Prospect Financial Services LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 15, 2024), Prospect Financial Services LLC reported 104 stock positions worth $161.0 million. Its top holding was SL Green Realty (SLG) at 11.2% of the portfolio, followed by Apple (AAPL, 7.9%) and Nvidia (NVDA, 4.0%). Compared with Q2 2024, it opened 33 new positions, sold out of 4, added to 43 and reduced 24. The biggest buy was a new position in Chipotle Mexican Grill (CMG) and the biggest sale Nvidia (NVDA, shares −2%).

Most Recent 13F
Q2 2026
Location
MELVILLE, NY
CIK
0002012519
Portfolio Value
$161.0M (Q3 2024)
SEC Filing
0001951757-24-001039 ↗ filed Oct 15, 2024

Holdings Value

0$50.0M$100.0M$150.0M$200.0M Q1 2024: $121.1M Q1 2024 Q2 2024: $130.0M Q2 2024 Q3 2024: $161.0M $161.0M Q3 2024 Q4 2024: $183.0M Q4 2024 Q1 2025: $180.4M Q1 2025 Q2 2025: $160.4M Q2 2025 Q3 2025: $173.9M Q3 2025 Q4 2025: $174.0M Q4 2025 Q1 2026: $163.8M Q1 2026 Q2 2026: $197.4M Q2 2026

