Pine Valley Investments Ltd Liability Co
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 8, 2024), Pine Valley Investments Ltd Liability Co reported 445 stock positions worth $1.3 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 6.4% of the portfolio, followed by First Trust Smith Opportunis (FIXD, 4.4%) and Apple (AAPL, 3.4%). Compared with Q4 2023, it opened 29 new positions, sold out of 33, added to 173 and reduced 217. The biggest buy was a new position in New Gold (NGD) and the biggest sale Fortuna Silver Mines (FSM, shares −92%).
- Most Recent 13F
- Q2 2026
- Location
- MARLTON, NJ
- CIK
- 0001975417
- Portfolio Value
- $1.3B (Q1 2024)
- SEC Filing
- 0001765380-24-000202 ↗ filed May 8, 2024
Holdings Value
Holdings 445 stocks · $1.3B
| SPY SS SPDR S&P 500 ETF Trust-US | 6.39% | 156,319 | $82.0M | Add +3.9% |
| FIXD First Trust Smith Opportunis | 4.39% | 1,290,503 | $56.3M | Add +23.9% |
| AAPL Apple Inc. | 3.44% | 257,326 | $44.1M | Reduce -7.2% |
| MSFT Microsoft Corp. | 2.52% | 76,789 | $32.3M | Reduce -0.5% |
| NVDA Nvidia Corp. | 2.06% | 29,312 | $26.5M | Reduce -4.5% |
| AGO Assured Guaranty Ltd. | 2.05% | 301,062 | $26.3M | Reduce 0.0% |
| QQQ Invesco QQQ Trust Series 1 | 1.61% | 46,533 | $20.7M | Add +1.4% |
| AMZN Amazon.com Inc. | 1.46% | 103,786 | $18.7M | Reduce -4.1% |
| GOOG Alphabet Inc. Class C | 1.30% | 109,268 | $16.6M | Reduce -0.3% |
| JNJ Johnson & Johnson | 1.25% | 100,996 | $16.0M | Reduce -1.8% |
| DIAL Columbia Divers Fix Inc. ETF | 1.25% | 898,291 | $16.0M | Add +52.5% |
| NGD New Gold Inc. | 1.20% | 9,049,858 | $15.4M | New |
| PAAS Pan American Silver Corp. | 1.17% | 999,265 | $15.1M | Add +20.7% |
| FTSM First Trust Enh Short Mat FD | 1.17% | 250,057 | $15.0M | Reduce -24.8% |
| XOM Exxon Mobil Corp. | 1.12% | 123,675 | $14.4M | Reduce -20.2% |
| GOOGL Alphabet Inc. Class A | 1.06% | 90,078 | $13.6M | Add +0.1% |
| SDVY First Trust Smid Cap Rising | 1.05% | 387,141 | $13.5M | Add +6.0% |
| EQT Eqt Corp. | 1.05% | 361,892 | $13.4M | Add +1.9% |
| V Visa Inc. Class A | 1.04% | 47,644 | $13.3M | Add +8.8% |
| IVV iShares Core S&P 500 ETF | 1.03% | 25,165 | $13.2M | Reduce -5.4% |
| RDVY First Trust Rising Dividend | 1.00% | 228,181 | $12.8M | Add +25.8% |
| META Meta Platforms Inc. Class A | 0.97% | 25,572 | $12.4M | Add +0.2% |
| JAAA Janus Henderson Aaa Clo ETF | 0.92% | 233,445 | $11.8M | Reduce -42.5% |
| KGC Kinross Gold Corp. | 0.90% | 1,892,211 | $11.6M | Reduce -6.6% |
| JPM JPMorgan Chase & Co. | 0.89% | 57,267 | $11.5M | Reduce -2.7% |
| HD Home Depot Inc. | 0.87% | 29,031 | $11.1M | Add +1.9% |
| EFA iShares MSCI Eafe ETF | 0.87% | 139,229 | $11.1M | Add +46.2% |
