Prospect Financial Services LLC
In its 13F for Q4 2025 (holdings as of December 31, 2025, filed February 6, 2026), Prospect Financial Services LLC reported 103 stock positions worth $174.0 million. Its top holding was Alphabet Class C (GOOG) at 7.0% of the portfolio, followed by SL Green Realty (SLG, 6.8%) and Vanguard Long-Term Corp. Bond (VCLT, 5.7%). Compared with Q3 2025, it opened 9 new positions, sold out of 10, added to 34 and reduced 55. The biggest buy was a new position in Fidelity High Dividend ETF (FDVV) and the biggest sale Palantir Technologies Class A (PLTR, shares −15%).
- Most Recent 13F
- Q2 2026
- Location
- MELVILLE, NY
- CIK
- 0002012519
- Portfolio Value
- $174.0M (Q4 2025)
- SEC Filing
- 0001951757-26-000392 ↗ filed Feb 6, 2026
Holdings Value
Holdings 103 stocks · $174.0M
| GOOG Alphabet Inc. Class C | 6.95% | 38,561 | $12.1M | Reduce -1.2% |
| SLG SL Green Realty Corp. | 6.82% | 258,671 | $11.9M | Add +19.7% |
| VCLT Vanguard Long-Term Corp. Bond | 5.66% | 129,864 | $9.9M | Add +7.4% |
| BA The Boeing Co. | 5.34% | 42,777 | $9.3M | Reduce -0.1% |
| VOO Vanguard S&P 500 ETF | 4.08% | 11,329 | $7.1M | Add +3.3% |
| QQQ Invesco QQQ Trust Series 1 | 4.06% | 11,495 | $7.1M | Reduce -4.5% |
| NVDA Nvidia Corp. | 3.77% | 35,180 | $6.6M | Reduce -13.0% |
| GOOGL Alphabet Inc. Class A | 3.73% | 20,736 | $6.5M | Reduce -1.4% |
| VCIT Vanguard Int-Term Corporate | 3.63% | 75,386 | $6.3M | Add +3.9% |
| PLTR Palantir Technologies Inc. Class A | 3.06% | 29,929 | $5.3M | Reduce -14.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 2.90% | 26,391 | $5.0M | Reduce -3.7% |
| AAPL Apple Inc. | 2.84% | 18,154 | $4.9M | Reduce -4.7% |
| VIG Vanguard Dividend Apprec ETF | 2.83% | 22,395 | $4.9M | Add +0.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 2.28% | 8,141 | $4.0M | Reduce -1.1% |
| VNO Vornado Realty Trust | 1.89% | 98,670 | $3.3M | Reduce -1.6% |
| AMZN Amazon.com Inc. | 1.88% | 14,202 | $3.3M | Add +1.9% |
| XLV SS Health Care Select Sector | 1.88% | 21,153 | $3.3M | Add +15.6% |
| IMCG iShares Morningstar Mid-Cap | 1.73% | 37,633 | $3.0M | Add +2.4% |
| META Meta Platforms Inc. Class A | 1.63% | 4,297 | $2.8M | Add +14.4% |
| ET Energy Transfer LP | 1.59% | 168,219 | $2.8M | Reduce -8.3% |
| TSLA Tesla Inc. | 1.40% | 5,419 | $2.4M | Reduce -4.1% |
| SPYM Ste STR SPDR PT S&P 500 ETF | 1.22% | 26,526 | $2.1M | Reduce -2.8% |
| XOM Exxon Mobil Corp. | 1.20% | 17,385 | $2.1M | Reduce -2.3% |
| MSFT Microsoft Corp. | 1.17% | 4,208 | $2.0M | Reduce -5.7% |
| VYM Vanguard High DVD Yield ETF | 1.14% | 13,842 | $2.0M | Add +15.0% |
| SCHG Schwab US Large-Cap Growth | 1.14% | 60,560 | $2.0M | Add +6.4% |
| IBIT iShares Bitcoin Trust ETF | 0.97% | 33,980 | $1.7M | Add +8.5% |
