Pine Valley Investments Ltd Liability Co

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed February 4, 2025), Pine Valley Investments Ltd Liability Co reported 478 stock positions worth $1.5 billion. Its top holding was SS SPDR S&P 500 ETF Trust-US (SPY) at 5.2% of the portfolio, followed by Apple (AAPL, 3.3%) and First Trust Smith Opportunis (FIXD, 2.8%). Compared with Q3 2024, it opened 26 new positions, sold out of 19, added to 246 and reduced 174. The biggest buy was a new position in Warner Bros Discovery (WBD) and the biggest sale First Trust Smith Opportunis (FIXD, shares −19%).

Most Recent 13F
Q2 2026
Location
MARLTON, NJ
CIK
0001975417
Portfolio Value
$1.5B (Q4 2024)
SEC Filing
0001765380-25-000041 ↗ filed Feb 4, 2025

Holdings Value

0$500.0M$1.0B$1.5B$2.0B$2.5B Q1 2024: $1.3B Q1 2024 Q2 2024: $1.4B Q2 2024 Q3 2024: $1.5B Q3 2024 Q4 2024: $1.5B $1.5B Q4 2024 Q1 2025: $1.6B Q1 2025 Q2 2025: $1.7B Q2 2025 Q3 2025: $1.9B Q3 2025 Q4 2025: $2.0B Q4 2025 Q1 2026: $2.1B Q1 2026 Q2 2026: $2.3B Q2 2026

