Providence Capital Advisors, LLC

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Providence Capital Advisors, LLC reported 339 stock positions worth $458.3 million. Its top holding was Apple (AAPL) at 3.6% of the portfolio, followed by Microsoft (MSFT, 3.4%) and iShares Core S&P 500 ETF (IVV, 2.8%). Compared with Q4 2023, it opened 38 new positions, sold out of 31, added to 99 and reduced 45. The biggest buy was a new position in Netapp (NTAP) and the biggest sale Qualcomm (QCOM, shares −100%).

Most Recent 13F
Q2 2026
Location
CHARLOTTE, NC
CIK
0001730814
Portfolio Value
$458.3M (Q1 2024)
SEC Filing
0001730814-24-000003 ↗ filed May 13, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $458.3M $458.3M Q1 2024 Q2 2024: $458.7M Q2 2024 Q3 2024: $503.5M Q3 2024 Q4 2024: $493.1M Q4 2024 Q1 2025: $481.2M Q1 2025 Q2 2025: $544.7M Q2 2025 Q3 2025: $577.4M Q3 2025 Q4 2025: $594.4M Q4 2025 Q1 2026: $612.7M Q1 2026 Q2 2026: $660.5M Q2 2026

Holdings 339 stocks · $458.3M
AAPL Apple Inc. 3.63% 97,042 $16.6M Add +5.6%
MSFT Microsoft Corp. 3.45% 37,577 $15.8M Reduce -0.7%
IVV iShares Core S&P 500 ETF 2.83% 24,654 $13.0M Add +0.4%
BAC Bank of America Corp. filed as BANK AMERICA CORP 2.07% 250,041 $9.5M Add +13.0%
GOOG Alphabet Inc. Class C 1.88% 56,532 $8.6M Add +1.7%
JPM JPMorgan Chase & Co. 1.82% 41,548 $8.3M Add +1.7%
HD Home Depot Inc. 1.78% 21,274 $8.2M Add +1.4%
CSCO Cisco Systems Inc. 1.77% 162,868 $8.1M Add +195.8%
AMZN Amazon.com Inc. 1.76% 44,634 $8.1M Add +1.6%
BAH Booz Allen Hamilton Holdings 1.74% 53,739 $8.0M Add +1.8%
NVDA Nvidia Corp. 1.69% 8,558 $7.7M Reduce -38.4%
LIN Linde PLC 1.68% 16,593 $7.7M Add +2.0%
ETN Eaton Corp. PLC 1.66% 24,274 $7.6M Add +1.9%
DIS The Walt Disney Co. filed as DISNEY WALT CO 1.63% 61,205 $7.5M Reduce -47.2%
ABT Abbott Laboratories 1.52% 61,372 $7.0M Reduce -44.1%
IEFA iShares Core MSCI Eafe ETF 1.49% 91,993 $6.8M Add +4.7%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 1.46% 122,203 $6.7M Add +1.9%
NTAP Netapp Inc. 1.45% 63,100 $6.6M New
WFC Wells Fargo & Co. 1.44% 113,695 $6.6M Reduce -1.5%
AES AES Corp. 1.43% 364,950 $6.5M Add +2.1%
HSY The Hershey Co. 1.42% 33,420 $6.5M Add +42.7%
NXPI NXP Semiconductors NV 1.38% 25,570 $6.3M Add +1.6%
JCI Johnson Controls Internation 1.35% 94,927 $6.2M Add +3.4%
XOM Exxon Mobil Corp. 1.35% 53,330 $6.2M Add +6325.3%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 1.34% 56,370 $6.1M Add +28.5%
PLD Prologis Inc. 1.33% 46,844 $6.1M Add +1.8%
TMO Thermo Fisher Scientific Inc. 1.31% 10,353 $6.0M Add +1.6%
ORCL Oracle Corp. 1.31% 47,800 $6.0M Add +6.5%
MET Metlife Inc. 1.30% 80,696 $6.0M Add +83958.3%
XYL Xylem Inc. 1.30% 46,022 $5.9M Add +2.0%
GLW Corning Inc. 1.29% 179,774 $5.9M Add +4.4%
DGX Quest Diagnostics Inc. 1.26% 43,509 $5.8M Add +17.6%
JNJ Johnson & Johnson 1.26% 36,409 $5.8M Add +1037.4%
NKE Nike Inc. Class B 1.25% 60,913 $5.7M Add +53805.3%
BN Brookfield Corp. 1.25% 136,615 $5.7M Add +1.9%
EA Electronic Arts Inc. 1.25% 43,115 $5.7M Add +287333.3%
DE Deere & Co. 1.24% 13,889 $5.7M Add +1.7%
MS Morgan Stanley 1.24% 60,400 $5.7M New
TXN Texas Instruments Inc. 1.22% 32,049 $5.6M Add +6.0%
CIEN Ciena Corp. 1.22% 112,827 $5.6M Add +1.3%
ADBE Adobe Inc. 1.21% 10,967 $5.5M New
