Providence Capital Advisors, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed November 6, 2025), Providence Capital Advisors, LLC reported 220 stock positions worth $577.4 million. Its top holding was Apple (AAPL) at 5.1% of the portfolio, followed by Microsoft (MSFT, 4.2%) and iShares Core S&P 500 ETF (IVV, 3.1%). Compared with Q2 2025, it opened 17 new positions, sold out of 29, added to 93 and reduced 42. The biggest buy was Walmart (WMT, shares +207%) and the biggest sale an exit from Oracle (ORCL).
- Most Recent 13F
- Q2 2026
- Location
- CHARLOTTE, NC
- CIK
- 0001730814
- Portfolio Value
- $577.4M (Q3 2025)
- SEC Filing
- 0001730814-25-000009 ↗ filed Nov 6, 2025
Holdings Value
Holdings 220 stocks · $577.4M
| AAPL Apple Inc. | 5.12% | 116,107 | $29.6M | Add +2.8% |
| MSFT Microsoft Corp. | 4.24% | 47,306 | $24.5M | Add +2.1% |
| IVV iShares Core S&P 500 ETF | 3.09% | 26,654 | $17.8M | Add +3.8% |
| AMZN Amazon.com Inc. | 2.98% | 78,237 | $17.2M | Add +58.8% |
| GOOG Alphabet Inc. Class C | 2.68% | 63,502 | $15.5M | Add +2.4% |
| NVDA Nvidia Corp. | 2.53% | 78,168 | $14.6M | Add +2.1% |
| JPM JPMorgan Chase & Co. | 2.25% | 41,189 | $13.0M | Add +1.9% |
| WMT Walmart Inc. | 2.20% | 123,385 | $12.7M | Add +206.6% |
| USB US Bancorp | 1.91% | 227,651 | $11.0M | Add +3.8% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 1.84% | 206,045 | $10.6M | Add +0.3% |
| BN Brookfield Corp. | 1.77% | 149,289 | $10.2M | Add +2.3% |
| IEFA iShares Core MSCI Eafe ETF | 1.75% | 115,498 | $10.1M | Add +8.4% |
| HD Home Depot Inc. | 1.71% | 24,347 | $9.9M | Add +2.3% |
| TMO Thermo Fisher Scientific Inc. | 1.62% | 19,278 | $9.4M | Add +2.9% |
| MRK Merck & Co. Inc. | 1.62% | 111,121 | $9.3M | Add +9.8% |
| ABT Abbott Laboratories | 1.55% | 67,025 | $9.0M | Add +2.4% |
| EA Electronic Arts Inc. | 1.55% | 44,400 | $9.0M | Reduce -0.0% |
| LIN Linde PLC | 1.50% | 18,219 | $8.7M | Add +2.5% |
| ADBE Adobe Inc. | 1.48% | 24,162 | $8.5M | Add +47.9% |
| PLD Prologis Inc. | 1.42% | 71,408 | $8.2M | Add +2.3% |
| AMAT Applied Materials Inc. | 1.37% | 38,600 | $7.9M | Add +10.3% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 1.34% | 53,400 | $7.7M | Add +3.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 1.33% | 67,014 | $7.7M | Add +2.0% |
| ETN Eaton Corp. PLC | 1.33% | 20,486 | $7.7M | Add +2.9% |
| ZBRA Zebra Technologies Corp. Class A | 1.31% | 25,432 | $7.6M | Add +2.6% |
| XYL Xylem Inc. | 1.28% | 50,181 | $7.4M | Add +2.4% |
| DELL Dell Technologies -C | 1.22% | 49,800 | $7.1M | New |
| AVGO Broadcom Inc. | 1.22% | 21,301 | $7.0M | Reduce -19.4% |
| DE Deere & Co. | 1.21% | 15,295 | $7.0M | Add +2.6% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.20% | 62,340 | $6.9M | Add +3.2% |
| UNP Union Pacific Corp. | 1.19% | 29,048 | $6.9M | Add +5.8% |