Holdings 478 stocks · $1.5B

SPY SS SPDR S&P 500 ETF Trust-US 5.23% 135,964 $79.9M Reduce -2.8%
AAPL Apple Inc. 3.32% 202,738 $50.8M Reduce -3.1%
FIXD First Trust Smith Opportunis 2.81% 997,448 $42.9M Reduce -18.8%
MSFT Microsoft Corp. 2.50% 90,727 $38.2M Add +9.6%
NVDA Nvidia Corp. 2.30% 261,976 $35.2M Add +1.2%
AGO Assured Guaranty Ltd. 1.77% 301,062 $27.1M No change
NGD New Gold Inc. 1.64% 10,084,231 $25.0M Add +7.0%
EQT Eqt Corp. 1.61% 532,743 $24.6M Add +0.1%
WBD Warner Bros Discovery Inc. 1.56% 2,254,008 $23.8M New
DIAL Columbia Divers Fix Inc. ETF 1.47% 1,280,287 $22.4M Add +15.2%
AMZN Amazon.com Inc. 1.42% 98,584 $21.6M Reduce -3.3%
QQQ Invesco QQQ Trust Series 1 1.40% 41,831 $21.4M Add +0.0%
GOOG Alphabet Inc. Class C 1.36% 109,411 $20.8M Reduce -3.5%
JNJ Johnson & Johnson 1.11% 117,542 $17.0M Add +18.7%
BABA Alibaba Group Holding-SP ADR 1.10% 197,898 $16.8M Add +72.1%
GOOGL Alphabet Inc. Class A 1.08% 87,211 $16.5M Add +0.8%
V Visa Inc. Class A 1.07% 51,766 $16.4M Reduce -9.4%
XOM Exxon Mobil Corp. 1.05% 148,833 $16.0M Add +15.4%
JAAA Janus Henderson Aaa Clo ETF 1.01% 303,738 $15.4M Add +5.0%
META Meta Platforms Inc. Class A 0.97% 25,379 $14.9M Reduce -2.6%
ABBV Abbvie Inc. 0.96% 82,839 $14.7M Add +36.3%
JBND JPMorgan Active Bond ETF 0.96% 280,579 $14.7M Add +42.2%
RDVY First Trust Rising Dividend 0.92% 237,341 $14.0M Add +3.5%
SDVY First Trust Smid Cap Rising 0.92% 390,347 $14.0M Add +1.3%
JPM JPMorgan Chase & Co. 0.87% 55,399 $13.3M Reduce -4.9%
MMM 3M Co. 0.87% 102,635 $13.2M Add +1.9%
UITB Victoryshares Core Intermedi 0.84% 278,998 $12.8M Add +87.1%
IVV iShares Core S&P 500 ETF 0.83% 21,585 $12.7M Reduce -10.5%
HD Home Depot Inc. 0.81% 31,703 $12.3M Add +5.3%
ADBE Adobe Inc. 0.78% 26,895 $12.0M Add +5.8%
FTNT Fortinet Inc. 0.76% 123,213 $11.6M Reduce -2.7%
UNH Unitedhealth Group Inc. 0.76% 22,911 $11.6M Add +20.8%
KNG FT Vest S&P 500 DVD Arst TRG 0.68% 207,582 $10.4M Reduce -3.6%
DINO HF Sinclair Corp. 0.67% 289,987 $10.2M Add +118.1%
LRCX Lam Research Corp. 0.66% 140,120 $10.1M Add +22.2%
JEPQ JPM Nasdaq Equity Premium filed as J P MORGAN EXCHANGE TRADED F 0.65% 174,558 $9.9M Add +10.6%
SMIG Bahl & Gaynor S/M Inc. Growth 0.64% 334,410 $9.8M Add +1.8%
ORCL Oracle Corp. 0.63% 57,306 $9.5M Reduce -3.0%
TMO Thermo Fisher Scientific Inc. 0.60% 17,676 $9.2M Add +4.5%
PAAS Pan American Silver Corp. 0.55% 416,736 $8.4M Reduce -7.9%
TDIV FT Nasdaq Tech DVD Index FD 0.55% 106,845 $8.4M Reduce -0.3%
USTB Victoryshares Short-Term Bon 0.53% 162,750 $8.2M Add +38.0%
IWM iShares Russell 2000 ETF 0.53% 36,842 $8.1M Reduce -2.9%
LLY Eli Lilly & Co. 0.53% 10,532 $8.1M Add +35.9%
VOO Vanguard S&P 500 ETF 0.53% 15,005 $8.1M Add +3.2%
APD Air Products & Chemicals Inc. 0.53% 27,754 $8.0M Add +5.6%
CVX Chevron Corp. 0.53% 55,448 $8.0M Add +15.0%
JHMM John Hancock Multi Fact Mid 0.52% 133,222 $8.0M Add +5.5%
FTSL First Trust Senior Loan ETF 0.52% 171,723 $7.9M Add +25.2%
AMAT Applied Materials Inc. 0.51% 48,169 $7.8M Add +1.1%
VUG Vanguard Mrngstar GR ETF-Sui 0.51% 18,847 $7.7M Add +1.5%
IT Gartner Inc. 0.50% 15,656 $7.6M Reduce -8.7%
ISPY Proshares S&P High Incom ETF 0.48% 165,500 $7.3M New
JMBS Janus Henderson Mortg Backed 0.48% 165,506 $7.3M Add +11.3%
LMT Lockheed Martin Corp. 0.47% 14,828 $7.2M Add +24.3%
SPYM Ste STR SPDR PT S&P 500 ETF 0.47% 104,507 $7.2M Add +5.3%
HELO JPMorgan Hedged Equity ETF 0.47% 115,310 $7.2M Add +11.8%
FVD First Trust Value Line DVD 0.46% 159,902 $7.0M Add +0.7%
COST Costco Wholesale Corp. 0.45% 7,471 $6.8M Add +1.1%
VTV Vanguard Mrngstr Val ETF-Aui 0.45% 40,244 $6.8M Add +1.7%
PEP Pepsico Inc. 0.45% 44,626 $6.8M Add +16.3%
EFA iShares MSCI Eafe ETF 0.45% 89,950 $6.8M Reduce -2.6%
VZ Verizon Communications Inc. 0.44% 169,550 $6.8M Reduce -18.1%
TSLA Tesla Inc. 0.43% 16,302 $6.6M Reduce -1.5%
SPGI S&P Global Inc. 0.41% 12,483 $6.2M Add +12.4%
FTSM First Trust Enh Short Mat FD 0.40% 102,343 $6.1M Reduce -0.3%
XCEM Columbia Em Core Ex-China 0.39% 200,985 $5.9M Add +4.1%
MCD McDonald's Corp. 0.38% 20,282 $5.9M Add +4.3%
BRK.B Berkshire Hathaway Inc. Class B 0.38% 12,895 $5.8M Add +3.5%
PG The Procter & Gamble Co. 0.38% 34,853 $5.8M Add +4.7%
BXSL Blackstone Secured Lending F 0.36% 169,119 $5.5M Add +5.3%
NFLX Netflix Inc. 0.35% 5,960 $5.3M Reduce -3.8%
GS Goldman Sachs Group Inc. 0.35% 9,264 $5.3M Add +20.9%
ABT Abbott Laboratories 0.34% 46,373 $5.2M Add +35.0%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.34% 23,305 $5.1M Add +9.0%
DE Deere & Co. 0.33% 11,920 $5.1M Add +20.7%
JSI JH Securitized Income ETF 0.33% 96,871 $5.0M Add +7.8%
MRK Merck & Co. Inc. 0.33% 50,082 $5.0M Reduce -0.9%
QQQM Invesco Nasdaq 100 ETF 0.33% 23,728 $5.0M Add +1.0%
ACN Accenture PLC Class A 0.33% 14,154 $5.0M Reduce -0.3%
LULU Lululemon Athletica Inc. 0.32% 12,883 $4.9M Reduce -8.4%
PLTR Palantir Technologies Inc. Class A 0.32% 64,014 $4.8M Add +16.2%
GLD SPDR Gold Shares 0.32% 19,955 $4.8M Reduce -0.9%
CI The Cigna Group 0.31% 17,366 $4.8M Add +10.5%
DGX Quest Diagnostics Inc. 0.31% 31,473 $4.7M Reduce -9.3%
REGN Regeneron Pharmaceuticals 0.31% 6,612 $4.7M Add +24.7%
NRG NRG Energy Inc. 0.31% 52,106 $4.7M Add +4.2%
XLK SS Technology Select Sector 0.30% 19,723 $4.6M Add +7.4%
CMG Chipotle Mexican Grill Inc. 0.30% 74,788 $4.5M Add +13.0%
HON Honeywell International Inc. 0.29% 19,689 $4.4M No change
WMT Walmart Inc. 0.29% 48,623 $4.4M Add +1.8%
VEA Vanguard Ftse Developed ETF 0.29% 91,548 $4.4M Add +34.5%
KO The Coca-Cola Co. 0.29% 70,225 $4.4M Add +9.8%
QCOM Qualcomm Inc. 0.29% 28,373 $4.4M Add +16.3%
VWO Vanguard Ftse Emerging Marke 0.28% 98,036 $4.3M Add +24.5%
