Prospect Financial Services LLC
In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 22, 2025), Prospect Financial Services LLC reported 114 stock positions worth $183.0 million. Its top holding was SL Green Realty (SLG) at 8.5% of the portfolio, followed by Apple (AAPL, 7.5%) and Vanguard Long-Term Corp. Bond (VCLT, 5.0%). Compared with Q3 2024, it opened 17 new positions, sold out of 7, added to 57 and reduced 35. The biggest buy was Vanguard Long-Term Corp. Bond (VCLT, shares +75%) and the biggest sale SL Green Realty (SLG, shares −11%).
- Most Recent 13F
- Q2 2026
- Location
- MELVILLE, NY
- CIK
- 0002012519
- Portfolio Value
- $183.0M (Q4 2024)
- SEC Filing
- 0001951757-25-000107 ↗ filed Jan 22, 2025
Holdings Value
Holdings 114 stocks · $183.0M
| SLG SL Green Realty Corp. | 8.54% | 230,080 | $15.6M | Reduce -11.3% |
| AAPL Apple Inc. | 7.46% | 54,476 | $13.6M | Reduce -0.1% |
| VCLT Vanguard Long-Term Corp. Bond | 4.95% | 121,170 | $9.1M | Add +75.0% |
| BA The Boeing Co. | 4.53% | 46,817 | $8.3M | Add +40.2% |
| GOOG Alphabet Inc. Class C | 3.91% | 37,542 | $7.1M | Reduce -0.6% |
| NVDA Nvidia Corp. | 3.76% | 51,220 | $6.9M | Reduce -3.6% |
| AMZN Amazon.com Inc. | 3.52% | 29,336 | $6.4M | Add +1.6% |
| PYPL PayPal Holdings Inc. | 3.22% | 68,963 | $5.9M | Reduce -2.6% |
| GOOGL Alphabet Inc. Class A | 2.94% | 28,377 | $5.4M | Add +0.9% |
| VCIT Vanguard Int-Term Corporate | 2.93% | 66,736 | $5.4M | Add +73.5% |
| QQQ Invesco QQQ Trust Series 1 | 2.87% | 10,290 | $5.3M | Add +7.0% |
| VTV Vanguard Mrngstr Val ETF-Aui | 2.60% | 28,079 | $4.8M | Add +6.9% |
| VIG Vanguard Dividend Apprec ETF | 2.54% | 23,717 | $4.6M | Add +7.3% |
| VNO Vornado Realty Trust | 2.44% | 106,294 | $4.5M | Reduce -6.3% |
| ET Energy Transfer LP | 2.28% | 212,614 | $4.2M | Reduce -2.1% |
| MSFT Microsoft Corp. | 2.19% | 9,486 | $4.0M | Add +1.0% |
| VUG Vanguard Mrngstar GR ETF-Sui | 1.96% | 8,745 | $3.6M | Add +6.7% |
| META Meta Platforms Inc. Class A | 1.87% | 5,856 | $3.4M | Add +54.4% |
| VCSH Vanguard S/T Corp. Bond ETF | 1.69% | 39,608 | $3.1M | Reduce -5.6% |
| TSLA Tesla Inc. | 1.66% | 7,500 | $3.0M | Add +0.3% |
| PLTR Palantir Technologies Inc. Class A | 1.53% | 37,049 | $2.8M | Add +7.4% |
| XOM Exxon Mobil Corp. | 1.52% | 25,834 | $2.8M | Reduce -9.8% |
| VOO Vanguard S&P 500 ETF | 1.27% | 4,310 | $2.3M | Add +6.0% |
| IMCG iShares Morningstar Mid-Cap | 1.12% | 27,234 | $2.1M | Add +19.2% |
| VZ Verizon Communications Inc. | 1.00% | 45,916 | $1.8M | Reduce -15.3% |
| FHLC Fidelity MSCI Health Care | 0.89% | 25,057 | $1.6M | Add +250.3% |
| PFF iShares Preferred & Income S | 0.87% | 50,609 | $1.6M | Add +15.3% |
