Providence Capital Advisors, LLC
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed May 13, 2024), Providence Capital Advisors, LLC reported 339 stock positions worth $458.3 million. Its top holding was Apple (AAPL) at 3.6% of the portfolio, followed by Microsoft (MSFT, 3.4%) and iShares Core S&P 500 ETF (IVV, 2.8%). Compared with Q4 2023, it opened 38 new positions, sold out of 31, added to 99 and reduced 45. The biggest buy was a new position in Netapp (NTAP) and the biggest sale Qualcomm (QCOM, shares −100%).
- Most Recent 13F
- Q2 2026
- Location
- CHARLOTTE, NC
- CIK
- 0001730814
- Portfolio Value
- $458.3M (Q1 2024)
- SEC Filing
- 0001730814-24-000003 ↗ filed May 13, 2024
Holdings Value
Holdings 339 stocks · $458.3M
| AAPL Apple Inc. | 3.63% | 97,042 | $16.6M | Add +5.6% |
| MSFT Microsoft Corp. | 3.45% | 37,577 | $15.8M | Reduce -0.7% |
| IVV iShares Core S&P 500 ETF | 2.83% | 24,654 | $13.0M | Add +0.4% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 2.07% | 250,041 | $9.5M | Add +13.0% |
| GOOG Alphabet Inc. Class C | 1.88% | 56,532 | $8.6M | Add +1.7% |
| JPM JPMorgan Chase & Co. | 1.82% | 41,548 | $8.3M | Add +1.7% |
| HD Home Depot Inc. | 1.78% | 21,274 | $8.2M | Add +1.4% |
| CSCO Cisco Systems Inc. | 1.77% | 162,868 | $8.1M | Add +195.8% |
| AMZN Amazon.com Inc. | 1.76% | 44,634 | $8.1M | Add +1.6% |
| BAH Booz Allen Hamilton Holdings | 1.74% | 53,739 | $8.0M | Add +1.8% |
| NVDA Nvidia Corp. | 1.69% | 8,558 | $7.7M | Reduce -38.4% |
| LIN Linde PLC | 1.68% | 16,593 | $7.7M | Add +2.0% |
| ETN Eaton Corp. PLC | 1.66% | 24,274 | $7.6M | Add +1.9% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 1.63% | 61,205 | $7.5M | Reduce -47.2% |
| ABT Abbott Laboratories | 1.52% | 61,372 | $7.0M | Reduce -44.1% |
| IEFA iShares Core MSCI Eafe ETF | 1.49% | 91,993 | $6.8M | Add +4.7% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 1.46% | 122,203 | $6.7M | Add +1.9% |
| NTAP Netapp Inc. | 1.45% | 63,100 | $6.6M | New |
| WFC Wells Fargo & Co. | 1.44% | 113,695 | $6.6M | Reduce -1.5% |
| AES AES Corp. | 1.43% | 364,950 | $6.5M | Add +2.1% |
| HSY The Hershey Co. | 1.42% | 33,420 | $6.5M | Add +42.7% |
| NXPI NXP Semiconductors NV | 1.38% | 25,570 | $6.3M | Add +1.6% |
| JCI Johnson Controls Internation | 1.35% | 94,927 | $6.2M | Add +3.4% |
| XOM Exxon Mobil Corp. | 1.35% | 53,330 | $6.2M | Add +6325.3% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.34% | 56,370 | $6.1M | Add +28.5% |
| PLD Prologis Inc. | 1.33% | 46,844 | $6.1M | Add +1.8% |
| TMO Thermo Fisher Scientific Inc. | 1.31% | 10,353 | $6.0M | Add +1.6% |
| ORCL Oracle Corp. | 1.31% | 47,800 | $6.0M | Add +6.5% |
| MET Metlife Inc. | 1.30% | 80,696 | $6.0M | Add +83958.3% |
| XYL Xylem Inc. | 1.30% | 46,022 | $5.9M | Add +2.0% |
| GLW Corning Inc. | 1.29% | 179,774 | $5.9M | Add +4.4% |
| DGX Quest Diagnostics Inc. | 1.26% | 43,509 | $5.8M | Add +17.6% |
| JNJ Johnson & Johnson | 1.26% | 36,409 | $5.8M | Add +1037.4% |