| KNG FT Vest S&P 500 DVD Arst TRG | 0.80% | 190,423 | $10.2M | Add +68.9% |
| IWM iShares Russell 2000 ETF | 0.77% | 47,157 | $9.9M | Reduce -0.5% |
| TMO Thermo Fisher Scientific Inc. | 0.77% | 16,900 | $9.8M | Add +0.9% |
| ABBV Abbvie Inc. | 0.74% | 51,898 | $9.5M | Add +5.2% |
| JBND JPMorgan Active Bond ETF | 0.70% | 170,461 | $9.0M | New |
| ADBE Adobe Inc. | 0.67% | 17,130 | $8.6M | Add +38.0% |
| SMIG Bahl & Gaynor S/M Inc. Growth | 0.67% | 319,692 | $8.6M | Add +6.2% |
| MMM 3M Co. | 0.66% | 80,018 | $8.5M | Add +1.7% |
| AMAT Applied Materials Inc. | 0.65% | 40,650 | $8.4M | Add +19.9% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.64% | 152,253 | $8.3M | Reduce -5.9% |
| TDIV FT Nasdaq Tech DVD Index FD | 0.63% | 115,482 | $8.0M | Reduce -1.8% |
| UNH Unitedhealth Group Inc. | 0.62% | 16,002 | $7.9M | Add +9.8% |
| LRCX Lam Research Corp. | 0.57% | 7,519 | $7.3M | Add +13.2% |
| PEP Pepsico Inc. | 0.56% | 40,921 | $7.2M | Add +5.8% |
| FVD First Trust Value Line DVD | 0.56% | 169,430 | $7.2M | Reduce -61.6% |
| VZ Verizon Communications Inc. | 0.55% | 167,229 | $7.0M | Reduce -3.7% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.54% | 16,348 | $6.9M | Add +2.5% |
| JHMM John Hancock Multi Fact Mid | 0.53% | 119,261 | $6.8M | Add +1158.0% |
| CVX Chevron Corp. | 0.52% | 42,216 | $6.7M | Reduce -3.5% |
| FTNT Fortinet Inc. | 0.52% | 96,936 | $6.6M | Add +22.4% |
| APD Air Products & Chemicals Inc. | 0.52% | 27,287 | $6.6M | Add +2.4% |
| MRK Merck & Co. Inc. | 0.52% | 49,984 | $6.6M | Reduce -3.1% |
| ORCL Oracle Corp. | 0.51% | 52,386 | $6.6M | Reduce -1.6% |
| VOO Vanguard S&P 500 ETF | 0.50% | 13,433 | $6.5M | Reduce -7.1% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.50% | 39,646 | $6.5M | Reduce -1.1% |
| XCEM Columbia Em Core Ex-China | 0.49% | 200,642 | $6.2M | Add +41.7% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.47% | 17,479 | $6.0M | Reduce -2.4% |
| IT Gartner Inc. | 0.46% | 12,354 | $5.9M | Add +10.1% |
| COST Costco Wholesale Corp. | 0.46% | 8,007 | $5.9M | Add +5.1% |
| JMBS Janus Henderson Mortg Backed | 0.45% | 128,063 | $5.8M | Add +63.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.44% | 92,465 | $5.7M | Add +5.3% |
| LMT Lockheed Martin Corp. | 0.43% | 12,251 | $5.6M | Add +6.5% |
| BABA Alibaba Group Holding-SP ADR | 0.43% | 76,782 | $5.6M | Add +232.2% |
| LLY Eli Lilly & Co. | 0.43% | 7,035 | $5.5M | Add +7.1% |
| MCD McDonald's Corp. | 0.42% | 19,273 | $5.4M | Reduce -0.7% |
| PG The Procter & Gamble Co. | 0.41% | 32,479 | $5.3M | Reduce -4.9% |
| BXSL Blackstone Secured Lending F | 0.36% | 147,540 | $4.6M | Add +9.0% |
| QQQM Invesco Nasdaq 100 ETF | 0.35% | 24,460 | $4.5M | Reduce -22.4% |
