PFG Investments, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 31, 2025), PFG Investments, LLC reported 1,108 stock positions worth $1.9 billion. Its top holding was Apple (AAPL) at 6.8% of the portfolio, followed by Nvidia (NVDA, 4.0%) and Microsoft (MSFT, 3.4%). Compared with Q2 2025, it opened 132 new positions, sold out of 67, added to 578 and reduced 340. The biggest buy was Tesla (TSLA, shares +1%) and the biggest sale Meta Platforms Class A (META, shares −10%).
- Most Recent 13F
- Q2 2026
- Location
- WOODBURY, NY
- CIK
- 0001973224
- Portfolio Value
- $1.9B (Q3 2025)
- SEC Filing
- 0001754960-25-000741 ↗ filed Oct 31, 2025
Holdings Value
Holdings 1,108 stocks · $1.9B
| AAPL Apple Inc. | 6.84% | 517,030 | $131.7M | Add +0.2% |
| NVDA Nvidia Corp. | 3.99% | 411,952 | $76.9M | Add +6.3% |
| MSFT Microsoft Corp. | 3.36% | 125,035 | $64.8M | Add +1.6% |
| TSLA Tesla Inc. | 3.14% | 136,013 | $60.5M | Add +1.3% |
| AMZN Amazon.com Inc. | 1.81% | 158,577 | $34.8M | Add +2.0% |
| META Meta Platforms Inc. Class A | 1.69% | 44,194 | $32.5M | Reduce -9.9% |
| PDI PIMCO Dynamic Income Fund | 1.46% | 1,415,105 | $28.0M | Add +2.4% |
| SPY SS SPDR S&P 500 ETF Trust-US | 1.32% | 38,185 | $25.4M | Add +4.9% |
| JPM JPMorgan Chase & Co. | 1.11% | 67,534 | $21.3M | Reduce -0.0% |
| EMNT PIMCO Enhcd St M-Active ESG | 1.09% | 212,513 | $21.0M | Add +7.7% |
| JNJ Johnson & Johnson | 1.02% | 105,591 | $19.6M | Add +0.1% |
| PLTR Palantir Technologies Inc. Class A | 1.00% | 105,785 | $19.3M | Reduce -1.9% |
| QQQ Invesco QQQ Trust Series 1 | 1.00% | 32,085 | $19.2M | Add +2.6% |
| GOOGL Alphabet Inc. Class A | 0.94% | 74,368 | $18.1M | Add +2.5% |
| COST Costco Wholesale Corp. | 0.90% | 18,778 | $17.4M | Add +1.4% |
| XOM Exxon Mobil Corp. | 0.85% | 145,133 | $16.4M | Reduce -1.8% |
| GOOG Alphabet Inc. Class C | 0.79% | 62,201 | $15.1M | Add +2.2% |
| GRNB Vaneck Green Bond ETF | 0.68% | 538,790 | $13.2M | Add +0.6% |
| BIL SS SPDR BB 1-3M T-Bill ETF | 0.67% | 140,902 | $12.9M | Add +17.5% |
| CEF Sprott Physical Gold and Sil | 0.65% | 341,760 | $12.5M | Add +2.1% |
| CSCO Cisco Systems Inc. | 0.64% | 180,450 | $12.3M | Add +3.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.64% | 43,563 | $12.3M | Reduce -1.6% |
| DSI iShares ESG MSCI KLD 400 ETF | 0.62% | 94,410 | $11.9M | Add +0.1% |
| AVGO Broadcom Inc. | 0.61% | 35,342 | $11.7M | Add +4.7% |
| VTI VG Morningstar TS MKT ETF-US | 0.60% | 35,359 | $11.6M | Reduce -2.3% |
| ORCL Oracle Corp. | 0.58% | 39,382 | $11.1M | Add +2.9% |
| GLD SPDR Gold Shares | 0.57% | 31,005 | $11.0M | Add +1.1% |
| CHGX Stance Sustainable Beta ETF | 0.57% | 401,587 | $11.0M | Reduce -0.6% |
| VZ Verizon Communications Inc. | 0.54% | 236,331 | $10.4M | Add +5.5% |
| V Visa Inc. Class A | 0.53% | 29,735 | $10.2M | Add +2.5% |
| PEP Pepsico Inc. | 0.53% | 72,118 | $10.1M | Add +18.6% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.52% | 20,087 | $10.1M | Add +0.1% |
| WMT Walmart Inc. | 0.52% | 96,575 | $10.0M | Add +0.7% |
