Pine Valley Investments Ltd Liability Co

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 25, 2024), Pine Valley Investments Ltd Liability Co reported 471 stock positions worth $1.5 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 5.5% of the portfolio, followed by First Trust Smith Opportunis (FIXD, 3.8%) and Apple (AAPL, 3.4%). Compared with Q2 2024, it opened 40 new positions, sold out of 16, added to 213 and reduced 181. The biggest buy was a new position in Invesco QQQ Trust Series 1 (QQQ) and the biggest sale an exit from Invesco QQQ TR.

Most Recent 13F
Q2 2026
Location
MARLTON, NJ
CIK
0001975417
Portfolio Value
$1.5B (Q3 2024)
SEC Filing
0001765380-24-000458 ↗ filed Nov 25, 2024

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $1.3B Q1 2024 Q2 2024: $1.4B Q2 2024 Q3 2024: $1.5B $1.5B Q3 2024 Q4 2024: $1.5B Q4 2024 Q1 2025: $1.6B Q1 2025 Q2 2025: $1.7B Q2 2025 Q3 2025: $1.9B Q3 2025 Q4 2025: $2.0B Q4 2025 Q1 2026: $2.1B Q1 2026 Q2 2026: $2.3B Q2 2026

Holdings 471 stocks · $1.5B
SPY SS SPDR S&P 500 ETF Trust-US 5.54% 139,819 $80.4M Add +0.8%
FIXD First Trust Smith Opportunis 3.83% 1,228,527 $55.6M Reduce -8.5%
AAPL Apple Inc. 3.36% 209,312 $48.8M Reduce -20.8%
MSFT Microsoft Corp. 2.45% 82,808 $35.6M Add +3.1%
NVDA Nvidia Corp. 2.17% 258,850 $31.4M Reduce -2.5%
NGD New Gold Inc. 1.87% 9,426,856 $27.1M Reduce -23.0%
AGO Assured Guaranty Ltd. 1.65% 301,062 $23.9M No change
DIAL Columbia Divers Fix Inc. ETF 1.41% 1,111,192 $20.5M Add +19.6%
QQQ Invesco QQQ Trust Series 1 1.41% 41,823 $20.4M New
EQT Eqt Corp. 1.34% 532,293 $19.5M Add +32.0%
AMZN Amazon.com Inc. 1.31% 101,902 $19.0M Add +1.5%
GOOG Alphabet Inc. Class C 1.31% 113,404 $19.0M Add +1.7%
JNJ Johnson & Johnson 1.11% 98,988 $16.0M Reduce -3.3%
V Visa Inc. Class A 1.08% 57,166 $15.7M Add +11.3%
XOM Exxon Mobil Corp. 1.04% 128,995 $15.1M Add +2.4%
META Meta Platforms Inc. Class A 1.03% 26,056 $14.9M Add +1.1%
JAAA Janus Henderson Aaa Clo ETF 1.01% 289,168 $14.7M Add +21.1%
GOOGL Alphabet Inc. Class A 0.99% 86,509 $14.3M Reduce -1.1%
SDVY First Trust Smid Cap Rising 0.97% 385,241 $14.0M Add +0.3%
IVV iShares Core S&P 500 ETF 0.96% 24,109 $13.9M Reduce -1.2%
MMM 3M Co. 0.95% 100,674 $13.8M Add +0.0%
RDVY First Trust Rising Dividend 0.94% 229,330 $13.6M Add +2.9%
ADBE Adobe Inc. 0.91% 25,432 $13.2M Add +13.7%
JPM JPMorgan Chase & Co. 0.85% 58,248 $12.3M Reduce -0.2%
BABA Alibaba Group Holding-SP ADR 0.84% 114,981 $12.2M Add +21.9%
HD Home Depot Inc. 0.84% 30,098 $12.2M Reduce -1.8%
ABBV Abbvie Inc. 0.83% 60,787 $12.0M Add +12.6%
KNG FT Vest S&P 500 DVD Arst TRG 0.81% 215,375 $11.7M Add +6.1%
UNH Unitedhealth Group Inc. 0.76% 18,963 $11.1M Add +5.2%
JBND JPMorgan Active Bond ETF 0.74% 197,329 $10.8M Add +11.2%
TMO Thermo Fisher Scientific Inc. 0.72% 16,907 $10.5M Add +0.1%
ORCL Oracle Corp. 0.69% 59,076 $10.1M Reduce -1.2%
FTNT Fortinet Inc. 0.68% 126,597 $9.8M New
AMAT Applied Materials Inc. 0.66% 47,649 $9.6M Add +26.4%
SMIG Bahl & Gaynor S/M Inc. Growth 0.66% 328,516 $9.6M Reduce -0.4%
PAAS Pan American Silver Corp. 0.65% 452,585 $9.4M Reduce -44.0%
LRCX Lam Research Corp. 0.65% 11,464 $9.4M Add +48.3%
VZ Verizon Communications Inc. 0.64% 207,048 $9.3M Add +8.8%
KGC Kinross Gold Corp. 0.61% 943,536 $8.8M Reduce -44.8%
IT Gartner Inc. 0.60% 17,146 $8.7M Add +15.6%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.60% 157,900 $8.7M Add +3.2%
TDIV FT Nasdaq Tech DVD Index FD 0.59% 107,216 $8.6M Reduce -1.9%
IWM iShares Russell 2000 ETF 0.58% 37,949 $8.4M Reduce -8.8%
APD Air Products & Chemicals Inc. 0.54% 26,274 $7.8M Reduce -0.9%
EFA iShares MSCI Eafe ETF 0.53% 92,402 $7.7M Reduce -23.6%
VOO Vanguard S&P 500 ETF 0.53% 14,537 $7.7M Reduce -1.8%
JHMM John Hancock Multi Fact Mid 0.52% 126,288 $7.6M Add +2.5%
FVD First Trust Value Line DVD 0.50% 158,772 $7.2M Reduce -2.3%
UITB Victoryshares Core Intermedi 0.49% 149,111 $7.1M Add +37.0%
VUG Vanguard Mrngstar GR ETF-Sui 0.49% 18,573 $7.1M Add +0.9%
CVX Chevron Corp. 0.49% 48,227 $7.1M Add +8.6%
LMT Lockheed Martin Corp. 0.48% 11,934 $7.0M Reduce -5.8%
JMBS Janus Henderson Mortg Backed 0.48% 148,738 $6.9M Add +11.6%
VTV Vanguard Mrngstr Val ETF-Aui 0.48% 39,573 $6.9M Reduce -1.8%
LLY Eli Lilly & Co. 0.47% 7,752 $6.9M Add +7.6%
SPYM Ste STR SPDR PT S&P 500 ETF 0.46% 99,199 $6.7M Add +2.8%
COST Costco Wholesale Corp. 0.45% 7,390 $6.6M Reduce -6.7%
PEP Pepsico Inc. 0.45% 38,374 $6.5M Reduce -5.5%
XCEM Columbia Em Core Ex-China 0.43% 193,020 $6.3M Reduce -0.5%
HELO JPMorgan Hedged Equity ETF 0.43% 103,121 $6.3M Add +26.7%
FTSL First Trust Senior Loan ETF 0.43% 137,175 $6.3M Add +64.5%
FTSM First Trust Enh Short Mat FD 0.42% 102,617 $6.2M Reduce -64.6%
USTB Victoryshares Short-Term Bon 0.41% 117,976 $6.0M Add +12.7%