| FHLC Fidelity MSCI Health Care | 0.94% | 21,983 | $1.6M | Add +14.0% |
| LLY Eli Lilly & Co. | 0.84% | 1,356 | $1.5M | Add +6.7% |
| FDVV Fidelity High Dividend ETF | 0.71% | 21,916 | $1.2M | New |
| ORCL Oracle Corp. | 0.71% | 6,306 | $1.2M | Add +619.9% |
| UNH Unitedhealth Group Inc. | 0.70% | 3,696 | $1.2M | Reduce -20.7% |
| SCHD Schwab US DVD Equity ETF | 0.63% | 40,249 | $1.1M | Reduce -43.0% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.61% | 1,565 | $1.1M | Reduce -7.0% |
| IWY iShares Russell Top 200 Grow | 0.60% | 3,768 | $1.0M | Reduce -1.6% |
| IJR iShares Core S&P Small-Cap E | 0.58% | 8,462 | $1.0M | Reduce -2.5% |
| VZ Verizon Communications Inc. | 0.58% | 24,651 | $1.0M | Reduce -11.2% |
| IJT iShares S&P Small-Cap 600 GR | 0.57% | 7,004 | $989K | Reduce -2.0% |
| PAA Plains All Amer Pipeline LP | 0.53% | 51,120 | $918K | Reduce -12.9% |
| MELI MercadoLibre Inc. | 0.51% | 440 | $886K | Add +1.1% |
| PFF iShares Preferred & Income S | 0.49% | 27,501 | $851K | Reduce -14.5% |
| AVGO Broadcom Inc. | 0.47% | 2,352 | $814K | Add +13.4% |
| CAVA Cava Group Inc. | 0.47% | 13,863 | $814K | Add +21.5% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.46% | 15,788 | $794K | Add +2.8% |
| CRWD CrowdStrike Holdings Inc. Class A | 0.43% | 1,592 | $746K | Add +4.8% |
| XLK SS Technology Select Sector | 0.42% | 5,137 | $740K | Reduce -1.9% |
| GS Goldman Sachs Group Inc. | 0.41% | 809 | $711K | No change |
| PYPL PayPal Holdings Inc. | 0.38% | 11,438 | $668K | Reduce -36.9% |
| UBER Uber Technologies Inc. | 0.37% | 7,778 | $636K | Reduce -1.3% |
| DXJ Wisdomtree Japan Hedged Eq | 0.36% | 4,363 | $629K | No change |
| IVV iShares Core S&P 500 ETF | 0.34% | 873 | $598K | Reduce -7.6% |
| PFFD Global X US Preferred ETF | 0.34% | 30,855 | $583K | Reduce -34.7% |
| SPYV SS SPDR P S&P 500 Value ETF | 0.34% | 10,269 | $583K | Add +0.5% |
| TSM Taiwan Semiconductor-SP ADR | 0.34% | 1,919 | $583K | Add +19.9% |
| CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE | 0.32% | 12,925 | $564K | Add +2.5% |
| ARKK ARK Innovation ETF | 0.31% | 6,954 | $535K | Reduce -0.8% |
| KMI Kinder Morgan Inc. | 0.30% | 18,829 | $518K | Reduce -2.2% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.28% | 986 | $496K | Reduce -18.0% |
| EMQQ Emg MKT Internet ETF-USA Inc. filed as EXCHANGE TRADED CONCEPTS TRU | 0.28% | 12,255 | $495K | Reduce -6.3% |
| JPM JPMorgan Chase & Co. | 0.28% | 1,524 | $491K | Reduce -1.5% |
| FPE FT-Preferred Secur & Inc. ETF | 0.28% | 26,924 | $491K | Reduce -10.3% |
| ARKG ARK Genomic Revolution ETF | 0.28% | 16,554 | $480K | Add +19.0% |
| LOW Lowe's Cos Inc. | 0.27% | 1,939 | $468K | Reduce -2.2% |
| VCSH Vanguard S/T Corp. Bond ETF | 0.27% | 5,814 | $464K | Reduce -2.8% |