CMCSA Comcast Corp. Class A 1.20% 126,672 $5.5M Add +10680.6%
HON Honeywell International Inc. 1.19% 26,567 $5.5M Add +4585.5%
SBUX Starbucks Corp. 1.15% 57,530 $5.3M Add +51728.8%
APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC 1.13% 65,115 $5.2M Add +41.3%
ZBRA Zebra Technologies Corp. Class A 1.11% 16,832 $5.1M Add +1.7%
CMCO Columbus McKinnon Corp. 1.09% 111,654 $5.0M Add +1.6%
BDX Becton Dickinson and Co. 0.99% 18,378 $4.5M Add +1.8%
IGSB iShares 1-5Y Inv Grade Corp. 0.99% 88,685 $4.5M Add +2.4%
GO Grocery Outlet Holding Corp. 0.99% 157,991 $4.5M Add +2.0%
AMD Advanced Micro Devices 0.86% 21,892 $4.0M Reduce -47.4%
DUK Duke Energy Corp. 0.78% 37,045 $3.6M Add +2.0%
LYB Lyondellbasell Indu Class A 0.78% 34,933 $3.6M Add +2.5%
USB US Bancorp 0.77% 79,313 $3.5M Add +2.0%
AEP American Electric Power 0.76% 40,189 $3.5M Add +2.6%
IQV Iqvia Holdings Inc. 0.75% 13,551 $3.4M Add +1.8%
NVS Novartis AG-Sponsored ADR 0.74% 35,117 $3.4M Add +2.4%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.71% 17,041 $3.3M Reduce -21.4%
VZ Verizon Communications Inc. 0.70% 76,991 $3.2M Add +25.1%
PRU Prudential Financial Inc. 0.69% 27,028 $3.2M Add +2.3%
T AT&T Inc. 0.69% 179,062 $3.2M Add +51.4%
ARCC Ares Capital Corp. 0.68% 149,051 $3.1M Add +2.3%
PFE Pfizer Inc. 0.67% 111,288 $3.1M Add +35.9%
ORI Old Republic Intl Corp. 0.65% 96,731 $3.0M Add +2.6%
UPS United Parcel Service Class B 0.64% 19,799 $2.9M Add +96.3%
ABBV Abbvie Inc. 0.63% 15,932 $2.9M Add +1.2%
CVX Chevron Corp. 0.63% 18,326 $2.9M Add +2.2%
SO The Southern Co. 0.63% 39,957 $2.9M Add +2.2%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.62% 36,782 $2.9M Add +2.5%
BMY Bristol-Myers Squibb Co. 0.61% 51,186 $2.8M Add +40.1%
WHR Whirlpool Corp. 0.59% 22,525 $2.7M Add +51.0%
KO The Coca-Cola Co. 0.58% 43,263 $2.6M Add +1.8%
GIS General Mills Inc. 0.58% 37,718 $2.6M Add +2.6%
SNY Sanofi-ADR 0.57% 53,572 $2.6M Add +2.1%
SPTS SS SPDR P St Term TSY ETF 0.56% 88,024 $2.5M Add +2.7%
IJR iShares Core S&P Small-Cap E 0.54% 22,442 $2.5M Add +5.8%
IJH iShares Core S&P Midcap ETF 0.54% 40,671 $2.5M Add +3.2%
CCI Crown Castle Inc. 0.51% 21,895 $2.3M Add +2.8%
TLT iShares 20+ Year Treasury BD 0.45% 21,774 $2.1M New
WMB Williams Cos Inc. 0.42% 48,912 $1.9M Add +2.4%
IWF iShares Russell 1000 Growth 0.39% 5,242 $1.8M Reduce -1.5%
MRK Merck & Co. Inc. 0.31% 10,830 $1.4M No change
VUG Vanguard Mrngstar GR ETF-Sui 0.29% 3,882 $1.3M Add +1.3%
AVDX Avidxchange Holdings Inc. 0.23% 80,237 $1.1M No change
AGG iShares Core U.S. Aggregate 0.23% 10,561 $1.0M Add +7.2%
IEMG iShares Core MSCI Emerging 0.19% 17,170 $886K Add +9.6%
SPY SS SPDR S&P 500 ETF Trust-US 0.19% 1,651 $864K No change
XLV SS Health Care Select Sector 0.16% 4,867 $719K Add +2.1%
XLI SS Industrial Select Sector 0.15% 5,328 $671K Add +1.7%
PG The Procter & Gamble Co. 0.14% 3,911 $635K Reduce -6.9%
XLB SS Materials Select Sector 0.14% 6,703 $623K Add +4.9%
VTI VG Morningstar TS MKT ETF-US 0.14% 2,391 $621K Reduce -3.4%
GE General Electric 0.13% 3,393 $596K No change
XLP SS Consumer Staples Sel Sect 0.13% 7,676 $586K Add +3.6%
RSG Republic Services Inc. 0.12% 2,899 $555K No change
IWP iShares Russell Mid-Cap Grow 0.12% 4,808 $549K No change
GOOGL Alphabet Inc. Class A 0.11% 3,449 $521K Reduce -3.3%