| VOO Vanguard S&P 500 ETF | 0.49% | 15,529 | $9.5M | Add +7.5% |
| ITOT iShares Core S&P Total U.S. | 0.45% | 60,080 | $8.8M | Add +7.7% |
| HD Home Depot Inc. | 0.45% | 21,324 | $8.6M | Reduce -3.5% |
| PTY PIMCO Corporate & Income Opp | 0.44% | 589,938 | $8.5M | Reduce -1.4% |
| NFLX Netflix Inc. | 0.44% | 7,061 | $8.5M | Add +16.6% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.43% | 161,963 | $8.4M | Add +0.0% |
| PG The Procter & Gamble Co. | 0.43% | 54,237 | $8.3M | Add +1.6% |
| JEPI JPMorgan Equity Premium Inco | 0.43% | 144,583 | $8.3M | Add +8.0% |
| AMD Advanced Micro Devices | 0.43% | 50,785 | $8.2M | Reduce -5.9% |
| VGSR Vert GLB Sust Re ETF filed as MANAGER DIRECTED PORTFOLIOS | 0.42% | 755,282 | $8.0M | Add +5.4% |
| FV First Trust DW Focus 5 Fund | 0.40% | 125,861 | $7.8M | Add +0.8% |
| PHYS Sprott Physical Gold Trust | 0.40% | 259,036 | $7.7M | Add +0.5% |
| T AT&T Inc. | 0.38% | 261,817 | $7.4M | Add +1.5% |
| BEPC Brookfield Renewable Corp. | 0.38% | 214,727 | $7.4M | Add +2.1% |
| ABBV Abbvie Inc. | 0.38% | 31,707 | $7.3M | Add +1.1% |
| LLY Eli Lilly & Co. | 0.38% | 9,616 | $7.3M | Add +5.4% |
| GLW Corning Inc. | 0.38% | 88,528 | $7.3M | Add +49.6% |
| IVV iShares Core S&P 500 ETF | 0.38% | 10,833 | $7.3M | Add +2.2% |
| GE General Electric filed as GE AEROSPACE | 0.37% | 23,806 | $7.2M | Add +3.2% |
| PFE Pfizer Inc. | 0.37% | 280,558 | $7.1M | Add +12.0% |
| CVX Chevron Corp. | 0.37% | 45,934 | $7.1M | Reduce -3.0% |
| HASI Ha Sustainable Infrastructur | 0.36% | 227,439 | $7.0M | Add +2.2% |
| XLK SS Technology Select Sector | 0.36% | 24,369 | $6.9M | Add +2.7% |
| OKLO Oklo Inc. | 0.35% | 59,663 | $6.7M | Add +11.9% |
| IYW iShares Ustechnology ETF | 0.34% | 33,452 | $6.6M | Reduce -0.1% |
| ED Consolidated Edison Inc. | 0.34% | 64,373 | $6.5M | Add +0.5% |
| GRID First TRST Nasd Class Edg Sgiif | 0.34% | 42,785 | $6.5M | Add +1.1% |
| VYM Vanguard High DVD Yield ETF | 0.31% | 42,627 | $6.0M | Reduce -0.7% |
| VIG Vanguard Dividend Apprec ETF | 0.30% | 26,696 | $5.8M | Reduce -1.2% |
| ECC Eagle Point Credit Co. | 0.28% | 816,964 | $5.4M | Add +10.4% |
| ISPY Proshares S&P High Incom ETF | 0.28% | 119,668 | $5.4M | Reduce -11.1% |
| MRK Merck & Co. Inc. | 0.28% | 63,309 | $5.3M | Add +3.8% |
| PM Philip Morris International | 0.26% | 30,742 | $5.0M | Add +4.5% |
| SCHD Schwab US DVD Equity ETF | 0.26% | 181,461 | $5.0M | Add +5.2% |
| MA Mastercard Inc. Class A | 0.25% | 8,598 | $4.9M | Add +1.4% |
| KO The Coca-Cola Co. | 0.25% | 72,801 | $4.8M | Reduce -4.2% |
| INTC Intel Corp. | 0.25% | 142,898 | $4.8M | Add +17.4% |
| UPS United Parcel Service Class B | 0.24% | 56,432 | $4.7M | Add +14.6% |
| BA The Boeing Co. | 0.24% | 21,782 | $4.7M | Add +6.0% |
| UNH Unitedhealth Group Inc. | 0.24% | 13,575 | $4.7M | Add +15.1% |
| MO Altria Group Inc. | 0.24% | 70,839 | $4.7M | Add +6.0% |
| EPD Enterprise Products Partners | 0.24% | 149,556 | $4.7M | Add +12.4% |
| AGG iShares Core U.S. Aggregate | 0.24% | 46,163 | $4.6M | Reduce -6.0% |