| CARR Carrier Global Corp. | 1.17% | 113,008 | $6.7M | Add +38.1% |
| MET Metlife Inc. | 1.15% | 80,718 | $6.6M | New |
| CIEN Ciena Corp. | 1.15% | 45,476 | $6.6M | Reduce -46.6% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 1.15% | 192,646 | $6.6M | Add +2.4% |
| BDX Becton Dickinson and Co. | 1.14% | 35,043 | $6.6M | Add +3.3% |
| QCOM Qualcomm Inc. | 1.14% | 39,400 | $6.6M | Add +6.2% |
| PWR Quanta Services Inc. | 1.11% | 15,532 | $6.4M | Add +2.8% |
| COP Conocophillips | 1.11% | 67,675 | $6.4M | No change |
| TXN Texas Instruments Inc. | 1.10% | 34,543 | $6.3M | New |
| SBUX Starbucks Corp. | 1.06% | 72,091 | $6.1M | New |
| CMCSA Comcast Corp. Class A | 1.06% | 194,080 | $6.1M | Add +16.5% |
| DUK Duke Energy Corp. | 1.02% | 47,375 | $5.9M | Add +3.9% |
| SYK Stryker Corp. | 0.95% | 14,842 | $5.5M | Add +2.8% |
| AEP American Electric Power | 0.93% | 47,874 | $5.4M | Add +2.7% |
| CL Colgate-Palmolive Co. | 0.93% | 67,213 | $5.4M | New |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.90% | 97,901 | $5.2M | Add +3.5% |
| SO The Southern Co. | 0.88% | 53,654 | $5.1M | Add +2.3% |
| SPGI S&P Global Inc. | 0.86% | 10,169 | $4.9M | Add +3.2% |
| ORI Old Republic Intl Corp. | 0.79% | 106,730 | $4.5M | Add +2.0% |
| CVX Chevron Corp. | 0.73% | 27,099 | $4.2M | Add +3.0% |
| ABBV Abbvie Inc. | 0.72% | 17,917 | $4.1M | Add +2.7% |
| PFE Pfizer Inc. | 0.72% | 162,293 | $4.1M | Add +2.8% |
| T AT&T Inc. | 0.69% | 141,375 | $4.0M | Add +2.8% |
| NVS Novartis AG-Sponsored ADR | 0.69% | 30,974 | $4.0M | Add +2.8% |
| VZ Verizon Communications Inc. | 0.65% | 84,818 | $3.7M | Add +2.0% |
| BMY Bristol-Myers Squibb Co. | 0.60% | 77,316 | $3.5M | Add +3.2% |
| WMB Williams Cos Inc. | 0.58% | 53,300 | $3.4M | Add +3.0% |
| ARCC Ares Capital Corp. | 0.58% | 163,730 | $3.3M | Add +3.0% |
| IJH iShares Core S&P Midcap ETF | 0.57% | 50,825 | $3.3M | Add +5.8% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.57% | 40,441 | $3.3M | Add +3.0% |
| IWF iShares Russell 1000 Growth | 0.56% | 6,871 | $3.2M | Reduce -1.6% |
| KO The Coca-Cola Co. | 0.55% | 47,509 | $3.2M | Add +2.8% |
| STT State Street Corp. | 0.55% | 27,141 | $3.1M | Add +3.4% |
| UPS United Parcel Service Class B | 0.53% | 36,934 | $3.1M | Add +3.1% |
| PRU Prudential Financial Inc. | 0.53% | 29,671 | $3.1M | Add +2.9% |
| IJR iShares Core S&P Small-Cap E | 0.53% | 25,680 | $3.1M | Add +5.0% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.52% | 10,706 | $3.0M | Add +2.8% |
| TGT Target Corp. | 0.52% | 33,672 | $3.0M | Add +2.9% |
| GIS General Mills Inc. | 0.50% | 57,475 | $2.9M | Add +2.9% |
| SNY Sanofi-ADR | 0.48% | 58,806 | $2.8M | Add +2.7% |
| KMI Kinder Morgan Inc. | 0.46% | 94,458 | $2.7M | New |
| CI The Cigna Group | 0.42% | 8,510 | $2.5M | Add +1016.8% |
| CCI Crown Castle Inc. | 0.41% | 24,522 | $2.4M | Add +3.0% |