| MSTR Strategy Inc. | 0.26% | 2,959 | $450K | Add +11.3% |
| INDA iShares MSCI India ETF | 0.25% | 8,116 | $439K | Reduce -24.8% |
| BP BP PLC-Spons ADR | 0.25% | 12,502 | $434K | Reduce -7.0% |
| VRT Vertiv Holdings Co. Class A | 0.23% | 2,509 | $407K | Reduce -7.7% |
| EPI Wisdomtree India Earnings | 0.23% | 8,684 | $402K | Reduce -0.2% |
| IWF iShares Russell 1000 Growth | 0.21% | 774 | $366K | Add +2.6% |
| VB Vanguard Most SM-Cap ETF-Usd | 0.21% | 1,415 | $365K | Reduce -4.1% |
| RKLB Rocket Lab Corp. | 0.20% | 5,000 | $349K | No change |
| JIVE JPM Interntl Value ETF filed as J P MORGAN EXCHANGE TRADED F | 0.18% | 3,995 | $321K | New |
| NFLX Netflix Inc. | 0.18% | 3,385 | $317K | Add +8.2% |
| DGRO iShares Core Dividend Growth | 0.18% | 4,560 | $317K | Add +26.1% |
| IEFA iShares Core MSCI Eafe ETF | 0.18% | 3,517 | $315K | Reduce -0.7% |
| T AT&T Inc. | 0.18% | 12,268 | $305K | Reduce -8.2% |
| VBK Van Morst SML-Cap Gro-Usd Inc. | 0.17% | 996 | $301K | No change |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.17% | 1,413 | $299K | Add +26.6% |
| AMD Advanced Micro Devices | 0.16% | 1,286 | $275K | New |
| SO The Southern Co. | 0.16% | 3,145 | $274K | No change |
| ALAI Alger AI Enable & Adopt ETF | 0.16% | 7,552 | $273K | Add +10.3% |
| MA Mastercard Inc. Class A | 0.16% | 475 | $271K | Add +0.2% |
| IUSV iShares Core S&P U.S. Value | 0.15% | 2,627 | $269K | New |
| COST Costco Wholesale Corp. | 0.15% | 307 | $265K | Reduce -59.2% |
| MCD McDonald's Corp. | 0.14% | 821 | $251K | Reduce -12.0% |
| CMG Chipotle Mexican Grill Inc. | 0.14% | 6,725 | $249K | Reduce -50.3% |
| QQQM Invesco Nasdaq 100 ETF | 0.14% | 976 | $247K | Reduce -9.7% |
| JBND JPMorgan Active Bond ETF | 0.14% | 4,475 | $242K | Add +8.2% |
| V Visa Inc. Class A | 0.14% | 672 | $236K | Add +6.3% |
| NET Cloudflare Inc. Class A | 0.13% | 1,179 | $232K | Reduce -2.2% |
| HD Home Depot Inc. | 0.13% | 673 | $231K | Add +7.3% |
| RDVY First Trust Rising Dividend | 0.13% | 3,171 | $220K | New |
| WMT Walmart Inc. | 0.13% | 1,956 | $218K | New |
| QYLD Global X Nasd 100 Cov Call | 0.12% | 12,202 | $216K | Reduce -20.1% |
| GLD SPDR Gold Shares | 0.12% | 544 | $216K | New |
| MUB iShares National Muni Bond E | 0.12% | 2,000 | $214K | New |
| NBIS Nebius Group NV | 0.12% | 2,551 | $214K | Reduce -2.1% |
| MGK Vngrd Mrgstr MG CP GR ETF-Ui | 0.12% | 517 | $213K | Reduce -2.8% |
| PPLT Abrdn Physical Platinum SHRS | 0.12% | 1,110 | $207K | Reduce -26.5% |
Other holdings (1): bonds, preferreds, convertibles and warrants · $79K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| DYNCW Dynamix Corp. - 29 | *W EXP 10/25/202 | 38,580 | $79K | New |
Total filed on the 13F, all lines: $174.1M.