NEE Nextera Energy Inc. 0.28% 59,751 $4.3M Add +2.0%
AON Aon PLC Class A 0.28% 11,873 $4.3M Add +17.6%
BLK BlackRock Inc. 0.28% 4,156 $4.3M Add +2.0%
PFE Pfizer Inc. 0.28% 160,450 $4.3M Add +4.4%
COWZ Pacer US Cash Cows 100 ETF 0.27% 72,385 $4.1M Reduce -0.4%
URI United Rentals Inc. 0.27% 5,780 $4.1M Add +23.8%
BX Blackstone Inc. 0.26% 22,886 $3.9M Reduce -0.1%
KMB Kimberly-Clark Corp. 0.26% 29,903 $3.9M Reduce -2.3%
NUE Nucor Corp. 0.25% 32,529 $3.8M Add +70.9%
BUFR FT Vest Lad Buffervetf-Usd I 0.25% 123,327 $3.8M Add +10.9%
MCO Moody's Corp. 0.24% 7,902 $3.7M Reduce -7.5%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.24% 14,146 $3.7M Add +56.7%
BIL SS SPDR BB 1-3M T-Bill ETF 0.24% 40,410 $3.7M Add +72.9%
ULTA Ulta Beauty Inc. 0.24% 8,355 $3.6M Reduce -12.9%
VEU Vanguard Ftse All-World Ex-U 0.24% 63,052 $3.6M Add +49.4%
GIS General Mills Inc. 0.24% 56,392 $3.6M Add +32.5%
CF CF Industries Holdings Inc. filed as CF INDS HLDGS INC 0.23% 41,709 $3.6M Add +47.0%
GE General Electric filed as GE AEROSPACE 0.23% 21,256 $3.5M Add +7.0%
UPS United Parcel Service Class B 0.23% 27,714 $3.5M Add +4.8%
TXN Texas Instruments Inc. 0.23% 18,631 $3.5M Add +0.2%
SYF Synchrony Financial 0.23% 53,664 $3.5M Reduce -7.4%
LOW Lowe's Cos Inc. 0.23% 13,995 $3.5M Reduce -1.0%
LYV Live Nation Entertainment Inc. 0.22% 26,428 $3.4M Reduce -41.3%
FTCS First Trust Capital Strength 0.21% 36,942 $3.2M Add +1.2%
PSLV Sprott Physical Silver Trust 0.21% 336,046 $3.2M Add +23.6%
TGT Target Corp. 0.20% 22,849 $3.1M Add +12.1%
FDX FedEx Corp. 0.20% 10,920 $3.1M Reduce -13.8%
GPC Genuine Parts Co. 0.20% 25,938 $3.0M Reduce -4.2%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.20% 27,241 $3.0M Add +18.8%
IQV Iqvia Holdings Inc. 0.20% 15,392 $3.0M Add +62.4%
JCPB JPMorgan Core Plus Bond ETF 0.20% 65,254 $3.0M Add +28.7%
T AT&T Inc. 0.19% 126,671 $2.9M Reduce -2.2%
XLF SS Financial Select Sector 0.19% 59,586 $2.9M Add +2.4%
ADP Automatic Data Processing 0.19% 9,792 $2.9M Reduce -1.4%
J Jacobs Solutions Inc. 0.19% 21,430 $2.9M Add +2.8%
VLO Valero Energy Corp. 0.19% 23,207 $2.8M Reduce -3.2%
UNP Union Pacific Corp. 0.18% 12,056 $2.7M Add +18.4%
TSM Taiwan Semiconductor-SP ADR 0.18% 13,853 $2.7M Reduce -0.2%
CAT Caterpillar Inc. 0.18% 7,511 $2.7M Add +35.3%
OKE Oneok Inc. 0.17% 26,449 $2.7M Reduce -4.5%
CTRA Coterra Energy Inc. 0.17% 102,277 $2.6M Reduce -16.7%
AXON Axon Enterprise Inc. 0.17% 4,386 $2.6M Reduce -35.5%
ROP Roper Technologies Inc. 0.17% 5,010 $2.6M Add +11.1%
FLV American Century Focused Lar 0.17% 39,017 $2.6M Reduce -2.8%
ITW Illinois Tool Works 0.17% 10,139 $2.6M Add +1.0%
BMY Bristol-Myers Squibb Co. 0.17% 44,763 $2.5M Reduce -0.3%
DLR Digital Realty Trust Inc. 0.16% 14,154 $2.5M Add +0.7%
MRVL Marvell Technology Inc. 0.16% 22,719 $2.5M Reduce -4.5%
STZ Constellation Brands Inc. Class A 0.16% 11,297 $2.5M Reduce -11.3%
AJG Arthur J Gallagher & Co. filed as GALLAGHER ARTHUR J & CO 0.16% 8,789 $2.5M Reduce -10.2%
XLE SS Energy Select Sector 0.16% 28,873 $2.5M Reduce -9.9%
MO Altria Group Inc. 0.16% 46,388 $2.4M Reduce -33.4%
GLW Corning Inc. 0.16% 50,954 $2.4M Add +28.1%
RTX RTX Corp. 0.16% 20,814 $2.4M Add +19.6%
CRM Salesforce Inc. 0.16% 7,082 $2.4M Add +0.5%
CSCO Cisco Systems Inc. 0.15% 39,675 $2.3M Add +20.2%
FMB First Trust Managed Municipa 0.15% 45,692 $2.3M Reduce -16.1%
AMT American Tower Corp. 0.15% 12,585 $2.3M Add +23.7%
PHYS Sprott Physical Gold Trust 0.15% 114,695 $2.3M Add +18.3%
PAYC Paycom Software Inc. 0.15% 11,241 $2.3M Reduce -20.0%
ICE Intercontinental Exchange Inc. 0.15% 14,928 $2.2M No change
UCON First Trust Smith Unconstrai 0.15% 90,072 $2.2M Add +0.0%
SLV iShares Silver Trust 0.14% 84,049 $2.2M Add +0.2%
EG Everest Group Ltd. 0.14% 6,089 $2.2M Reduce -6.5%
DHR Danaher Corp. 0.14% 9,604 $2.2M Add +1.4%
VFLO Victoryshares Free Cash Flow 0.14% 64,419 $2.2M Add +106.4%
MKTX Marketaxess Holdings Inc. 0.14% 9,655 $2.2M Reduce -6.3%
PLD Prologis Inc. 0.14% 20,443 $2.2M Add +12.6%
LMBS First Trust Low Duration Opp 0.14% 43,358 $2.1M Reduce -4.0%
BDX Becton Dickinson and Co. 0.14% 9,273 $2.1M Reduce -10.2%
BILS SS Spdrb B 3-12M T-Bill ETF 0.13% 20,590 $2.0M Add +21.4%
TAXF American Century Diver Muni 0.13% 40,427 $2.0M Reduce -2.6%
VB Vanguard Most SM-Cap ETF-Usd 0.13% 8,259 $2.0M Reduce -3.8%
VCIT Vanguard Int-Term Corporate 0.13% 24,260 $1.9M Reduce -8.3%
KGC Kinross Gold Corp. 0.13% 207,637 $1.9M Reduce -78.0%
RSP Invesco S&P 500 Equal Weight 0.13% 10,939 $1.9M Reduce -6.1%
CB Chubb Ltd. 0.12% 6,854 $1.9M Add +0.0%
VBR Vngrd Mrngst SL-CP Val ETF-U 0.12% 9,384 $1.9M Add +3.1%
ADI Analog Devices Inc. 0.12% 8,603 $1.8M Add +12.0%
FSM Fortuna Mining Corp. 0.12% 421,833 $1.8M Add +18.2%
DEO Diageo PLC-Sponsored ADR 0.12% 14,072 $1.8M Add +1.9%
SCHW Schwab (charles) Corp. 0.12% 24,072 $1.8M Add +3.0%
SPG Simon Property Group Inc. 0.11% 10,085 $1.7M No change
URA Global X Uranium ETF 0.11% 64,082 $1.7M Add +33.5%
SPDV Aam S&P 500 High Div Val ETF 0.11% 51,358 $1.7M Add +1.0%
NKE Nike Inc. Class B 0.11% 22,058 $1.7M Reduce -14.4%
PPG PPG Industries Inc. 0.11% 13,826 $1.7M Add +0.0%
EEM iShares MSCI Emerging Market 0.11% 39,410 $1.6M Add +2.3%
AXP American Express Co. 0.11% 5,534 $1.6M Reduce -0.1%
SNPE Xtrckr S&P 500 Scor&scrn ETF 0.11% 30,773 $1.6M Reduce -9.2%
GEV GE Vernova Inc. 0.11% 4,970 $1.6M Add +9.8%
XLV SS Health Care Select Sector 0.10% 11,574 $1.6M Reduce -14.9%
WY Weyerhaeuser Co. 0.10% 54,845 $1.5M Add +23.3%
XLY SS Consumer Disc Select Sect 0.10% 6,808 $1.5M Reduce -14.3%
AVGO Broadcom Inc. 0.10% 6,469 $1.5M Add +2.0%