| SCHD Schwab US DVD Equity ETF | 0.86% | 57,733 | $1.6M | Add +36.7% |
| XLV SS Health Care Select Sector | 0.83% | 10,993 | $1.5M | Add +42.1% |
| CMG Chipotle Mexican Grill Inc. | 0.76% | 23,012 | $1.4M | Reduce -3.4% |
| LLY Eli Lilly & Co. | 0.73% | 1,741 | $1.3M | Add +11.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.73% | 2,280 | $1.3M | Add +3.9% |
| INDA iShares MSCI India ETF | 0.69% | 24,076 | $1.3M | Reduce -2.4% |
| PAA Plains All Amer Pipeline LP | 0.68% | 72,414 | $1.2M | Add +0.2% |
| IJR iShares Core S&P Small-Cap E | 0.64% | 10,230 | $1.2M | Add +33.1% |
| XLK SS Technology Select Sector | 0.62% | 4,894 | $1.1M | Add +3.5% |
| PFFD Global X US Preferred ETF | 0.60% | 56,445 | $1.1M | New |
| ACWI iShares MSCI Acwi ETF | 0.53% | 8,318 | $977K | Add +0.9% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.50% | 18,105 | $908K | Add +7.5% |
| FPE FT-Preferred Secur & Inc. ETF | 0.49% | 50,340 | $891K | Add +0.9% |
| BABA Alibaba Group Holding-SP ADR | 0.49% | 10,483 | $889K | Reduce -8.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.45% | 7,317 | $815K | Add +5.6% |
| IJT iShares S&P Small-Cap 600 GR | 0.44% | 5,946 | $805K | Add +77.3% |
| BIDU Baidu Inc. - Spon ADR | 0.44% | 9,510 | $802K | Reduce -22.7% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.41% | 2,216 | $758K | Add +12.2% |
| COST Costco Wholesale Corp. | 0.41% | 818 | $749K | Add +9.2% |
| QQQM Invesco Nasdaq 100 ETF | 0.37% | 3,255 | $685K | Add +4.9% |
| KMI Kinder Morgan Inc. | 0.35% | 23,259 | $637K | Reduce -2.6% |
| AVGO Broadcom Inc. | 0.34% | 2,646 | $613K | Reduce -13.0% |
| AMT American Tower Corp. | 0.32% | 3,150 | $578K | Reduce -6.4% |
| MSTR Strategy Inc. filed as MICROSTRATEGY INC | 0.31% | 1,948 | $564K | New |
| NFLX Netflix Inc. | 0.31% | 631 | $562K | Add +7.9% |
| SHOP Shopify Inc. Class A | 0.29% | 5,033 | $535K | Add +40.2% |
| UBER Uber Technologies Inc. | 0.27% | 8,334 | $503K | Reduce -15.9% |
| BLK BlackRock Inc. | 0.27% | 489 | $501K | New |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.27% | 1,755 | $491K | Add +10.0% |
| COWZ Pacer US Cash Cows 100 ETF | 0.26% | 8,500 | $480K | Add +0.1% |
| BP BP PLC-Spons ADR | 0.26% | 16,167 | $478K | Reduce -34.1% |
| DXJ Wisdomtree Japan Hedged Eq | 0.26% | 4,318 | $476K | Add +9.8% |
| OXY Occidental Petroleum Corp. | 0.26% | 9,607 | $475K | New |
| JPM JPMorgan Chase & Co. | 0.24% | 1,870 | $448K | Reduce -8.9% |
| SBGI Sinclair Inc. | 0.24% | 27,500 | $444K | No change |
| ARKK ARK Innovation ETF | 0.24% | 7,608 | $432K | Reduce -5.0% |