DINO HF Sinclair Corp. 0.41% 132,986 $5.9M New
MCD McDonald's Corp. 0.41% 19,452 $5.9M Reduce -2.5%
PG The Procter & Gamble Co. 0.40% 33,302 $5.8M Reduce -2.1%
MRK Merck & Co. Inc. 0.40% 50,554 $5.8M Reduce -2.8%
SPGI S&P Global Inc. 0.40% 11,102 $5.7M Add +2.2%
BRK.B Berkshire Hathaway Inc. Class B 0.39% 12,455 $5.7M Reduce -14.0%
REGN Regeneron Pharmaceuticals 0.38% 5,303 $5.6M Add +19.0%
CI The Cigna Group 0.38% 15,713 $5.4M Add +28.3%
DGX Quest Diagnostics Inc. 0.37% 34,708 $5.4M Add +13.1%
ACN Accenture PLC Class A 0.35% 14,200 $5.0M Reduce -3.9%
NEE Nextera Energy Inc. 0.34% 58,583 $5.0M Reduce -2.1%
LYV Live Nation Entertainment Inc. 0.34% 45,037 $4.9M Add +2.3%
GLD SPDR Gold Shares 0.34% 20,144 $4.9M Reduce -2.8%
JSI JH Securitized Income ETF 0.33% 89,843 $4.8M New
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.33% 21,381 $4.7M Reduce -3.2%
QQQM Invesco Nasdaq 100 ETF 0.33% 23,498 $4.7M Add +3.6%
BXSL Blackstone Secured Lending F 0.32% 160,686 $4.7M Add +3.8%
KO The Coca-Cola Co. 0.32% 63,961 $4.6M Reduce -17.4%
NRG NRG Energy Inc. 0.31% 50,027 $4.6M Add +25.1%
PFE Pfizer Inc. 0.31% 153,709 $4.4M Add +0.7%
NFLX Netflix Inc. 0.30% 6,193 $4.4M Reduce -2.0%
KMB Kimberly-Clark Corp. 0.30% 30,620 $4.4M Reduce -14.3%
TSLA Tesla Inc. 0.30% 16,554 $4.3M Add +3.4%
COWZ Pacer US Cash Cows 100 ETF 0.29% 72,657 $4.2M Reduce -6.1%
QCOM Qualcomm Inc. 0.29% 24,398 $4.1M Reduce -0.2%
XLK SS Technology Select Sector 0.29% 18,363 $4.1M Add +0.3%
DE Deere & Co. 0.28% 9,879 $4.1M Add +13.9%
HON Honeywell International Inc. 0.28% 19,689 $4.1M Add +1.9%
MCO Moody's Corp. 0.28% 8,546 $4.1M Reduce -0.7%
ABT Abbott Laboratories 0.27% 34,354 $3.9M Reduce -2.0%
BLK BlackRock Finance Inc. 0.27% 4,073 $3.9M Reduce -3.8%
WMT Walmart Inc. 0.27% 47,775 $3.9M Reduce -2.7%
TXN Texas Instruments Inc. 0.26% 18,599 $3.8M Add +1.1%
LOW Lowe's Cos Inc. 0.26% 14,137 $3.8M Reduce -0.1%
LULU Lululemon Athletica Inc. 0.26% 14,058 $3.8M Add +964.2%
CMG Chipotle Mexican Grill Inc. 0.26% 66,188 $3.8M Add +1597.1%
GS Goldman Sachs Group Inc. 0.26% 7,665 $3.8M Add +2.2%
GPC Genuine Parts Co. 0.26% 27,075 $3.8M Add +16.4%
URI United Rentals Inc. 0.26% 4,670 $3.8M Reduce -1.1%
VWO Vanguard Ftse Emerging Marke 0.26% 78,757 $3.8M Add +112.4%
GE General Electric filed as GE AEROSPACE 0.26% 19,866 $3.7M Reduce -0.7%
ULTA Ulta Beauty Inc. 0.26% 9,589 $3.7M Add +12.4%
UPS United Parcel Service Class B 0.25% 26,457 $3.6M Add +25.9%
VEA Vanguard Ftse Developed ETF 0.25% 68,074 $3.6M Add +131.2%
MO Altria Group Inc. 0.25% 69,674 $3.6M Add +2.4%
BX Blackstone Inc. 0.24% 22,916 $3.5M Reduce -0.5%
AON Aon PLC Class A 0.24% 10,093 $3.5M Add +11.1%
FDX FedEx Corp. 0.24% 12,663 $3.5M Add +0.0%
BUFR FT Vest Lad Buffervetf-Usd I 0.23% 111,217 $3.3M Add +64.1%
FTCS First Trust Capital Strength 0.23% 36,488 $3.3M New
STZ Constellation Brands Inc. Class A 0.23% 12,732 $3.3M Reduce -0.1%
VLO Valero Energy Corp. 0.22% 23,982 $3.2M Reduce -0.1%
TGT Target Corp. 0.22% 20,388 $3.2M Reduce -19.1%
GIS General Mills Inc. 0.22% 42,565 $3.1M Reduce -16.2%
CTRA Coterra Energy Inc. 0.20% 122,725 $2.9M Add +37.5%
SYF Synchrony Financial 0.20% 57,961 $2.9M Add +7.4%
NUE Nucor Corp. 0.20% 19,037 $2.9M Add +29.6%
T AT&T Inc. 0.20% 129,474 $2.8M Add +6.1%
PM Philip Morris International 0.20% 23,379 $2.8M Add +225.4%
PSLV Sprott Physical Silver Trust 0.20% 271,820 $2.8M Reduce -7.1%
FMB First Trust Managed Municipa 0.20% 54,468 $2.8M Reduce -0.1%
XLE SS Energy Select Sector 0.19% 32,064 $2.8M Reduce -5.5%
FLV American Century Focused Lar 0.19% 40,153 $2.8M Reduce -3.2%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.19% 9,789 $2.8M Add +2.9%
ADP Automatic Data Processing 0.19% 9,935 $2.8M Add +3.5%
GD General Dynamics Corp. 0.19% 9,078 $2.7M Add +4.0%
J Jacobs Solutions Inc. 0.19% 20,851 $2.7M Add +3.1%
AXON Axon Enterprise Inc. 0.19% 6,799 $2.7M Reduce -7.5%
VEU Vanguard Ftse All-World Ex-U 0.18% 42,205 $2.7M Add +0.1%
MKTX Marketaxess Holdings Inc. 0.18% 10,304 $2.6M Add +3.7%
XLF SS Financial Select Sector 0.18% 58,203 $2.6M Add +5.0%
DHR Danaher Corp. 0.18% 9,476 $2.6M Reduce -0.3%
ITW Illinois Tool Works 0.18% 10,038 $2.6M Add +0.0%
EG Everest Group Ltd. 0.18% 6,510 $2.6M New
OKE Oneok Inc. 0.17% 27,697 $2.5M Reduce -0.6%
UNP Union Pacific Corp. 0.17% 10,184 $2.5M Reduce -0.5%
ROP Roper Technologies Inc. 0.17% 4,510 $2.5M Add +6.0%
BDX Becton Dickinson and Co. 0.17% 10,328 $2.5M Reduce -8.7%
JCPB JPMorgan Core Plus Bond ETF 0.17% 50,715 $2.4M Add +43.2%
CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC 0.17% 28,364 $2.4M Add +8.7%
TSM Taiwan Semiconductor-SP ADR 0.17% 13,883 $2.4M Add +0.1%
ICE Intercontinental Exchange Inc. 0.17% 14,928 $2.4M Reduce -6.1%
