Pine Valley Investments Ltd Liability Co
In its 13F for Q2 2024 (holdings as of June 30, 2024, filed July 30, 2024), Pine Valley Investments Ltd Liability Co reported 445 stock positions worth $1.4 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 5.6% of the portfolio, followed by First Trust Smith Opportunis (FIXD, 4.3%) and Apple (AAPL, 4.1%). Compared with Q1 2024, it opened 28 new positions, sold out of 30, added to 238 and reduced 150. The biggest buy was a new position in Invesco QQQ TR and the biggest sale an exit from Invesco QQQ Trust Series 1 (QQQ).
- Most Recent 13F
- Q2 2026
- Location
- MARLTON, NJ
- CIK
- 0001975417
- Portfolio Value
- $1.4B (Q2 2024)
- SEC Filing
- 0001765380-24-000251 ↗ filed Jul 30, 2024
Holdings Value
Holdings 445 stocks · $1.4B
| SPY SS SPDR S&P 500 ETF Trust-US | 5.60% | 138,693 | $75.7M | Reduce -11.3% |
| FIXD First Trust Smith Opportunis | 4.28% | 1,343,025 | $57.8M | Add +4.1% |
| AAPL Apple Inc. | 4.11% | 264,150 | $55.6M | Add +2.6% |
| MSFT Microsoft Corp. | 2.65% | 80,280 | $35.9M | Add +4.5% |
| NVDA Nvidia Corp. | 2.43% | 265,533 | $32.8M | Reduce -9.4% |
| NGD New Gold Inc. | 1.77% | 12,242,063 | $23.9M | Add +35.3% |
| AGO Assured Guaranty Ltd. | 1.72% | 301,062 | $23.2M | No change |
| GOOG Alphabet Inc. Class C | 1.51% | 111,545 | $20.5M | Add +2.1% |
| AMZN Amazon.com Inc. | 1.43% | 100,377 | $19.4M | Reduce -3.3% |
| INVESCO QQQ TR | 1.42% | 39,925 | $19.2M | New |
| FTSM First Trust Enh Short Mat FD | 1.28% | 289,805 | $17.3M | Add +15.9% |
| DIAL Columbia Divers Fix Inc. ETF | 1.21% | 928,973 | $16.4M | Add +3.4% |
| PAAS Pan American Silver Corp. | 1.19% | 807,586 | $16.1M | Reduce -19.2% |
| GOOGL Alphabet Inc. Class A | 1.18% | 87,508 | $15.9M | Reduce -2.9% |
| JNJ Johnson & Johnson | 1.11% | 102,404 | $15.0M | Add +1.4% |
| EQT Eqt Corp. | 1.10% | 403,239 | $14.9M | Add +11.4% |
| XOM Exxon Mobil Corp. | 1.07% | 125,983 | $14.5M | Add +1.9% |
| KGC Kinross Gold Corp. | 1.05% | 1,707,934 | $14.2M | Reduce -9.7% |
| V Visa Inc. Class A | 1.00% | 51,349 | $13.5M | Add +7.8% |
| IVV iShares Core S&P 500 ETF | 0.99% | 24,401 | $13.4M | Reduce -3.0% |
| META Meta Platforms Inc. Class A | 0.96% | 25,769 | $13.0M | Add +0.8% |
| SDVY First Trust Smid Cap Rising | 0.95% | 383,970 | $12.8M | Reduce -0.8% |
| ADBE Adobe Inc. | 0.92% | 22,361 | $12.4M | Add +30.5% |
| RDVY First Trust Rising Dividend | 0.90% | 222,933 | $12.2M | Reduce -2.3% |
| JAAA Janus Henderson Aaa Clo ETF | 0.90% | 238,700 | $12.1M | Add +2.3% |
| JPM JPMorgan Chase & Co. | 0.87% | 58,382 | $11.8M | Add +1.9% |
| HD Home Depot Inc. | 0.78% | 30,652 | $10.6M | Add +5.6% |
| MMM 3M Co. | 0.76% | 100,647 | $10.3M | Add +25.8% |