| MCD McDonald's Corp. | 0.24% | 15,080 | $4.6M | Add +2.6% |
| SGOV iShares 0-3 Month Treasury B | 0.24% | 45,223 | $4.6M | Add +14.1% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.24% | 39,758 | $4.6M | Reduce -0.7% |
| QQQM Invesco Nasdaq 100 ETF | 0.23% | 18,249 | $4.5M | Reduce -6.6% |
| BX Blackstone Inc. | 0.23% | 26,057 | $4.5M | Reduce -2.0% |
| QYLD Global X Nasd 100 Cov Call | 0.23% | 260,443 | $4.4M | Add +2.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.23% | 9,176 | $4.4M | Add +5.0% |
| AGNC AGNC Investment Corp. | 0.23% | 447,197 | $4.4M | Add +78.2% |
| GEV GE Vernova Inc. | 0.22% | 7,034 | $4.3M | Add +12.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.22% | 49,473 | $4.3M | Add +7.4% |
| SPLV Invesco S&P 500 Low Volatili | 0.22% | 57,213 | $4.2M | Reduce -5.4% |
| UBER Uber Technologies Inc. | 0.22% | 42,398 | $4.2M | Add +2.3% |
| ESGV Vanguard ESG US Stock ETF | 0.22% | 35,069 | $4.2M | Add +3.4% |
| SOXX iShares Semiconductor ETF | 0.21% | 15,093 | $4.1M | Reduce -2.4% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.21% | 69,813 | $4.0M | Add +12.0% |
| SMH Vaneck Semiconductor ETF | 0.21% | 12,255 | $4.0M | Reduce -1.5% |
| NUDM Nuveen ESG Intl Devel MRK Eq | 0.21% | 105,619 | $4.0M | Add +1.2% |
| QQQH Neos NDQ-100 HG Eq Inc. ETF | 0.21% | 72,849 | $4.0M | Add +1.7% |
| TSM Taiwan Semiconductor-SP ADR | 0.20% | 14,047 | $3.9M | Add +12.7% |
| ET Energy Transfer LP | 0.20% | 227,575 | $3.9M | Add +3.6% |
| DUK Duke Energy Corp. | 0.20% | 31,093 | $3.8M | Reduce -2.0% |
| XLU St Sr Utl SL SE SPDR ETF-Usd | 0.20% | 43,059 | $3.8M | Add +1.1% |
| PANW Palo Alto Networks Inc. | 0.19% | 18,267 | $3.7M | Add +6.9% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.19% | 46,265 | $3.7M | Add +1.7% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $711K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 312 | $399K | Add +6.5% |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 250 | $309K | Reduce -9.1% |
| PSQH.WS Colombier Acq Class A -CW28 | *W EXP 07/19/202 | 18,359 | $3K | No change |
Total filed on the 13F, all lines: $1.9B.
Portfolio Sells Q2 2025 → Q3 2025
| META Meta Platforms Inc. Class A | Reduce -9.9% | 1.69% | −0.44 |
| IBM Intl Business Machines Corp. | Reduce -1.6% | 0.64% | −0.13 |
| XOM Exxon Mobil Corp. | Reduce -1.8% | 0.85% | −0.09 |
| KO The Coca-Cola Co. | Reduce -4.2% | 0.25% | −0.06 |
| DIS The Walt Disney Co. | Reduce -0.7% | 0.24% | −0.05 |
| ISPY Proshares S&P High Incom ETF | Reduce -11.1% | 0.28% | −0.05 |
| NVO Novo-Nordisk A/S-Spons ADR | Reduce -40.4% | 0.04% | −0.05 |
| WHR Whirlpool Corp. | Reduce -36.2% | 0.04% | −0.05 |
| CHGX Stance Sustainable Beta ETF | Reduce -0.6% | 0.57% | −0.05 |
| PTY PIMCO Corporate & Income Opp | Reduce -1.4% | 0.44% | −0.05 |
| AGG iShares Core U.S. Aggregate | Reduce -6.0% | 0.24% | −0.05 |
| VRNA Verona Pharma Ltd. | Reduce -34.2% | 0.09% | −0.04 |
| QUBT Quantum Computing Inc. | Reduce -60.2% | 0.02% | −0.04 |