SLV iShares Silver Trust 0.16% 83,893 $2.4M Reduce -3.7%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.16% 9,029 $2.4M Reduce -0.8%
AMT American Tower Corp. 0.16% 10,173 $2.4M Reduce -2.3%
CE Celanese Corp. 0.16% 17,397 $2.4M Add +28.9%
PAYC Paycom Software Inc. 0.16% 14,053 $2.3M Add +26.5%
BMY Bristol-Myers Squibb Co. 0.16% 44,897 $2.3M Add +1.3%
PLD Prologis Inc. 0.16% 18,163 $2.3M Add +14.1%
NKE Nike Inc. Class B 0.16% 25,775 $2.3M Reduce -19.3%
DLR Digital Realty Trust Inc. 0.16% 14,055 $2.3M No change
UCON First Trust Smith Unconstrai 0.16% 90,070 $2.3M Add +0.1%
IQV Iqvia Holdings Inc. 0.15% 9,481 $2.2M Add +0.5%
LMBS First Trust Low Duration Opp 0.15% 45,140 $2.2M Reduce -2.5%
VCIT Vanguard Int-Term Corporate 0.15% 26,467 $2.2M Reduce -6.8%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.15% 22,923 $2.2M Reduce -3.8%
CAT Caterpillar Inc. 0.15% 5,550 $2.2M Reduce -0.4%
BIL SS SPDR BB 1-3M T-Bill ETF 0.15% 23,375 $2.1M Add +43.4%
TAXF American Century Diver Muni 0.15% 41,529 $2.1M Reduce -3.9%
RTX RTX Corp. 0.15% 17,402 $2.1M Reduce -0.7%
XLV SS Health Care Select Sector 0.14% 13,607 $2.1M Reduce -3.8%
RSP Invesco S&P 500 Equal Weight 0.14% 11,648 $2.1M Add +4.0%
PLTR Palantir Technologies Inc. Class A 0.14% 55,071 $2.0M Add +1.8%
VB Vanguard Most SM-Cap ETF-Usd 0.14% 8,588 $2.0M Reduce -4.4%
CB Chubb Ltd. 0.14% 6,852 $2.0M Add +0.1%
PHYS Sprott Physical Gold Trust 0.14% 96,974 $2.0M Reduce -4.4%
DEO Diageo PLC-Sponsored ADR 0.13% 13,816 $1.9M Reduce -0.7%
CRM Salesforce Inc. 0.13% 7,047 $1.9M Add +14.0%
VGT Vanguard Info Tech ETF 0.13% 3,189 $1.9M Reduce -4.3%
PPG PPG Industries Inc. 0.13% 13,824 $1.8M Reduce -1.3%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.13% 9,105 $1.8M Reduce -2.1%
CCI Crown Castle Inc. 0.13% 15,399 $1.8M Reduce -14.5%
GLW Corning Inc. 0.12% 39,774 $1.8M Reduce -0.7%
SNPE Xtrckr S&P 500 Scor&scrn ETF 0.12% 33,889 $1.8M Reduce -4.7%
ADI Analog Devices Inc. 0.12% 7,680 $1.8M Add +0.8%
EEM iShares MSCI Emerging Market 0.12% 38,510 $1.8M Reduce -58.4%
CSCO Cisco Systems Inc. 0.12% 33,004 $1.8M Reduce -1.3%
NVS Novartis AG-Sponsored ADR 0.12% 15,037 $1.7M Reduce -0.4%
BA The Boeing Co. 0.12% 11,353 $1.7M Reduce -23.3%
MRVL Marvell Technology Inc. 0.12% 23,799 $1.7M Add +8.1%
SPDV Aam S&P 500 High Div Val ETF 0.12% 50,851 $1.7M Reduce -1.0%
SPG Simon Property Group Inc. 0.12% 10,085 $1.7M Reduce -0.9%
BILS SS Spdrb B 3-12M T-Bill ETF 0.12% 16,957 $1.7M Reduce -45.4%
FSM Fortuna Mining Corp. 0.11% 356,998 $1.7M Reduce -11.0%
XLI SS Industrial Select Sector 0.11% 12,097 $1.6M Reduce -2.2%
XLY SS Consumer Disc Select Sect 0.11% 7,946 $1.6M Add +3.0%
TIP iShares Tips Bond ETF 0.11% 14,182 $1.6M Reduce -16.9%
MU Micron Technology Inc. 0.11% 14,863 $1.5M Add +524.2%
AMGN Amgen Inc. 0.10% 4,709 $1.5M Reduce -0.9%
SCHW Schwab (charles) Corp. 0.10% 23,362 $1.5M Add +5.5%
WY Weyerhaeuser Co. 0.10% 44,481 $1.5M Add +6.3%
SOLV Solventum Corp. 0.10% 21,589 $1.5M Reduce -2.4%
AXP American Express Co. 0.10% 5,538 $1.5M Reduce -0.4%
AKAM Akamai Technologies Inc. 0.10% 14,577 $1.5M Add +13.2%
TOL Toll Brothers Inc. 0.10% 9,440 $1.5M Reduce -5.0%
IJH iShares Core S&P Midcap ETF 0.10% 22,920 $1.4M Reduce -2.2%
EQIX Equinix Inc. 0.10% 1,593 $1.4M Add +49.0%
TT Trane Technologies PLC 0.10% 3,625 $1.4M No change
KEY Keycorp 0.10% 83,665 $1.4M Reduce -2.7%
URA Global X Uranium ETF 0.09% 47,999 $1.4M Add +20.2%
XLC SS Comm Select Sector SPDR 0.09% 15,083 $1.4M Add +3.0%
CMCSA Comcast Corp. Class A 0.09% 32,320 $1.3M Add +1.9%
FEMB First Trust Emerging Markets 0.09% 45,564 $1.3M Add +0.3%
FDN First Trust DJ Internet Ind 0.09% 6,211 $1.3M New
CVS CVS Health Corp. 0.09% 20,751 $1.3M Reduce -16.6%
FPE FT-Preferred Secur & Inc. ETF 0.09% 69,676 $1.3M New
SILJ Amplify Junior Silver Miners 0.09% 95,835 $1.2M Add +10.6%
GDX Vaneck Gold Miners ETF 0.08% 30,897 $1.2M Reduce -12.5%
SCHM Schwab US Mid Cap ETF 0.08% 14,642 $1.2M Reduce -9.5%
MA Mastercard Inc. Class A 0.08% 2,420 $1.2M Reduce -9.3%
NSC Norfolk Southern Corp. 0.08% 4,696 $1.2M Reduce -7.7%
GEV GE Vernova Inc. 0.08% 4,527 $1.2M Reduce -2.4%
XLP SS Consumer Staples Sel Sect 0.08% 13,819 $1.1M Reduce -8.7%
TMUS T-Mobile US Inc. 0.08% 5,498 $1.1M Add +1.3%
FSMB First Trust Short Dur Manag 0.08% 56,583 $1.1M Add +30.5%
EPS Wisdomtree US Large Cap Fund 0.08% 18,390 $1.1M Add +4.2%
AMD Advanced Micro Devices 0.08% 6,693 $1.1M Add +12.0%
AVGO Broadcom Inc. 0.08% 6,341 $1.1M Reduce -41.4%
HSY The Hershey Co. 0.08% 5,697 $1.1M Add +2.8%
CRWD CrowdStrike Holdings Inc. Class A 0.07% 3,865 $1.1M Add +6.5%
DBEF Xtrackers MSCI Eafe Hedged E 0.07% 24,888 $1.0M Reduce -5.6%
MDLZ Mondelez International Inc. Class A 0.07% 14,088 $1.0M Add +13.6%
VFLO Victoryshares Free Cash Flow 0.07% 31,213 $1.0M New