| CALF PCR US SM CP CSH CWS ETF-Usd | 0.24% | 9,779 | $430K | Add +11.6% |
| EPI Wisdomtree India Earnings | 0.23% | 9,448 | $428K | Add +10.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.23% | 8,281 | $423K | New |
| T AT&T Inc. | 0.23% | 18,562 | $423K | Reduce -15.5% |
| LOW Lowe's Cos Inc. | 0.23% | 1,699 | $419K | Add +0.1% |
| V Visa Inc. Class A | 0.22% | 1,298 | $410K | No change |
| MELI MercadoLibre Inc. | 0.22% | 240 | $408K | Add +22.4% |
| MA Mastercard Inc. Class A | 0.22% | 772 | $407K | Add +9.2% |
| PFE Pfizer Inc. | 0.21% | 14,388 | $382K | Reduce -23.9% |
| JD Jd.com Inc.-ADR | 0.21% | 10,936 | $379K | Add +62.5% |
| MCD McDonald's Corp. | 0.20% | 1,267 | $367K | No change |
| QYLD Global X Nasd 100 Cov Call | 0.20% | 19,932 | $363K | Reduce -7.6% |
| IWY iShares Russell Top 200 Grow | 0.20% | 1,527 | $359K | New |
| BRK.B Berkshire Hathaway Inc. Class B | 0.18% | 734 | $333K | Add +51.3% |
| IWF iShares Russell 1000 Growth | 0.18% | 809 | $325K | Reduce -0.9% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.18% | 942 | $323K | New |
| INTC Intel Corp. | 0.17% | 15,643 | $314K | Add +32.7% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.17% | 10,165 | $310K | Reduce -14.0% |
| EMQQ Emg MKT Internet ETF-USA Inc. filed as EXCHANGE TRADED CONCEPTS TRU | 0.16% | 8,695 | $300K | Add +3.0% |
| CPNG Coupang Inc. | 0.16% | 13,635 | $300K | Add +51.8% |
| CVX Chevron Corp. | 0.16% | 2,048 | $297K | Reduce -9.1% |
| ARKG ARK Genomic Revolution ETF | 0.16% | 12,381 | $292K | No change |
| SNOW Snowflake Inc. | 0.16% | 1,867 | $288K | New |
| VRT Vertiv Holdings Co. Class A | 0.16% | 2,520 | $286K | Reduce -2.0% |
| FIW First Trust Water ETF | 0.16% | 2,783 | $284K | Add +4.2% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.15% | 7,924 | $279K | Add +16.6% |
| WMT Walmart Inc. | 0.15% | 3,026 | $273K | Reduce -14.2% |
| ACXP Acurx Pharmaceuticals Inc. | 0.15% | 329,076 | $268K | Add +11.5% |
| FMB First Trust Managed Municipa | 0.15% | 5,215 | $266K | Add +0.4% |
| WSO Watsco Inc. | 0.14% | 560 | $265K | Reduce -1.8% |
| SBUX Starbucks Corp. | 0.14% | 2,866 | $262K | Add +0.6% |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | 0.14% | 2,002 | $250K | New |
| SO The Southern Co. | 0.14% | 3,000 | $247K | Add +26.8% |
| MMM 3M Co. | 0.13% | 1,901 | $245K | Reduce -28.1% |
| FXI iShares China Large-Cap ETF | 0.13% | 8,060 | $245K | Add +20.6% |
| HD Home Depot Inc. | 0.13% | 614 | $239K | Reduce -6.0% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.13% | 2,667 | $229K | Add +56.7% |
Options reported separately and not counted above: PALANTIR TECHNOLOGIES INC calls ($383K).
