.08 |
| PVH PVH Corp. | Sold out | 0.00% | −0.08 |
| QYLD Global X Nasd 100 Cov Call | Reduce -19.7% | 0.23% | −0.08 |
| ARM Arm Holdings PLC-ADR | Reduce -10.0% | 0.18% | −0.07 |
| PTY PIMCO Corporate & Income Opp | Reduce -0.6% | 0.57% | −0.06 |
| BAC Bank of America Corp. | Reduce -2.6% | 0.41% | −0.06 |
| AMD Advanced Micro Devices | Reduce -2.0% | 0.47% | −0.05 |
| IPO Renaissance Ipo ETF | Reduce -79.5% | 0.01% | −0.05 |
| AMAT Applied Materials Inc. | Reduce -7.8% | 0.12% | −0.05 |
| PEP Pepsico Inc. | Reduce -0.6% | 0.61% | −0.05 |
| IVVB iShares Large Cap Deep Quart | Sold out | 0.00% | −0.05 |
| XLK SS Technology Select Sector | Reduce -6.0% | 0.26% | −0.05 |
| V Visa Inc. Class A | Reduce -1.9% | 0.60% | −0.05 |
| SOXX iShares Semiconductor ETF | Reduce -0.3% | 0.23% | −0.04 |
| VYMI Vanguard Int High DVD YLD Inc. | Sold out | 0.00% | −0.04 |
| PG The Procter & Gamble Co. | Reduce -1.3% | 0.54% | −0.04 |
| STM Stmicroelectronics NV-NY SHS | Sold out | 0.00% | −0.03 |
| VTEB Vanguard Tax-Exempt Bond ETF | Reduce -30.1% | 0.06% | −0.03 |
| CWEN Clearway Energy Inc. Class C | Reduce -36.7% | 0.08% | −0.03 |
| VOT Vngrd Mrngstr MC GRW ETF-Usd | Sold out | 0.00% | −0.03 |
| SHEL Shell PLC-ADR | Reduce -6.4% | 0.11% | −0.03 |
| MNST Monster Beverage Corp. | Sold out | 0.00% | −0.03 |
| SPSB SS SPDR P St C Corp. ETF | Reduce -66.5% | 0.01% | −0.03 |
| FLRN SS SPDR BB Ig Float RT ETF | Sold out | 0.00% | −0.03 |
| OPP Rivernrth/Doublelne STR Opp | Reduce -55.1% | 0.02% | −0.03 |
| XEL Xcel Energy Inc. | Sold out | 0.00% | −0.03 |
| PSX Phillips 66 | Reduce -3.9% | 0.12% | −0.03 |
| IYW iShares Ustechnology ETF | Reduce -8.8% | 0.14% | −0.03 |
| PANW Palo Alto Networks Inc. | Reduce -6.3% | 0.17% | −0.03 |
| XBI SS SPDR S&P Biotech ETF | Reduce -13.9% | 0.14% | −0.03 |
| ITCI Intra-Cellular Therapies Inc. | Reduce -63.0% | 0.02% | −0.03 |
| MRNA Moderna Inc. | Sold out | 0.00% | −0.03 |
| ET Energy Transfer LP | Reduce -0.4% | 0.22% | −0.03 |
| ABNB Airbnb Inc. Class A | Sold out | 0.00% | −0.02 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Reduce -40.5% | 0.04% | −0.02 |
| RGLD Royal Gold Inc. | Reduce -31.0% | 0.05% | −0.02 |
| SHYG iShares 0-5 YR HY Corp. Bond | Reduce -51.8% | 0.02% | −0.02 |
Portfolio Buys Q2 2024 → Q3 2024
| TSLA Tesla Inc. | Add +10.3% | 2.09% | +0.51 |
| ITOT iShares Core S&P Total U.S. | Add +291.5% | 0.39% | +0.29 |
| GRNB Vaneck Green Bond ETF | Add +69.1% | 0.61% | +0.23 |
| META Meta Platforms Inc. Class A | Add +8.4% | 1.67% | +0.17 |
| BIV Vanguard Intermediate-Term B | Add +417.1% | 0.15% | +0.12 |
| IEFA iShares Core MSCI Eafe ETF | Add +155.6% | 0.19% | +0.11 |
| SGOV iShares 0-3 Month Treasury B | Add +209.7% | 0.17% | +0.11 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +20.6% | 0.54% | +0.10 |
| DNA Ginkgo Bioworks Holdings Inc. | New | 0.10% | +0.10 |
| PDI PIMCO Dynamic Income Fund | Add +10.3% | 1.38% | +0.10 |
| AHR American Healthcare REIT Inc. | New | 0.09% | +0.09 |
| LOW Lowe's Cos Inc. | Add +36.0% | 0.26% | +0.09 |