PSX Phillips 66 0.07% 7,839 $1.0M No change
NEM Newmont Corp. 0.07% 19,262 $1.0M Add +8.1%
SBUX Starbucks Corp. 0.07% 10,555 $1.0M Reduce -6.8%
MDY State Street SPDR S&P Midcap 0.07% 1,798 $1.0M Reduce -0.4%
XBI SS SPDR S&P Biotech ETF 0.07% 10,387 $1.0M Add +33.0%
INTC Intel Corp. 0.07% 42,303 $992K Add +0.5%
GDXJ Vaneck Junior Gold Miners 0.07% 19,965 $974K Reduce -10.6%
FLR Fluor Corp. 0.07% 20,236 $965K No change
NXPI NXP Semiconductors NV 0.07% 4,000 $960K Add +2.6%
MCK McKesson Corp. 0.07% 1,917 $948K No change
PNC PNC Financial Services Group 0.07% 5,122 $947K Reduce -8.8%
AG First Majestic Silver Corp. 0.06% 153,292 $920K Add +9.0%
IEMG iShares Core MSCI Emerging 0.06% 16,013 $919K Add +0.4%
NFTY First Trust India Nifty 50 E 0.06% 13,780 $893K Add +106.6%
IJR iShares Core S&P Small-Cap E 0.06% 7,623 $892K Reduce -12.2%
EMR Emerson Electric Co. 0.06% 8,087 $884K Add +0.7%
UBER Uber Technologies Inc. 0.06% 11,584 $871K Add +74.5%
MDT Medtronic PLC 0.06% 9,590 $866K Reduce -9.6%
SO The Southern Co. 0.06% 9,544 $861K Reduce -0.1%
MMIN Nylim Mackay Muni Insured Et filed as NEW YORK LIFE INVTS ACTIVE E 0.06% 34,880 $857K Reduce -3.4%
GBTC Grayscale Bitcoin Trust ETF 0.06% 16,741 $845K Reduce -8.4%
CTSH Cognizant Tech Solutions-A 0.06% 10,780 $832K Reduce -2.0%
COP Conocophillips 0.06% 7,767 $818K Reduce -4.9%
VIG Vanguard Dividend Apprec ETF 0.05% 4,002 $795K Reduce -14.1%
SYK Stryker Corp. 0.05% 2,178 $789K Reduce -3.5%
FHYS Fed Hermes SHRT Dur Hi Yield 0.05% 33,396 $775K Add +254.5%
IFV First Trust DW Focus 5 Intl 0.05% 36,622 $771K Add +3.3%
WTRG Essential Utilities Inc. 0.05% 19,881 $767K Add +0.1%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.05% 9,451 $763K Add +32.7%
PEG Public Service Enterprise GP 0.05% 8,527 $761K Add +8.5%
LDOS Leidos Holdings Inc. 0.05% 4,521 $737K No change
QTEC First Trust Nasdq 100 Tech I 0.05% 3,851 $737K Reduce -0.1%
NOBL Proshares S&P 500 Dividend A 0.05% 6,871 $736K Add +8.3%
FLOT iShares Floating Rate Bond E 0.05% 14,350 $732K Add +1.5%
REVS Columbia Resear Enh Val ETF 0.05% 28,472 $723K Add +2.5%
IBB iShares Biotechnology ETF 0.05% 4,956 $722K Reduce -26.0%
STT State Street Corp. 0.05% 8,113 $718K Reduce -76.9%
DD Dupont DE Nemours Inc. 0.05% 7,984 $711K No change
TFC Truist Financial Corp. 0.05% 16,590 $710K No change
ANET Arista Networks Inc. 0.05% 1,843 $707K No change
EPD Enterprise Products Partners 0.05% 24,290 $707K Add +1.3%
WM Waste Management Inc. 0.05% 3,354 $696K Add +0.0%
FPF First TR Interm Dur & Inc. 0.05% 35,600 $695K New
ENB Enbridge Inc. 0.05% 17,059 $693K No change
ETN Eaton Corp. PLC 0.05% 2,088 $692K Add +1.2%
AMTM Amentum Holdings Inc. 0.05% 20,993 $677K Add +3.8%
FTA First Trust L C Val Alp 0.05% 8,410 $666K Add +1.9%
VRTX Vertex Pharmaceuticals Inc. 0.05% 1,427 $664K Add +0.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.05% 16,579 $658K Add +2.2%
APLE Apple Hospitality REIT Inc. 0.05% 44,149 $656K No change
DOW Dow Inc. 0.04% 11,761 $643K Add +0.0%
GSLC Goldman Activebeta US LC ETF 0.04% 5,683 $642K Add +0.0%
VTI VG Morningstar TS MKT ETF-US 0.04% 2,259 $640K Reduce -11.5%
QQEW First TR Nasdaq-100 Sel Eq 0.04% 5,046 $633K Add +1.1%
KMI Kinder Morgan Inc. 0.04% 27,960 $618K Add +0.1%
MDB Mongodb Inc. 0.04% 2,276 $615K Reduce -0.4%
CEG Constellation Energy 0.04% 2,361 $614K Add +0.3%
AVUV Avantis US Small Cap Value 0.04% 6,376 $612K Add +0.9%
IEFA iShares Core MSCI Eafe ETF 0.04% 7,794 $608K Reduce -1.5%
F Ford Motor Co. filed as FORD MTR CO 0.04% 57,120 $603K Add +12.4%
FDT First Trust Develp MKT Ex-US 0.04% 10,458 $603K Add +4.2%
FBT First Trust Nyse Arca Biotec 0.04% 3,483 $599K New
SPMD SS SPDR P S&P 400 Midcap ETF 0.04% 10,839 $593K Add +0.1%
IWF iShares Russell 1000 Growth 0.04% 1,540 $578K Reduce -31.3%
CDW CDW Corp. 0.04% 2,528 $572K Add +18.6%
IVE iShares S&P 500 Value ETF 0.04% 2,835 $559K Add +0.5%
ECL Ecolab Inc. 0.04% 2,175 $556K No change
VFH Vanguard Financials ETF 0.04% 5,050 $555K Reduce -3.1%
SCHD Schwab US DVD Equity ETF 0.04% 6,569 $555K Reduce -3.8%
FBIN Fortune Brands Innovations I 0.04% 6,181 $553K Reduce -1.5%
HUM Humana Inc. 0.04% 1,728 $549K Reduce -85.9%
EXPE Expedia Group Inc. 0.04% 3,638 $538K Reduce -1.6%
GSK GSK PLC-Spon ADR 0.04% 13,005 $533K Reduce -12.3%
PYPL PayPal Holdings Inc. 0.04% 6,657 $519K Reduce -8.6%
ACWI iShares MSCI Acwi ETF 0.04% 4,344 $519K Reduce -7.2%
ADSK Autodesk Inc. 0.04% 1,882 $518K Add +11.1%
CTVA Corteva Inc. 0.04% 8,809 $518K Reduce -6.7%
FV First Trust DW Focus 5 Fund 0.04% 8,850 $516K Reduce -0.2%
FCX Freeport-McMoran Inc. 0.04% 10,306 $514K Add +5.0%
KLAC KLA Corp. 0.03% 649 $503K Add +0.1%
VONV Vanguard Russell 1000 Value 0.03% 6,019 $502K No change