DFAC Dimensional US Core Equity 2 0.11% 15,202 $486K No change
DVY iShares Select Dividend ETF 0.09% 3,178 $392K Add +15.1%
LLY Eli Lilly & Co. 0.08% 483 $376K No change
BIL SS SPDR BB 1-3M T-Bill ETF 0.08% 4,017 $369K No change
IWM iShares Russell 2000 ETF 0.08% 1,753 $369K No change
BRK.B Berkshire Hathaway Inc. Class B 0.08% 875 $368K No change
PHM Pultegroup Inc. 0.06% 2,467 $298K No change
VEA Vanguard Ftse Developed ETF 0.06% 5,894 $296K Add +1.4%
CSX CSX Corp. 0.06% 7,667 $284K Reduce -95.4%
ITW Illinois Tool Works 0.06% 966 $259K No change
SDY SS SPDR S&P Dividend ETF 0.05% 1,873 $246K Reduce -0.1%
COST Costco Wholesale Corp. 0.05% 293 $215K Reduce -25.4%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.04% 814 $203K No change
IWS iShares Russell Mid-Cap Valu 0.04% 1,490 $187K No change
SCHD Schwab US DVD Equity ETF 0.04% 2,300 $185K Reduce -22.8%
V Visa Inc. Class A 0.04% 660 $184K Add +0.9%
USMV iShares MSCI USA Min Vol Fac 0.04% 2,184 $183K Reduce -21.3%
VOO Vanguard S&P 500 ETF 0.04% 374 $180K Add +13.0%
AXP American Express Co. 0.04% 770 $175K No change
AVGO Broadcom Inc. 0.04% 127 $168K Add +2.4%
EFV iShares MSCI Eafe Value ETF 0.03% 2,774 $151K No change
PEP Pepsico Inc. 0.03% 816 $143K No change
SGOV iShares 0-3 Month Treasury B 0.03% 1,248 $126K No change
FHLC Fidelity MSCI Health Care 0.03% 1,770 $123K Reduce -0.3%
SCHB Schwab US Broad Market ETF 0.03% 2,000 $122K Reduce -39.4%
VGT Vanguard Info Tech ETF 0.03% 230 $121K Reduce -47.6%
JEPI JPMorgan Equity Premium Inco 0.03% 1,996 $115K New
MA Mastercard Inc. Class A 0.02% 222 $107K No change
OUSA Alps Oshares US Quality Divi 0.02% 2,100 $104K No change
NSC Norfolk Southern Corp. 0.02% 400 $102K No change
XYLD Global X S&P 500 Cove Call E 0.02% 2,440 $100K Reduce -32.8%
META Meta Platforms Inc. Class A 0.02% 201 $98K Add +12.9%
DOV Dover Corp. 0.02% 521 $92K No change
WMT Walmart Inc. 0.02% 1,500 $90K No change
CAT Caterpillar Inc. 0.02% 245 $90K No change
HAL Halliburton Co. 0.02% 2,125 $84K No change
XLF SS Financial Select Sector 0.02% 1,971 $83K Add +142.1%
LOW Lowe's Cos Inc. 0.02% 316 $80K Reduce -98.7%
GEHC GE Healthcare Technology 0.02% 884 $80K No change
PFF iShares Preferred & Income S 0.02% 2,425 $78K Add +115.9%
BLK BlackRock Finance Inc. 0.02% 93 $78K Reduce -19.1%
FXH First Trust Health Care Alph 0.02% 705 $77K No change
CSM Proshares Large Cap Core Plu 0.02% 1,248 $76K Reduce -30.8%
BX Blackstone Inc. 0.02% 573 $75K Add +0.3%
TFC Truist Financial Corp. 0.02% 1,857 $72K No change
DFAT Dimensional US Target Value 0.02% 1,329 $72K No change
IWD iShares Russell 1000 Value E 0.01% 385 $69K No change
HLAL Wahed Ftse USA Shariah ETF 0.01% 1,388 $67K Add +198.5%
SPLV Invesco S&P 500 Low Volatili 0.01% 1,008 $66K No change
SPYG SS SPDR P S&P 500 Growth ETF 0.01% 883 $65K No change
ANET Arista Networks Inc. 0.01% 218 $63K No change
UMMA Wahed Dow Jones Islamic WRLD 0.01% 2,518 $60K Add +195.5%
KLAC KLA Corp. 0.01% 85 $59K No change
UNP Union Pacific Corp. 0.01% 240 $59K No change
SHEL Shell PLC-ADR 0.01% 880 $59K Reduce -50.7%
PRF Invesco Rafi US 1000 ETF 0.01% 1,500 $58K No change
IYM iShares U.S. Basic Materials 0.01% 376 $56K No change
MMM 3M Co. 0.01% 521 $55K No change