| NKE Nike Inc. Class B | 1.25% | 60,913 | $5.7M | Add +53805.3% |
| BN Brookfield Corp. | 1.25% | 136,615 | $5.7M | Add +1.9% |
| EA Electronic Arts Inc. | 1.25% | 43,115 | $5.7M | Add +287333.3% |
| DE Deere & Co. | 1.24% | 13,889 | $5.7M | Add +1.7% |
| MS Morgan Stanley | 1.24% | 60,400 | $5.7M | New |
| TXN Texas Instruments Inc. | 1.22% | 32,049 | $5.6M | Add +6.0% |
| CIEN Ciena Corp. | 1.22% | 112,827 | $5.6M | Add +1.3% |
| ADBE Adobe Inc. | 1.21% | 10,967 | $5.5M | New |
| CMCSA Comcast Corp. Class A | 1.20% | 126,672 | $5.5M | Add +10680.6% |
| HON Honeywell International Inc. | 1.19% | 26,567 | $5.5M | Add +4585.5% |
| SBUX Starbucks Corp. | 1.15% | 57,530 | $5.3M | Add +51728.8% |
| APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC | 1.13% | 65,115 | $5.2M | Add +41.3% |
| ZBRA Zebra Technologies Corp. Class A | 1.11% | 16,832 | $5.1M | Add +1.7% |
| CMCO Columbus McKinnon Corp. | 1.09% | 111,654 | $5.0M | Add +1.6% |
| BDX Becton Dickinson and Co. | 0.99% | 18,378 | $4.5M | Add +1.8% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.99% | 88,685 | $4.5M | Add +2.4% |
| GO Grocery Outlet Holding Corp. | 0.99% | 157,991 | $4.5M | Add +2.0% |
| AMD Advanced Micro Devices | 0.86% | 21,892 | $4.0M | Reduce -47.4% |
| DUK Duke Energy Corp. | 0.78% | 37,045 | $3.6M | Add +2.0% |
| LYB Lyondellbasell Indu Class A | 0.78% | 34,933 | $3.6M | Add +2.5% |
| USB US Bancorp | 0.77% | 79,313 | $3.5M | Add +2.0% |
| AEP American Electric Power | 0.76% | 40,189 | $3.5M | Add +2.6% |
| IQV Iqvia Holdings Inc. | 0.75% | 13,551 | $3.4M | Add +1.8% |
| NVS Novartis AG-Sponsored ADR | 0.74% | 35,117 | $3.4M | Add +2.4% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.71% | 17,041 | $3.3M | Reduce -21.4% |
| VZ Verizon Communications Inc. | 0.70% | 76,991 | $3.2M | Add +25.1% |
| PRU Prudential Financial Inc. | 0.69% | 27,028 | $3.2M | Add +2.3% |
| T AT&T Inc. | 0.69% | 179,062 | $3.2M | Add +51.4% |
| ARCC Ares Capital Corp. | 0.68% | 149,051 | $3.1M | Add +2.3% |
| PFE Pfizer Inc. | 0.67% | 111,288 | $3.1M | Add +35.9% |
| ORI Old Republic Intl Corp. | 0.65% | 96,731 | $3.0M | Add +2.6% |
| UPS United Parcel Service Class B | 0.64% | 19,799 | $2.9M | Add +96.3% |
| ABBV Abbvie Inc. | 0.63% | 15,932 | $2.9M | Add +1.2% |
| CVX Chevron Corp. | 0.63% | 18,326 | $2.9M | Add +2.2% |
| SO The Southern Co. | 0.63% | 39,957 | $2.9M | Add +2.2% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.62% | 36,782 | $2.9M | Add +2.5% |
| BMY Bristol-Myers Squibb Co. | 0.61% | 51,186 | $2.8M | Add +40.1% |
| WHR Whirlpool Corp. | 0.59% | 22,525 | $2.7M | Add +51.0% |
| KO The Coca-Cola Co. | 0.58% | 43,263 | $2.6M | Add +1.8% |
| GIS General Mills Inc. | 0.58% | 37,718 | $2.6M | Add +2.6% |
| SNY Sanofi-ADR | 0.57% | 53,572 | $2.6M | Add +2.1% |
| SPTS SS SPDR P St Term TSY ETF | 0.56% | 88,024 | $2.5M | Add +2.7% |
| IJR iShares Core S&P Small-Cap E | 0.54% | 22,442 | $2.5M | Add +5.8% |
