Prospect Financial Services LLC

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 22, 2025), Prospect Financial Services LLC reported 114 stock positions worth $183.0 million. Its top holding was SL Green Realty (SLG) at 8.5% of the portfolio, followed by Apple (AAPL, 7.5%) and Vanguard Long-Term Corp. Bond (VCLT, 5.0%). Compared with Q3 2024, it opened 17 new positions, sold out of 7, added to 57 and reduced 35. The biggest buy was Vanguard Long-Term Corp. Bond (VCLT, shares +75%) and the biggest sale SL Green Realty (SLG, shares −11%).

Most Recent 13F
Q2 2026
Location
MELVILLE, NY
CIK
0002012519
Portfolio Value
$183.0M (Q4 2024)
SEC Filing
0001951757-25-000107 ↗ filed Jan 22, 2025

Holdings Value

0$50.0M$100.0M$150.0M$200.0M Q1 2024: $121.1M Q1 2024 Q2 2024: $130.0M Q2 2024 Q3 2024: $161.0M Q3 2024 Q4 2024: $183.0M $183.0M Q4 2024 Q1 2025: $180.4M Q1 2025 Q2 2025: $160.4M Q2 2025 Q3 2025: $173.9M Q3 2025 Q4 2025: $174.0M Q4 2025 Q1 2026: $163.8M Q1 2026 Q2 2026: $197.4M Q2 2026