VYM Vanguard High DVD Yield ETF 0.03% 3,887 $498K Reduce -6.0%
XLRE SS Real Estate Select Sector 0.03% 10,979 $490K Add +5.0%
IMTM iShares MSCI Intl Momentum F 0.03% 11,877 $480K Reduce -7.0%
DHI D.R. Horton Inc. 0.03% 2,474 $472K Reduce -15.2%
GEHC GE Healthcare Technology 0.03% 4,904 $460K Reduce -2.8%
SHOP Shopify Inc. Class A 0.03% 5,722 $459K Reduce -3.9%
FAST Fastenal Co. 0.03% 6,412 $458K Add +5.4%
BRO Brown & Brown Inc. 0.03% 4,379 $454K Reduce -5.4%
TDG Transdigm Group Inc. 0.03% 317 $452K No change
AZN Astrazeneca PLC-Spons ADR 0.03% 5,805 $452K Add +0.0%
AWK American Water Works Co. Inc. 0.03% 3,092 $452K Reduce -1.5%
PARAA Paramount Global Class B 0.03% 41,971 $448K Reduce -28.2%
SMH Vaneck Semiconductor ETF 0.03% 1,812 $445K Add +3.1%
CL Colgate-Palmolive Co. 0.03% 4,282 $444K Add +0.1%
MELI MercadoLibre Inc. 0.03% 216 $443K No change
MRSH Marsh & McLennan Cos 0.03% 1,984 $443K Reduce -7.4%
ORLY O'reilly Automotive Inc. 0.03% 381 $439K Reduce -1.6%
FXH First Trust Health Care Alph 0.03% 3,869 $433K Add +3.0%
BSV Vanguard Short-Term Bond ETF 0.03% 5,473 $431K Reduce -1.6%
VTWO Vanguard Russell 2000 ETF 0.03% 4,792 $428K Add +17.3%
WSO Watsco Inc. 0.03% 868 $427K No change
LHX L3HARRIS Technologies Inc. 0.03% 1,788 $425K Add +1.5%
BAX Baxter International Inc. 0.03% 11,150 $423K No change
IWN iShares Russell 2000 Value E 0.03% 2,534 $423K Reduce -33.7%
FTC First Trust Large Cap Growth 0.03% 3,215 $423K Add +0.8%
CARR Carrier Global Corp. 0.03% 5,248 $422K Add +0.1%
JCI Johnson Controls Internation 0.03% 5,387 $418K Reduce -18.9%
QCLN First Trust Nasdaq Clean Edg 0.03% 11,615 $417K New
MCHP Microchip Technology Inc. 0.03% 5,149 $413K Add +0.6%
WMB Williams Cos Inc. 0.03% 8,943 $408K Add +1.1%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.03% 1,519 $406K Add +0.1%
SKYY First Trust Cloud Computing 0.03% 3,947 $404K Reduce -1.4%
JNK SS SPDR BB High Yield Bond 0.03% 4,121 $403K Add +1.4%
JEPI JPMorgan Equity Premium Inco 0.03% 6,739 $401K Add +0.1%
JMUB JPMorgan Municipal ETF 0.03% 7,796 $400K Add +81.5%
WSFS WSFS Financial Corp. 0.03% 7,657 $390K Add +0.1%
VCSH Vanguard S/T Corp. Bond ETF 0.03% 4,896 $389K Reduce -0.8%
BBH Vaneck Biotech ETF 0.03% 2,170 $385K No change
ARWR Arrowhead Pharmaceuticals Inc. 0.03% 19,686 $381K Add +0.8%
DXCM Dexcom Inc. 0.03% 5,679 $381K Add +59.2%
DMB BNY Mellon Muni BND Infra 0.03% 33,105 $370K Reduce -2.4%
LEN Lennar Corp. Class A 0.03% 1,973 $370K Add +8.7%
MNST Monster Beverage Corp. 0.03% 7,071 $369K Add +10.4%
SNPS Synopsys Inc. 0.03% 727 $368K Add +44.8%
LIN Linde PLC 0.03% 766 $365K No change
MUST Columbia Multi-Sect Muni Inc. 0.03% 17,505 $364K No change
SHY iShares 1-3 Year Treasury Bo 0.03% 4,367 $363K Reduce -9.5%
XLB SS Materials Select Sector 0.02% 3,733 $360K Add +2.7%
SDY SS SPDR S&P Dividend ETF 0.02% 2,523 $358K Add +0.0%
SCHG Schwab US Large-Cap Growth 0.02% 3,438 $358K Add +9.8%
GFF Griffon Corp. 0.02% 5,112 $358K Add +11.1%
MPC Marathon Petroleum Corp. 0.02% 2,188 $356K Reduce -72.0%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.02% 833 $353K Add +5.0%
IBIT iShares Bitcoin Trust ETF 0.02% 9,759 $353K New
NOC Northrop Grumman Corp. 0.02% 666 $352K Reduce -2.2%
PFFA Virtus Infracap US Pref STCK 0.02% 15,400 $352K New
BTX BlackRock Tech & Priv Eqty 0.02% 46,512 $351K Reduce -5.0%
DVY iShares Select Dividend ETF 0.02% 2,589 $350K Reduce -2.2%
EES Wisdomtree US Smallcap Fund 0.02% 6,626 $350K Add +5.2%
FANG Diamondback Energy Inc. 0.02% 2,027 $349K Add +11.3%
VHT Vanguard Health Care ETF 0.02% 1,227 $347K Add +29.2%
SCHV Schwab US Large-Cap Value 0.02% 4,310 $346K Add +38.4%
SIGI Selective Insurance Group 0.02% 3,702 $345K New
CME Cme Group Inc. 0.02% 1,562 $345K Reduce -3.6%
GLTR Abrdn Precious Metals Basket 0.02% 3,036 $344K Reduce -14.1%
RJF Raymond James Financial Inc. 0.02% 2,788 $341K Add +18.7%
MPLX MPLX LP 0.02% 7,669 $341K Add +0.2%
HPS John Hancock Prefer Inc. III 0.02% 19,441 $335K Add +3.2%
PANW Palo Alto Networks Inc. 0.02% 980 $335K No change
OUSA Alps Oshares US Quality Divi 0.02% 6,128 $331K Add +0.4%
MBB iShares MBS ETF 0.02% 3,418 $328K Add +0.3%
MUJ BlackRock Munihold NJ QLTY 0.02% 26,869 $327K Add +5.5%
YUM Yum! Brands Inc. 0.02% 2,331 $326K No change
HUBB Hubbell Inc. 0.02% 752 $322K Reduce -2.3%
ELV Elevance Health Inc. 0.02% 617 $321K Add +2.8%
SCHA Schwab US Small-Cap ETF 0.02% 6,199 $319K Add +7.4%
SYY Sysco Corp. 0.02% 4,089 $319K Reduce -3.2%
FNY First Trust Mid Cap Growth 0.02% 3,999 $319K Add +1.0%
PAVE Global X US Infrastructure 0.02% 7,591 $312K Reduce -0.8%
D Dominion Energy Inc. 0.02% 5,397 $312K Add +7.2%
AEE Ameren Corporation 0.02% 3,552 $311K Add +0.6%
ISRG Intuitive Surgical Inc. 0.02% 622 $306K No change
TD Toronto-Dominion Bank 0.02% 4,723 $299K No change