| TLT iShares 20+ Year Treasury BD | 0.38% | 24,845 | $2.2M | Add +3.0% |
| SCHD Schwab US DVD Equity ETF | 0.38% | 81,111 | $2.2M | Add +6.6% |
| KVUE Kenvue Inc. | 0.37% | 132,086 | $2.1M | Add +3.0% |
| LYB Lyondellbasell Indu Class A | 0.33% | 38,499 | $1.9M | Add +3.0% |
| IEMG iShares Core MSCI Emerging | 0.28% | 24,463 | $1.6M | Add +2.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.26% | 4,563 | $1.5M | No change |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.25% | 2,995 | $1.4M | No change |
| AGG iShares Core U.S. Aggregate | 0.20% | 11,549 | $1.2M | Add +4.7% |
| EPD Enterprise Products Partners | 0.20% | 37,000 | $1.2M | No change |
| JNJ Johnson & Johnson | 0.20% | 6,095 | $1.1M | Reduce -0.2% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.19% | 1,647 | $1.1M | Reduce -8.8% |
| MCK McKesson Corp. | 0.18% | 1,338 | $1.0M | No change |
| GE General Electric filed as GE AEROSPACE | 0.18% | 3,415 | $1.0M | Add +0.7% |
| VBR Vngrd Mrngst SL-CP Val ETF-U | 0.18% | 4,907 | $1.0M | No change |
| GOOGL Alphabet Inc. Class A | 0.17% | 4,107 | $999K | Reduce -3.1% |
| WFC Wells Fargo & Co. | 0.16% | 11,056 | $927K | Reduce -16.8% |
| XLI SS Industrial Select Sector | 0.16% | 5,831 | $899K | Add +4.0% |
| EWW iShares MSCI Mexico ETF | 0.15% | 13,056 | $891K | Add +8.9% |
| IWP iShares Russell Mid-Cap Grow | 0.14% | 5,832 | $831K | No change |
| XLV SS Health Care Select Sector | 0.14% | 5,919 | $824K | Add +8.1% |
| XLB SS Materials Select Sector | 0.14% | 8,937 | $801K | Add +7.0% |
| CEG Constellation Energy | 0.14% | 2,400 | $790K | Reduce -0.2% |
| XLP SS Consumer Staples Sel Sect | 0.13% | 9,738 | $763K | Add +10.6% |
| BND Vanguard Total Bond Market | 0.13% | 10,093 | $751K | No change |
| PG The Procter & Gamble Co. | 0.13% | 4,884 | $750K | Reduce -4.3% |
| RSG Republic Services Inc. | 0.13% | 3,179 | $730K | No change |
Portfolio Sells Q2 2025 → Q3 2025
| ORCL Oracle Corp. | Sold out | 0.00% | −1.61 |
| HPE Hewlett Packard Enterprise | Sold out | 0.00% | −1.31 |
| NKE Nike Inc. Class B | Sold out | 0.00% | −1.24 |
| C Citigroup Inc. | Sold out | 0.00% | −1.22 |
| MS Morgan Stanley | Sold out | 0.00% | −1.22 |
| SYY Sysco Corp. | Sold out | 0.00% | −1.18 |
| ZBH Zimmer Biomet Holdings Inc. | Sold out | 0.00% | −1.09 |
| GTLS Chart Industries Inc. | Sold out | 0.00% | −0.93 |
| STZ Constellation Brands Inc. Class A | Sold out | 0.00% | −0.83 |
| CSCO Cisco Systems Inc. | Reduce -84.4% | 0.09% | −0.50 |
| WHR Whirlpool Corp. | Sold out | 0.00% | −0.45 |
| CIEN Ciena Corp. | Reduce -46.6% | 1.15% | −0.13 |
| AVGO Broadcom Inc. | Reduce -19.4% | 1.22% | −0.12 |
| IBIT iShares Bitcoin Trust ETF | Sold out | 0.00% | −0.04 |
| WFC Wells Fargo & Co. | Reduce -16.8% | 0.16% | −0.04 |