NVS Novartis AG-Sponsored ADR 0.10% 15,037 $1.5M No change
BA The Boeing Co. 0.10% 8,206 $1.5M Reduce -27.7%
EQIX Equinix Inc. 0.09% 1,518 $1.4M Reduce -4.7%
IJH iShares Core S&P Midcap ETF 0.09% 22,947 $1.4M Add +0.1%
MA Mastercard Inc. Class A 0.09% 2,669 $1.4M Add +10.3%
KEY Keycorp 0.09% 81,915 $1.4M Reduce -2.1%
XLI SS Industrial Select Sector 0.09% 10,632 $1.4M Reduce -12.1%
SCHM Schwab US Mid Cap ETF 0.09% 50,210 $1.4M Add +14.3%
FDN First Trust DJ Internet Ind 0.09% 5,615 $1.4M Reduce -9.6%
TIP iShares Tips Bond ETF 0.09% 12,805 $1.4M Reduce -9.7%
TT Trane Technologies PLC 0.09% 3,625 $1.3M No change
VGT Vanguard Info Tech ETF 0.09% 2,125 $1.3M Reduce -33.4%
AKAM Akamai Technologies Inc. 0.09% 13,627 $1.3M Reduce -6.5%
LDOS Leidos Holdings Inc. 0.08% 8,969 $1.3M Add +98.4%
AMGN Amgen Inc. 0.08% 4,913 $1.3M Add +4.3%
MU Micron Technology Inc. 0.08% 15,082 $1.3M Add +1.5%
GBTC Grayscale Bitcoin Trust ETF 0.08% 16,906 $1.3M Add +1.0%
FPE FT-Preferred Secur & Inc. ETF 0.08% 69,869 $1.2M Add +0.3%
CRWD CrowdStrike Holdings Inc. Class A 0.08% 3,610 $1.2M Reduce -6.6%
TMUS T-Mobile US Inc. 0.08% 5,548 $1.2M Add +0.9%
XLC SS Comm Select Sector SPDR 0.08% 12,626 $1.2M Reduce -16.3%
AVUV Avantis US Small Cap Value 0.08% 12,435 $1.2M Add +95.0%
CMCSA Comcast Corp. Class A 0.08% 31,937 $1.2M Reduce -1.2%
TOL Toll Brothers Inc. 0.08% 9,440 $1.2M No change
GDX Vaneck Gold Miners ETF 0.08% 34,875 $1.2M Add +12.9%
CCI Crown Castle Inc. 0.07% 12,523 $1.1M Reduce -18.7%
FSMB First Trust Short Dur Manag 0.07% 56,594 $1.1M Add +0.0%
EPS Wisdomtree US Large Cap Fund 0.07% 18,107 $1.1M Reduce -1.5%
NSC Norfolk Southern Corp. 0.07% 4,699 $1.1M Add +0.1%
FEMB First Trust Emerging Markets 0.07% 42,303 $1.1M Reduce -7.2%
MCK McKesson Corp. 0.07% 1,917 $1.1M No change
DBEF Xtrackers MSCI Eafe Hedged E 0.07% 25,464 $1.1M Add +2.3%
MDY State Street SPDR S&P Midcap 0.07% 1,840 $1.1M Add +2.3%
SILJ Amplify Junior Silver Miners 0.07% 103,754 $1.0M Add +8.3%
AG First Majestic Silver Corp. 0.07% 186,978 $1.0M Add +22.0%
FLR Fluor Corp. 0.07% 20,270 $1000K Add +0.2%
GDXJ Vaneck Junior Gold Miners 0.06% 23,171 $991K Add +16.1%
HSY The Hershey Co. 0.06% 5,833 $988K Add +2.4%
SBUX Starbucks Corp. 0.06% 10,678 $974K Add +1.2%
EMR Emerson Electric Co. 0.06% 7,849 $973K Reduce -2.9%
WTRG Essential Utilities Inc. 0.06% 26,411 $959K Add +32.9%
NVR NVR Inc. 0.06% 116 $949K New
PM Philip Morris International 0.06% 7,611 $919K Reduce -67.5%
XLP SS Consumer Staples Sel Sect 0.06% 11,527 $906K Reduce -16.6%
SNPS Synopsys Inc. 0.06% 1,856 $901K Add +155.3%
NXPI NXP Semiconductors NV 0.06% 4,300 $894K Add +7.5%
PNC PNC Financial Services Group 0.06% 4,609 $889K Reduce -10.0%
PSX Phillips 66 0.06% 7,752 $883K Reduce -1.1%
IJR iShares Core S&P Small-Cap E 0.06% 7,591 $875K Reduce -0.4%
FHYS Fed Hermes SHRT Dur Hi Yield 0.06% 37,069 $854K Add +11.0%
MDLZ Mondelez International Inc. Class A 0.06% 14,198 $852K Add +0.8%
IBIT iShares Bitcoin Trust ETF 0.06% 16,050 $851K Add +64.5%
IEMG iShares Core MSCI Emerging 0.06% 16,281 $850K Add +1.7%
INTC Intel Corp. 0.06% 42,260 $847K Reduce -0.1%
COP Conocophillips 0.06% 8,525 $845K Add +9.8%
SCHG Schwab US Large-Cap Growth 0.06% 30,228 $842K Add +119.8%
SYK Stryker Corp. 0.05% 2,324 $839K Add +6.7%
MMIN Nylim Mackay Muni Insured Et filed as NEW YORK LIFE INVTS ACTIVE E 0.05% 34,880 $834K No change
AMTM Amentum Holdings Inc. 0.05% 39,560 $832K Add +88.4%
CTSH Cognizant Tech Solutions-A 0.05% 10,782 $829K Add +0.0%
IWY iShares Russell Top 200 Grow 0.05% 3,498 $823K New
NEM Newmont Corp. 0.05% 21,677 $807K Add +12.5%
UDN Invesco DB US Dollar Index B 0.05% 48,100 $804K Add +234.1%
XBI SS SPDR S&P Biotech ETF 0.05% 8,845 $797K Reduce -14.8%
XLU St Sr Utl SL SE SPDR ETF-Usd 0.05% 10,504 $795K Add +11.1%
ANET Arista Networks Inc. 0.05% 7,192 $795K Reduce -2.4%
SO The Southern Co. 0.05% 9,544 $786K No change
MDT Medtronic PLC 0.05% 9,774 $784K Add +1.9%
DD Dupont DE Nemours Inc. 0.05% 10,200 $778K Add +27.8%
KMI Kinder Morgan Inc. 0.05% 28,255 $774K Add +1.1%
FPF First TR Interm Dur & Inc. 0.05% 42,700 $774K Add +19.9%
EPD Enterprise Products Partners 0.05% 24,540 $770K Add +1.0%
TFC Truist Financial Corp. 0.05% 17,727 $769K Add +6.8%
VIG Vanguard Dividend Apprec ETF 0.05% 3,853 $755K Reduce -3.7%
CVS CVS Health Corp. 0.05% 16,742 $752K Reduce -19.3%
STT State Street Corp. 0.05% 7,642 $750K Reduce -5.8%
MSTR Strategy Inc. filed as MICROSTRATEGY INC 0.05% 2,582 $748K New
FLOT iShares Floating Rate Bond E 0.05% 14,614 $744K Add +1.8%
HPS John Hancock Prefer Inc. III 0.05% 49,357 $742K Add +153.9%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.05% 16,774 $737K Add +1.2%
QTEC First Trust Nasdq 100 Tech I 0.05% 3,880 $731K Add +0.8%
NFTY First Trust India Nifty 50 E 0.05% 12,980 $727K Reduce -5.8%
PEG Public Service Enterprise GP 0.05% 8,564 $724K Add +0.4%
IVE iShares S&P 500 Value ETF 0.05% 3,755 $717K Add +32.5%
ENB Enbridge Inc. 0.05% 16,809 $713K Reduce -1.5%
AMD Advanced Micro Devices 0.05% 5,860 $708K Reduce -12.4%
JEPI JPMorgan Equity Premium Inco 0.05% 12,140 $701K Add +80.2%
IFV First Trust DW Focus 5 Intl 0.05% 36,385 $697K Reduce -0.7%
SOLV Solventum Corp. 0.04% 10,394 $687K Reduce -51.9%
SCHV Schwab US Large-Cap Value 0.04% 26,104 $681K Add +101.9%
VTI VG Morningstar TS MKT ETF-US 0.04% 2,344 $679K Add +3.8%
ETN Eaton Corp. PLC 0.04% 2,046 $679K Reduce -2.0%
EXPE Expedia Group Inc. 0.04% 3,638 $678K No change
APLE Apple Hospitality REIT Inc. 0.04% 44,149 $678K No change
VONG Vanguard Russell 1000 Growth 0.04% 6,555 $677K New