Holdings 104 stocks · $161.0M
SLG SL Green Realty Corp. 11.22% 259,413 $18.1M Reduce -3.8%
AAPL Apple Inc. 7.89% 54,524 $12.7M Add +3.2%
NVDA Nvidia Corp. 4.01% 53,161 $6.5M Reduce -2.3%
GOOG Alphabet Inc. Class C 3.92% 37,750 $6.3M Add +2.3%
VCLT Vanguard Long-Term Corp. Bond 3.49% 69,239 $5.6M Add +18.5%
PYPL PayPal Holdings Inc. 3.43% 70,813 $5.5M Add +4.0%
AMZN Amazon.com Inc. 3.34% 28,878 $5.4M Add +17.4%
BA The Boeing Co. 3.15% 33,385 $5.1M Add +19.6%
QQQ Invesco QQQ Trust Series 1 2.91% 9,615 $4.7M Add +50.6%
GOOGL Alphabet Inc. Class A 2.90% 28,120 $4.7M Add +9.5%
VTV Vanguard Mrngstr Val ETF-Aui 2.85% 26,267 $4.6M Add +17.9%
VNO Vornado Realty Trust 2.78% 113,434 $4.5M Add +9.7%
VIG Vanguard Dividend Apprec ETF 2.72% 22,105 $4.4M Add +1.6%
MSFT Microsoft Corp. 2.51% 9,395 $4.0M Add +48.1%
ET Energy Transfer LP 2.17% 217,167 $3.5M Reduce -7.1%
XOM Exxon Mobil Corp. 2.09% 28,650 $3.4M Reduce -10.8%
VCSH Vanguard S/T Corp. Bond ETF 2.07% 41,967 $3.3M Add +17.4%
VCIT Vanguard Int-Term Corporate 2.00% 38,462 $3.2M Add +23.8%
VUG Vanguard Mrngstar GR ETF-Sui 1.96% 8,200 $3.1M Add +8.0%
VZ Verizon Communications Inc. 1.51% 54,227 $2.4M Reduce -18.9%
META Meta Platforms Inc. Class A 1.35% 3,792 $2.2M Add +41.9%
VOO Vanguard S&P 500 ETF 1.33% 4,064 $2.1M Add +95.7%
TSLA Tesla Inc. 1.21% 7,474 $2.0M Reduce -1.5%
IMCG iShares Morningstar Mid-Cap 1.04% 22,846 $1.7M Add +2.7%
PFF iShares Preferred & Income S 0.91% 43,902 $1.5M Add +9.8%
INDA iShares MSCI India ETF 0.90% 24,662 $1.4M Add +19.9%
LLY Eli Lilly & Co. 0.86% 1,566 $1.4M Add +22.3%
CMG Chipotle Mexican Grill Inc. 0.85% 23,823 $1.4M New
BIDU Baidu Inc. - Spon ADR 0.80% 12,305 $1.3M No change
PLTR Palantir Technologies Inc. Class A 0.80% 34,504 $1.3M Add +11.9%
SPY SS SPDR S&P 500 ETF Trust-US 0.78% 2,195 $1.3M Add +115.4%
PAA Plains All Amer Pipeline LP 0.78% 72,274 $1.3M Reduce -3.8%
BABA Alibaba Group Holding-SP ADR 0.76% 11,508 $1.2M Reduce -32.5%
XLV SS Health Care Select Sector 0.74% 7,737 $1.2M Add +28.4%
SCHD Schwab US DVD Equity ETF 0.74% 14,074 $1.2M Add +21.1%
XLK SS Technology Select Sector 0.66% 4,729 $1.1M Add +269.7%
ACWI iShares MSCI Acwi ETF 0.61% 8,243 $985K No change
FPE FT-Preferred Secur & Inc. ETF 0.56% 49,877 $903K Reduce -6.0%
IJR iShares Core S&P Small-Cap E 0.56% 7,683 $899K Reduce -3.2%
VTEB Vanguard Tax-Exempt Bond ETF 0.53% 16,838 $861K Add +2.0%
AMT American Tower Corp. 0.49% 3,365 $783K Add +6.8%
BP BP PLC-Spons ADR 0.48% 24,550 $771K Reduce -25.8%
UBER Uber Technologies Inc. 0.46% 9,906 $745K Add +0.8%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.41% 6,928 $666K Add +12.2%
COST Costco Wholesale Corp. 0.41% 749 $664K Add +32.6%
QQQM Invesco Nasdaq 100 ETF 0.39% 3,103 $623K New
ACXP Acurx Pharmaceuticals Inc. 0.35% 295,075 $561K Add +6.1%
CRWD CrowdStrike Holdings Inc. Class A 0.34% 1,976 $554K Add +22.1%
PFE Pfizer Inc. 0.34% 18,902 $547K Add +18.4%
KMI Kinder Morgan Inc. 0.33% 23,887 $528K Reduce -11.0%
AVGO Broadcom Inc. 0.33% 3,042 $525K New
FHLC Fidelity MSCI Health Care 0.32% 7,152 $521K New
COWZ Pacer US Cash Cows 100 ETF 0.30% 8,489 $491K New
T AT&T Inc. 0.30% 21,964 $483K Reduce -22.5%
IJT iShares S&P Small-Cap 600 GR 0.29% 3,354 $468K Add +11.7%
LOW Lowe's Cos Inc. 0.29% 1,697 $460K Add +0.2%
JPM JPMorgan Chase & Co. 0.27% 2,052 $433K Reduce -7.7%
EPI Wisdomtree India Earnings 0.27% 8,534 $431K New
VBK Van Morst SML-Cap Gro-Usd Inc. 0.26% 1,595 $426K Add +15.2%
SBGI Sinclair Inc. 0.26% 27,500 $421K Reduce -1.8%
DXJ Wisdomtree Japan Hedged Eq 0.26% 3,934 $417K New
NFLX Netflix Inc. 0.26% 585 $415K Add +69.1%
CALF PCR US SM CP CSH CWS ETF-Usd 0.25% 8,761 $408K New
MELI MercadoLibre Inc. 0.25% 196 $402K New
QYLD Global X Nasd 100 Cov Call 0.24% 21,561 $389K Add +16.0%
MCD McDonald's Corp. 0.24% 1,267 $386K Add +1.0%
ARKK ARK Innovation ETF 0.24% 8,006 $381K Reduce -14.6%
MMM 3M Co. 0.22% 2,642 $361K Reduce -37.0%
V Visa Inc. Class A 0.22% 1,298 $357K New
BUFR FT Vest Lad Buffervetf-Usd I 0.22% 11,825 $353K New
MA Mastercard Inc. Class A 0.22% 707 $349K New
CVX Chevron Corp. 0.21% 2,252 $332K Reduce -8.2%
EMQQ Emg MKT Internet ETF-USA Inc. filed as EXCHANGE TRADED CONCEPTS TRU 0.21% 8,445 $331K Add +8.0%
ARKG ARK Genomic Revolution ETF 0.20% 12,381 $317K Reduce -12.2%
IWF iShares Russell 1000 Growth 0.19% 816 $306K Reduce -1.2%
FIW First Trust Water ETF 0.18% 2,672 $292K New
SHOP Shopify Inc. Class A 0.18% 3,591 $288K New
WMT Walmart Inc. 0.18% 3,526 $285K New
ABBV Abbvie Inc. 0.18% 1,440 $284K New
WSO Watsco Inc. 0.17% 570 $280K Add +3.6%
SBUX Starbucks Corp. 0.17% 2,848 $278K New
INTC Intel Corp. 0.17% 11,785 $276K New
FMB First Trust Managed Municipa 0.17% 5,195 $270K Add +23.0%
JD Jd.com Inc.-ADR 0.17% 6,731 $269K New
HD Home Depot Inc. 0.16% 653 $265K New
VRT Vertiv Holdings Co. Class A 0.16% 2,572 $256K New
O Realty Income Corp. 0.16% 4,019 $255K New
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.15% 6,795 $248K New
XBI SS SPDR S&P Biotech ETF 0.15% 2,451 $242K Reduce -9.3%
UNH Unitedhealth Group Inc. 0.15% 406 $237K New
AMD Advanced Micro Devices 0.15% 1,428 $234K New
LMT Lockheed Martin Corp. 0.15% 400 $234K New
BUFQ FT VST Lad NSDQ Buf ETF-Usdi 0.14% 7,362 $223K New
BRK.B Berkshire Hathaway Inc. Class B 0.14% 485 $223K New
CPNG Coupang Inc. 0.14% 8,985 $221K Reduce -6.3%
SO The Southern Co. 0.13% 2,366 $213K New
FXI iShares China Large-Cap ETF 0.13% 6,686 $212K New
IEFA iShares Core MSCI Eafe ETF 0.13% 2,699 $211K New
SMCI Super Micro Computer Inc. 0.13% 499 $208K New
NVO Novo-Nordisk A/S-Spons ADR 0.13% 1,702 $203K Reduce -10.5%