Portfolio Sells Q3 2024 → Q4 2024
| SLG SL Green Realty Corp. | Reduce -11.3% | 8.54% | −2.68 |
| XOM Exxon Mobil Corp. | Reduce -9.8% | 1.52% | −0.57 |
| VZ Verizon Communications Inc. | Reduce -15.3% | 1.00% | −0.51 |
| AAPL Apple Inc. | Reduce -0.1% | 7.46% | −0.44 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -5.6% | 1.69% | −0.38 |
| BIDU Baidu Inc. - Spon ADR | Reduce -22.7% | 0.44% | −0.37 |
| VNO Vornado Realty Trust | Reduce -6.3% | 2.44% | −0.33 |
| BABA Alibaba Group Holding-SP ADR | Reduce -8.9% | 0.49% | −0.27 |
| NVDA Nvidia Corp. | Reduce -3.6% | 3.76% | −0.25 |
| BP BP PLC-Spons ADR | Reduce -34.1% | 0.26% | −0.22 |
| PYPL PayPal Holdings Inc. | Reduce -2.6% | 3.22% | −0.22 |
| INDA iShares MSCI India ETF | Reduce -2.4% | 0.69% | −0.20 |
| UBER Uber Technologies Inc. | Reduce -15.9% | 0.27% | −0.19 |
| ABBV Abbvie Inc. | Sold out | 0.00% | −0.18 |
| AMT American Tower Corp. | Reduce -6.4% | 0.32% | −0.17 |
| O Realty Income Corp. | Sold out | 0.00% | −0.16 |
| UNH Unitedhealth Group Inc. | Sold out | 0.00% | −0.15 |
| AMD Advanced Micro Devices | Sold out | 0.00% | −0.15 |
| LMT Lockheed Martin Corp. | Sold out | 0.00% | −0.15 |
| PFE Pfizer Inc. | Reduce -23.9% | 0.21% | −0.13 |
| SMCI Super Micro Computer Inc. | Sold out | 0.00% | −0.13 |
| CMG Chipotle Mexican Grill Inc. | Reduce -3.4% | 0.76% | −0.09 |
| MMM 3M Co. | Reduce -28.1% | 0.13% | −0.09 |
| T AT&T Inc. | Reduce -15.5% | 0.23% | −0.07 |
| IONQ Ionq Inc. | Sold out | 0.00% | −0.05 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -14.0% | 0.17% | −0.05 |
| CVX Chevron Corp. | Reduce -9.1% | 0.16% | −0.04 |
| QYLD Global X Nasd 100 Cov Call | Reduce -7.6% | 0.20% | −0.04 |
| HD Home Depot Inc. | Reduce -6.0% | 0.13% | −0.03 |
| WSO Watsco Inc. | Reduce -1.8% | 0.14% | −0.03 |
| WMT Walmart Inc. | Reduce -14.2% | 0.15% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -8.9% | 0.24% | −0.02 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | Reduce -3.4% | 0.12% | −0.02 |
| GOOG Alphabet Inc. Class C | Reduce -0.6% | 3.91% | −0.01 |
| IWF iShares Russell 1000 Growth | Reduce -0.9% | 0.18% | −0.01 |
| AMARIN CORP PLC | Reduce -50.0% | 0.01% | −0.01 |
| VRT Vertiv Holdings Co. Class A | Reduce -2.0% | 0.16% | −0.00 |
| CIFR Cipher Digital Inc. | Reduce -8.2% | 0.03% | −0.00 |
| ARKK ARK Innovation ETF | Reduce -5.0% | 0.24% | −0.00 |
| AVGO Broadcom Inc. | Reduce -13.0% | 0.34% | +0.01 |
| KMI Kinder Morgan Inc. | Reduce -2.6% | 0.35% | +0.02 |
| ET Energy Transfer LP | Reduce -2.1% | 2.28% | +0.11 |
Portfolio Buys Q3 2024 → Q4 2024
| VCLT Vanguard Long-Term Corp. Bond | Add +75.0% | 4.95% | +1.46 |
| BA The Boeing Co. | Add +40.2% | 4.53% | +1.38 |
| VCIT Vanguard Int-Term Corporate | Add +73.5% | 2.93% | +0.93 |
| PLTR Palantir Technologies Inc. Class A | Add +7.4% | 1.53% | +0.73 |
| PFFD Global X US Preferred ETF | New | 0.60% | +0.60 |
| FHLC Fidelity MSCI Health Care | Add +250.3% | 0.89% | +0.57 |
| META Meta Platforms Inc. Class A | Add +54.4% | 1.87% | +0.53 |
| TSLA Tesla Inc. | Add +0.3% | 1.66% | +0.44 |
| MSTR Strategy Inc. | New | 0.31% | +0.31 |