| KNG FT Vest S&P 500 DVD Arst TRG | 0.76% | 203,006 | $10.3M | Add +6.6% |
| EFA iShares MSCI Eafe ETF | 0.70% | 120,895 | $9.5M | Reduce -13.2% |
| TMO Thermo Fisher Scientific Inc. | 0.69% | 16,897 | $9.3M | Reduce -0.0% |
| JBND JPMorgan Active Bond ETF | 0.69% | 177,398 | $9.3M | Add +4.1% |
| ABBV Abbvie Inc. | 0.68% | 53,973 | $9.3M | Add +4.0% |
| UNH Unitedhealth Group Inc. | 0.68% | 18,033 | $9.2M | Add +12.7% |
| AMAT Applied Materials Inc. | 0.66% | 37,708 | $8.9M | Reduce -7.2% |
| SMIG Bahl & Gaynor S/M Inc. Growth | 0.64% | 329,722 | $8.7M | Add +3.1% |
| JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F | 0.63% | 153,026 | $8.5M | Add +0.5% |
| ORCL Oracle Corp. | 0.62% | 59,789 | $8.4M | Add +14.1% |
| IWM iShares Russell 2000 ETF | 0.62% | 41,608 | $8.4M | Reduce -11.8% |
| TDIV FT Nasdaq Tech DVD Index FD | 0.61% | 109,311 | $8.3M | Reduce -5.3% |
| LRCX Lam Research Corp. | 0.61% | 7,732 | $8.2M | Add +2.8% |
| VZ Verizon Communications Inc. | 0.58% | 190,278 | $7.8M | Add +13.8% |
| VOO Vanguard S&P 500 ETF | 0.55% | 14,802 | $7.4M | Add +10.2% |
| CVX Chevron Corp. | 0.51% | 44,419 | $6.9M | Add +5.2% |
| BABA Alibaba Group Holding-SP ADR | 0.51% | 94,327 | $6.9M | Add +22.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.51% | 18,413 | $6.9M | Add +5.3% |
| APD Air Products & Chemicals Inc. | 0.51% | 26,520 | $6.8M | Reduce -2.8% |
| FORTINET INC | 0.50% | 112,596 | $6.8M | New |
| JHMM John Hancock Multi Fact Mid | 0.50% | 123,187 | $6.8M | Add +3.3% |
| COST Costco Wholesale Corp. | 0.50% | 7,924 | $6.7M | Reduce -1.0% |
| PEP Pepsico Inc. | 0.50% | 40,592 | $6.7M | Reduce -0.8% |
| IT Gartner Inc. | 0.49% | 14,833 | $6.7M | Add +20.1% |
| FVD First Trust Value Line DVD | 0.49% | 162,472 | $6.6M | Reduce -4.1% |
| LLY Eli Lilly & Co. | 0.48% | 7,206 | $6.5M | Add +2.4% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.48% | 40,284 | $6.5M | Add +1.6% |
| MRK Merck & Co. Inc. | 0.48% | 52,008 | $6.5M | Add +4.0% |
| XCEM Columbia Em Core Ex-China | 0.46% | 193,898 | $6.2M | Reduce -3.4% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 0.46% | 96,523 | $6.2M | Add +4.4% |
| JMBS Janus Henderson Mortg Backed | 0.44% | 133,277 | $6.0M | Add +4.1% |
| LMT Lockheed Martin Corp. | 0.44% | 12,667 | $5.9M | Add +3.4% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.44% | 14,477 | $5.9M | Reduce -11.4% |
| PG The Procter & Gamble Co. | 0.41% | 34,004 | $5.6M | Add +4.7% |
| USTB Victoryshares Short-Term Bon | 0.39% | 104,710 | $5.2M | Add +35.2% |
| MCD McDonald's Corp. | 0.38% | 19,944 | $5.1M | Add +3.5% |
| UITB Victoryshares Core Intermedi | 0.37% | 108,815 | $5.0M | Add +44.1% |
| KMB Kimberly-Clark Corp. | 0.37% | 35,725 | $4.9M | Add +4.0% |