IR Ingersoll-Rand Inc. 0.02% 3,043 $299K Add +11.3%
DAL Delta Air Lines Inc. 0.02% 5,878 $299K Add +2.4%
CSX CSX Corp. 0.02% 8,508 $294K Add +0.1%
WFC Wells Fargo & Co. 0.02% 5,188 $293K Add +0.0%
VNLA Janus Henderson Short Durati 0.02% 5,807 $285K Add +0.6%
TSCO Tractor Supply Company 0.02% 978 $285K Add +7.1%
FEM First Trust Emerging Markets 0.02% 11,820 $283K Add +7.8%
INDY iShares India 50 ETF 0.02% 4,991 $281K Add +4.2%
PGR Progressive Corp. 0.02% 1,106 $281K No change
STWD Starwood Property Trust Inc. 0.02% 13,671 $280K Reduce -17.1%
IGLD FT Vest Gold Strategy Target 0.02% 12,888 $278K Reduce -2.7%
PAYX Paychex Inc. 0.02% 2,038 $273K Add +0.6%
VDC Vanguard Consumer Staple ETF 0.02% 1,244 $273K Add +1.0%
UDN Invesco DB US Dollar Index B 0.02% 14,398 $273K Reduce -4.0%
DKNG Draftkings Inc. Class A 0.02% 6,924 $271K Add +3.7%
COKE Coca-Cola Consolidated Inc. 0.02% 204 $269K No change
SPOT Spotify Technology SA 0.02% 722 $266K No change
MS Morgan Stanley 0.02% 2,537 $264K Add +2.2%
RECS Columbia Resear Enh Cor ETF 0.02% 7,758 $263K New
NJR New Jersey Resources Corp. 0.02% 5,563 $263K Add +0.3%
SOFI Sofi Technologies Inc. 0.02% 33,035 $260K Reduce -1.2%
DEM Wisdomtree Emerging Markets 0.02% 5,866 $258K Add +3.0%
BNDX Vanguard Total Intl Bond ETF 0.02% 5,126 $258K Reduce -7.8%
BWA Borgwarner Inc. 0.02% 7,100 $258K Add +8.4%
FSIG FT Ltd. Duration Inv Grade 0.02% 13,404 $257K Add +2.1%
ALL Allstate Corp. 0.02% 1,308 $249K Reduce -26.9%
EXC Exelon Corp. 0.02% 6,120 $248K Reduce -1.2%
NEOG Neogen Corp. 0.02% 14,706 $247K Reduce -4.4%
UL Unilever PLC 0.02% 3,798 $247K Add +2.6%
SPTM SS SPDR P S&P 1500 Comp ETF 0.02% 3,510 $246K No change
IEI iShares 3-7 Year Treasury Bo 0.02% 2,008 $240K Reduce -16.2%
HPQ HP Inc. 0.02% 6,567 $237K New
ZTS Zoetis Inc. 0.02% 1,204 $235K Add +2.1%
CTOS Custom Truck One Source Inc. 0.02% 68,000 $235K No change
PHM Pultegroup Inc. 0.02% 1,628 $234K New
TEL Te Connectivity PLC 0.02% 1,547 $234K Add +0.1%
NVO Novo-Nordisk A/S-Spons ADR 0.02% 1,960 $233K Reduce -0.8%
KKR KKR & Co. Inc. 0.02% 1,786 $233K New
ONEQ Fidelity Nasdaq Comp Indx 0.02% 3,213 $230K Add +0.1%
USB US Bancorp 0.02% 4,999 $229K New
BOTZ Global X Robotics & Artifici 0.02% 7,100 $228K No change
C Citigroup Inc. 0.02% 3,643 $228K Reduce -2.1%
APP AppLovin Corp. Class A 0.02% 1,746 $228K New
IXUS iShares Core Intl Stock ETF 0.02% 3,105 $226K New
PPL PPL Corp. 0.02% 6,812 $225K New
GBDC Golub Capital BDC Inc. 0.02% 14,769 $223K No change
CIBR First Trust Nasdaq Cybersecu 0.02% 3,721 $220K Reduce -5.5%
ARM Arm Holdings PLC-ADR 0.01% 1,524 $218K Reduce -16.2%
KHC The Kraft Heinz Co. 0.01% 6,178 $217K Reduce -0.7%
DUK Duke Energy Corp. 0.01% 1,872 $216K Reduce -21.0%
BJ Bj's Wholesale Club Holdings filed as BJS WHSL CLUB HLDGS INC 0.01% 2,574 $212K Reduce -3.2%
GILD Gilead Sciences Inc. 0.01% 2,495 $209K New
FEP First Trust Europe 0.01% 5,363 $209K New
CMI Cummins Inc. 0.01% 644 $209K New
DVN Devon Energy Corp. 0.01% 5,331 $209K New
CALF PCR US SM CP CSH CWS ETF-Usd 0.01% 4,476 $208K New
VST Vistra Corp. 0.01% 1,753 $208K New
SNA Snap-on Inc. 0.01% 717 $208K New
SPSM SS SPDR P S&P 600 Small Cap 0.01% 4,534 $206K New
FMC FMC Corp. 0.01% 3,090 $205K New
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.01% 1,738 $204K Reduce -12.5%
EBAY eBay Inc. 0.01% 3,120 $203K New
UHS Universal Health Services-B 0.01% 876 $201K New
GHY Pgim Global High Yield Fund 0.01% 14,000 $179K New
CALY Callaway Golf Company filed as TOPGOLF CALLAWAY BRANDS CORP 0.01% 15,455 $170K No change
VLY Valley National Bancorp 0.01% 16,938 $154K New
PCT Purecycle Technologies Inc. 0.01% 16,160 $154K Add +3.2%
XNXJX Nuveen NJ QLTY Muni Inc. 0.01% 10,900 $143K New
VOD Vodafone Group PLC-SP ADR 0.01% 13,361 $134K New
SBSW Sibanye-Stillwater Ltd.-ADR 0.01% 27,136 $112K Add +83.3%
BTC Grayscale Bitcoin Mini Trust 0.01% 17,291 $97K Reduce -5.4%
MESO Mesoblast Ltd.- Spon ADR 0.01% 11,714 $96K No change
BDN Brandywine Realty Trust 0.01% 16,724 $91K Add +3.1%
LCID Lucid Group Inc. 0.00% 17,526 $62K Add +27.8%
INDAPTUS THERAPEUTICS INC 0.00% 43,983 $55K Reduce -0.2%
AWHL Aspira Women's Health Inc. 0.00% 31,200 $25K New
AMARIN CORP PLC 0.00% 31,000 $19K No change
LCTX Lineage Cell Therapeutics Inc. 0.00% 18,000 $16K No change
CHPT Chargepoint Holdings Inc. 0.00% 10,127 $14K Reduce -5.6%
ABAT American Battery Technology 0.00% 10,484 $11K No change
GLYCOMIMETICS INC 0.00% 12,520 $2K New

Options reported separately and not counted above: SPY puts ($156.3M), SPY calls ($10.3M), PAAS calls ($5.6M), QQQ puts ($4.7M), QQQ calls ($4.4M), IWM calls ($3.8M), RSP puts ($2.1M), SLV calls ($1.8M), RIOT calls ($1.1M), NVDA calls ($631K), ARKK puts ($608K), MCK puts ($593K), and 30 more.