| KMB Kimberly-Clark Corp. | 0.35% | 34,345 | $4.5M | Add +10.1% |
| PFE Pfizer Inc. | 0.35% | 160,249 | $4.4M | Reduce -8.5% |
| CI The Cigna Group | 0.34% | 12,066 | $4.4M | Add +22.6% |
| GLD SPDR Gold Shares | 0.34% | 21,295 | $4.4M | Reduce -0.7% |
| TGT Target Corp. | 0.34% | 24,387 | $4.3M | Reduce -2.7% |
| ACN Accenture PLC Class A | 0.33% | 12,382 | $4.3M | Add +5.9% |
| ABT Abbott Laboratories | 0.33% | 37,502 | $4.3M | Reduce -1.8% |
| NEE Nextera Energy Inc. | 0.33% | 66,321 | $4.2M | Add +5.6% |
| LYV Live Nation Entertainment Inc. | 0.33% | 39,603 | $4.2M | Add +8.8% |
| QCOM Qualcomm Inc. | 0.32% | 24,479 | $4.1M | Add +0.5% |
| EEM iShares MSCI Emerging Market | 0.32% | 100,806 | $4.1M | Add +15.2% |
| KO The Coca-Cola Co. | 0.32% | 67,284 | $4.1M | Add +3.4% |
| VLO Valero Energy Corp. | 0.32% | 23,967 | $4.1M | Reduce -1.5% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.32% | 21,256 | $4.1M | Add +0.5% |
| SPGI S&P Global Inc. | 0.31% | 9,414 | $4.0M | Add +2.8% |
| BLK BlackRock Finance Inc. | 0.31% | 4,708 | $3.9M | Reduce -1.7% |
| USTB Victoryshares Short-Term Bon | 0.30% | 77,445 | $3.9M | Add +744.8% |
| IWF iShares Russell 1000 Growth | 0.30% | 11,359 | $3.8M | Reduce -7.8% |
| ULTA Ulta Beauty Inc. | 0.30% | 7,279 | $3.8M | Reduce -1.1% |
| COWZ Pacer US Cash Cows 100 ETF | 0.29% | 64,725 | $3.8M | Add +14.9% |
| DGX Quest Diagnostics Inc. | 0.29% | 27,791 | $3.7M | Add +29.1% |
| REGN Regeneron Pharmaceuticals | 0.29% | 3,829 | $3.7M | Add +11.0% |
| HELO JPMorgan Hedged Equity ETF | 0.29% | 65,751 | $3.7M | New |
| GE General Electric | 0.28% | 20,404 | $3.6M | Reduce -3.4% |
| UITB Victoryshares Core Intermedi | 0.27% | 75,527 | $3.5M | New |
| FDX FedEx Corp. | 0.27% | 12,072 | $3.5M | Add +3.8% |
| LOW Lowe's Cos Inc. | 0.27% | 13,608 | $3.5M | Add +2.8% |
| DG Dollar General Corp. | 0.27% | 22,058 | $3.4M | Add +1.3% |
| DE Deere & Co. | 0.26% | 8,243 | $3.4M | Add +6.0% |
| GIS General Mills Inc. | 0.26% | 47,760 | $3.3M | Add +6.0% |
| URI United Rentals Inc. | 0.26% | 4,572 | $3.3M | Reduce -18.3% |
| NRG NRG Energy Inc. | 0.25% | 48,216 | $3.3M | Reduce -0.8% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.25% | 26,377 | $3.2M | Reduce -8.5% |
| TXN Texas Instruments Inc. | 0.25% | 18,235 | $3.2M | Reduce -2.6% |
| GPC Genuine Parts Co. | 0.25% | 20,411 | $3.2M | Add +20.8% |
Options reported separately and not counted above: SPY puts ($134.6M), BABA calls ($13.8M), SPY calls ($8.4M), PAAS calls ($8.3M), KGC calls ($4.9M), QQQ calls ($4.0M), IWM calls ($3.8M), XLF puts ($3.4M), AAPL puts ($2.8M), QQQ puts ($2.6M), IWM puts ($2.5M), BTG calls ($2.2M), and 27 more.