| KO The Coca-Cola Co. | 0.37% | 77,455 | $4.9M | Add +15.1% |
| QCOM Qualcomm Inc. | 0.36% | 24,449 | $4.9M | Reduce -0.1% |
| SPGI S&P Global Inc. | 0.36% | 10,867 | $4.8M | Add +15.4% |
| HELO JPMorgan Hedged Equity ETF | 0.35% | 81,394 | $4.8M | Add +23.8% |
| BXSL Blackstone Secured Lending F | 0.35% | 154,849 | $4.7M | Add +5.0% |
| REGN Regeneron Pharmaceuticals | 0.35% | 4,455 | $4.7M | Add +16.4% |
| HUM Humana Inc. | 0.34% | 12,263 | $4.6M | Add +58.3% |
| ACN Accenture PLC Class A | 0.33% | 14,775 | $4.5M | Add +19.3% |
| QQQM Invesco Nasdaq 100 ETF | 0.33% | 22,678 | $4.5M | Reduce -7.3% |
| GLD SPDR Gold Shares | 0.33% | 20,720 | $4.5M | Reduce -2.7% |
| PFE Pfizer Inc. | 0.32% | 152,710 | $4.3M | Reduce -4.7% |
| NFLX Netflix Inc. | 0.32% | 6,320 | $4.3M | Add +29.0% |
| NEE Nextera Energy Inc. | 0.31% | 59,870 | $4.2M | Reduce -9.7% |
| COWZ Pacer US Cash Cows 100 ETF | 0.31% | 77,386 | $4.2M | Add +19.6% |
| DGX Quest Diagnostics Inc. | 0.31% | 30,684 | $4.2M | Add +10.4% |
| XLK SS Technology Select Sector | 0.31% | 18,316 | $4.1M | Add +110.7% |
| LYV Live Nation Entertainment Inc. | 0.31% | 44,021 | $4.1M | Add +11.2% |
| HON Honeywell International Inc. | 0.30% | 19,313 | $4.1M | Add +32.3% |
| CI The Cigna Group | 0.30% | 12,247 | $4.0M | Add +1.5% |
| EEM iShares MSCI Emerging Market | 0.29% | 92,560 | $3.9M | Reduce -8.2% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.28% | 22,091 | $3.8M | Add +3.9% |
| FTSL First Trust Senior Loan ETF | 0.28% | 83,372 | $3.8M | Add +504.0% |
| FDX FedEx Corp. | 0.28% | 12,660 | $3.8M | Add +4.9% |
| VLO Valero Energy Corp. | 0.28% | 24,011 | $3.8M | Add +0.2% |
| TARGET CORP | 0.28% | 25,191 | $3.7M | New |
| ABT Abbott Laboratories | 0.27% | 35,048 | $3.6M | Reduce -6.5% |
| MCO Moody's Corp. | 0.27% | 8,610 | $3.6M | Add +19.7% |
| TXN Texas Instruments Inc. | 0.26% | 18,402 | $3.6M | Add +0.9% |
| GS Goldman Sachs Group Inc. | 0.25% | 7,500 | $3.4M | Add +4.6% |
| BLK BlackRock Finance Inc. | 0.25% | 4,233 | $3.3M | Reduce -10.1% |
| WMT Walmart Inc. | 0.25% | 49,120 | $3.3M | Reduce -2.8% |
| ULTA Ulta Beauty Inc. | 0.24% | 8,532 | $3.3M | Add +17.2% |
| DG Dollar General Corp. | 0.24% | 24,818 | $3.3M | Add +12.5% |
| STZ Constellation Brands Inc. Class A | 0.24% | 12,750 | $3.3M | Add +14.3% |
Options reported separately and not counted above: SPY puts ($109.3M), AAPL puts ($12.7M), PAAS calls ($10.7M), SPY calls ($8.2M), XLF puts ($5.8M), IWM calls ($4.3M), INVESCO QQQ TR calls ($4.3M), AVGO calls ($3.9M), BTG calls ($2.3M), SLV calls ($1.8M), RSP puts ($1.6M), IWM puts ($1.2M), and 23 more.
Other holdings (3): bonds, preferreds, convertibles and warrants · $54K (not counted above)
Total filed on the 13F, all lines: $1.4B.