UBER Uber Technologies Inc. 0.04% 11,158 $673K Reduce -3.7%
GSLC Goldman Activebeta US LC ETF 0.04% 5,684 $655K Add +0.0%
WM Waste Management Inc. 0.04% 3,228 $651K Reduce -3.8%
MMIT Nylim Mackay Muni Intermedia filed as NEW YORK LIFE INVTS ACTIVE E 0.04% 26,700 $642K New
QQEW First TR Nasdaq-100 Sel Eq 0.04% 5,040 $630K Reduce -0.1%
REVS Columbia Resear Enh Val ETF 0.04% 25,433 $629K Reduce -10.7%
FTA First Trust L C Val Alp 0.04% 8,153 $623K Reduce -3.1%
IWF iShares Russell 1000 Growth 0.04% 1,544 $620K Add +0.3%
NOBL Proshares S&P 500 Dividend A 0.04% 6,169 $614K Reduce -10.2%
FBT First Trust Nyse Arca Biotec 0.04% 3,633 $604K Add +4.3%
FDT First Trust Develp MKT Ex-US 0.04% 10,957 $593K Add +4.8%
VRTX Vertex Pharmaceuticals Inc. 0.04% 1,427 $575K No change
SPMD SS SPDR P S&P 400 Midcap ETF 0.04% 10,451 $572K Reduce -3.6%
APP AppLovin Corp. Class A 0.04% 1,746 $565K No change
CARR Carrier Global Corp. 0.04% 8,251 $563K Add +57.2%
IBB iShares Biotechnology ETF 0.04% 4,252 $562K Reduce -14.2%
IWN iShares Russell 2000 Value E 0.04% 3,374 $554K Add +33.1%
F Ford Motor Co. filed as FORD MTR CO 0.04% 54,981 $544K Reduce -3.7%
ACWI iShares MSCI Acwi ETF 0.04% 4,620 $543K Add +6.3%
CEG Constellation Energy 0.04% 2,426 $543K Add +2.8%
ECL Ecolab Inc. 0.04% 2,300 $540K Add +5.8%
ADSK Autodesk Inc. 0.04% 1,821 $538K Reduce -3.2%
MDB Mongodb Inc. 0.04% 2,297 $535K Add +0.9%
SCHD Schwab US DVD Equity ETF 0.04% 19,556 $534K Reduce -0.8%
IEFA iShares Core MSCI Eafe ETF 0.03% 7,483 $526K Reduce -4.0%
DOW Dow Inc. 0.03% 13,036 $523K Add +10.8%
IMTM iShares MSCI Intl Momentum F 0.03% 13,626 $510K Add +14.7%
CTVA Corteva Inc. 0.03% 8,878 $506K Add +0.8%
FV First Trust DW Focus 5 Fund 0.03% 8,511 $503K Reduce -3.8%
GSK GSK PLC-Spon ADR 0.03% 14,823 $503K Add +14.0%
VYM Vanguard High DVD Yield ETF 0.03% 3,938 $502K Add +1.3%
BUYW Main Buywrite ETF 0.03% 35,700 $498K New
IWX iShares Russell Top 200 Valu 0.03% 6,193 $489K New
VONV Vanguard Russell 1000 Value 0.03% 6,019 $489K No change
PYPL PayPal Holdings Inc. 0.03% 5,677 $485K Reduce -14.7%
JMUB JPMorgan Municipal ETF 0.03% 9,629 $484K Add +23.5%
CME Cme Group Inc. 0.03% 2,052 $483K Add +31.4%
JCI Johnson Controls Internation 0.03% 6,003 $474K Add +11.4%
FTC First Trust Large Cap Growth 0.03% 3,406 $471K Add +5.9%
WMB Williams Cos Inc. 0.03% 8,524 $461K Reduce -4.7%
JHMU JH Dynamic Muni Bond ETF filed as JOHN HANCOCK EXCHANGE TRADED 0.03% 17,684 $460K New
ORLY O'reilly Automotive Inc. 0.03% 381 $452K No change
BRO Brown & Brown Inc. 0.03% 4,349 $444K Reduce -0.7%
FAST Fastenal Co. 0.03% 6,166 $443K Reduce -3.8%
VBK Van Morst SML-Cap Gro-Usd Inc. 0.03% 1,581 $443K Add +4.1%
XLRE SS Real Estate Select Sector 0.03% 10,880 $443K Reduce -0.9%
KLAC KLA Corp. 0.03% 696 $439K Add +7.2%
PFFA Virtus Infracap US Pref STCK 0.03% 20,000 $438K Add +29.9%
PARAA Paramount Global Class B 0.03% 41,451 $436K Reduce -1.2%
WSO Watsco Inc. 0.03% 904 $428K Add +4.2%
BSV Vanguard Short-Term Bond ETF 0.03% 5,529 $427K Add +1.0%
FBIN Fortune Brands Innovations I 0.03% 6,246 $427K Add +1.1%
IVW iShares S&P 500 Growth ETF 0.03% 4,191 $426K New
FXH First Trust Health Care Alph 0.03% 4,058 $423K Add +4.9%
MRSH Marsh & McLennan Cos 0.03% 1,980 $421K Reduce -0.2%
MESO Mesoblast Ltd.- Spon ADR 0.03% 20,931 $414K Add +78.7%
RJF Raymond James Financial Inc. 0.03% 2,661 $413K Reduce -4.6%
WSFS WSFS Financial Corp. 0.03% 7,652 $407K Reduce -0.1%
IWR iShares Russell Mid-Cap ETF 0.03% 4,584 $405K New
CDW CDW Corp. 0.03% 2,328 $405K Reduce -7.9%
TDG Transdigm Group Inc. 0.03% 317 $402K No change
DXCM Dexcom Inc. 0.03% 5,141 $400K Reduce -9.5%
EES Wisdomtree US Smallcap Fund 0.03% 7,381 $398K Add +11.4%
SHOP Shopify Inc. Class A 0.03% 3,739 $398K Reduce -34.7%
D Dominion Energy Inc. 0.03% 7,327 $395K Add +35.8%
AZN Astrazeneca PLC-Spons ADR 0.03% 5,995 $393K Add +3.3%
CL Colgate-Palmolive Co. 0.03% 4,283 $389K Add +0.0%
GEHC GE Healthcare Technology 0.03% 4,976 $389K Add +1.5%
ARM Arm Holdings PLC-ADR 0.03% 3,094 $382K Add +103.0%
HUM Humana Inc. 0.02% 1,477 $376K Reduce -14.5%
LHX L3HARRIS Technologies Inc. 0.02% 1,779 $374K Reduce -0.5%
MNST Monster Beverage Corp. 0.02% 7,088 $373K Add +0.2%
ARWR Arrowhead Pharmaceuticals Inc. 0.02% 19,741 $371K Add +0.3%
IGLD FT Vest Gold Strategy Target 0.02% 19,638 $371K Add +52.4%
MELI MercadoLibre Inc. 0.02% 218 $371K Add +0.9%
SKYY First Trust Cloud Computing 0.02% 3,102 $370K Reduce -21.4%
AWK American Water Works Co. Inc. 0.02% 2,945 $367K Reduce -4.8%
FCX Freeport-McMoran Inc. 0.02% 9,614 $366K Reduce -6.7%
MPLX MPLX LP 0.02% 7,643 $366K Reduce -0.3%
GFF Griffon Corp. 0.02% 5,124 $365K Add +0.2%
WFC Wells Fargo & Co. 0.02% 5,189 $364K Add +0.0%
RECS Columbia Resear Enh Cor ETF 0.02% 10,383 $359K Add +33.8%
FANG Diamondback Energy Inc. 0.02% 2,169 $355K Add +7.0%
PANW Palo Alto Networks Inc. 0.02% 1,944 $354K Reduce -0.8%
SCHA Schwab US Small-Cap ETF 0.02% 13,517 $350K Add +9.0%
DAL Delta Air Lines Inc. 0.02% 5,775 $349K Reduce -1.8%
VHT Vanguard Health Care ETF 0.02% 1,374 $349K Add +12.0%
DHI D.R. Horton Inc. 0.02% 2,473 $346K Reduce -0.0%
QCLN First Trust Nasdaq Clean Edg 0.02% 10,165 $345K Reduce -12.5%
VTWO Vanguard Russell 2000 ETF 0.02% 3,811 $340K Reduce -20.5%
SOFI Sofi Technologies Inc. 0.02% 21,935 $338K Reduce -33.6%
BBH Vaneck Biotech ETF 0.02% 2,150 $337K Reduce -0.9%
AEE Ameren Corporation 0.02% 3,777 $337K Add +6.3%
SDY SS SPDR S&P Dividend ETF 0.02% 2,525 $334K Add +0.1%
SMH Vaneck Semiconductor ETF 0.02% 1,368 $331K Reduce -24.5%
CTOS Custom Truck One Source Inc. 0.02% 68,000 $327K No change