Other holdings (4): bonds, preferreds, convertibles and warrants · $449K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | 27,398 | $416K | Add +5.8% |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | 220,042 | $29K | Add +5.8% |
| REVBW Revelation Biosc -CW27 | *W EXP 01/10/202 | 145,006 | $4K | Reduce -50.2% |
| ADNWW Amci Acquisition Corp.-CW26 | *W EXP 02/03/202 | 40,000 | $892 | Add +100.0% |
Total filed on the 13F, all lines: $1.3B.
Portfolio Sells Q4 2023 → Q1 2024
| FSM Fortuna Silver Mines Inc. | Reduce -92.2% | 0.11% | −1.53 |
| AAPL Apple Inc. | Reduce -7.2% | 3.44% | −1.05 |
| FVD First Trust Value Line DVD | Reduce -61.6% | 0.56% | −0.95 |
| SNPE Xtrckr S&P 500 Scor&scrn ETF | Reduce -86.4% | 0.14% | −0.86 |
| JAAA Janus Henderson Aaa Clo ETF | Reduce -42.5% | 0.92% | −0.79 |
| FTSM First Trust Enh Short Mat FD | Reduce -24.8% | 1.17% | −0.50 |
| PBR Petroleo Brasileiro-Spon ADR | Sold out | 0.00% | −0.29 |
| DVA Davita Inc. | Sold out | 0.00% | −0.24 |
| BSM Black Stone Minerals LP | Sold out | 0.00% | −0.23 |
| NXE Nexgen Energy Ltd. | Reduce -96.9% | 0.01% | −0.21 |
| XOM Exxon Mobil Corp. | Reduce -20.2% | 1.12% | −0.18 |
| FXI iShares China Large-Cap ETF | Sold out | 0.00% | −0.18 |
| TSLA Tesla Inc. | Reduce -6.7% | 0.22% | −0.14 |
| PAYC Paycom Software Inc. | Reduce -40.4% | 0.16% | −0.14 |
| KGC Kinross Gold Corp. | Reduce -6.6% | 0.90% | −0.13 |
| VWO Vanguard Ftse Emerging Marke | Reduce -47.5% | 0.11% | −0.11 |
| JNJ Johnson & Johnson | Reduce -1.8% | 1.25% | −0.11 |
| MUB iShares National Muni Bond E | Sold out | 0.00% | −0.11 |
| BUFR FT Vest Lad Buffervetf-Usd I | Sold out | 0.00% | −0.10 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -22.4% | 0.35% | −0.10 |
| PFE Pfizer Inc. | Reduce -8.5% | 0.35% | −0.08 |
| CSCO Cisco Systems Inc. | Reduce -30.6% | 0.13% | −0.08 |
| FLV American Century Focused Lar | Reduce -23.8% | 0.21% | −0.07 |
| PPG PPG Industries Inc. | Reduce -22.2% | 0.16% | −0.07 |
| MCD McDonald's Corp. | Reduce -0.7% | 0.42% | −0.06 |
| INTC Intel Corp. | Reduce -10.3% | 0.16% | −0.06 |
| MKTX Marketaxess Holdings Inc. | Reduce -0.7% | 0.13% | −0.06 |
| AVUV Avantis US Small Cap Value | Reduce -54.0% | 0.04% | −0.05 |
| SCHX Schwab US Large-Cap ETF | Sold out | 0.00% | −0.05 |
| JCPB JPMorgan Core Plus Bond ETF | Reduce -33.7% | 0.07% | −0.05 |
| MDY State Street SPDR S&P Midcap | Reduce -37.4% | 0.08% | −0.04 |
| NKE Nike Inc. Class B | Reduce -1.2% | 0.16% | −0.04 |
| IVV iShares Core S&P 500 ETF | Reduce -5.4% | 1.03% | −0.04 |
| GS Goldman Sachs Group Inc. | Reduce -13.8% | 0.23% | −0.04 |
| JEPQ JPM Nasdaq Equity Premium | Reduce -5.9% | 0.64% | −0.04 |