Show all 104 holdings

Options reported separately and not counted above: PALANTIR TECHNOLOGIES INC calls ($304K).

Portfolio Sells Q2 2024 → Q3 2024
NVDA Nvidia Corp. Reduce -2.3% 4.01% −1.16
XOM Exxon Mobil Corp. Reduce -10.8% 2.09% −0.76
ET Energy Transfer LP Reduce -7.1% 2.17% −0.75
VZ Verizon Communications Inc. Reduce -18.9% 1.51% −0.61
SLG SL Green Realty Corp. Reduce -3.8% 11.22% −0.53
BP BP PLC-Spons ADR Reduce -25.8% 0.48% −0.44
PAA Plains All Amer Pipeline LP Reduce -3.8% 0.78% −0.25
VXF Vanguard Extended Market ETF Sold out 0.00% −0.23
BABA Alibaba Group Holding-SP ADR Reduce -32.5% 0.76% −0.19
IGHG Proshares Ig Hedged Sold out 0.00% −0.16
FPE FT-Preferred Secur & Inc. ETF Reduce -6.0% 0.56% −0.15
T AT&T Inc. Reduce -22.5% 0.30% −0.12
MMM 3M Co. Reduce -37.0% 0.22% −0.11
IJR iShares Core S&P Small-Cap E Reduce -3.2% 0.56% −0.09
CVX Chevron Corp. Reduce -8.2% 0.21% −0.09
NVO Novo-Nordisk A/S-Spons ADR Reduce -10.5% 0.13% −0.08
KMI Kinder Morgan Inc. Reduce -11.0% 0.33% −0.08
ARKK ARK Innovation ETF Reduce -14.6% 0.24% −0.08
JPM JPMorgan Chase & Co. Reduce -7.7% 0.27% −0.08
ARKG ARK Genomic Revolution ETF Reduce -12.2% 0.20% −0.06
XBI SS SPDR S&P Biotech ETF Reduce -9.3% 0.15% −0.04
IWF iShares Russell 1000 Growth Reduce -1.2% 0.19% −0.04
SBGI Sinclair Inc. Reduce -1.8% 0.26% −0.03
TLRY Tilray Brands Inc. Sold out 0.00% −0.02
CPNG Coupang Inc. Reduce -6.3% 0.14% −0.02
AMARIN CORP PLC Reduce -33.3% 0.02% −0.02
CTV Innovid Corp. Sold out 0.00% −0.01
TSLA Tesla Inc. Reduce -1.5% 1.21% +0.06