Holdings 114 stocks · $183.0M
SLG SL Green Realty Corp. 8.54% 230,080 $15.6M Reduce -11.3%
AAPL Apple Inc. 7.46% 54,476 $13.6M Reduce -0.1%
VCLT Vanguard Long-Term Corp. Bond 4.95% 121,170 $9.1M Add +75.0%
BA The Boeing Co. 4.53% 46,817 $8.3M Add +40.2%
GOOG Alphabet Inc. Class C 3.91% 37,542 $7.1M Reduce -0.6%
NVDA Nvidia Corp. 3.76% 51,220 $6.9M Reduce -3.6%
AMZN Amazon.com Inc. 3.52% 29,336 $6.4M Add +1.6%
PYPL PayPal Holdings Inc. 3.22% 68,963 $5.9M Reduce -2.6%
GOOGL Alphabet Inc. Class A 2.94% 28,377 $5.4M Add +0.9%
VCIT Vanguard Int-Term Corporate 2.93% 66,736 $5.4M Add +73.5%
QQQ Invesco QQQ Trust Series 1 2.87% 10,290 $5.3M Add +7.0%
VTV Vanguard Mrngstr Val ETF-Aui 2.60% 28,079 $4.8M Add +6.9%
VIG Vanguard Dividend Apprec ETF 2.54% 23,717 $4.6M Add +7.3%
VNO Vornado Realty Trust 2.44% 106,294 $4.5M Reduce -6.3%
ET Energy Transfer LP 2.28% 212,614 $4.2M Reduce -2.1%
MSFT Microsoft Corp. 2.19% 9,486 $4.0M Add +1.0%
VUG Vanguard Mrngstar GR ETF-Sui 1.96% 8,745 $3.6M Add +6.7%
META Meta Platforms Inc. Class A 1.87% 5,856 $3.4M Add +54.4%
VCSH Vanguard S/T Corp. Bond ETF 1.69% 39,608 $3.1M Reduce -5.6%
TSLA Tesla Inc. 1.66% 7,500 $3.0M Add +0.3%
PLTR Palantir Technologies Inc. Class A 1.53% 37,049 $2.8M Add +7.4%
XOM Exxon Mobil Corp. 1.52% 25,834 $2.8M Reduce -9.8%
VOO Vanguard S&P 500 ETF 1.27% 4,310 $2.3M Add +6.0%
IMCG iShares Morningstar Mid-Cap 1.12% 27,234 $2.1M Add +19.2%
VZ Verizon Communications Inc. 1.00% 45,916 $1.8M Reduce -15.3%
FHLC Fidelity MSCI Health Care 0.89% 25,057 $1.6M Add +250.3%
PFF iShares Preferred & Income S 0.87% 50,609 $1.6M Add +15.3%
SCHD Schwab US DVD Equity ETF 0.86% 57,733 $1.6M Add +36.7%
XLV SS Health Care Select Sector 0.83% 10,993 $1.5M Add +42.1%
CMG Chipotle Mexican Grill Inc. 0.76% 23,012 $1.4M Reduce -3.4%
LLY Eli Lilly & Co. 0.73% 1,741 $1.3M Add +11.2%
SPY SS SPDR S&P 500 ETF Trust-US 0.73% 2,280 $1.3M Add +3.9%
INDA iShares MSCI India ETF 0.69% 24,076 $1.3M Reduce -2.4%
PAA Plains All Amer Pipeline LP 0.68% 72,414 $1.2M Add +0.2%
IJR iShares Core S&P Small-Cap E 0.64% 10,230 $1.2M Add +33.1%
XLK SS Technology Select Sector 0.62% 4,894 $1.1M Add +3.5%
PFFD Global X US Preferred ETF 0.60% 56,445 $1.1M New
ACWI iShares MSCI Acwi ETF 0.53% 8,318 $977K Add +0.9%
VTEB Vanguard Tax-Exempt Bond ETF 0.50% 18,105 $908K Add +7.5%
FPE FT-Preferred Secur & Inc. ETF 0.49% 50,340 $891K Add +0.9%
BABA Alibaba Group Holding-SP ADR 0.49% 10,483 $889K Reduce -8.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO 0.45% 7,317 $815K Add +5.6%
IJT iShares S&P Small-Cap 600 GR 0.44% 5,946 $805K Add +77.3%
BIDU Baidu Inc. - Spon ADR 0.44% 9,510 $802K Reduce -22.7%
CRWD CrowdStrike Holdings Inc. Class A 0.41% 2,216 $758K Add +12.2%
COST Costco Wholesale Corp. 0.41% 818 $749K Add +9.2%
QQQM Invesco Nasdaq 100 ETF 0.37% 3,255 $685K Add +4.9%
KMI Kinder Morgan Inc. 0.35% 23,259 $637K Reduce -2.6%
AVGO Broadcom Inc. 0.34% 2,646 $613K Reduce -13.0%
AMT American Tower Corp. 0.32% 3,150 $578K Reduce -6.4%
MSTR Strategy Inc. filed as MICROSTRATEGY INC 0.31% 1,948 $564K New
NFLX Netflix Inc. 0.31% 631 $562K Add +7.9%
SHOP Shopify Inc. Class A 0.29% 5,033 $535K Add +40.2%
UBER Uber Technologies Inc. 0.27% 8,334 $503K Reduce -15.9%
BLK BlackRock Inc. 0.27% 489 $501K New