Portfolio Sells Q3 2025 → Q4 2025
| PLTR Palantir Technologies Inc. Class A | Reduce -14.7% | 3.06% | −0.62 |
| NVDA Nvidia Corp. | Reduce -13.0% | 3.77% | −0.57 |
| SCHD Schwab US DVD Equity ETF | Reduce -43.0% | 0.63% | −0.47 |
| VNO Vornado Realty Trust | Reduce -1.6% | 1.89% | −0.45 |
| PYPL PayPal Holdings Inc. | Reduce -36.9% | 0.38% | −0.32 |
| DIS The Walt Disney Co. | Sold out | 0.00% | −0.28 |
| COST Costco Wholesale Corp. | Reduce -59.2% | 0.15% | −0.25 |
| UNH Unitedhealth Group Inc. | Reduce -20.7% | 0.70% | −0.22 |
| ET Energy Transfer LP | Reduce -8.3% | 1.59% | −0.22 |
| PFFD Global X US Preferred ETF | Reduce -34.7% | 0.34% | −0.19 |
| CMG Chipotle Mexican Grill Inc. | Reduce -50.3% | 0.14% | −0.16 |
| MSFT Microsoft Corp. | Reduce -5.7% | 1.17% | −0.16 |
| ETHA iShares Ethereum Trust ETF | Sold out | 0.00% | −0.13 |
| WSO Watsco Inc. | Sold out | 0.00% | −0.13 |
| INDY iShares India 50 ETF | Sold out | 0.00% | −0.13 |
| VZ Verizon Communications Inc. | Reduce -11.2% | 0.58% | −0.12 |
| O Realty Income Corp. | Sold out | 0.00% | −0.12 |
| ARKQ ARK Autonomous Tech & Robot | Sold out | 0.00% | −0.12 |
| CIBR First Trust Nasdaq Cybersecu | Sold out | 0.00% | −0.12 |
| PFE Pfizer Inc. | Sold out | 0.00% | −0.12 |
| FIW First Trust Water ETF | Sold out | 0.00% | −0.12 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -4.5% | 4.06% | −0.10 |
| PFF iShares Preferred & Income S | Reduce -14.5% | 0.49% | −0.10 |
| SG Sweetgreen Inc. Class A | Sold out | 0.00% | −0.08 |
| UBER Uber Technologies Inc. | Reduce -1.3% | 0.37% | −0.08 |
| INDA iShares MSCI India ETF | Reduce -24.8% | 0.25% | −0.07 |
| EMQQ Emg MKT Internet ETF-USA Inc. | Reduce -6.3% | 0.28% | −0.07 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -18.0% | 0.28% | −0.06 |
| PAA Plains All Amer Pipeline LP | Reduce -12.9% | 0.53% | −0.05 |
| NBIS Nebius Group NV | Reduce -2.1% | 0.12% | −0.05 |
| TSLA Tesla Inc. | Reduce -4.1% | 1.40% | −0.05 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -3.7% | 2.90% | −0.04 |
| T AT&T Inc. | Reduce -8.2% | 0.18% | −0.04 |
| ARKK ARK Innovation ETF | Reduce -0.8% | 0.31% | −0.04 |
| FPE FT-Preferred Secur & Inc. ETF | Reduce -10.3% | 0.28% | −0.03 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -7.0% | 0.61% | −0.03 |
| QYLD Global X Nasd 100 Cov Call | Reduce -20.1% | 0.12% | −0.03 |
| SBGI Sinclair Inc. | Reduce -19.4% | 0.11% | −0.02 |
| ACXP Acurx Pharmaceuticals Inc. | Reduce -0.3% | 0.03% | −0.02 |
| IVV iShares Core S&P 500 ETF | Reduce -7.6% | 0.34% | −0.02 |
| MCD McDonald's Corp. | Reduce -12.0% | 0.14% | −0.02 |
| LOW Lowe's Cos Inc. | Reduce -2.2% | 0.27% | −0.02 |
| BP BP PLC-Spons ADR | Reduce -7.0% | 0.25% | −0.02 |
| KMI Kinder Morgan Inc. | Reduce -2.2% | 0.30% | −0.02 |
| NET Cloudflare Inc. Class A | Reduce -2.2% | 0.13% | −0.02 |
| IJT iShares S&P Small-Cap 600 GR | Reduce -2.0% | 0.57% | −0.01 |
| QQQM Invesco Nasdaq 100 ETF | Reduce -9.7% | 0.14% | −0.01 |
| IJR iShares Core S&P Small-Cap E | Reduce -2.5% | 0.58% | −0.01 |
| VCSH Vanguard S/T Corp. Bond ETF | Reduce -2.8% | 0.27% | −0.01 |
| SPYM Ste STR SPDR PT S&P 500 ETF | Reduce -2.8% | 1.22% | −0.01 |
Portfolio Buys Q3 2025 → Q4 2025
| FDVV Fidelity High Dividend ETF | New | 0.71% | +0.71 |