| JPM JPMorgan Chase & Co. | Reduce -0.0% | 1.11% | −0.04 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -2.3% | 0.60% | −0.04 |
| ARM Arm Holdings PLC-ADR | Reduce -12.9% | 0.09% | −0.04 |
| ISRG Intuitive Surgical Inc. | Reduce -2.4% | 0.10% | −0.04 |
| PARAA Paramount Global Class B | Sold out | 0.00% | −0.04 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -5.4% | 0.22% | −0.04 |
| ALDX Aldeyra Therapeutics Inc. | Reduce -74.3% | 0.02% | −0.04 |
| SH Proshares Short S&P500 | Sold out | 0.00% | −0.04 |
| DE Deere & Co. | Reduce -3.1% | 0.13% | −0.04 |
| WIW Western Asst Infl-LNK Opp | Sold out | 0.00% | −0.04 |
| FSK FS KKR Capital Corp. | Reduce -14.9% | 0.04% | −0.04 |
| NEE Nextera Energy Inc. | Reduce -12.5% | 0.19% | −0.04 |
| SPHQ Invesco S&P 500 Quality ETF | Reduce -8.4% | 0.17% | −0.03 |
| ESGR Enstar Group Ltd. | Sold out | 0.00% | −0.03 |
| FAX Abrdn Asia-Pacific Income | Reduce -44.1% | 0.04% | −0.03 |
| NOW ServiceNow Inc. | Reduce -13.8% | 0.07% | −0.03 |
| OMSE Oms Energy Technologies Inc. | Reduce -55.6% | 0.01% | −0.03 |
| KYN Kayne Anderson Energy Infra | Reduce -30.8% | 0.05% | −0.03 |
| AMAT Applied Materials Inc. | Reduce -21.3% | 0.11% | −0.03 |
| PAAS Pan American Silver Corp. | Sold out | 0.00% | −0.03 |
| CVX Chevron Corp. | Reduce -3.0% | 0.37% | −0.03 |
| SPIB SS SPDR P Int C Corp. ETF | Sold out | 0.00% | −0.03 |
| CMG Chipotle Mexican Grill Inc. | Reduce -17.7% | 0.03% | −0.03 |
| HD Home Depot Inc. | Reduce -3.5% | 0.45% | −0.03 |
| OLB Olb Group Inc. | Sold out | 0.00% | −0.03 |
| HEQT Simplify Hedged Equity ETF | Sold out | 0.00% | −0.03 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -6.6% | 0.23% | −0.03 |
| VIG Vanguard Dividend Apprec ETF | Reduce -1.2% | 0.30% | −0.03 |
| LYB Lyondellbasell Indu Class A | Reduce -49.5% | 0.02% | −0.03 |
| ADP Automatic Data Processing | Reduce -0.3% | 0.13% | −0.02 |
| SPYI Neos S&P 500 High Income ETF | Reduce -5.1% | 0.17% | −0.02 |
| SFM Sprouts Farmers Market Inc. | Reduce -9.3% | 0.03% | −0.02 |
| EDD Morgan Stanley Emrg MRK Dom | Reduce -77.9% | 0.01% | −0.02 |
| VYM Vanguard High DVD Yield ETF | Reduce -0.7% | 0.31% | −0.02 |
| DELL Dell Technologies -C | Reduce -29.3% | 0.06% | −0.02 |
| SHOPIFY INC (SHOPCN 0.125 11/01/25) | Sold out | 0.00% | −0.02 |
| AMD Advanced Micro Devices | Reduce -5.9% | 0.43% | −0.02 |
Portfolio Buys Q2 2025 → Q3 2025
| TSLA Tesla Inc. | Add +1.3% | 3.14% | +0.64 |
| AAPL Apple Inc. | Add +0.2% | 6.84% | +0.63 |
| NVDA Nvidia Corp. | Add +6.3% | 3.99% | +0.40 |
| GLW Corning Inc. | Add +49.6% | 0.38% | +0.19 |
| GOOGL Alphabet Inc. Class A | Add +2.5% | 0.94% | +0.19 |
| OKLO Oklo Inc. | Add +11.9% | 0.35% | +0.17 |
| GOOG Alphabet Inc. Class C | Add +2.2% | 0.79% | +0.15 |
| SHYG iShares 0-5 YR HY Corp. Bond | Add +457.2% | 0.16% | +0.13 |
| CRWV Coreweave Inc. Class A | Add +314.3% | 0.19% | +0.13 |
| MRVL Marvell Technology Inc. | Add +322.7% | 0.12% | +0.09 |
| AGNC AGNC Investment Corp. | Add +78.2% | 0.23% | +0.09 |
| INTC Intel Corp. | Add +17.4% | 0.25% | +0.09 |