ITA iShares U.S. Aerospace & Def 0.01% 408 $54K No change
PTLC Pacer Trendpilot US Large Ca 0.01% 1,123 $54K No change
MAR Marriott International Class A 0.01% 200 $50K Reduce -50.0%
NOC Northrop Grumman Corp. 0.01% 100 $48K No change
RY Royal Bank of Canada 0.01% 463 $47K No change
IWB iShares Russell 1000 ETF 0.01% 162 $47K No change
ENB Enbridge Inc. 0.01% 1,266 $46K No change
DNN Denison Mines Corp. 0.01% 23,371 $46K No change
SYM Symbotic Inc. 0.01% 1,000 $45K No change
FICO Fair Isaac Corp. 0.01% 36 $45K No change
IUSG iShares Core S&P U.S. Growth 0.01% 379 $44K Add +26.3%
RIVN Rivian Automotive Inc. Class A 0.01% 4,030 $44K Add +0.2%
IHI iShares U.S. Medical Devices 0.01% 691 $40K Add +20.2%
XLK SS Technology Select Sector 0.01% 193 $40K Reduce -51.8%
UNH Unitedhealth Group Inc. 0.01% 81 $40K No change
PM Philip Morris International 0.01% 424 $39K Add +6.0%
FITB Fifth Third Bancorp 0.01% 1,004 $37K No change
DHR Danaher Corp. 0.01% 148 $37K No change
SCHM Schwab US Mid Cap ETF 0.01% 429 $35K Reduce -33.0%
YUM Yum! Brands Inc. 0.01% 250 $35K No change
CB Chubb Ltd. 0.01% 131 $34K Reduce -27.6%
TM Toyota Motor Corp. -Spon ADR 0.01% 133 $34K Add +3.1%
EQIX Equinix Inc. 0.01% 40 $33K No change
SCHX Schwab US Large-Cap ETF 0.01% 520 $32K No change
HIG Hartford Insurance Group Inc. 0.01% 312 $32K No change
AEE Ameren Corporation 0.01% 433 $32K No change
GILD Gilead Sciences Inc. 0.01% 428 $31K Add +0.2%
PANW Palo Alto Networks Inc. 0.01% 101 $29K New
PFG Principal Financial Group 0.01% 320 $28K No change
IVW iShares S&P 500 Growth ETF 0.01% 324 $27K No change
LMT Lockheed Martin Corp. 0.01% 60 $27K No change
PRCH Porch Group Inc. 0.01% 6,304 $27K No change
MO Altria Group Inc. 0.01% 620 $27K Reduce -35.8%
DFSV Dimensional US Small Cap Val 0.01% 895 $27K New
VONG Vanguard Russell 1000 Growth 0.01% 309 $27K No change
DLTR Dollar Tree Inc. 0.01% 198 $26K No change
OMF Onemain Holdings Inc. 0.01% 500 $26K No change
DFLV Dim US Large Cap Value ETF 0.01% 849 $25K New
MUB iShares National Muni Bond E 0.01% 235 $25K No change
VMC Vulcan Materials Co. 0.01% 92 $25K Reduce -54.0%
VONV Vanguard Russell 1000 Value 0.01% 318 $25K No change
MOAT Vaneck Morningstar Wide Moat 0.01% 276 $25K No change
RCL Royal Caribbean Cruises Ltd. 0.01% 175 $24K No change
OGN Organon & Co. 0.01% 1,246 $23K No change
MDLZ Mondelez International Inc. Class A 0.01% 329 $23K Reduce -43.7%
SNPS Synopsys Inc. 0.01% 40 $23K No change
TDG Transdigm Group Inc. 0.00% 18 $22K No change
NEAR iShares SH Dba ETF Usd Inc. 0.00% 422 $21K New
BA The Boeing Co. 0.00% 100 $19K No change
SPSK SP Funds Dow Jones Global Su 0.00% 1,075 $19K Add +153.5%
DGRW Wisdomtree U.S. Quality Divi 0.00% 250 $19K No change
IBB iShares Biotechnology ETF 0.00% 135 $19K No change
CWB SS SPDR BB Conv Sec ETF 0.00% 250 $18K No change
RSP Invesco S&P 500 Equal Weight 0.00% 105 $18K New
ACN Accenture PLC Class A 0.00% 51 $18K Reduce -71.0%
STZ Constellation Brands Inc. Class A 0.00% 65 $18K No change
CVS CVS Health Corp. 0.00% 219 $17K Add +9.5%
PPG PPG Industries Inc. 0.00% 110 $16K New
RIG Transocean Ltd. 0.00% 2,500 $16K No change
DUHP Dimensional US High Profi Et 0.00% 493 $16K New
ADP Automatic Data Processing 0.00% 60 $15K No change
MCD McDonald's Corp. 0.00% 53 $15K No change