VBK Van Morst SML-Cap Gro-Usd Inc. 0.27% 1,755 $491K Add +10.0%
COWZ Pacer US Cash Cows 100 ETF 0.26% 8,500 $480K Add +0.1%
BP BP PLC-Spons ADR 0.26% 16,167 $478K Reduce -34.1%
DXJ Wisdomtree Japan Hedged Eq 0.26% 4,318 $476K Add +9.8%
OXY Occidental Petroleum Corp. 0.26% 9,607 $475K New
JPM JPMorgan Chase & Co. 0.24% 1,870 $448K Reduce -8.9%
SBGI Sinclair Inc. 0.24% 27,500 $444K No change
ARKK ARK Innovation ETF 0.24% 7,608 $432K Reduce -5.0%
CALF PCR US SM CP CSH CWS ETF-Usd 0.24% 9,779 $430K Add +11.6%
EPI Wisdomtree India Earnings 0.23% 9,448 $428K Add +10.7%
SPYV SS SPDR P S&P 500 Value ETF 0.23% 8,281 $423K New
T AT&T Inc. 0.23% 18,562 $423K Reduce -15.5%
LOW Lowe's Cos Inc. 0.23% 1,699 $419K Add +0.1%
V Visa Inc. Class A 0.22% 1,298 $410K No change
MELI MercadoLibre Inc. 0.22% 240 $408K Add +22.4%
MA Mastercard Inc. Class A 0.22% 772 $407K Add +9.2%
PFE Pfizer Inc. 0.21% 14,388 $382K Reduce -23.9%
JD Jd.com Inc.-ADR 0.21% 10,936 $379K Add +62.5%
MCD McDonald's Corp. 0.20% 1,267 $367K No change
QYLD Global X Nasd 100 Cov Call 0.20% 19,932 $363K Reduce -7.6%
IWY iShares Russell Top 200 Grow 0.20% 1,527 $359K New
BRK.B Berkshire Hathaway Inc. Class B 0.18% 734 $333K Add +51.3%
IWF iShares Russell 1000 Growth 0.18% 809 $325K Reduce -0.9%
MGK Vngrd Mrgstr MG CP GR ETF-Ui 0.18% 942 $323K New
INTC Intel Corp. 0.17% 15,643 $314K Add +32.7%
BUFR FT Vest Lad Buffervetf-Usd I 0.17% 10,165 $310K Reduce -14.0%
EMQQ Emg MKT Internet ETF-USA Inc. filed as EXCHANGE TRADED CONCEPTS TRU 0.16% 8,695 $300K Add +3.0%
CPNG Coupang Inc. 0.16% 13,635 $300K Add +51.8%
CVX Chevron Corp. 0.16% 2,048 $297K Reduce -9.1%
ARKG ARK Genomic Revolution ETF 0.16% 12,381 $292K No change
SNOW Snowflake Inc. 0.16% 1,867 $288K New
VRT Vertiv Holdings Co. Class A 0.16% 2,520 $286K Reduce -2.0%
FIW First Trust Water ETF 0.16% 2,783 $284K Add +4.2%
CGDV Cap Group Dividend Value filed as CAPITAL GROUP DIVIDEND VALUE 0.15% 7,924 $279K Add +16.6%
WMT Walmart Inc. 0.15% 3,026 $273K Reduce -14.2%
ACXP Acurx Pharmaceuticals Inc. 0.15% 329,076 $268K Add +11.5%
FMB First Trust Managed Municipa 0.15% 5,215 $266K Add +0.4%
WSO Watsco Inc. 0.14% 560 $265K Reduce -1.8%
SBUX Starbucks Corp. 0.14% 2,866 $262K Add +0.6%
MGV Vngrd Mrgstr MG CP VL ETF-Ui 0.14% 2,002 $250K New
SO The Southern Co. 0.14% 3,000 $247K Add +26.8%
MMM 3M Co. 0.13% 1,901 $245K Reduce -28.1%
FXI iShares China Large-Cap ETF 0.13% 8,060 $245K Add +20.6%
HD Home Depot Inc. 0.13% 614 $239K Reduce -6.0%
NVO Novo-Nordisk A/S-Spons ADR 0.13% 2,667 $229K Add +56.7%
BUFQ FT VST Lad NSDQ Buf ETF-Usdi 0.12% 7,112 $224K Reduce -3.4%
IEFA iShares Core MSCI Eafe ETF 0.12% 3,174 $223K Add +17.6%
GRAB Grab Holdings Ltd. Class A 0.12% 47,200 $223K Add +214.7%
XBI SS SPDR S&P Biotech ETF 0.12% 2,451 $221K No change
XYZ Block Inc. 0.12% 2,483 $211K New
ORCL Oracle Corp. 0.11% 1,255 $209K New
PANW Palo Alto Networks Inc. 0.11% 1,126 $205K New
CRM Salesforce Inc. 0.11% 607 $203K New
IWM iShares Russell 2000 ETF 0.11% 918 $203K New
SOFI Sofi Technologies Inc. 0.10% 11,700 $180K New
LCID Lucid Group Inc. 0.09% 52,965 $160K New
CIFR Cipher Digital Inc. 0.03% 11,250 $52K Reduce -8.2%
ATNM Actinium Pharmaceuticals Inc. 0.01% 12,400 $16K New
AMARIN CORP PLC 0.01% 20,003 $10K Reduce -50.0%