| BRK.B Berkshire Hathaway Inc. Class B | Reduce -30.1% | 0.07% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -4.3% | 0.13% | −0.02 |
| SPLV Invesco S&P 500 Low Volatili | Reduce -24.9% | 0.04% | −0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -8.8% | 0.19% | −0.01 |
| PBP Invesco S&P 500 Buywrite ETF | Sold out | 0.00% | −0.01 |
| SDY SS SPDR S&P Dividend ETF | Reduce -25.8% | 0.04% | −0.01 |
| V Visa Inc. Class A | Reduce -0.5% | 0.10% | −0.01 |
| COST Costco Wholesale Corp. | Reduce -0.5% | 0.06% | −0.01 |
| LLY Eli Lilly & Co. | Reduce -2.8% | 0.08% | −0.01 |
| ESGD iShares Trust iShares ESG Aw | Sold out | 0.00% | −0.01 |
| CEG Constellation Energy | Reduce -0.2% | 0.14% | −0.01 |
| IJS iShares S&P Small-Cap 600 Va | Sold out | 0.00% | −0.01 |
| PEP Pepsico Inc. | Reduce -9.7% | 0.05% | −0.01 |
| PKW Invesco Buyback Achievers Et | Sold out | 0.00% | −0.00 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -11.5% | 0.04% | −0.00 |
| ED Consolidated Edison Inc. | Reduce -0.2% | 0.07% | −0.00 |
| OEF iShares S&P 100 ETF | Sold out | 0.00% | −0.00 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -5.1% | 0.03% | −0.00 |
| BSV Vanguard Short-Term Bond ETF | Reduce -0.7% | 0.05% | −0.00 |
| ESGE iShares Inc. iShares ESG Awar | Sold out | 0.00% | −0.00 |
| QUAL iShares MSCI USA Quality Fac | Sold out | 0.00% | −0.00 |
| VGK Vanguard Ftse Europe ETF | Sold out | 0.00% | −0.00 |
| EFV iShares MSCI Eafe Value ETF | Reduce -8.3% | 0.03% | −0.00 |
| IVW iShares S&P 500 Growth ETF | Reduce -29.1% | 0.01% | −0.00 |
| IWM iShares Russell 2000 ETF | Reduce -34.3% | 0.01% | −0.00 |
| IVE iShares S&P 500 Value ETF | Sold out | 0.00% | −0.00 |
| TFC Truist Financial Corp. | Reduce -6.3% | 0.04% | −0.00 |
| XOM Exxon Mobil Corp. | Reduce -0.6% | 0.09% | −0.00 |
| VSS Vanguard Ftse All Wo X-US SC | Sold out | 0.00% | −0.00 |
| SCHA Schwab US Small-Cap ETF | Reduce -66.8% | 0.00% | −0.00 |
| RDIV Invesco S&P Ultra Dividend | Sold out | 0.00% | −0.00 |
| EEM iShares MSCI Emerging Market | Reduce -73.7% | 0.00% | −0.00 |
| EFG iShares MSCI Eafe Growth ETF | Sold out | 0.00% | −0.00 |
| XLF SS Financial Select Sector | Reduce -4.5% | 0.01% | −0.00 |
| IUSG iShares Core S&P U.S. Growth | Reduce -9.0% | 0.01% | −0.00 |
Portfolio Buys Q2 2025 → Q3 2025
| WMT Walmart Inc. | Add +206.6% | 2.20% | +1.48 |
| DELL Dell Technologies -C | New | 1.22% | +1.22 |
| MET Metlife Inc. | New | 1.15% | +1.15 |
| TXN Texas Instruments Inc. | New | 1.10% | +1.10 |
| SBUX Starbucks Corp. | New | 1.06% | +1.06 |
| AMZN Amazon.com Inc. | Add +58.8% | 2.98% | +0.99 |
| CL Colgate-Palmolive Co. | New | 0.93% | +0.93 |
| AAPL Apple Inc. | Add +2.8% | 5.12% | +0.86 |
| GOOG Alphabet Inc. Class C | Add +2.4% | 2.68% | +0.66 |
| KMI Kinder Morgan Inc. | New | 0.46% | +0.46 |
| CI The Cigna Group | Add +1016.8% | 0.42% | +0.38 |