| NBIS Nebius Group NV | Add +105.1% | 0.12% | +0.09 |
| ORCL Oracle Corp. | Add +2.9% | 0.58% | +0.08 |
| BBAI Bigbear.ai Holdings Inc. | New | 0.08% | +0.08 |
| BMNR Bitmine Immersion Technologi | New | 0.08% | +0.08 |
| JNJ Johnson & Johnson | Add +0.1% | 1.02% | +0.07 |
| TMUS T-Mobile US Inc. | Add +345.0% | 0.09% | +0.07 |
| CEF Sprott Physical Gold and Sil | Add +2.1% | 0.65% | +0.06 |
| AVGO Broadcom Inc. | Add +4.7% | 0.61% | +0.06 |
| PEP Pepsico Inc. | Add +18.6% | 0.53% | +0.06 |
| PSKY Paramount Skydance Class B | New | 0.05% | +0.05 |
| JPIE JPMorgan Income ETF | Add +83.3% | 0.14% | +0.05 |
| TLT iShares 20+ Year Treasury BD | Add +72.4% | 0.15% | +0.05 |
| AIQ Global X Art Intel & Tech | Add +85.7% | 0.11% | +0.05 |
| APLD Applied Digital Corp. | Add +50.0% | 0.07% | +0.05 |
| HOOD Robinhood Markets Inc. Class A | Add +33.7% | 0.10% | +0.04 |
| MTUM iShares MSCI USA Momentum Fa | New | 0.04% | +0.04 |
| PAA Plains All Amer Pipeline LP | Add +91.8% | 0.12% | +0.04 |
| CGGR Cap Group Growth Equity | New | 0.04% | +0.04 |
| CAIE Calamos Autocallable Inc. ETF | New | 0.04% | +0.04 |
| IPKW Invesco International Buybac | New | 0.04% | +0.04 |
| ABBV Abbvie Inc. | Add +1.1% | 0.38% | +0.04 |
| BCAT BlackRock Capital Alloc TR | New | 0.04% | +0.04 |
| XMHQ Invesco S&P Midcap Qual ETF | New | 0.04% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +12.7% | 0.20% | +0.04 |
| UNG US Natural Gas Fund LP | New | 0.04% | +0.04 |
| FIG Figma Inc. Class A | New | 0.04% | +0.04 |
| CPB The Campbell's Company | Add +271.0% | 0.05% | +0.04 |
| DYNF Ishrs US E F R A ETF-Usd Inc. | New | 0.03% | +0.03 |
| IBIT iShares Bitcoin Trust ETF | Add +64.5% | 0.09% | +0.03 |
| SLV iShares Silver Trust | Add +26.5% | 0.10% | +0.03 |
| GEV GE Vernova Inc. | Add +12.7% | 0.22% | +0.03 |
| UNH Unitedhealth Group Inc. | Add +15.1% | 0.24% | +0.03 |
| APP AppLovin Corp. Class A | New | 0.03% | +0.03 |
| DVA Davita Inc. | New | 0.03% | +0.03 |
| VRT Vertiv Holdings Co. Class A | Add +22.6% | 0.12% | +0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Add +17.5% | 0.67% | +0.03 |
| CRM Salesforce Inc. | Add +56.2% | 0.15% | +0.03 |
| EFV iShares MSCI Eafe Value ETF | New | 0.03% | +0.03 |
Notes & Other Activity Q2 2025 → Q3 2025
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Add +6.5% | 312 | $399K |
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Reduce -9.1% | 250 | $309K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 1,290 | $2.6B | AAPL, NVDA, TSLA, MSFT, AMZN |
| Q1 2026 | 1,186 | $2.1B | AAPL, NVDA, TSLA, MSFT, JPST |
| Q4 2025 | 1,146 | $2.1B | AAPL, NVDA, MSFT, TSLA, JPST |
| Q3 2025 | 1,108 | $1.9B | AAPL, NVDA, MSFT, TSLA, AMZN |
| Q2 2025 | 1,043 | $1.7B | AAPL, MSFT, NVDA, TSLA, META |
| Q1 2025 | 1,014 | $1.6B | AAPL, MSFT, NVDA, TSLA, AMZN |
| Q4 2024 | 1,024 | $1.6B | AAPL, TSLA, MSFT, NVDA, AMZN |
| Q3 2024 | 1,015 | $1.5B | AAPL, MSFT, NVDA, TSLA, AMZN |
| Q2 2024 | 939 | $1.4B | AAPL, NVDA, MSFT, AMZN, TSLA |
| Q1 2024 | 1,037 | $1.7B | AAPL, MSFT, NVDA, AMZN, TSLA |