Other holdings (4): bonds, preferreds, convertibles and warrants · $752K (not counted above)
SecurityClassShares / PrincipalValueChange
F Ford Motor Co. COM · principal 70,000$739KNew
EVCOW Everest Consolidator Acquisi *W EXP 99/99/999 331,903$10KAdd +32.7%
REVBW Revelation Biosc -CW27 *W EXP 01/10/202 142,148$2KNo change
ADNWW Amci Acquisition Corp.-CW26 *W EXP 02/03/202 40,000$348No change

Total filed on the 13F, all lines: $1.5B.

Portfolio Sells Q2 2024 → Q3 2024
INVESCO QQQ TR Sold out 0.00% −1.42
FTSM First Trust Enh Short Mat FD Reduce -64.6% 0.42% −0.86
AAPL Apple Inc. Reduce -20.8% 3.36% −0.75
PAAS Pan American Silver Corp. Reduce -44.0% 0.65% −0.54
FORTINET INC Sold out 0.00% −0.50
FIXD First Trust Smith Opportunis Reduce -8.5% 3.83% −0.45
KGC Kinross Gold Corp. Reduce -44.8% 0.61% −0.44
HUM Humana Inc. Reduce -85.9% 0.04% −0.30
NVDA Nvidia Corp. Reduce -2.5% 2.17% −0.26
DG Dollar General Corp. Sold out 0.00% −0.24
FIRST TR EXCHANGE-TRADED FD Sold out 0.00% −0.23
GOOGL Alphabet Inc. Class A Reduce -1.1% 0.99% −0.19
EEM iShares MSCI Emerging Market Reduce -58.4% 0.12% −0.17
EFA iShares MSCI Eafe ETF Reduce -23.6% 0.53% −0.17
STT State Street Corp. Reduce -76.9% 0.05% −0.14
BILS SS Spdrb B 3-12M T-Bill ETF Reduce -45.4% 0.12% −0.11
FIRST TR EXCHANGE-TRADED FD Sold out 0.00% −0.09
MRK Merck & Co. Inc. Reduce -2.8% 0.40% −0.08
BA The Boeing Co. Reduce -23.3% 0.12% −0.08
MPC Marathon Petroleum Corp. Reduce -72.0% 0.02% −0.08
QCOM Qualcomm Inc. Reduce -0.2% 0.29% −0.07
KMB Kimberly-Clark Corp. Reduce -14.3% 0.30% −0.07
FIRST TR EXCH TRADED FD III Sold out 0.00% −0.06
TGT Target Corp. Reduce -19.1% 0.22% −0.06
VLO Valero Energy Corp. Reduce -0.1% 0.22% −0.06
AVGO Broadcom Inc. Reduce -41.4% 0.08% −0.05
KO The Coca-Cola Co. Reduce -17.4% 0.32% −0.05
IWM iShares Russell 2000 ETF Reduce -8.8% 0.58% −0.05
COST Costco Wholesale Corp. Reduce -6.7% 0.45% −0.05
PEP Pepsico Inc. Reduce -5.5% 0.45% −0.05
BRK.B Berkshire Hathaway Inc. Class B Reduce -14.0% 0.39% −0.04
FIRST TR EXCHANGE-TRADED FD Sold out 0.00% −0.04
XLE SS Energy Select Sector Reduce -5.5% 0.19% −0.03
FSM Fortuna Mining Corp. Reduce -11.0% 0.11% −0.03
IVV iShares Core S&P 500 ETF Reduce -1.2% 0.96% −0.03
JPM JPMorgan Chase & Co. Reduce -0.2% 0.85% −0.03
TIP iShares Tips Bond ETF Reduce -16.9% 0.11% −0.03
BDX Becton Dickinson and Co. Reduce -8.7% 0.17% −0.02
XCEM Columbia Em Core Ex-China Reduce -0.5% 0.43% −0.02
DIS The Walt Disney Co. Reduce -3.8% 0.15% −0.02
COWZ Pacer US Cash Cows 100 ETF Reduce -6.1% 0.29% −0.02
GIS General Mills Inc. Reduce -16.2% 0.22% −0.02
NKE Nike Inc. Class B Reduce -19.3% 0.16% −0.02
IWF iShares Russell 1000 Growth Reduce -31.3% 0.04% −0.02
PSLV Sprott Physical Silver Trust Reduce -7.1% 0.20% −0.02
VOO Vanguard S&P 500 ETF Reduce -1.8% 0.53% −0.02
CVS CVS Health Corp. Reduce -16.6% 0.09% −0.02
TDIV FT Nasdaq Tech DVD Index FD Reduce -1.9% 0.59% −0.02
IBB iShares Biotechnology ETF Reduce -26.0% 0.05% −0.02
IRM Iron Mountain Inc. Sold out 0.00% −0.02

Portfolio Buys Q2 2024 → Q3 2024
QQQ Invesco QQQ Trust Series 1 New 1.41% +1.41
FTNT Fortinet Inc. New 0.68% +0.68
DINO HF Sinclair Corp. New 0.41% +0.41
BABA Alibaba Group Holding-SP ADR Add +21.9% 0.84% +0.33
JSI JH Securitized Income ETF New 0.33% +0.33
CMG Chipotle Mexican Grill Inc. Add +1597.1% 0.26% +0.24
EQT Eqt Corp. Add +32.0% 1.34% +0.24
LULU Lululemon Athletica Inc. Add +964.2% 0.26% +0.23
FTCS First Trust Capital Strength New 0.23% +0.23
DIAL Columbia Divers Fix Inc. ETF Add +19.6% 1.41% +0.20
MMM 3M Co. Add +0.0% 0.95% +0.19
EG Everest Group Ltd. New 0.18% +0.18
FTSL First Trust Senior Loan ETF Add +64.5% 0.43% +0.15
ABBV Abbvie Inc. Add +12.6% 0.83% +0.14
PM Philip Morris International Add +225.4% 0.20% +0.14
VEA Vanguard Ftse Developed ETF Add +131.2% 0.25% +0.14
VWO Vanguard Ftse Emerging Marke Add +112.4% 0.26% +0.14
UITB Victoryshares Core Intermedi Add +37.0% 0.49% +0.12
JAAA Janus Henderson Aaa Clo ETF Add +21.1% 1.01% +0.12
IT Gartner Inc. Add +15.6% 0.60% +0.11
FDN First Trust DJ Internet Ind New 0.09% +0.09
FPE FT-Preferred Secur & Inc. ETF New 0.09% +0.09
V Visa Inc. Class A Add +11.3% 1.08% +0.09