| IJH iShares Core S&P Midcap ETF | 0.54% | 40,671 | $2.5M | Add +3.2% |
| CCI Crown Castle Inc. | 0.51% | 21,895 | $2.3M | Add +2.8% |
| TLT iShares 20+ Year Treasury BD | 0.45% | 21,774 | $2.1M | New |
| WMB Williams Cos Inc. | 0.42% | 48,912 | $1.9M | Add +2.4% |
| IWF iShares Russell 1000 Growth | 0.39% | 5,242 | $1.8M | Reduce -1.5% |
| MRK Merck & Co. Inc. | 0.31% | 10,830 | $1.4M | No change |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.29% | 3,882 | $1.3M | Add +1.3% |
| AVDX Avidxchange Holdings Inc. | 0.23% | 80,237 | $1.1M | No change |
| AGG iShares Core U.S. Aggregate | 0.23% | 10,561 | $1.0M | Add +7.2% |
| IEMG iShares Core MSCI Emerging | 0.19% | 17,170 | $886K | Add +9.6% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.19% | 1,651 | $864K | No change |
| XLV SS Health Care Select Sector | 0.16% | 4,867 | $719K | Add +2.1% |
| XLI SS Industrial Select Sector | 0.15% | 5,328 | $671K | Add +1.7% |
| PG The Procter & Gamble Co. | 0.14% | 3,911 | $635K | Reduce -6.9% |
| XLB SS Materials Select Sector | 0.14% | 6,703 | $623K | Add +4.9% |
| VTI VG Morningstar TS MKT ETF-US | 0.14% | 2,391 | $621K | Reduce -3.4% |
| GE General Electric | 0.13% | 3,393 | $596K | No change |
| XLP SS Consumer Staples Sel Sect | 0.13% | 7,676 | $586K | Add +3.6% |
| RSG Republic Services Inc. | 0.12% | 2,899 | $555K | No change |
| IWP iShares Russell Mid-Cap Grow | 0.12% | 4,808 | $549K | No change |
| GOOGL Alphabet Inc. Class A | 0.11% | 3,449 | $521K | Reduce -3.3% |
| DFAC Dimensional US Core Equity 2 | 0.11% | 15,202 | $486K | No change |
| DVY iShares Select Dividend ETF | 0.09% | 3,178 | $392K | Add +15.1% |
| LLY Eli Lilly & Co. | 0.08% | 483 | $376K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $94 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| AMPWF Ardagh Metal Packaging -CW26 | *W EXP 08/04/202 | 2,952 | $94 | No change |
Lines left out (2) · $36 — a value with no share or principal amount
Filed with a value but no share or principal amount (a cash line, a holding rounded to 0 shares), so they are kept out of the holdings, totals and percentages.
Total filed on the 13F, all lines: $458.3M.
Portfolio Sells Q4 2023 → Q1 2024
| QCOM Qualcomm Inc. | Reduce -100.0% | 0.00% | −1.47 |
| ABT Abbott Laboratories | Reduce -44.1% | 1.52% | −1.38 |
| CSX CSX Corp. | Reduce -95.4% | 0.06% | −1.33 |
| TGT Target Corp. | Reduce -99.9% | 0.00% | −1.31 |
| GM General Motors Co. | Sold out | 0.00% | −1.28 |
| LOW Lowe's Cos Inc. | Reduce -98.7% | 0.02% | −1.27 |
| DOW Dow Inc. | Sold out | 0.00% | −1.27 |
| KMI Kinder Morgan Inc. | Sold out | 0.00% | −1.24 |
| MDT Medtronic PLC | Reduce -100.0% | 0.00% | −1.23 |
| SYY Sysco Corp. | Sold out | 0.00% | −1.22 |
| ADM Archer-Daniels-Midland Co. | Reduce -99.9% | 0.00% | −1.01 |
| DIS The Walt Disney Co. | Reduce -47.2% | 1.63% | −0.88 |
| AMD Advanced Micro Devices | Reduce -47.4% | 0.86% | −0.61 |
| FLOT iShares Floating Rate Bond E | Sold out | 0.00% | −0.47 |