| BILS SS Spdrb B 3-12M T-Bill ETF | Reduce -6.3% | 0.23% | −0.03 |
| BGC BGC Group Inc. Class A | Sold out | 0.00% | −0.03 |
| CVX Chevron Corp. | Reduce -3.5% | 0.52% | −0.03 |
| VOO Vanguard S&P 500 ETF | Reduce -7.1% | 0.50% | −0.03 |
| ARWR Arrowhead Pharmaceuticals Inc. | Reduce -29.6% | 0.04% | −0.03 |
| SKYY First Trust Cloud Computing | Reduce -47.1% | 0.03% | −0.03 |
| CPB The Campbell's Company | Sold out | 0.00% | −0.03 |
| IWM iShares Russell 2000 ETF | Reduce -0.5% | 0.77% | −0.03 |
| TIP iShares Tips Bond ETF | Reduce -7.9% | 0.15% | −0.03 |
| MCO Moody's Corp. | Reduce -4.1% | 0.22% | −0.03 |
| FTCS First Trust Capital Strength | Reduce -8.8% | 0.23% | −0.02 |
| BND Vanguard Total Bond Market | Sold out | 0.00% | −0.02 |
| ILMN Illumina Inc. | Sold out | 0.00% | −0.02 |
| LULU Lululemon Athletica Inc. | Reduce -2.8% | 0.05% | −0.02 |
| IVE iShares S&P 500 Value ETF | Reduce -38.0% | 0.04% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| NGD New Gold Inc. | New | 1.20% | +1.20 |
| JBND JPMorgan Active Bond ETF | New | 0.70% | +0.70 |
| JHMM John Hancock Multi Fact Mid | Add +1158.0% | 0.53% | +0.49 |
| FIXD First Trust Smith Opportunis | Add +23.9% | 4.39% | +0.48 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +3.9% | 6.39% | +0.36 |
| DIAL Columbia Divers Fix Inc. ETF | Add +52.5% | 1.25% | +0.35 |
| KNG FT Vest S&P 500 DVD Arst TRG | Add +68.9% | 0.80% | +0.31 |
| HELO JPMorgan Hedged Equity ETF | New | 0.29% | +0.29 |
| BABA Alibaba Group Holding-SP ADR | Add +232.2% | 0.43% | +0.28 |
| UITB Victoryshares Core Intermedi | New | 0.27% | +0.27 |
| EFA iShares MSCI Eafe ETF | Add +46.2% | 0.87% | +0.26 |
| USTB Victoryshares Short-Term Bon | Add +744.8% | 0.30% | +0.26 |
| RDVY First Trust Rising Dividend | Add +25.8% | 1.00% | +0.21 |
| META Meta Platforms Inc. Class A | Add +0.2% | 0.97% | +0.21 |
| AMAT Applied Materials Inc. | Add +19.9% | 0.65% | +0.19 |
| CTRA Coterra Energy Inc. | New | 0.18% | +0.18 |
| JMBS Janus Henderson Mortg Backed | Add +63.1% | 0.45% | +0.15 |
| LRCX Lam Research Corp. | Add +13.2% | 0.57% | +0.13 |
| FTNT Fortinet Inc. | Add +22.4% | 0.52% | +0.13 |
| XCEM Columbia Em Core Ex-China | Add +41.7% | 0.49% | +0.13 |
| BTG B2GOLD Corp. | New | 0.11% | +0.11 |
| LLY Eli Lilly & Co. | Add +7.1% | 0.43% | +0.10 |
| ABBV Abbvie Inc. | Add +5.2% | 0.74% | +0.09 |
| CI The Cigna Group | Add +22.6% | 0.34% | +0.09 |
| GBTC Grayscale Bitcoin Trust ETF | New | 0.09% | +0.09 |
| V Visa Inc. Class A | Add +8.8% | 1.04% | +0.08 |
| SILJ Amplify Junior Silver Miners | New | 0.06% | +0.06 |
| XLK SS Technology Select Sector | Add +77.7% | 0.14% | +0.06 |