OUSA Alps Oshares US Quality Divi 0.02% 6,151 $327K Add +0.4%
DIA SS SPDR Dow Jones Indus Avg filed as SPDR DOW JONES INDL AVERAGE 0.02% 765 $326K Reduce -8.2%
BAX Baxter International Inc. 0.02% 11,150 $325K No change
ISRG Intuitive Surgical Inc. 0.02% 622 $325K No change
SPOT Spotify Technology SA 0.02% 722 $323K No change
FNY First Trust Mid Cap Growth 0.02% 4,009 $321K Add +0.3%
YUM Yum! Brands Inc. 0.02% 2,390 $321K Add +2.5%
MS Morgan Stanley 0.02% 2,540 $319K Add +0.1%
DFAC Dimensional US Core Equity 2 0.02% 9,173 $317K New
SFLO VS SM Cap Free Cash Flow ETF filed as VICTORY PORTFOLIOS II 0.02% 11,571 $308K New
DVY iShares Select Dividend ETF 0.02% 2,253 $296K Reduce -13.0%
IR Ingersoll-Rand Inc. 0.02% 3,230 $292K Add +6.2%
NOC Northrop Grumman Corp. 0.02% 619 $290K Reduce -7.1%
LIN Linde PLC 0.02% 686 $287K Reduce -10.4%
PAYX Paychex Inc. 0.02% 2,043 $287K Add +0.3%
VNLA Janus Henderson Short Durati 0.02% 5,852 $286K Add +0.8%
SYY Sysco Corp. 0.02% 3,711 $284K Reduce -9.2%
LEN Lennar Corp. Class A 0.02% 2,050 $280K Add +3.9%
HUBB Hubbell Inc. 0.02% 662 $277K Reduce -12.0%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.02% 2,283 $276K Add +31.4%
CSX CSX Corp. 0.02% 8,511 $275K Add +0.0%
IXUS iShares Core Intl Stock ETF 0.02% 4,135 $274K Add +33.2%
FEM First Trust Emerging Markets 0.02% 12,339 $272K Add +4.4%
ESGU iShares ESG Aware MSCI USA 0.02% 2,093 $270K New
XLB SS Materials Select Sector 0.02% 3,200 $269K Reduce -14.3%
PAVE Global X US Infrastructure 0.02% 6,616 $268K Reduce -12.8%
PGR Progressive Corp. 0.02% 1,106 $265K No change
SIGI Selective Insurance Group 0.02% 2,827 $264K Reduce -23.6%
KKR KKR & Co. Inc. 0.02% 1,787 $264K Add +0.1%
VDC Vanguard Consumer Staple ETF 0.02% 1,250 $264K Add +0.5%
NJR New Jersey Resources Corp. 0.02% 5,579 $260K Add +0.3%
FSIG FT Ltd. Duration Inv Grade 0.02% 13,703 $259K Add +2.2%
CIBR First Trust Nasdaq Cybersecu 0.02% 4,063 $258K Add +9.2%
COKE Coca-Cola Consolidated Inc. 0.02% 204 $257K No change
VOE Vngrd Mrngstr MD-Cap Val ETF 0.02% 1,585 $256K New
TSCO Tractor Supply Company 0.02% 4,796 $254K Reduce -1.9%
C Citigroup Inc. 0.02% 3,612 $254K Reduce -0.8%
INDY iShares India 50 ETF 0.02% 4,997 $254K Add +0.1%
JNK SS SPDR BB High Yield Bond 0.02% 2,629 $251K Reduce -36.2%
SPTM SS SPDR P S&P 1500 Comp ETF 0.02% 3,510 $251K No change
SNA Snap-on Inc. 0.02% 728 $247K Add +1.5%
ONEQ Fidelity Nasdaq Comp Indx 0.02% 3,240 $246K Add +0.8%
DEM Wisdomtree Emerging Markets 0.02% 6,039 $245K Add +3.0%
MBB iShares MBS ETF 0.02% 2,666 $244K Reduce -22.0%
DKNG Draftkings Inc. Class A 0.02% 6,502 $242K Reduce -6.1%
ALL Allstate Corp. 0.02% 1,252 $242K Reduce -4.3%
MUJ BlackRock Munihold NJ QLTY 0.02% 21,669 $240K Reduce -19.4%
SCHE Schwab Emrg Mrkts Eqty ETF 0.02% 8,996 $240K New
USB US Bancorp 0.02% 4,999 $239K No change
MUST Columbia Multi-Sect Muni Inc. 0.02% 11,675 $237K Reduce -33.3%
MCHP Microchip Technology Inc. 0.02% 4,086 $234K Reduce -20.6%
VST Vistra Corp. 0.02% 1,687 $233K Reduce -3.8%
DMB BNY Mellon Muni BND Infra 0.02% 22,295 $232K Reduce -32.6%
GILD Gilead Sciences Inc. 0.02% 2,501 $231K Add +0.2%
SUSC iShares ESG Aware Usd Corpor 0.02% 10,136 $230K New
TD Toronto-Dominion Bank 0.02% 4,323 $230K Reduce -8.5%
EXC Exelon Corp. 0.01% 6,099 $230K Reduce -0.3%
FXI iShares China Large-Cap ETF 0.01% 7,533 $229K New
VCSH Vanguard S/T Corp. Bond ETF 0.01% 2,927 $228K Reduce -40.2%
SCHF Schwab Intl Equity ETF 0.01% 12,261 $227K New
BOTZ Global X Robotics & Artifici 0.01% 7,096 $227K Reduce -0.1%
SHY iShares 1-3 Year Treasury Bo 0.01% 2,759 $226K Reduce -36.8%
BNDX Vanguard Total Intl Bond ETF 0.01% 4,610 $226K Reduce -10.1%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 0.01% 5,896 $226K New
BWA Borgwarner Inc. 0.01% 7,000 $223K Reduce -1.4%
STWD Starwood Property Trust Inc. 0.01% 11,704 $222K Reduce -14.4%
PPL PPL Corp. 0.01% 6,812 $221K No change
NOW ServiceNow Inc. 0.01% 207 $219K New
CMI Cummins Inc. 0.01% 626 $218K Reduce -2.8%
TEL Te Connectivity PLC 0.01% 1,525 $218K Reduce -1.4%
EOG EOG Resources Inc. 0.01% 1,772 $217K New
MPC Marathon Petroleum Corp. 0.01% 1,552 $217K Reduce -29.1%
UL Unilever PLC 0.01% 3,798 $215K No change
ETHE Grayscale Ethereum Staking E 0.01% 7,647 $214K New
FDG American Century Focused DYN 0.01% 1,996 $207K New
DUK Duke Energy Corp. 0.01% 1,905 $205K Add +1.8%
GBDC Golub Capital BDC Inc. 0.01% 13,469 $204K Reduce -8.8%
CALF PCR US SM CP CSH CWS ETF-Usd 0.01% 4,631 $204K Add +3.5%
VFH Vanguard Financials ETF 0.01% 1,725 $204K Reduce -65.8%
SPSM SS SPDR P S&P 600 Small Cap 0.01% 4,509 $203K Reduce -0.6%
FEP First Trust Europe 0.01% 5,618 $201K Add +4.8%
PCT Purecycle Technologies Inc. 0.01% 18,390 $188K Add +13.8%
GHY Pgim Global High Yield Fund 0.01% 14,000 $173K No change
BTX BlackRock Tech & Priv Eqty 0.01% 23,182 $172K Reduce -50.2%
VLY Valley National Bancorp 0.01% 16,964 $154K Add +0.1%
NEOG Neogen Corp. 0.01% 11,675 $142K Reduce -20.6%
XNXJX Nuveen NJ QLTY Muni Inc. 0.01% 11,400 $139K Add +4.6%
CALY Callaway Golf Company filed as TOPGOLF CALLAWAY BRANDS CORP 0.01% 15,455 $121K No change
SVM Silvercorp Metals Inc. 0.01% 37,150 $111K New
BDN Brandywine Realty Trust 0.01% 18,914 $106K Add +13.1%
SBSW Sibanye-Stillwater Ltd.-ADR 0.01% 27,636 $91K Add +1.8%
LCID Lucid Group Inc. 0.00% 19,897 $60K Add +13.5%
INDAPTUS THERAPEUTICS INC 0.00% 43,921 $37K Reduce -0.1%
ABAT American Battery Technology 0.00% 10,484 $26K No change
AWHL Aspira Women's Health Inc. 0.00% 33,400 $24K Add +7.0%
AMARIN CORP PLC 0.00% 31,000 $15K No change
GLYCOMIMETICS INC 0.00% 12,520 $3K No change