Portfolio Sells Q1 2024 → Q2 2024
| QQQ Invesco QQQ Trust Series 1 | Sold out | 0.00% | −1.61 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -11.3% | 5.60% | −0.79 |
| FTNT Fortinet Inc. | Sold out | 0.00% | −0.52 |
| TGT Target Corp. | Sold out | 0.00% | −0.34 |
| IWF iShares Russell 1000 Growth | Reduce -80.3% | 0.06% | −0.24 |
| FTCS First Trust Capital Strength | Sold out | 0.00% | −0.23 |
| EFA iShares MSCI Eafe ETF | Reduce -13.2% | 0.70% | −0.17 |
| IWM iShares Russell 2000 ETF | Reduce -11.8% | 0.62% | −0.15 |
| RTX RTX Corp. | Sold out | 0.00% | −0.13 |
| BTG B2GOLD Corp. | Sold out | 0.00% | −0.11 |
| FDN First Trust DJ Internet Ind | Sold out | 0.00% | −0.10 |
| SDVY First Trust Smid Cap Rising | Reduce -0.8% | 0.95% | −0.10 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -11.4% | 0.44% | −0.10 |
| RDVY First Trust Rising Dividend | Reduce -2.3% | 0.90% | −0.10 |
| SPMD SS SPDR P S&P 400 Midcap ETF | Reduce -65.1% | 0.04% | −0.09 |
| DIS The Walt Disney Co. | Reduce -9.7% | 0.17% | −0.08 |
| TMO Thermo Fisher Scientific Inc. | Reduce -0.0% | 0.69% | −0.07 |
| ETN Eaton Corp. PLC | Reduce -57.2% | 0.05% | −0.07 |
| FVD First Trust Value Line DVD | Reduce -4.1% | 0.49% | −0.07 |
| PEP Pepsico Inc. | Reduce -0.8% | 0.50% | −0.07 |
| ABT Abbott Laboratories | Reduce -6.5% | 0.27% | −0.06 |
| INTC Intel Corp. | Reduce -8.7% | 0.10% | −0.06 |
| BLK BlackRock Finance Inc. | Reduce -10.1% | 0.25% | −0.06 |
| UNP Union Pacific Corp. | Reduce -12.3% | 0.17% | −0.05 |
| GE General Electric | Reduce -1.9% | 0.24% | −0.04 |
| IVV iShares Core S&P 500 ETF | Reduce -3.0% | 0.99% | −0.04 |
| FPE FT-Preferred Secur & Inc. ETF | Sold out | 0.00% | −0.04 |
| OXY Occidental Petroleum Corp. | Sold out | 0.00% | −0.04 |
| FBT First Trust Nyse Arca Biotec | Sold out | 0.00% | −0.04 |
| PXD Pioneer Natural Resources Co. | Sold out | 0.00% | −0.04 |
| PPG PPG Industries Inc. | Reduce -3.4% | 0.13% | −0.03 |
| CRM Salesforce Inc. | Reduce -3.2% | 0.12% | −0.03 |
| EEM iShares MSCI Emerging Market | Reduce -8.2% | 0.29% | −0.03 |
| PFE Pfizer Inc. | Reduce -4.7% | 0.32% | −0.03 |
| SBUX Starbucks Corp. | Reduce -15.7% | 0.07% | −0.03 |
| MDT Medtronic PLC | Reduce -21.1% | 0.06% | −0.03 |
| XCEM Columbia Em Core Ex-China | Reduce -3.4% | 0.46% | −0.03 |
| BP BP PLC-Spons ADR | Sold out | 0.00% | −0.03 |
| BX Blackstone Inc. | Reduce -0.5% | 0.21% | −0.03 |
| VGT Vanguard Info Tech ETF | Reduce -18.6% | 0.14% | −0.03 |
| AMZN Amazon.com Inc. | Reduce -3.3% | 1.43% | −0.02 |
| NRG NRG Energy Inc. | Reduce -17.1% | 0.23% | −0.02 |
| NOBL Proshares S&P 500 Dividend A | Reduce -26.8% | 0.05% | −0.02 |
| QTEC First Trust Nasdq 100 Tech I | Reduce -27.4% | 0.06% | −0.02 |
| AXON Axon Enterprise Inc. | Reduce -1.5% | 0.16% | −0.02 |
| PYPL PayPal Holdings Inc. | Reduce -27.6% | 0.03% | −0.02 |
| FLV American Century Focused Lar | Reduce -1.4% | 0.19% | −0.02 |
| CMCSA Comcast Corp. Class A | Reduce -5.0% | 0.09% | −0.02 |
| FMB First Trust Managed Municipa | Reduce -3.8% | 0.21% | −0.02 |
| KKR KKR & Co. Inc. | Sold out | 0.00% | −0.02 |
Portfolio Buys Q1 2024 → Q2 2024