O Realty Income Corp. 0.00% 272 $15K No change
AXON Axon Enterprise Inc. 0.00% 47 $15K No change
PYPL PayPal Holdings Inc. 0.00% 219 $15K Add +9.5%
HLT Hilton Worldwide Holdings Inc. 0.00% 68 $15K No change
DISV Dimensional International SM 0.00% 517 $14K New
DFIV Dimensional International Va 0.00% 374 $14K New
VTV Vanguard Mrngstr Val ETF-Aui 0.00% 84 $14K New
FDVV Fidelity High Dividend ETF 0.00% 297 $13K No change
DIHP Dimensional International Hi 0.00% 499 $13K New
FNB FNB Corp. 0.00% 946 $13K No change
SPHQ Invesco S&P 500 Quality ETF 0.00% 220 $13K No change
FMDE Fidelity Enhanced Mid Cap Co. 0.00% 420 $13K No change
XLE SS Energy Select Sector 0.00% 136 $13K Reduce -6.2%
CRWD CrowdStrike Holdings Inc. Class A 0.00% 40 $13K No change
AMGN Amgen Inc. 0.00% 45 $13K Reduce -69.0%
INTU Intuit Inc. 0.00% 19 $12K Reduce -86.8%
X United States Steel Corp. 0.00% 300 $12K No change
VHT Vanguard Health Care ETF 0.00% 45 $12K No change
EEMV iShares MSCI Emg MKT Min Vol 0.00% 215 $12K No change
CNQ Canadian Natural Resources 0.00% 156 $12K No change
D Dominion Energy Inc. 0.00% 242 $12K New
SCHF Schwab Intl Equity ETF 0.00% 280 $11K Add +12.9%
IAGG iShares Intl Aggregate Bond 0.00% 216 $11K No change
IUSV iShares Core S&P U.S. Value 0.00% 117 $11K No change
SHW The Sherwin-Williams Co. 0.00% 30 $10K Reduce -71.4%
SCHE Schwab Emrg Mrkts Eqty ETF 0.00% 395 $10K No change
XLY SS Consumer Disc Select Sect 0.00% 53 $10K Reduce -79.0%
CTVA Corteva Inc. 0.00% 166 $10K No change
VDC Vanguard Consumer Staple ETF 0.00% 45 $9K No change
GIB Cgi Inc. 0.00% 83 $9K No change
AME Ametek Inc. 0.00% 50 $9K No change
ADI Analog Devices Inc. 0.00% 42 $8K No change
LOB Live Oak Bancshares Inc. 0.00% 200 $8K No change
PDI PIMCO Dynamic Income Fund 0.00% 425 $8K New
DG Dollar General Corp. 0.00% 50 $8K No change
CCL Carnival Corp. 0.00% 472 $8K No change
SPYM Ste STR SPDR PT S&P 500 ETF 0.00% 125 $8K No change
DFEV Dimensional Emrg MRKT Val 0.00% 289 $8K New
SPRE SP/F S&P Global REIT Sharia 0.00% 330 $7K Add +205.6%
YUMC Yum China Holdings Inc. 0.00% 164 $7K No change
QRVO Qorvo Inc. 0.00% 56 $6K No change
CARR Carrier Global Corp. 0.00% 108 $6K No change
RSPG Invesco S&P 500 Equal Weight 0.00% 75 $6K No change
SLQD iShares 0-5 YR Inv GRD Corp. 0.00% 126 $6K Reduce -25.4%
SRCL Stericycle Inc. 0.00% 116 $6K No change
BAM Brookfield Asset Mgmt-A 0.00% 142 $6K No change
DOMA Doma Holdings Inc. 0.00% 1,240 $6K No change
VYM Vanguard High DVD Yield ETF 0.00% 46 $6K New
JD Jd.com Inc.-ADR 0.00% 200 $5K No change
CHKP Check Point Software Tech 0.00% 33 $5K No change
USNA Usana Health Sciences Inc. 0.00% 109 $5K No change
SNOW Snowflake Inc. 0.00% 30 $5K New
PUBM Pubmatic Inc. Class A 0.00% 200 $5K New
GLD SPDR Gold Shares 0.00% 23 $5K Add +283.3%
WELL Welltower Inc. 0.00% 50 $5K No change
VWOB Vanguard Emerg MKTS Gov BND 0.00% 70 $4K No change
VLTO Veralto Corp. 0.00% 49 $4K No change
TGT Target Corp. 0.00% 24 $4K Reduce -99.9%
ARIS WATER SOLUTIONS INC-A 0.00% 300 $4K No change
SHV iShares 0-1 Year Treasury Bo 0.00% 38 $4K New
IEF iShares 7-10 Year Treasury B 0.00% 44 $4K New
CTAS Cintas Corp. 0.00% 6 $4K Reduce -89.3%
PLL Piedmont Lithium Inc. 0.00% 301 $4K No change
CTSH Cognizant Tech Solutions-A 0.00% 54 $4K No change