| RSP Invesco S&P 500 Equal Weight | Add +68.2% | 0.14% | +0.06 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +2.5% | 0.54% | +0.06 |
| MRVL Marvell Technology Inc. | New | 0.06% | +0.06 |
| ADBE Adobe Inc. | Add +38.0% | 0.67% | +0.05 |
| GPC Genuine Parts Co. | Add +20.8% | 0.25% | +0.05 |
| COWZ Pacer US Cash Cows 100 ETF | Add +14.9% | 0.29% | +0.05 |
| SDVY First Trust Smid Cap Rising | Add +6.0% | 1.05% | +0.04 |
| BXSL Blackstone Secured Lending F | Add +9.0% | 0.36% | +0.04 |
| MPC Marathon Petroleum Corp. | Add +46.3% | 0.09% | +0.04 |
| ICE Intercontinental Exchange Inc. | Add +40.6% | 0.14% | +0.04 |
| LYV Live Nation Entertainment Inc. | Add +8.8% | 0.33% | +0.04 |
| DGX Quest Diagnostics Inc. | Add +29.1% | 0.29% | +0.04 |
| MO Altria Group Inc. | Add +21.5% | 0.21% | +0.04 |
| HD Home Depot Inc. | Add +1.9% | 0.87% | +0.04 |
| PAAS Pan American Silver Corp. | Add +20.7% | 1.17% | +0.04 |
| PXD Pioneer Natural Resources Co. | New | 0.04% | +0.04 |
| FSMB First Trust Short Dur Manag | New | 0.04% | +0.04 |
| IT Gartner Inc. | Add +10.1% | 0.46% | +0.03 |
| SMIG Bahl & Gaynor S/M Inc. Growth | Add +6.2% | 0.67% | +0.03 |
| REGN Regeneron Pharmaceuticals | Add +11.0% | 0.29% | +0.03 |
| QQQ Invesco QQQ Trust Series 1 | Add +1.4% | 1.61% | +0.03 |
| KEY Keycorp | Add +59.3% | 0.08% | +0.03 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -11.8% | 257,400 | $134.6M |
| BABA Alibaba Group Holding-SP ADR | call | Add +105.1% | 190,300 | $13.8M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -21.6% | 16,000 | $8.4M |
| PAAS Pan American Silver Corp. | call | Add +3.8% | 550,500 | $8.3M |
| KGC Kinross Gold Corp. | call | Add +675.3% | 793,100 | $4.9M |
| QQQ Invesco QQQ Trust Series 1 | call | Reduce -13.5% | 9,000 | $4.0M |
| IWM iShares Russell 2000 ETF | call | Add +7.7% | 18,100 | $3.8M |
| XLF SS Financial Select Sector | put | Add +627.3% | 80,000 | $3.4M |
| AAPL Apple Inc. | put | Reduce -52.8% | 16,600 | $2.8M |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -54.3% | 5,900 | $2.6M |
| IWM iShares Russell 2000 ETF | put | New | 12,000 | $2.5M |
| BTG B2GOLD Corp. | call | New | 840,400 | $2.2M |
| COIN Coinbase Global Inc. Class A | put | Sold out | 12,000 | $2.1Mbefore exit |
| GLD SPDR Gold Shares | put | Add +60.0% | 8,000 | $1.6M |
| NVDA Nvidia Corp. | call | New | 1,500 | $1.4M |
| BA The Boeing Co. | put | Sold out | 4,400 | $1.1Mbefore exit |
| SLV iShares Silver Trust | call | Reduce -6.4% | 43,600 | $992K |
| SE Sea Ltd.-ADR | call | Sold out | 23,000 | $932Kbefore exit |
| PAAS Pan American Silver Corp. | put | Add +300.0% | 60,000 | $905K |
| AMD Advanced Micro Devices | call | Sold out | 5,200 | $767Kbefore exit |