Options reported separately and not counted above: PALANTIR TECHNOLOGIES INC calls ($383K).

Portfolio Sells Q3 2024 → Q4 2024
SLG SL Green Realty Corp. Reduce -11.3% 8.54% −2.68
XOM Exxon Mobil Corp. Reduce -9.8% 1.52% −0.57
VZ Verizon Communications Inc. Reduce -15.3% 1.00% −0.51
AAPL Apple Inc. Reduce -0.1% 7.46% −0.44
VCSH Vanguard S/T Corp. Bond ETF Reduce -5.6% 1.69% −0.38
BIDU Baidu Inc. - Spon ADR Reduce -22.7% 0.44% −0.37
VNO Vornado Realty Trust Reduce -6.3% 2.44% −0.33
BABA Alibaba Group Holding-SP ADR Reduce -8.9% 0.49% −0.27
NVDA Nvidia Corp. Reduce -3.6% 3.76% −0.25
BP BP PLC-Spons ADR Reduce -34.1% 0.26% −0.22
PYPL PayPal Holdings Inc. Reduce -2.6% 3.22% −0.22
INDA iShares MSCI India ETF Reduce -2.4% 0.69% −0.20
UBER Uber Technologies Inc. Reduce -15.9% 0.27% −0.19
ABBV Abbvie Inc. Sold out 0.00% −0.18
AMT American Tower Corp. Reduce -6.4% 0.32% −0.17
O Realty Income Corp. Sold out 0.00% −0.16
UNH Unitedhealth Group Inc. Sold out 0.00% −0.15
AMD Advanced Micro Devices Sold out 0.00% −0.15
LMT Lockheed Martin Corp. Sold out 0.00% −0.15
PFE Pfizer Inc. Reduce -23.9% 0.21% −0.13
SMCI Super Micro Computer Inc. Sold out 0.00% −0.13
CMG Chipotle Mexican Grill Inc. Reduce -3.4% 0.76% −0.09
MMM 3M Co. Reduce -28.1% 0.13% −0.09
T AT&T Inc. Reduce -15.5% 0.23% −0.07
IONQ Ionq Inc. Sold out 0.00% −0.05
BUFR FT Vest Lad Buffervetf-Usd I Reduce -14.0% 0.17% −0.05
CVX Chevron Corp. Reduce -9.1% 0.16% −0.04
QYLD Global X Nasd 100 Cov Call Reduce -7.6% 0.20% −0.04
HD Home Depot Inc. Reduce -6.0% 0.13% −0.03
WSO Watsco Inc. Reduce -1.8% 0.14% −0.03
WMT Walmart Inc. Reduce -14.2% 0.15% −0.03
JPM JPMorgan Chase & Co. Reduce -8.9% 0.24% −0.02
BUFQ FT VST Lad NSDQ Buf ETF-Usdi Reduce -3.4% 0.12% −0.02
GOOG Alphabet Inc. Class C Reduce -0.6% 3.91% −0.01
IWF iShares Russell 1000 Growth Reduce -0.9% 0.18% −0.01
AMARIN CORP PLC Reduce -50.0% 0.01% −0.01
VRT Vertiv Holdings Co. Class A Reduce -2.0% 0.16% −0.00
CIFR Cipher Digital Inc. Reduce -8.2% 0.03% −0.00
ARKK ARK Innovation ETF Reduce -5.0% 0.24% −0.00
AVGO Broadcom Inc. Reduce -13.0% 0.34% +0.01
KMI Kinder Morgan Inc. Reduce -2.6% 0.35% +0.02
ET Energy Transfer LP Reduce -2.1% 2.28% +0.11