SCHA Schwab US Small-Cap ETF 0.00% 80 $4K Reduce -89.0%
NET Cloudflare Inc. Class A 0.00% 40 $4K No change
ADM Archer-Daniels-Midland Co. 0.00% 58 $4K Reduce -99.9%
CME Cme Group Inc. 0.00% 16 $3K No change
POWA Invesco Bloomberg Pricing Po 0.00% 43 $3K No change
CRM Salesforce Inc. 0.00% 11 $3K New
TW Tradeweb Markets Inc. Class A 0.00% 31 $3K No change
SPGI S&P Global Inc. 0.00% 7 $3K No change
KHC The Kraft Heinz Co. 0.00% 77 $3K No change
ROP Roper Technologies Inc. 0.00% 5 $3K No change
PH Parker Hannifin Corp. 0.00% 5 $3K New
INTC Intel Corp. 0.00% 58 $3K No change
VNQ Vanguard Real Estate ETF 0.00% 28 $2K No change
IVZ Invesco Ltd. 0.00% 139 $2K New
KD Kyndryl Holdings Inc. 0.00% 100 $2K No change
EEM iShares MSCI Emerging Market 0.00% 50 $2K No change
TGTX TG Therapeutics Inc. 0.00% 127 $2K No change
RGA Reinsurance Group of America 0.00% 10 $2K No change
UAA Under Armour Inc. Class A 0.00% 260 $2K No change
FFIV F5 Inc. 0.00% 10 $2K No change
UA Under Armour Inc. Class C 0.00% 261 $2K No change
RTX RTX Corp. 0.00% 19 $2K No change
PBI Pitney Bowes Inc. 0.00% 408 $2K No change
SWK Stanley Black & Decker Inc. 0.00% 18 $2K No change
FDX FedEx Corp. 0.00% 6 $2K New
MDT Medtronic PLC 0.00% 17 $1K Reduce -100.0%
BP BP PLC-Spons ADR 0.00% 39 $1K No change
WBD Warner Bros Discovery Inc. 0.00% 142 $1K No change
VTRS Viatris Inc. 0.00% 103 $1K No change
ZBH Zimmer Biomet Holdings Inc. 0.00% 9 $1K New
QCOM Qualcomm Inc. 0.00% 6 $1K Reduce -100.0%
XSD SS SPDR S&P Semiconductor 0.00% 4 $1K New
NIKOLA CORP 0.00% 1,000 $1K No change
XNTK SS SPDR Nyse Tech ETF 0.00% 5 $1K New
PLTR Palantir Technologies Inc. Class A 0.00% 43 $1K New
ARKK ARK Innovation ETF 0.00% 19 $952 New
GTHX G1 Therapeutics Inc. 0.00% 212 $916 No change
BHF Brighthouse Financial Inc. 0.00% 16 $825 No change
NTR Nutrien Ltd. 0.00% 15 $815 New
POST Post Holdings Inc. filed as POST HLDGS INC 0.00% 7 $744 No change
AIG American International Group 0.00% 9 $704 No change
NUE Nucor Corp. 0.00% 3 $636 No change
GSLC Goldman Activebeta US LC ETF 0.00% 6 $623 New
PHO Invesco Water Resources ETF 0.00% 8 $533 No change
BRBR Bellring Brands Inc. 0.00% 8 $472 No change
KPTI Karyopharm Therapeutics Inc. 0.00% 312 $471 New
NIO Nio Inc. - ADR 0.00% 100 $450 No change
FATE Fate Therapeutics Inc. 0.00% 61 $448 No change
ATHE Alterity Therapeutics-ADR 0.00% 200 $414 No change
DAL Delta Air Lines Inc. 0.00% 8 $383 No change
EFA iShares MSCI Eafe ETF 0.00% 4 $319 No change
LQDA Liquidia Corp. 0.00% 19 $280 New
COMP Compass Inc. Class A 0.00% 70 $252 No change
AKTSQ Akoustis Technologies Inc. 0.00% 150 $89 No change
CHWY Chewy Inc. Class A 0.00% 4 $64 New
AAL American Airlines Group Inc. 0.00% 4 $61 No change
AXDXQ Accelerate Diagnostics Inc. 0.00% 4 $4 No change
ACB Aurora Cannabis Inc. 0.00% 1 $4 Reduce -16.7%
Other holdings (1): bonds, preferreds, convertibles and warrants · $94 (not counted above)
SecurityClassShares / PrincipalValueChange
AMPWF Ardagh Metal Packaging -CW26 *W EXP 08/04/202 2,952$94No change
Lines left out (2) · $36 — a value with no share or principal amount
SecurityClassSharesValue
DAVA Endava PLC- Spon ADR ADS0$19
BCE Bce Inc. COM NEW0$17

Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.