| TU Telus Corp. | Sold out | 0.00% | −0.37 |
| IBM Intl Business Machines Corp. | Reduce -21.4% | 0.71% | −0.14 |
| VGT Vanguard Info Tech ETF | Reduce -47.6% | 0.03% | −0.02 |
| INTU Intuit Inc. | Reduce -86.8% | 0.00% | −0.02 |
| SCHB Schwab US Broad Market ETF | Reduce -39.4% | 0.03% | −0.02 |
| COST Costco Wholesale Corp. | Reduce -25.4% | 0.05% | −0.02 |
| SHEL Shell PLC-ADR | Reduce -50.7% | 0.01% | −0.02 |
| VIG Vanguard Dividend Apprec ETF | Sold out | 0.00% | −0.01 |
| SCHD Schwab US DVD Equity ETF | Reduce -22.8% | 0.04% | −0.01 |
| XYLD Global X S&P 500 Cove Call E | Reduce -32.8% | 0.02% | −0.01 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -21.3% | 0.04% | −0.01 |
| ACN Accenture PLC Class A | Reduce -71.0% | 0.00% | −0.01 |
| MAR Marriott International Class A | Reduce -50.0% | 0.01% | −0.01 |
| CEG Constellation Energy | Sold out | 0.00% | −0.01 |
| FVD First Trust Value Line DVD | Sold out | 0.00% | −0.01 |
| XLK SS Technology Select Sector | Reduce -51.8% | 0.01% | −0.01 |
| PG The Procter & Gamble Co. | Reduce -6.9% | 0.14% | −0.01 |
| AMP Ameriprise Financial Inc. | Sold out | 0.00% | −0.01 |
| XLY SS Consumer Disc Select Sect | Reduce -79.0% | 0.00% | −0.01 |
| CPRT Copart Inc. | Sold out | 0.00% | −0.01 |
| SCHA Schwab US Small-Cap ETF | Reduce -89.0% | 0.00% | −0.01 |
| AMGN Amgen Inc. | Reduce -69.0% | 0.00% | −0.01 |
| CTAS Cintas Corp. | Reduce -89.3% | 0.00% | −0.01 |
| EQWL Invesco S&P 100 Equal Weight | Sold out | 0.00% | −0.01 |
| CSM Proshares Large Cap Core Plu | Reduce -30.8% | 0.02% | −0.01 |
| PAYX Paychex Inc. | Sold out | 0.00% | −0.01 |
| GOOGL Alphabet Inc. Class A | Reduce -3.3% | 0.11% | −0.01 |
| SCHY Schwab International DVD ETF | Sold out | 0.00% | −0.01 |
| ATO Atmos Energy Corp. | Sold out | 0.00% | −0.01 |
| SHW The Sherwin-Williams Co. | Reduce -71.4% | 0.00% | −0.01 |
| BLK BlackRock Finance Inc. | Reduce -19.1% | 0.02% | −0.01 |
| VMC Vulcan Materials Co. | Reduce -54.0% | 0.01% | −0.01 |
| VTI VG Morningstar TS MKT ETF-US | Reduce -3.4% | 0.14% | −0.01 |
| MDLZ Mondelez International Inc. Class A | Reduce -43.7% | 0.01% | −0.01 |
| SCHM Schwab US Mid Cap ETF | Reduce -33.0% | 0.01% | −0.00 |
| MO Altria Group Inc. | Reduce -35.8% | 0.01% | −0.00 |
Portfolio Buys Q4 2023 → Q1 2024
| NTAP Netapp Inc. | New | 1.45% | +1.45 |
| XOM Exxon Mobil Corp. | Add +6325.3% | 1.35% | +1.33 |
| MET Metlife Inc. | Add +83958.3% | 1.30% | +1.30 |
| EA Electronic Arts Inc. | Add +287333.3% | 1.25% | +1.25 |
| NKE Nike Inc. Class B | Add +53805.3% | 1.25% | +1.25 |
| MS Morgan Stanley | New | 1.24% | +1.24 |
| ADBE Adobe Inc. | New | 1.21% | +1.21 |
| CMCSA Comcast Corp. Class A | Add +10680.6% | 1.20% | +1.19 |
| HON Honeywell International Inc. | Add +4585.5% | 1.19% | +1.16 |
| SBUX Starbucks Corp. | Add +51728.8% | 1.15% | +1.14 |
| JNJ Johnson & Johnson | Add +1037.4% | 1.26% | +1.14 |
| CSCO Cisco Systems Inc. | Add +195.8% | 1.77% | +1.11 |