Portfolio Buys Q3 2024 → Q4 2024
VCLT Vanguard Long-Term Corp. Bond Add +75.0% 4.95% +1.46
BA The Boeing Co. Add +40.2% 4.53% +1.38
VCIT Vanguard Int-Term Corporate Add +73.5% 2.93% +0.93
PLTR Palantir Technologies Inc. Class A Add +7.4% 1.53% +0.73
PFFD Global X US Preferred ETF New 0.60% +0.60
FHLC Fidelity MSCI Health Care Add +250.3% 0.89% +0.57
META Meta Platforms Inc. Class A Add +54.4% 1.87% +0.53
TSLA Tesla Inc. Add +0.3% 1.66% +0.44
MSTR Strategy Inc. New 0.31% +0.31
BLK BlackRock Inc. New 0.27% +0.27
OXY Occidental Petroleum Corp. New 0.26% +0.26
SPYV SS SPDR P S&P 500 Value ETF New 0.23% +0.23
IWY iShares Russell Top 200 Grow New 0.20% +0.20
MGK Vngrd Mrgstr MG CP GR ETF-Ui New 0.18% +0.18
AMZN Amazon.com Inc. Add +1.6% 3.52% +0.17
SNOW Snowflake Inc. New 0.16% +0.16
IJT iShares S&P Small-Cap 600 GR Add +77.3% 0.44% +0.15
MGV Vngrd Mrgstr MG CP VL ETF-Ui New 0.14% +0.14
SCHD Schwab US DVD Equity ETF Add +36.7% 0.86% +0.12
XYZ Block Inc. New 0.12% +0.12
ORCL Oracle Corp. New 0.11% +0.11
SHOP Shopify Inc. Class A Add +40.2% 0.29% +0.11
PANW Palo Alto Networks Inc. New 0.11% +0.11
IWM iShares Russell 2000 ETF New 0.11% +0.11
CRM Salesforce Inc. New 0.11% +0.11
SOFI Sofi Technologies Inc. New 0.10% +0.10
IMCG iShares Morningstar Mid-Cap Add +19.2% 1.12% +0.09
LCID Lucid Group Inc. New 0.09% +0.09
GRAB Grab Holdings Ltd. Class A Add +214.7% 0.12% +0.09
XLV SS Health Care Select Sector Add +42.1% 0.83% +0.09
IJR iShares Core S&P Small-Cap E Add +33.1% 0.64% +0.09
CRWD CrowdStrike Holdings Inc. Class A Add +12.2% 0.41% +0.07
NFLX Netflix Inc. Add +7.9% 0.31% +0.05
BRK.B Berkshire Hathaway Inc. Class B Add +51.3% 0.18% +0.04
JD Jd.com Inc.-ADR Add +62.5% 0.21% +0.04
GOOGL Alphabet Inc. Class A Add +0.9% 2.94% +0.04
DIS The Walt Disney Co. Add +5.6% 0.45% +0.03
CPNG Coupang Inc. Add +51.8% 0.16% +0.03
ATNM Actinium Pharmaceuticals Inc. New 0.01% +0.01
VUG Vanguard Mrngstar GR ETF-Sui Add +6.7% 1.96% +0.01
MA Mastercard Inc. Class A Add +9.2% 0.22% +0.01
VBK Van Morst SML-Cap Gro-Usd Inc. Add +10.0% 0.27% +0.00
SO The Southern Co. Add +26.8% 0.14% +0.00
FXI iShares China Large-Cap ETF Add +20.6% 0.13% +0.00
DXJ Wisdomtree Japan Hedged Eq Add +9.8% 0.26% +0.00
INTC Intel Corp. Add +32.7% 0.17% −0.00
NVO Novo-Nordisk A/S-Spons ADR Add +56.7% 0.13% −0.00
CGDV Cap Group Dividend Value Add +16.6% 0.15% −0.00
COST Costco Wholesale Corp. Add +9.2% 0.41% −0.00
IEFA iShares Core MSCI Eafe ETF Add +17.6% 0.12% −0.01

Options Activity Q3 2024 → Q4 2024
PALANTIR TECHNOLOGIES INC call Reduce -78.2% 32 $383K

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 115$197.4MSLG, GOOG, VCLT, VOO, QQQ
Q1 2026 104$163.8MGOOG, VCLT, SLG, BA, VOO
Q4 2025 103$174.0MGOOG, SLG, VCLT, BA, VOO
Q3 2025 104$173.9MSLG, GOOG, VCLT, BA, NVDA
Q2 2025Amended 100$160.4MSLG, VCLT, BA, GOOG, NVDA
Q1 2025 112$180.4MVCLT, SLG, AAPL, BA, VCIT
Q4 2024 114$183.0MSLG, AAPL, VCLT, BA, GOOG
Q3 2024 104$161.0MSLG, AAPL, NVDA, GOOG, VCLT
Q2 2024 75$130.0MSLG, AAPL, GOOG, NVDA, BA
Q1 2024 73$121.1MSLG, AAPL, GOOG, NVDA, PYPL