UNH Unitedhealth Group Inc. Add +5.2% 0.76% +0.08
BUFR FT Vest Lad Buffervetf-Usd I Add +64.1% 0.23% +0.08
NRG NRG Energy Inc. Add +25.1% 0.31% +0.08
MU Micron Technology Inc. Add +524.2% 0.11% +0.08
HELO JPMorgan Hedged Equity ETF Add +26.7% 0.43% +0.08
CI The Cigna Group Add +28.3% 0.38% +0.08
VFLO Victoryshares Free Cash Flow New 0.07% +0.07
META Meta Platforms Inc. Class A Add +1.1% 1.03% +0.07
TSLA Tesla Inc. Add +3.4% 0.30% +0.06
DGX Quest Diagnostics Inc. Add +13.1% 0.37% +0.06
VZ Verizon Communications Inc. Add +8.8% 0.64% +0.06
JBND JPMorgan Active Bond ETF Add +11.2% 0.74% +0.06
KNG FT Vest S&P 500 DVD Arst TRG Add +6.1% 0.81% +0.05
FPF First TR Interm Dur & Inc. New 0.05% +0.05
JCPB JPMorgan Core Plus Bond ETF Add +43.2% 0.17% +0.05
DE Deere & Co. Add +13.9% 0.28% +0.04
PAYC Paycom Software Inc. Add +26.5% 0.16% +0.04
AON Aon PLC Class A Add +11.1% 0.24% +0.04
FBT First Trust Nyse Arca Biotec New 0.04% +0.04
PLTR Palantir Technologies Inc. Class A Add +1.8% 0.14% +0.04
JMBS Janus Henderson Mortg Backed Add +11.6% 0.48% +0.04
REGN Regeneron Pharmaceuticals Add +19.0% 0.38% +0.04
EQIX Equinix Inc. Add +49.0% 0.10% +0.04
FHYS Fed Hermes SHRT Dur Hi Yield Add +254.5% 0.05% +0.04
BIL SS SPDR BB 1-3M T-Bill ETF Add +43.4% 0.15% +0.04
SPGI S&P Global Inc. Add +2.2% 0.40% +0.04
UPS United Parcel Service Class B Add +25.9% 0.25% +0.04

Options Activity Q2 2024 → Q3 2024
SPY SS SPDR S&P 500 ETF Trust-US put Add +35.7% 272,400 $156.3M
AAPL Apple Inc. put Sold out 60,200 $12.7Mbefore exit
SPY SS SPDR S&P 500 ETF Trust-US call Add +19.3% 17,900 $10.3M
PAAS Pan American Silver Corp. call Reduce -50.0% 270,000 $5.6M
QQQ Invesco QQQ Trust Series 1 put New 9,700 $4.7M
QQQ Invesco QQQ Trust Series 1 call New 9,000 $4.4M
INVESCO QQQ TR call Sold out 9,000 $4.3Mbefore exit
AVGO Broadcom Inc. call Sold out 24,000 $3.9Mbefore exit
IWM iShares Russell 2000 ETF call Reduce -19.7% 17,100 $3.8M
RSP Invesco S&P 500 Equal Weight put Add +20.0% 12,000 $2.1M
SLV iShares Silver Trust call Reduce -6.6% 62,100 $1.8M
IWM iShares Russell 2000 ETF put Sold out 6,000 $1.2Mbefore exit
RIOT Riot Platforms Inc. call New 146,500 $1.1M
NVDA Nvidia Corp. call New 5,200 $631K
F Ford Motor Co. call Sold out 50,000 $627Kbefore exit
ARKK ARK Innovation ETF put Add +166.7% 12,800 $608K
GLD SPDR Gold Shares put Reduce -40.0% 2,400 $583K
XLF SS Financial Select Sector put Reduce -92.9% 10,000 $453K
SMCI Super Micro Computer Inc. put New 1,000 $416K
GDX Vaneck Gold Miners ETF put New 10,000 $398K
UBER Uber Technologies Inc. call Sold out 5,000 $363Kbefore exit
JD Jd.com Inc.-ADR call New 8,000 $320K
V Visa Inc. Class A call New 1,000 $275K
TSLA Tesla Inc. call New 1,000 $262K
EQT Eqt Corp. put Sold out 7,000 $259Kbefore exit
SPYM Ste STR SPDR PT S&P 500 ETF put Reduce -10.8% 3,300 $223K
EQT Eqt Corp. call Reduce -7.7% 6,000 $220K
NEM Newmont Corp. put New 4,000 $214K
DIA SS SPDR Dow Jones Indus Avg put New 500 $212K
ZM Zoom Communications Inc. put New 3,000 $209K
MARA Mara Holdings Inc. call New 12,200 $198K
SILJ Amplify Junior Silver Miners call Reduce -37.5% 15,000 $193K
LUNR Intuitive Machines Inc. call New 22,200 $179K
PARAA Paramount Global Class B call Sold out 14,000 $145Kbefore exit
KGC Kinross Gold Corp. call Reduce -75.0% 10,000 $94K
KGC Kinross Gold Corp. put Reduce -16.7% 10,000 $94K
BITF Bitfarms Ltd./Canada call New 40,500 $85K
BTG B2GOLD Corp. call Reduce -97.7% 20,000 $62K
FSM Fortuna Mining Corp. call Reduce -69.7% 10,000 $46K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2024 → Q3 2024
F Ford Motor Co. COM · principal New 70,000 $739K
EVCOW Everest Consolidator Acquisi *W EXP 99/99/999 Add +32.7% 331,903 $10K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 570$2.3BSPY, AAPL, NVDA, GPN, CNC
Q1 2026 536$2.1BSPY, AAPL, NVDA, CE, HOG
Q4 2025 517$2.0BSPY, WBD, AAPL, NVDA, MSFT
Q3 2025 517$1.9BSPY, WBD, AAPL, NVDA, MSFT
Q2 2025 508$1.7BSPY, NVDA, AAPL, WBD, MSFT
Q1 2025 498$1.6BSPY, AAPL, MSFT, WBD, NVDA
Q4 2024 478$1.5BSPY, AAPL, FIXD, MSFT, NVDA
Q3 2024 471$1.5BSPY, FIXD, AAPL, MSFT, NVDA
Q2 2024 445$1.4BSPY, FIXD, AAPL, MSFT, NVDA
Q1 2024 445$1.3BSPY, FIXD, AAPL, MSFT, NVDA