| ORCL Oracle Corp. | Add +619.9% | 0.71% | +0.56 |
| XLV SS Health Care Select Sector | Add +15.6% | 1.88% | +0.42 |
| LLY Eli Lilly & Co. | Add +6.7% | 0.84% | +0.28 |
| VCLT Vanguard Long-Term Corp. Bond | Add +7.4% | 5.66% | +0.26 |
| VOO Vanguard S&P 500 ETF | Add +3.3% | 4.08% | +0.22 |
| FHLC Fidelity MSCI Health Care | Add +14.0% | 0.94% | +0.20 |
| JIVE JPM Interntl Value ETF | New | 0.18% | +0.18 |
| VYM Vanguard High DVD Yield ETF | Add +15.0% | 1.14% | +0.17 |
| AMD Advanced Micro Devices | New | 0.16% | +0.16 |
| IUSV iShares Core S&P U.S. Value | New | 0.15% | +0.15 |
| RDVY First Trust Rising Dividend | New | 0.13% | +0.13 |
| WMT Walmart Inc. | New | 0.13% | +0.13 |
| AMZN Amazon.com Inc. | Add +1.9% | 1.88% | +0.12 |
| GLD SPDR Gold Shares | New | 0.12% | +0.12 |
| MUB iShares National Muni Bond E | New | 0.12% | +0.12 |
| MRVL Marvell Technology Inc. | New | 0.12% | +0.12 |
| VCIT Vanguard Int-Term Corporate | Add +3.9% | 3.63% | +0.12 |
| SCHG Schwab US Large-Cap Growth | Add +6.4% | 1.14% | +0.09 |
| TSM Taiwan Semiconductor-SP ADR | Add +19.9% | 0.34% | +0.08 |
| AVGO Broadcom Inc. | Add +13.4% | 0.47% | +0.07 |
| CAVA Cava Group Inc. | Add +21.5% | 0.47% | +0.07 |
| VIG Vanguard Dividend Apprec ETF | Add +0.6% | 2.83% | +0.06 |
| ARKG ARK Genomic Revolution ETF | Add +19.0% | 0.28% | +0.05 |
| META Meta Platforms Inc. Class A | Add +14.4% | 1.63% | +0.04 |
| DGRO iShares Core Dividend Growth | Add +26.1% | 0.18% | +0.04 |
| VBR Vngrd Mrngst SL-CP Val ETF-U | Add +26.6% | 0.17% | +0.04 |
| CGDV Cap Group Dividend Value | Add +2.5% | 0.32% | +0.02 |
| VTEB Vanguard Tax-Exempt Bond ETF | Add +2.8% | 0.46% | +0.01 |
| V Visa Inc. Class A | Add +6.3% | 0.14% | +0.01 |
| JBND JPMorgan Active Bond ETF | Add +8.2% | 0.14% | +0.01 |
| SPYV SS SPDR P S&P 500 Value ETF | Add +0.5% | 0.34% | +0.01 |
| ALAI Alger AI Enable & Adopt ETF | Add +10.3% | 0.16% | +0.01 |
| IWF iShares Russell 1000 Growth | Add +2.6% | 0.21% | +0.01 |
| MA Mastercard Inc. Class A | Add +0.2% | 0.16% | +0.00 |
| CRWD CrowdStrike Holdings Inc. Class A | Add +4.8% | 0.43% | +0.00 |
| HD Home Depot Inc. | Add +7.3% | 0.13% | −0.01 |
| IMCG iShares Morningstar Mid-Cap | Add +2.4% | 1.73% | −0.02 |
| NFLX Netflix Inc. | Add +8.2% | 0.18% | −0.03 |
| MELI MercadoLibre Inc. | Add +1.1% | 0.51% | −0.08 |
| IBIT iShares Bitcoin Trust ETF | Add +8.5% | 0.97% | −0.20 |
| MSTR Strategy Inc. | Add +11.3% | 0.26% | −0.23 |
| SLG SL Green Realty Corp. | Add +19.7% | 6.82% | −0.62 |
Notes & Other Activity Q3 2025 → Q4 2025
| DYNCW Dynamix Corp. - 29 | *W EXP 10/25/202 | New | 38,580 | $79K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 115 | $197.4M | SLG, GOOG, VCLT, VOO, QQQ |
| Q1 2026 | 104 | $163.8M | GOOG, VCLT, SLG, BA, VOO |
| Q4 2025 | 103 | $174.0M | GOOG, SLG, VCLT, BA, VOO |
| Q3 2025 | 104 | $173.9M | SLG, GOOG, VCLT, BA, NVDA |
| Q2 2025Amended | 100 | $160.4M | SLG, VCLT, BA, GOOG, NVDA |
| Q1 2025 | 112 | $180.4M | VCLT, SLG, AAPL, BA, VCIT |
| Q4 2024 | 114 | $183.0M | SLG, AAPL, VCLT, BA, GOOG |
| Q3 2024 | 104 | $161.0M | SLG, AAPL, NVDA, GOOG, VCLT |
| Q2 2024 | 75 | $130.0M | SLG, AAPL, GOOG, NVDA, BA |
| Q1 2024 | 73 | $121.1M | SLG, AAPL, GOOG, NVDA, PYPL |