| ADBE Adobe Inc. | Add +47.9% | 1.48% | +0.32 |
| NVDA Nvidia Corp. | Add +2.1% | 2.53% | +0.31 |
| TMO Thermo Fisher Scientific Inc. | Add +2.9% | 1.62% | +0.22 |
| AMAT Applied Materials Inc. | Add +10.3% | 1.37% | +0.19 |
| TJX TJX Companies Inc. | Add +3.7% | 1.34% | +0.17 |
| IVV iShares Core S&P 500 ETF | Add +3.8% | 3.09% | +0.16 |
| MRK Merck & Co. Inc. | Add +9.8% | 1.62% | +0.14 |
| ABBV Abbvie Inc. | Add +2.7% | 0.72% | +0.12 |
| XYL Xylem Inc. | Add +2.4% | 1.28% | +0.12 |
| BN Brookfield Corp. | Add +2.3% | 1.77% | +0.12 |
| IEFA iShares Core MSCI Eafe ETF | Add +8.4% | 1.75% | +0.11 |
| HD Home Depot Inc. | Add +2.3% | 1.71% | +0.11 |
| JPM JPMorgan Chase & Co. | Add +1.9% | 2.25% | +0.10 |
| USB US Bancorp | Add +3.8% | 1.91% | +0.08 |
| CARR Carrier Global Corp. | Add +38.1% | 1.17% | +0.07 |
| PLD Prologis Inc. | Add +2.3% | 1.42% | +0.07 |
| PWR Quanta Services Inc. | Add +2.8% | 1.11% | +0.07 |
| BDX Becton Dickinson and Co. | Add +3.3% | 1.14% | +0.06 |
| BAC Bank of America Corp. | Add +0.3% | 1.84% | +0.06 |
| QCOM Qualcomm Inc. | Add +6.2% | 1.14% | +0.05 |
| ORI Old Republic Intl Corp. | Add +2.0% | 0.79% | +0.05 |
| AEP American Electric Power | Add +2.7% | 0.93% | +0.04 |
| IJR iShares Core S&P Small-Cap E | Add +5.0% | 0.53% | +0.04 |
| CVX Chevron Corp. | Add +3.0% | 0.73% | +0.04 |
| STT State Street Corp. | Add +3.4% | 0.55% | +0.03 |
| UNP Union Pacific Corp. | Add +5.8% | 1.19% | +0.03 |
| IJH iShares Core S&P Midcap ETF | Add +5.8% | 0.57% | +0.03 |
| DUK Duke Energy Corp. | Add +3.9% | 1.02% | +0.03 |
| ETN Eaton Corp. PLC | Add +2.9% | 1.33% | +0.02 |
| EWW iShares MSCI Mexico ETF | Add +8.9% | 0.15% | +0.02 |
| NVS Novartis AG-Sponsored ADR | Add +2.8% | 0.69% | +0.02 |
| GE General Electric | Add +0.7% | 0.18% | +0.02 |
| IEMG iShares Core MSCI Emerging | Add +2.9% | 0.28% | +0.02 |
| CIBR First Trust Nasdaq Cybersecu | New | 0.02% | +0.02 |
| PFE Pfizer Inc. | Add +2.8% | 0.72% | +0.01 |
| SCHD Schwab US DVD Equity ETF | Add +6.6% | 0.38% | +0.01 |
| SKYY First Trust Cloud Computing | New | 0.01% | +0.01 |
| MSFT Microsoft Corp. | Add +2.1% | 4.24% | +0.01 |
| FXO First Trust Financial Alphad | New | 0.01% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 384 | $660.5M | AAPL, NVDA, GOOG, IVV, MSFT |
| Q1 2026 | 200 | $612.7M | AAPL, NVDA, MSFT, GOOG, IVV |
| Q4 2025 | 213 | $594.4M | AAPL, MSFT, GOOG, AMZN, IVV |
| Q3 2025 | 220 | $577.4M | AAPL, MSFT, IVV, AMZN, GOOG |
| Q2 2025 | 232 | $544.7M | AAPL, MSFT, IVV, NVDA, JPM |
| Q1 2025 | 125 | $481.2M | AAPL, MSFT, IVV, BAC, JPM |
| Q4 2024 | 119 | $493.1M | MSFT, AAPL, IVV, BAC, GOOG |
| Q3 2024 | 353 | $503.5M | MSFT, AAPL, GOOG, IVV, AMZN |
| Q2 2024 | 354 | $458.7M | MSFT, GOOG, AMZN, AAPL, IVV |
| Q1 2024 | 339 | $458.3M | AAPL, MSFT, IVV, BAC, GOOG |