| TLT iShares 20+ Year Treasury BD | New | 0.45% | +0.45 |
| HSY The Hershey Co. | Add +42.7% | 1.42% | +0.37 |
| BAC Bank of America Corp. | Add +13.0% | 2.07% | +0.28 |
| ETN Eaton Corp. PLC | Add +1.9% | 1.66% | +0.28 |
| UPS United Parcel Service Class B | Add +96.3% | 0.64% | +0.26 |
| T AT&T Inc. | Add +51.4% | 0.69% | +0.21 |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | Add +28.5% | 1.34% | +0.18 |
| ORCL Oracle Corp. | Add +6.5% | 1.31% | +0.17 |
| BMY Bristol-Myers Squibb Co. | Add +40.1% | 0.61% | +0.16 |
| AMZN Amazon.com Inc. | Add +1.6% | 1.76% | +0.16 |
| WHR Whirlpool Corp. | Add +51.0% | 0.59% | +0.15 |
| JPM JPMorgan Chase & Co. | Add +1.7% | 1.82% | +0.15 |
| VZ Verizon Communications Inc. | Add +25.1% | 0.70% | +0.15 |
| APTV Aptiv Irish Holdings Ltd. | Add +41.3% | 1.13% | +0.14 |
| BAH Booz Allen Hamilton Holdings | Add +1.8% | 1.74% | +0.12 |
| PFE Pfizer Inc. | Add +35.9% | 0.67% | +0.11 |
| JCI Johnson Controls Internation | Add +3.4% | 1.35% | +0.08 |
| LIN Linde PLC | Add +2.0% | 1.68% | +0.08 |
| XYL Xylem Inc. | Add +2.0% | 1.30% | +0.06 |
| CMCO Columbus McKinnon Corp. | Add +1.6% | 1.09% | +0.06 |
| ABBV Abbvie Inc. | Add +1.2% | 0.63% | +0.05 |
| DGX Quest Diagnostics Inc. | Add +17.6% | 1.26% | +0.04 |
| HD Home Depot Inc. | Add +1.4% | 1.78% | +0.04 |
| GLW Corning Inc. | Add +4.4% | 1.29% | +0.04 |
| PRU Prudential Financial Inc. | Add +2.3% | 0.69% | +0.04 |
| JEPI JPMorgan Equity Premium Inco | New | 0.03% | +0.03 |
| ZBRA Zebra Technologies Corp. Class A | Add +1.7% | 1.11% | +0.02 |
| WMB Williams Cos Inc. | Add +2.4% | 0.42% | +0.02 |
| TMO Thermo Fisher Scientific Inc. | Add +1.6% | 1.31% | +0.02 |
| CIEN Ciena Corp. | Add +1.3% | 1.22% | +0.02 |
| IJH iShares Core S&P Midcap ETF | Add +3.2% | 0.54% | +0.02 |
| IVV iShares Core S&P 500 ETF | Add +0.4% | 2.83% | +0.01 |
| XLF SS Financial Select Sector | Add +142.1% | 0.02% | +0.01 |
| HLAL Wahed Ftse USA Shariah ETF | Add +198.5% | 0.01% | +0.01 |
| IQV Iqvia Holdings Inc. | Add +1.8% | 0.75% | +0.01 |
| PFF iShares Preferred & Income S | Add +115.9% | 0.02% | +0.01 |
| UMMA Wahed Dow Jones Islamic WRLD | Add +195.5% | 0.01% | +0.01 |
| DVY iShares Select Dividend ETF | Add +15.1% | 0.09% | +0.01 |
Notes & Other Activity Q4 2023 → Q1 2024
| BCE Bce Inc. | COM NEW | Reduce -100.0% | 0 | $17 |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 384 | $660.5M | AAPL, NVDA, GOOG, IVV, MSFT |
| Q1 2026 | 200 | $612.7M | AAPL, NVDA, MSFT, GOOG, IVV |
| Q4 2025 | 213 | $594.4M | AAPL, MSFT, GOOG, AMZN, IVV |
| Q3 2025 | 220 | $577.4M | AAPL, MSFT, IVV, AMZN, GOOG |
| Q2 2025 | 232 | $544.7M | AAPL, MSFT, IVV, NVDA, JPM |
| Q1 2025 | 125 | $481.2M | AAPL, MSFT, IVV, BAC, JPM |
| Q4 2024 | 119 | $493.1M | MSFT, AAPL, IVV, BAC, GOOG |
| Q3 2024 | 353 | $503.5M | MSFT, AAPL, GOOG, IVV, AMZN |
| Q2 2024 | 354 | $458.7M | MSFT, GOOG, AMZN, AAPL, IVV |
| Q1 2024 | 339 | $458.3M | AAPL, MSFT, IVV, BAC, GOOG |