| INVESCO QQQ TR | New | 1.42% | +1.42 |
| AAPL Apple Inc. | Add +2.6% | 4.11% | +0.67 |
| NGD New Gold Inc. | Add +35.3% | 1.77% | +0.57 |
| FORTINET INC | New | 0.50% | +0.50 |
| TARGET CORP | New | 0.28% | +0.28 |
| ADBE Adobe Inc. | Add +30.5% | 0.92% | +0.24 |
| FTSL First Trust Senior Loan ETF | Add +504.0% | 0.28% | +0.23 |
| FIRST TR EXCHANGE-TRADED FD | New | 0.23% | +0.23 |
| GOOG Alphabet Inc. Class C | Add +2.1% | 1.51% | +0.22 |
| XLK SS Technology Select Sector | Add +110.7% | 0.31% | +0.17 |
| BUFR FT Vest Lad Buffervetf-Usd I | New | 0.14% | +0.14 |
| MSFT Microsoft Corp. | Add +4.5% | 2.65% | +0.14 |
| RTX CORPORATION | New | 0.13% | +0.13 |
| HUM Humana Inc. | Add +58.3% | 0.34% | +0.13 |
| FTSM First Trust Enh Short Mat FD | Add +15.9% | 1.28% | +0.12 |
| ORCL Oracle Corp. | Add +14.1% | 0.62% | +0.11 |
| MMM 3M Co. | Add +25.8% | 0.76% | +0.10 |
| UITB Victoryshares Core Intermedi | Add +44.1% | 0.37% | +0.10 |
| FIRST TR EXCHANGE-TRADED FD | New | 0.09% | +0.09 |
| USTB Victoryshares Short-Term Bon | Add +35.2% | 0.39% | +0.08 |
| NFLX Netflix Inc. | Add +29.0% | 0.32% | +0.08 |
| DBEF Xtrackers MSCI Eafe Hedged E | New | 0.08% | +0.08 |
| BABA Alibaba Group Holding-SP ADR | Add +22.9% | 0.51% | +0.08 |
| HON Honeywell International Inc. | Add +32.3% | 0.30% | +0.07 |
| HELO JPMorgan Hedged Equity ETF | Add +23.8% | 0.35% | +0.07 |
| UNH Unitedhealth Group Inc. | Add +12.7% | 0.68% | +0.06 |
| FIRST TR EXCH TRADED FD III | New | 0.06% | +0.06 |
| REGN Regeneron Pharmaceuticals | Add +16.4% | 0.35% | +0.06 |
| MRVL Marvell Technology Inc. | Add +119.8% | 0.11% | +0.06 |
| EQT Eqt Corp. | Add +11.4% | 1.10% | +0.06 |
| LLY Eli Lilly & Co. | Add +2.4% | 0.48% | +0.06 |
| TMUS T-Mobile US Inc. | Add +223.9% | 0.07% | +0.05 |
| MCO Moody's Corp. | Add +19.7% | 0.27% | +0.05 |
| JCPB JPMorgan Core Plus Bond ETF | Add +73.4% | 0.12% | +0.05 |
| SPGI S&P Global Inc. | Add +15.4% | 0.36% | +0.05 |
| XLF SS Financial Select Sector | Add +47.2% | 0.17% | +0.04 |
| VOO Vanguard S&P 500 ETF | Add +10.2% | 0.55% | +0.04 |
| KO The Coca-Cola Co. | Add +15.1% | 0.37% | +0.04 |
| XLV SS Health Care Select Sector | Add +47.5% | 0.15% | +0.04 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +5.3% | 0.51% | +0.04 |
| TSM Taiwan Semiconductor-SP ADR | Add +7.0% | 0.18% | +0.04 |
| PSLV Sprott Physical Silver Trust | Add +8.5% | 0.21% | +0.04 |
| CCI Crown Castle Inc. | Add +64.7% | 0.13% | +0.04 |
| LRCX Lam Research Corp. | Add +2.8% | 0.61% | +0.04 |
| FIRST TR EXCHANGE-TRADED FD | New | 0.04% | +0.04 |
| IT Gartner Inc. | Add +20.1% | 0.49% | +0.03 |
| VZ Verizon Communications Inc. | Add +13.8% | 0.58% | +0.03 |
| ADSK Autodesk Inc. | New | 0.03% | +0.03 |
| FSM Fortuna Mining Corp. | Add +1.7% | 0.15% | +0.03 |
| NFTY First Trust India Nifty 50 E | New | 0.03% | +0.03 |
Options Activity Q1 2024 → Q2 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -22.0% | 200,800 | $109.3M |
| BABA Alibaba Group Holding-SP ADR | call | Sold out | 190,300 | $13.8Mbefore exit |
| AAPL Apple Inc. | put | Add +262.6% | 60,200 | $12.7M |