Total filed on the 13F, all lines: $458.3M.

Portfolio Sells Q4 2023 → Q1 2024
QCOM Qualcomm Inc. Reduce -100.0% 0.00% −1.47
ABT Abbott Laboratories Reduce -44.1% 1.52% −1.38
CSX CSX Corp. Reduce -95.4% 0.06% −1.33
TGT Target Corp. Reduce -99.9% 0.00% −1.31
GM General Motors Co. Sold out 0.00% −1.28
LOW Lowe's Cos Inc. Reduce -98.7% 0.02% −1.27
DOW Dow Inc. Sold out 0.00% −1.27
KMI Kinder Morgan Inc. Sold out 0.00% −1.24
MDT Medtronic PLC Reduce -100.0% 0.00% −1.23
SYY Sysco Corp. Sold out 0.00% −1.22
ADM Archer-Daniels-Midland Co. Reduce -99.9% 0.00% −1.01
DIS The Walt Disney Co. Reduce -47.2% 1.63% −0.88
AMD Advanced Micro Devices Reduce -47.4% 0.86% −0.61
FLOT iShares Floating Rate Bond E Sold out 0.00% −0.47
TU Telus Corp. Sold out 0.00% −0.37
IBM Intl Business Machines Corp. Reduce -21.4% 0.71% −0.14
VGT Vanguard Info Tech ETF Reduce -47.6% 0.03% −0.02
INTU Intuit Inc. Reduce -86.8% 0.00% −0.02
SCHB Schwab US Broad Market ETF Reduce -39.4% 0.03% −0.02
COST Costco Wholesale Corp. Reduce -25.4% 0.05% −0.02
SHEL Shell PLC-ADR Reduce -50.7% 0.01% −0.02
VIG Vanguard Dividend Apprec ETF Sold out 0.00% −0.01
SCHD Schwab US DVD Equity ETF Reduce -22.8% 0.04% −0.01
XYLD Global X S&P 500 Cove Call E Reduce -32.8% 0.02% −0.01
USMV iShares MSCI USA Min Vol Fac Reduce -21.3% 0.04% −0.01
ACN Accenture PLC Class A Reduce -71.0% 0.00% −0.01
MAR Marriott International Class A Reduce -50.0% 0.01% −0.01
CEG Constellation Energy Sold out 0.00% −0.01
FVD First Trust Value Line DVD Sold out 0.00% −0.01
XLK SS Technology Select Sector Reduce -51.8% 0.01% −0.01
PG The Procter & Gamble Co. Reduce -6.9% 0.14% −0.01
AMP Ameriprise Financial Inc. Sold out 0.00% −0.01
XLY SS Consumer Disc Select Sect Reduce -79.0% 0.00% −0.01
CPRT Copart Inc. Sold out 0.00% −0.01
SCHA Schwab US Small-Cap ETF Reduce -89.0% 0.00% −0.01
AMGN Amgen Inc. Reduce -69.0% 0.00% −0.01
CTAS Cintas Corp. Reduce -89.3% 0.00% −0.01
EQWL Invesco S&P 100 Equal Weight Sold out 0.00% −0.01
CSM Proshares Large Cap Core Plu Reduce -30.8% 0.02% −0.01
PAYX Paychex Inc. Sold out 0.00% −0.01
GOOGL Alphabet Inc. Class A Reduce -3.3% 0.11% −0.01
SCHY Schwab International DVD ETF Sold out 0.00% −0.01
ATO Atmos Energy Corp. Sold out 0.00% −0.01
SHW The Sherwin-Williams Co. Reduce -71.4% 0.00% −0.01
BLK BlackRock Finance Inc. Reduce -19.1% 0.02% −0.01
VMC Vulcan Materials Co. Reduce -54.0% 0.01% −0.01
VTI VG Morningstar TS MKT ETF-US Reduce -3.4% 0.14% −0.01
MDLZ Mondelez International Inc. Class A Reduce -43.7% 0.01% −0.01
SCHM Schwab US Mid Cap ETF Reduce -33.0% 0.01% −0.00
MO Altria Group Inc. Reduce -35.8% 0.01% −0.00

Portfolio Buys Q4 2023 → Q1 2024
NTAP Netapp Inc. New 1.45% +1.45
XOM Exxon Mobil Corp. Add +6325.3% 1.35% +1.33
MET Metlife Inc. Add +83958.3% 1.30% +1.30
EA Electronic Arts Inc. Add +287333.3% 1.25% +1.25