Options reported separately and not counted above: SPY puts ($91.2M), QQQ puts ($11.2M), SPY calls ($6.7M), QQQ calls ($4.6M), UPST calls ($3.9M), IWM calls ($3.6M), U calls ($3.4M), PAAS calls ($2.7M), XLF puts ($1.8M), ZM calls ($1.6M), IBIT calls ($1.5M), BA puts ($1.2M), and 27 more.

Other holdings (1): bonds, preferreds, convertibles and warrants · $695 (not counted above)
SecurityClassShares / PrincipalValueChange
REVBW Revelation Biosc -CW27 *W EXP 01/10/202 99,290$695Reduce -30.1%

Total filed on the 13F, all lines: $1.5B.

Portfolio Sells Q3 2024 → Q4 2024

FIXD First Trust Smith Opportunis Reduce -18.8% 2.81% −1.02
KGC Kinross Gold Corp. Reduce -78.0% 0.13% −0.48
SPY SS SPDR S&P 500 ETF Trust-US Reduce -2.8% 5.23% −0.31
VZ Verizon Communications Inc. Reduce -18.1% 0.44% −0.20
GD General Dynamics Corp. Sold out 0.00% −0.19
CE Celanese Corp. Sold out 0.00% −0.16
PM Philip Morris International Reduce -67.5% 0.06% −0.14
IVV iShares Core S&P 500 ETF Reduce -10.5% 0.83% −0.13
KNG FT Vest S&P 500 DVD Arst TRG Reduce -3.6% 0.68% −0.13
LYV Live Nation Entertainment Inc. Reduce -41.3% 0.22% −0.12
IT Gartner Inc. Reduce -8.7% 0.50% −0.10
PAAS Pan American Silver Corp. Reduce -7.9% 0.55% −0.10
EFA iShares MSCI Eafe ETF Reduce -2.6% 0.45% −0.09
MO Altria Group Inc. Reduce -33.4% 0.16% −0.09
MRK Merck & Co. Inc. Reduce -0.9% 0.33% −0.07
ORCL Oracle Corp. Reduce -3.0% 0.63% −0.07
STZ Constellation Brands Inc. Class A Reduce -11.3% 0.16% −0.06
GPC Genuine Parts Co. Reduce -4.2% 0.20% −0.06
DGX Quest Diagnostics Inc. Reduce -9.3% 0.31% −0.06
SOLV Solventum Corp. Reduce -51.9% 0.04% −0.06
META Meta Platforms Inc. Class A Reduce -2.6% 0.97% −0.05
CCI Crown Castle Inc. Reduce -18.7% 0.07% −0.05
NKE Nike Inc. Class B Reduce -14.4% 0.11% −0.05
IWM iShares Russell 2000 ETF Reduce -2.9% 0.53% −0.04
TDIV FT Nasdaq Tech DVD Index FD Reduce -0.3% 0.55% −0.04
KMB Kimberly-Clark Corp. Reduce -2.3% 0.26% −0.04
FMB First Trust Managed Municipa Reduce -16.1% 0.15% −0.04
VGT Vanguard Info Tech ETF Reduce -33.4% 0.09% −0.04
CVS CVS Health Corp. Reduce -19.3% 0.05% −0.04
XLV SS Health Care Select Sector Reduce -14.9% 0.10% −0.04
MKTX Marketaxess Holdings Inc. Reduce -6.3% 0.14% −0.04
FDX FedEx Corp. Reduce -13.8% 0.20% −0.04
LOW Lowe's Cos Inc. Reduce -1.0% 0.23% −0.04
VLO Valero Energy Corp. Reduce -3.2% 0.19% −0.04
AAPL Apple Inc. Reduce -3.1% 3.32% −0.04
MCO Moody's Corp. Reduce -7.5% 0.24% −0.03
BDX Becton Dickinson and Co. Reduce -10.2% 0.14% −0.03
XLE SS Energy Select Sector Reduce -9.9% 0.16% −0.03
CTRA Coterra Energy Inc. Reduce -16.7% 0.17% −0.03
EG Everest Group Ltd. Reduce -6.5% 0.14% −0.03
AMD Advanced Micro Devices Reduce -12.4% 0.05% −0.03
AJG Arthur J Gallagher & Co. Reduce -10.2% 0.16% −0.03
VCIT Vanguard Int-Term Corporate Reduce -8.3% 0.13% −0.03
VFH Vanguard Financials ETF Reduce -65.8% 0.01% −0.02
FTSM First Trust Enh Short Mat FD Reduce -0.3% 0.40% −0.02
BA The Boeing Co. Reduce -27.7% 0.10% −0.02
GLTR Abrdn Precious Metals Basket Sold out 0.00% −0.02
FLV American Century Focused Lar Reduce -2.8% 0.17% −0.02
ELV Elevance Health Inc. Sold out 0.00% −0.02
COWZ Pacer US Cash Cows 100 ETF Reduce -0.4% 0.27% −0.02