| PAAS Pan American Silver Corp. | call | Reduce -1.8% | 540,500 | $10.7M |
| SPY SS SPDR S&P 500 ETF Trust-US | call | Reduce -6.3% | 15,000 | $8.2M |
| XLF SS Financial Select Sector | put | Add +75.0% | 140,000 | $5.8M |
| IWM iShares Russell 2000 ETF | call | Add +17.7% | 21,300 | $4.3M |
| INVESCO QQQ TR | call | New | 9,000 | $4.3M |
| QQQ Invesco QQQ Trust Series 1 | call | Sold out | 9,000 | $4.0Mbefore exit |
| AVGO Broadcom Inc. | call | New | 2,400 | $3.9M |
| QQQ Invesco QQQ Trust Series 1 | put | Sold out | 5,900 | $2.6Mbefore exit |
| BTG B2GOLD Corp. | call | Add +3.0% | 865,600 | $2.3M |
| SLV iShares Silver Trust | call | Add +52.5% | 66,500 | $1.8M |
| RSP Invesco S&P 500 Equal Weight | put | Add +100.0% | 10,000 | $1.6M |
| NVDA Nvidia Corp. | call | Sold out | 15,000 | $1.4Mbefore exit |
| IWM iShares Russell 2000 ETF | put | Reduce -50.0% | 6,000 | $1.2M |
| PAAS Pan American Silver Corp. | put | Sold out | 60,000 | $905Kbefore exit |
| GLD SPDR Gold Shares | put | Reduce -50.0% | 4,000 | $860K |
| DIA SS SPDR Dow Jones Indus Avg | put | Sold out | 1,700 | $676Kbefore exit |
| GDX Vaneck Gold Miners ETF | call | Sold out | 15,000 | $474Kbefore exit |
| UBER Uber Technologies Inc. | call | Reduce -16.7% | 5,000 | $363K |
| KGC Kinross Gold Corp. | call | Reduce -95.0% | 40,000 | $333K |
| PNC PNC Financial Services Group | call | Sold out | 2,000 | $323Kbefore exit |
| SILJ Amplify Junior Silver Miners | call | New | 24,000 | $272K |
| EQT Eqt Corp. | put | New | 7,000 | $259K |
| NEM Newmont Corp. | call | Sold out | 7,000 | $251Kbefore exit |
| EQT Eqt Corp. | call | New | 6,500 | $240K |
| SPYM Ste STR SPDR PT S&P 500 ETF | put | Reduce -39.3% | 3,700 | $237K |
| COIN Coinbase Global Inc. Class A | call | Sold out | 800 | $212Kbefore exit |
| ARKK ARK Innovation ETF | put | Reduce -42.9% | 4,800 | $211K |
| BIDU Baidu Inc. - Spon ADR | call | New | 2,400 | $208K |
| FSM Fortuna Mining Corp. | call | Reduce -31.3% | 33,000 | $161K |
| AG First Majestic Silver Corp. | call | Add +53.3% | 23,000 | $136K |
| KGC Kinross Gold Corp. | put | New | 12,000 | $100K |
| SSRM SSR Mining Inc. | call | Sold out | 10,000 | $45Kbefore exit |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q1 2024 → Q2 2024
| PARAMOUNT GLOBAL (SKYD 5.75 04/01/24 A) | 5.75% CONV PFD A | Sold out | 27,398 | $416Kbefore exit |
| EVCOW Everest Consolidator Acquisi | *W EXP 99/99/999 | Add +13.6% | 250,042 | $51K |
| REVBW Revelation Biosc -CW27 | *W EXP 01/10/202 | Reduce -2.0% | 142,148 | $3K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 570 | $2.3B | SPY, AAPL, NVDA, GPN, CNC |
| Q1 2026 | 536 | $2.1B | SPY, AAPL, NVDA, CE, HOG |
| Q4 2025 | 517 | $2.0B | SPY, WBD, AAPL, NVDA, MSFT |
| Q3 2025 | 517 | $1.9B | SPY, WBD, AAPL, NVDA, MSFT |
| Q2 2025 | 508 | $1.7B | SPY, NVDA, AAPL, WBD, MSFT |
| Q1 2025 | 498 | $1.6B | SPY, AAPL, MSFT, WBD, NVDA |
| Q4 2024 | 478 | $1.5B | SPY, AAPL, FIXD, MSFT, NVDA |
| Q3 2024 | 471 | $1.5B | SPY, FIXD, AAPL, MSFT, NVDA |
| Q2 2024 | 445 | $1.4B | SPY, FIXD, AAPL, MSFT, NVDA |
| Q1 2024 | 445 | $1.3B | SPY, FIXD, AAPL, MSFT, NVDA |