| IJR iShares Core S&P Small-Cap E | Add +76.0% | 0.19% | +0.08 |
| INVESTMENT MANAGERS SER TR I | Add +18.4% | 0.66% | +0.08 |
| FND Floor & Decor Holdings Inc. Class A | New | 0.08% | +0.08 |
| LGTY Logility Supply Chain Soluti | New | 0.08% | +0.08 |
| ECC Eagle Point Credit Co. | Add +42.9% | 0.35% | +0.07 |
| MBB iShares MBS ETF | New | 0.07% | +0.07 |
| PLTR Palantir Technologies Inc. Class A | Add +15.2% | 0.21% | +0.07 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +10.8% | 1.33% | +0.07 |
| RHI Robert Half Inc. | New | 0.07% | +0.07 |
| HASI Ha Sustainable Infrastructur | Add +8.8% | 0.53% | +0.07 |
| JPIE JPMorgan Income ETF | New | 0.07% | +0.07 |
| QUAL iShares MSCI USA Quality Fac | Add +143.7% | 0.11% | +0.06 |
| HD Home Depot Inc. | Add +5.2% | 0.55% | +0.06 |
| DIS The Walt Disney Co. | Add +37.5% | 0.33% | +0.06 |
| AVGO Broadcom Inc. | Add +22.2% | 0.34% | +0.05 |
| ISPY Proshares S&P High Incom ETF | Add +55.9% | 0.17% | +0.05 |
| VTC Vanguard Total Corporate BND | New | 0.05% | +0.05 |
| CAVA Cava Group Inc. | Add +36.8% | 0.13% | +0.05 |
| SPGI S&P Global Inc. | Add +45.7% | 0.14% | +0.05 |
| WHR Whirlpool Corp. | Add +171.4% | 0.08% | +0.05 |
| GLD SPDR Gold Shares | Add +11.1% | 0.38% | +0.05 |
| VOO Vanguard S&P 500 ETF | Add +22.8% | 0.31% | +0.04 |
| IEMG iShares Core MSCI Emerging | Add +136.5% | 0.08% | +0.04 |
| WMT Walmart Inc. | Add +0.8% | 0.54% | +0.04 |
| VTI VG Morningstar TS MKT ETF-US | Add +14.1% | 0.51% | +0.04 |
| VIG Vanguard Dividend Apprec ETF | Add +32.3% | 0.18% | +0.04 |
| TXO Txo Partners LP | New | 0.04% | +0.04 |
| MBLY Mobileye Global Inc. Class A | New | 0.04% | +0.04 |
| DIA SS SPDR Dow Jones Indus Avg | Add +54.6% | 0.12% | +0.04 |
| ZIM Zim Integrated Shipping Serv | Add +85.6% | 0.08% | +0.04 |
| NDMO Nuveen Dynamic Municipal Opp | New | 0.04% | +0.04 |
| GE General Electric | Add +6.3% | 0.32% | +0.04 |
| PHYS Sprott Physical Gold Trust | Add +10.7% | 0.34% | +0.04 |
| CEF Sprott Physical Gold and Sil | Add +4.7% | 0.75% | +0.04 |
| DHR Danaher Corp. | Add +55.4% | 0.10% | +0.04 |
| BEPC Brookfield Renewable Cor-A | Add +4.8% | 0.42% | +0.03 |
| NMCO Nuveen Municipal Credit Opp | Add +154.7% | 0.06% | +0.03 |
| VLTO Veralto Corp. | New | 0.03% | +0.03 |
Notes & Other Activity Q2 2024 → Q3 2024
| ADVENT CONVERTIBLE AND INCOM | RIGHT 10/17/2024 | Reduce -38.4% | 38,218 | $760 |
| GABELLI UTILITY TRUST/THE | RIGHT 10/21/2024 | New | 10,010 | $275 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,290 | $2.6B | AAPL, NVDA, TSLA, MSFT, AMZN |
| Q1 2026 | 1,186 | $2.1B | AAPL, NVDA, TSLA, MSFT, JPST |
| Q4 2025 | 1,146 | $2.1B | AAPL, NVDA, MSFT, TSLA, JPST |
| Q3 2025 | 1,108 | $1.9B | AAPL, NVDA, MSFT, TSLA, AMZN |
| Q2 2025 | 1,043 | $1.7B | AAPL, MSFT, NVDA, TSLA, META |
| Q1 2025 | 1,014 | $1.6B | AAPL, MSFT, NVDA, TSLA, AMZN |
| Q4 2024 | 1,024 | $1.6B | AAPL, TSLA, MSFT, NVDA, AMZN |
| Q3 2024 | 1,015 | $1.5B | AAPL, MSFT, NVDA, TSLA, AMZN |
| Q2 2024 | 939 | $1.4B | AAPL, NVDA, MSFT, AMZN, TSLA |
| Q1 2024 | 1,037 | $1.7B | AAPL, MSFT, NVDA, AMZN, TSLA |