| BLK BlackRock Inc. | New | 0.27% | +0.27 |
| OXY Occidental Petroleum Corp. | New | 0.26% | +0.26 |
| SPYV SS SPDR P S&P 500 Value ETF | New | 0.23% | +0.23 |
| IWY iShares Russell Top 200 Grow | New | 0.20% | +0.20 |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | New | 0.18% | +0.18 |
| AMZN Amazon.com Inc. | Add +1.6% | 3.52% | +0.17 |
| SNOW Snowflake Inc. | New | 0.16% | +0.16 |
| IJT iShares S&P Small-Cap 600 GR | Add +77.3% | 0.44% | +0.15 |
| MGV Vngrd Mrgstr MG CP VL ETF-Ui | New | 0.14% | +0.14 |
| SCHD Schwab US DVD Equity ETF | Add +36.7% | 0.86% | +0.12 |
| XYZ Block Inc. | New | 0.12% | +0.12 |
| ORCL Oracle Corp. | New | 0.11% | +0.11 |
| SHOP Shopify Inc. Class A | Add +40.2% | 0.29% | +0.11 |
| PANW Palo Alto Networks Inc. | New | 0.11% | +0.11 |
| IWM iShares Russell 2000 ETF | New | 0.11% | +0.11 |
| CRM Salesforce Inc. | New | 0.11% | +0.11 |
| SOFI Sofi Technologies Inc. | New | 0.10% | +0.10 |
| IMCG iShares Morningstar Mid-Cap | Add +19.2% | 1.12% | +0.09 |
| LCID Lucid Group Inc. | New | 0.09% | +0.09 |
| GRAB Grab Holdings Ltd. Class A | Add +214.7% | 0.12% | +0.09 |
| XLV SS Health Care Select Sector | Add +42.1% | 0.83% | +0.09 |
| IJR iShares Core S&P Small-Cap E | Add +33.1% | 0.64% | +0.09 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +12.2% | 0.41% | +0.07 |
| NFLX Netflix Inc. | Add +7.9% | 0.31% | +0.05 |
| BRK.B Berkshire Hathaway Inc. Class B | Add +51.3% | 0.18% | +0.04 |
| JD Jd.com Inc.-ADR | Add +62.5% | 0.21% | +0.04 |
| GOOGL Alphabet Inc. Class A | Add +0.9% | 2.94% | +0.04 |
| DIS The Walt Disney Co. | Add +5.6% | 0.45% | +0.03 |
| CPNG Coupang Inc. | Add +51.8% | 0.16% | +0.03 |
| ATNM Actinium Pharmaceuticals Inc. | New | 0.01% | +0.01 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +6.7% | 1.96% | +0.01 |
| MA Mastercard Inc. Class A | Add +9.2% | 0.22% | +0.01 |
| VBK Van Morst SML-Cap Gro-Usd Inc. | Add +10.0% | 0.27% | +0.00 |
| SO The Southern Co. | Add +26.8% | 0.14% | +0.00 |
| FXI iShares China Large-Cap ETF | Add +20.6% | 0.13% | +0.00 |
| DXJ Wisdomtree Japan Hedged Eq | Add +9.8% | 0.26% | +0.00 |
| INTC Intel Corp. | Add +32.7% | 0.17% | −0.00 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +56.7% | 0.13% | −0.00 |
| CGDV Cap Group Dividend Value | Add +16.6% | 0.15% | −0.00 |
| COST Costco Wholesale Corp. | Add +9.2% | 0.41% | −0.00 |
| IEFA iShares Core MSCI Eafe ETF | Add +17.6% | 0.12% | −0.01 |
Options Activity Q3 2024 → Q4 2024
| PALANTIR TECHNOLOGIES INC | call | Reduce -78.2% | 32 | $383K |
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 115 | $197.4M | SLG, GOOG, VCLT, VOO, QQQ |
| Q1 2026 | 104 | $163.8M | GOOG, VCLT, SLG, BA, VOO |
| Q4 2025 | 103 | $174.0M | GOOG, SLG, VCLT, BA, VOO |
| Q3 2025 | 104 | $173.9M | SLG, GOOG, VCLT, BA, NVDA |
| Q2 2025Amended | 100 | $160.4M | SLG, VCLT, BA, GOOG, NVDA |
| Q1 2025 | 112 | $180.4M | VCLT, SLG, AAPL, BA, VCIT |
| Q4 2024 | 114 | $183.0M | SLG, AAPL, VCLT, BA, GOOG |
| Q3 2024 | 104 | $161.0M | SLG, AAPL, NVDA, GOOG, VCLT |
| Q2 2024 | 75 | $130.0M | SLG, AAPL, GOOG, NVDA, BA |
| Q1 2024 | 73 | $121.1M | SLG, AAPL, GOOG, NVDA, PYPL |