NKE Nike Inc. Class B Add +53805.3% 1.25% +1.25
MS Morgan Stanley New 1.24% +1.24
ADBE Adobe Inc. New 1.21% +1.21
CMCSA Comcast Corp. Class A Add +10680.6% 1.20% +1.19
HON Honeywell International Inc. Add +4585.5% 1.19% +1.16
SBUX Starbucks Corp. Add +51728.8% 1.15% +1.14
JNJ Johnson & Johnson Add +1037.4% 1.26% +1.14
CSCO Cisco Systems Inc. Add +195.8% 1.77% +1.11
TLT iShares 20+ Year Treasury BD New 0.45% +0.45
HSY The Hershey Co. Add +42.7% 1.42% +0.37
BAC Bank of America Corp. Add +13.0% 2.07% +0.28
ETN Eaton Corp. PLC Add +1.9% 1.66% +0.28
UPS United Parcel Service Class B Add +96.3% 0.64% +0.26
T AT&T Inc. Add +51.4% 0.69% +0.21
LQD Ishr Ibx Usd Invgd CB ETF-Ui Add +28.5% 1.34% +0.18
ORCL Oracle Corp. Add +6.5% 1.31% +0.17
BMY Bristol-Myers Squibb Co. Add +40.1% 0.61% +0.16
AMZN Amazon.com Inc. Add +1.6% 1.76% +0.16
WHR Whirlpool Corp. Add +51.0% 0.59% +0.15
JPM JPMorgan Chase & Co. Add +1.7% 1.82% +0.15
VZ Verizon Communications Inc. Add +25.1% 0.70% +0.15
APTV Aptiv Irish Holdings Ltd. Add +41.3% 1.13% +0.14
BAH Booz Allen Hamilton Holdings Add +1.8% 1.74% +0.12
PFE Pfizer Inc. Add +35.9% 0.67% +0.11
JCI Johnson Controls Internation Add +3.4% 1.35% +0.08
LIN Linde PLC Add +2.0% 1.68% +0.08
XYL Xylem Inc. Add +2.0% 1.30% +0.06
CMCO Columbus McKinnon Corp. Add +1.6% 1.09% +0.06
ABBV Abbvie Inc. Add +1.2% 0.63% +0.05
DGX Quest Diagnostics Inc. Add +17.6% 1.26% +0.04
HD Home Depot Inc. Add +1.4% 1.78% +0.04
GLW Corning Inc. Add +4.4% 1.29% +0.04
PRU Prudential Financial Inc. Add +2.3% 0.69% +0.04
JEPI JPMorgan Equity Premium Inco New 0.03% +0.03
ZBRA Zebra Technologies Corp. Class A Add +1.7% 1.11% +0.02
WMB Williams Cos Inc. Add +2.4% 0.42% +0.02
TMO Thermo Fisher Scientific Inc. Add +1.6% 1.31% +0.02
CIEN Ciena Corp. Add +1.3% 1.22% +0.02
IJH iShares Core S&P Midcap ETF Add +3.2% 0.54% +0.02
IVV iShares Core S&P 500 ETF Add +0.4% 2.83% +0.01
XLF SS Financial Select Sector Add +142.1% 0.02% +0.01
HLAL Wahed Ftse USA Shariah ETF Add +198.5% 0.01% +0.01
IQV Iqvia Holdings Inc. Add +1.8% 0.75% +0.01
PFF iShares Preferred & Income S Add +115.9% 0.02% +0.01
UMMA Wahed Dow Jones Islamic WRLD Add +195.5% 0.01% +0.01
DVY iShares Select Dividend ETF Add +15.1% 0.09% +0.01

Notes & Other Activity Q4 2023 → Q1 2024
BCE Bce Inc. COM NEW Reduce -100.0% 0 $17

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 384$660.5MAAPL, NVDA, GOOG, IVV, MSFT
Q1 2026 200$612.7MAAPL, NVDA, MSFT, GOOG, IVV
Q4 2025 213$594.4MAAPL, MSFT, GOOG, AMZN, IVV
Q3 2025 220$577.4MAAPL, MSFT, IVV, AMZN, GOOG
Q2 2025 232$544.7MAAPL, MSFT, IVV, NVDA, JPM
Q1 2025 125$481.2MAAPL, MSFT, IVV, BAC, JPM
Q4 2024 119$493.1MMSFT, AAPL, IVV, BAC, GOOG
Q3 2024 353$503.5MMSFT, AAPL, GOOG, IVV, AMZN
Q2 2024 354$458.7MMSFT, GOOG, AMZN, AAPL, IVV
Q1 2024 339$458.3MAAPL, MSFT, IVV, BAC, GOOG