Portfolio Buys Q2 2024 → Q3 2024
CMG Chipotle Mexican Grill Inc. New 0.85% +0.85
VNO Vornado Realty Trust Add +9.7% 2.78% +0.69
QQQ Invesco QQQ Trust Series 1 Add +50.6% 2.91% +0.56
VOO Vanguard S&P 500 ETF Add +95.7% 1.33% +0.53
XLK SS Technology Select Sector Add +269.7% 0.66% +0.44
PYPL PayPal Holdings Inc. Add +4.0% 3.43% +0.39
QQQM Invesco Nasdaq 100 ETF New 0.39% +0.39
SPY SS SPDR S&P 500 ETF Trust-US Add +115.4% 0.78% +0.36
MSFT Microsoft Corp. Add +48.1% 2.51% +0.33
AVGO Broadcom Inc. New 0.33% +0.33
FHLC Fidelity MSCI Health Care New 0.32% +0.32
META Meta Platforms Inc. Class A Add +41.9% 1.35% +0.31
COWZ Pacer US Cash Cows 100 ETF New 0.30% +0.30
EPI Wisdomtree India Earnings New 0.27% +0.27
DXJ Wisdomtree Japan Hedged Eq New 0.26% +0.26
CALF PCR US SM CP CSH CWS ETF-Usd New 0.25% +0.25
MELI MercadoLibre Inc. New 0.25% +0.25
V Visa Inc. Class A New 0.22% +0.22
BUFR FT Vest Lad Buffervetf-Usd I New 0.22% +0.22
MA Mastercard Inc. Class A New 0.22% +0.22
PLTR Palantir Technologies Inc. Class A Add +11.9% 0.80% +0.20
FIW First Trust Water ETF New 0.18% +0.18
SHOP Shopify Inc. Class A New 0.18% +0.18
WMT Walmart Inc. New 0.18% +0.18
ABBV Abbvie Inc. New 0.18% +0.18
SBUX Starbucks Corp. New 0.17% +0.17
INTC Intel Corp. New 0.17% +0.17
JD Jd.com Inc.-ADR New 0.17% +0.17
HD Home Depot Inc. New 0.16% +0.16
VRT Vertiv Holdings Co. Class A New 0.16% +0.16
O Realty Income Corp. New 0.16% +0.16
CGDV Cap Group Dividend Value New 0.15% +0.15
UNH Unitedhealth Group Inc. New 0.15% +0.15
AMD Advanced Micro Devices New 0.15% +0.15
LMT Lockheed Martin Corp. New 0.15% +0.15
BUFQ FT VST Lad NSDQ Buf ETF-Usdi New 0.14% +0.14
BRK.B Berkshire Hathaway Inc. Class B New 0.14% +0.14
SO The Southern Co. New 0.13% +0.13
FXI iShares China Large-Cap ETF New 0.13% +0.13
IEFA iShares Core MSCI Eafe ETF New 0.13% +0.13
SMCI Super Micro Computer Inc. New 0.13% +0.13
VTV Vanguard Mrngstr Val ETF-Aui Add +17.9% 2.85% +0.10
VCIT Vanguard Int-Term Corporate Add +23.8% 2.00% +0.09
VCLT Vanguard Long-Term Corp. Bond Add +18.5% 3.49% +0.08
NFLX Netflix Inc. Add +69.1% 0.26% +0.08
XLV SS Health Care Select Sector Add +28.4% 0.74% +0.06
SCHD Schwab US DVD Equity ETF Add +21.1% 0.74% +0.04
COST Costco Wholesale Corp. Add +32.6% 0.41% +0.04
CIFR Cipher Digital Inc. New 0.03% +0.03
AMT American Tower Corp. Add +6.8% 0.49% +0.02

Options Activity Q2 2024 → Q3 2024
PALANTIR TECHNOLOGIES INC call New 147 $304K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 115$197.4MSLG, GOOG, VCLT, VOO, QQQ
Q1 2026 104$163.8MGOOG, VCLT, SLG, BA, VOO
Q4 2025 103$174.0MGOOG, SLG, VCLT, BA, VOO
Q3 2025 104$173.9MSLG, GOOG, VCLT, BA, NVDA
Q2 2025Amended 100$160.4MSLG, VCLT, BA, GOOG, NVDA
Q1 2025 112$180.4MVCLT, SLG, AAPL, BA, VCIT
Q4 2024 114$183.0MSLG, AAPL, VCLT, BA, GOOG
Q3 2024 104$161.0MSLG, AAPL, NVDA, GOOG, VCLT
Q2 2024 75$130.0MSLG, AAPL, GOOG, NVDA, BA
Q1 2024 73$121.1MSLG, AAPL, GOOG, NVDA, PYPL