| DIA SS SPDR Dow Jones Indus Avg | put | New | 1,700 | $676K |
| MCK McKesson Corp. | put | New | 1,200 | $644K |
| RSP Invesco S&P 500 Equal Weight | call | Sold out | 4,000 | $631Kbefore exit |
| NVDA Nvidia Corp. | put | Sold out | 1,000 | $495Kbefore exit |
| GDX Vaneck Gold Miners ETF | call | New | 15,000 | $474K |
| AMZN Amazon.com Inc. | put | New | 2,500 | $451K |
| ARKK ARK Innovation ETF | put | Reduce -20.0% | 8,400 | $421K |
| GLD SPDR Gold Shares | call | Sold out | 2,000 | $382Kbefore exit |
| SPYM Ste STR SPDR PT S&P 500 ETF | put | New | 6,100 | $375K |
| VTWO Vanguard Russell 2000 ETF | call | New | 4,000 | $340K |
| T AT&T Inc. | put | Sold out | 20,000 | $336Kbefore exit |
| PNC PNC Financial Services Group | call | Reduce -23.1% | 2,000 | $323K |
| BA The Boeing Co. | call | New | 1,500 | $289K |
| NGD New Gold Inc. | call | New | 162,700 | $277K |
| PYPL PayPal Holdings Inc. | call | Reduce -33.3% | 4,000 | $268K |
| NEM Newmont Corp. | call | New | 7,000 | $251K |
| PLTR Palantir Technologies Inc. Class A | put | Reduce -16.7% | 10,000 | $230K |
| TSLA Tesla Inc. | call | Sold out | 900 | $224Kbefore exit |
| SLV iShares Silver Trust | put | Sold out | 10,000 | $218Kbefore exit |
| COIN Coinbase Global Inc. Class A | call | New | 800 | $212K |
| KGC Kinross Gold Corp. | put | Sold out | 30,000 | $182Kbefore exit |
| FSM Fortuna Silver Mines Inc. | call | Reduce -61.0% | 48,000 | $179K |
| PARAA Paramount Global Class B | call | New | 14,000 | $165K |
| SOFI Sofi Technologies Inc. | put | Sold out | 10,000 | $100Kbefore exit |
| FSM Fortuna Silver Mines Inc. | put | Sold out | 20,000 | $77Kbefore exit |
| SSRM SSR Mining Inc. | call | New | 10,000 | $45K |
| CHPT Chargepoint Holdings Inc. | call | Sold out | 14,000 | $33Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Add +5.8% | 27,398 | $416K |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | Add +5.8% | 220,042 | $29K |
| REVBW Revelation Biosc -CW27 | *W EXP 01/10/202 | Reduce -50.2% | 145,006 | $4K |
| ADNWW Amci Acquisition Corp.-CW26 | *W EXP 02/03/202 | Add +100.0% | 40,000 | $892 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 570 | $2.3B | SPY, AAPL, NVDA, GPN, CNC |
| Q1 2026 | 536 | $2.1B | SPY, AAPL, NVDA, CE, HOG |
| Q4 2025 | 517 | $2.0B | SPY, WBD, AAPL, NVDA, MSFT |
| Q3 2025 | 517 | $1.9B | SPY, WBD, AAPL, NVDA, MSFT |
| Q2 2025 | 508 | $1.7B | SPY, NVDA, AAPL, WBD, MSFT |
| Q1 2025 | 498 | $1.6B | SPY, AAPL, MSFT, WBD, NVDA |
| Q4 2024 | 478 | $1.5B | SPY, AAPL, FIXD, MSFT, NVDA |
| Q3 2024 | 471 | $1.5B | SPY, FIXD, AAPL, MSFT, NVDA |
| Q2 2024 | 445 | $1.4B | SPY, FIXD, AAPL, MSFT, NVDA |
| Q1 2024 | 445 | $1.3B | SPY, FIXD, AAPL, MSFT, NVDA |