Portfolio Buys Q3 2024 → Q4 2024

WBD Warner Bros Discovery Inc. New 1.56% +1.56
ISPY Proshares S&P High Incom ETF New 0.48% +0.48
UITB Victoryshares Core Intermedi Add +87.1% 0.84% +0.35
EQT Eqt Corp. Add +0.1% 1.61% +0.26
BABA Alibaba Group Holding-SP ADR Add +72.1% 1.10% +0.26
DINO HF Sinclair Corp. Add +118.1% 0.67% +0.26
JBND JPMorgan Active Bond ETF Add +42.2% 0.96% +0.22
PLTR Palantir Technologies Inc. Class A Add +16.2% 0.32% +0.18
NVDA Nvidia Corp. Add +1.2% 2.30% +0.14
ABBV Abbvie Inc. Add +36.3% 0.96% +0.14
USTB Victoryshares Short-Term Bon Add +38.0% 0.53% +0.12
BIL SS SPDR BB 1-3M T-Bill ETF Add +72.9% 0.24% +0.09
GOOGL Alphabet Inc. Class A Add +0.8% 1.08% +0.09
FTSL First Trust Senior Loan ETF Add +25.2% 0.52% +0.09
GS Goldman Sachs Group Inc. Add +20.9% 0.35% +0.09
VO Vngrd Mrngstr MD-Cap ETF-Usd Add +56.7% 0.24% +0.08
ABT Abbott Laboratories Add +35.0% 0.34% +0.07
VFLO Victoryshares Free Cash Flow Add +106.4% 0.14% +0.07
CF CF Industries Holdings Inc. Add +47.0% 0.23% +0.07
NVR NVR Inc. New 0.06% +0.06
LLY Eli Lilly & Co. Add +35.9% 0.53% +0.06
DIAL Columbia Divers Fix Inc. ETF Add +15.2% 1.47% +0.05
IWY iShares Russell Top 200 Grow New 0.05% +0.05
VEU Vanguard Ftse All-World Ex-U Add +49.4% 0.24% +0.05
NUE Nucor Corp. Add +70.9% 0.25% +0.05
JEPQ JPM Nasdaq Equity Premium Add +10.6% 0.65% +0.05
MSFT Microsoft Corp. Add +9.6% 2.50% +0.05
MSTR Strategy Inc. New 0.05% +0.05
DIS The Walt Disney Co. Add +18.8% 0.20% +0.05
DE Deere & Co. Add +20.7% 0.33% +0.05
VONG Vanguard Russell 1000 Growth New 0.04% +0.04
IQV Iqvia Holdings Inc. Add +62.4% 0.20% +0.04
MMIT Nylim Mackay Muni Intermedia New 0.04% +0.04
VEA Vanguard Ftse Developed ETF Add +34.5% 0.29% +0.04
AON Aon PLC Class A Add +17.6% 0.28% +0.04
CVX Chevron Corp. Add +15.0% 0.53% +0.04
AVUV Avantis US Small Cap Value Add +95.0% 0.08% +0.04
GLW Corning Inc. Add +28.1% 0.16% +0.03
HELO JPMorgan Hedged Equity ETF Add +11.8% 0.47% +0.03
UDN Invesco DB US Dollar Index B Add +234.1% 0.05% +0.03
LDOS Leidos Holdings Inc. Add +98.4% 0.08% +0.03
SNPS Synopsys Inc. Add +155.3% 0.06% +0.03
BXSL Blackstone Secured Lending F Add +5.3% 0.36% +0.03
CSCO Cisco Systems Inc. Add +20.2% 0.15% +0.03
BUYW Main Buywrite ETF New 0.03% +0.03
CMG Chipotle Mexican Grill Inc. Add +13.0% 0.30% +0.03
IWX iShares Russell Top 200 Valu New 0.03% +0.03
IBIT iShares Bitcoin Trust ETF Add +64.5% 0.06% +0.03
SCHG Schwab US Large-Cap Growth Add +119.8% 0.06% +0.03
JHMU JH Dynamic Muni Bond ETF New 0.03% +0.03

Options Activity Q3 2024 → Q4 2024

SPY SS SPDR S&P 500 ETF Trust-US put Reduce -42.9% 155,600 $91.2M
QQQ Invesco QQQ Trust Series 1 put Add +126.8% 22,000 $11.2M
SPY SS SPDR S&P 500 ETF Trust-US call Reduce -36.3% 11,400 $6.7M
UPST Upstart Holdings Inc. call New 63,200 $3.9M
IWM iShares Russell 2000 ETF call Reduce -4.1% 16,400 $3.6M
U Unity Software Inc. call New 150,000 $3.4M
PAAS Pan American Silver Corp. call Reduce -51.1% 132,000 $2.7M
RSP Invesco S&P 500 Equal Weight put Sold out 12,000 $2.1Mbefore exit
XLF SS Financial Select Sector put Add +280.0% 38,000 $1.8M
ZM Zoom Communications Inc. call New 20,000 $1.6M
IBIT iShares Bitcoin Trust ETF call New 28,100 $1.5M
BA The Boeing Co. put New 7,000 $1.2M
RIOT Riot Platforms Inc. call Reduce -21.0% 115,800 $1.2M
SLV iShares Silver Trust call Reduce -31.6% 42,500 $1.1M
GLD SPDR Gold Shares put Add +83.3% 4,400 $1.1M
ARKK ARK Innovation ETF put Add +9.4% 14,000 $795K
NVDA Nvidia Corp. call Reduce -1.9% 5,100 $685K
SMCI Super Micro Computer Inc. call New 20,000 $610K
EQT Eqt Corp. put New 10,000 $461K
SMCI Super Micro Computer Inc. put Sold out 1,000 $416Kbefore exit
ZM Zoom Communications Inc. put Add +66.7% 5,000 $408K
PLTR Palantir Technologies Inc. Class A put Sold out 10,000 $372Kbefore exit
BABA Alibaba Group Holding-SP ADR call New 4,000 $339K
SCHW Schwab (charles) Corp. call Sold out 5,000 $324Kbefore exit
PYPL PayPal Holdings Inc. call Sold out 4,000 $312Kbefore exit
V Visa Inc. Class A call Sold out 1,000 $275Kbefore exit
TSLA Tesla Inc. call Sold out 1,000 $262Kbefore exit
BIDU Baidu Inc. - Spon ADR call Sold out 2,400 $253Kbefore exit
FXI iShares China Large-Cap ETF call New 8,000 $244K
SPYM Ste STR SPDR PT S&P 500 ETF put Sold out 3,300 $223Kbefore exit
AMZN Amazon.com Inc. call New 1,000 $219K
NEM Newmont Corp. put Sold out 4,000 $214Kbefore exit
DIA SS SPDR Dow Jones Indus Avg put Sold out 500 $212Kbefore exit
JD Jd.com Inc.-ADR call Reduce -25.0% 6,000 $208K
CTRA Coterra Energy Inc. call New 8,000 $204K
GDX Vaneck Gold Miners ETF put Reduce -40.0% 6,000 $203K
SILJ Amplify Junior Silver Miners call Sold out 15,000 $193Kbefore exit
MARA Mara Holdings Inc. call Reduce -8.2% 11,200 $188K
LUNR Intuitive Machines Inc. call Sold out 22,200 $179Kbefore exit
KGC Kinross Gold Corp. call Add +50.0% 15,000 $139K
AG First Majestic Silver Corp. call Sold out 23,000 $138Kbefore exit
RIVN Rivian Automotive Inc. Class A call New 10,000 $133K
KGC Kinross Gold Corp. put Sold out 10,000 $94Kbefore exit
FSM Fortuna Mining Corp. put New 20,000 $86K
BITF Bitfarms Ltd./Canada call Add +12.3% 45,500 $68K
BTG B2GOLD Corp. call Sold out 20,000 $62Kbefore exit
FSM Fortuna Mining Corp. call Add +10.0% 11,000 $47K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q3 2024 → Q4 2024

F Ford Motor Co. COM · principal Sold out 70,000 $739Kbefore exit
EVCOW Everest Consolidator Acquisi *W EXP 99/99/999 Sold out 331,903 $10Kbefore exit
REVBW Revelation Biosc -CW27 *W EXP 01/10/202 Reduce -30.1% 99,290 $695
ADNWW Amci Acquisition Corp.-CW26 *W EXP 02/03/202 Sold out 40,000 $348before exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 570$2.3BSPY, AAPL, NVDA, GPN, CNC
Q1 2026 536$2.1BSPY, AAPL, NVDA, CE, HOG
Q4 2025 517$2.0BSPY, WBD, AAPL, NVDA, MSFT
Q3 2025 517$1.9BSPY, WBD, AAPL, NVDA, MSFT
Q2 2025 508$1.7BSPY, NVDA, AAPL, WBD, MSFT
Q1 2025 498$1.6BSPY, AAPL, MSFT, WBD, NVDA
Q4 2024 478$1.5BSPY, AAPL, FIXD, MSFT, NVDA
Q3 2024 471$1.5BSPY, FIXD, AAPL, MSFT, NVDA
Q2 2024 445$1.4BSPY, FIXD, AAPL, MSFT, NVDA
Q1 2024 445$1.3BSPY, FIXD, AAPL, MSFT, NVDA