Providence Capital Advisors, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Providence Capital Advisors, LLC reported 353 stock positions worth $503.5 million. Its top holding was Microsoft (MSFT) at 3.2% of the portfolio, followed by Apple (AAPL, 3.1%) and Alphabet Class C (GOOG, 3.1%). Compared with Q2 2024, it opened 22 new positions, sold out of 23, added to 94 and reduced 46. The biggest buy was State Street (STT, shares +101872%) and the biggest sale an exit from Oracle (ORCL).
- Most Recent 13F
- Q2 2026
- Location
- CHARLOTTE, NC
- CIK
- 0001730814
- Portfolio Value
- $503.5M (Q3 2024)
- SEC Filing
- 0001730814-24-000005 ↗ filed Nov 13, 2024
Holdings Value
Holdings 353 stocks · $503.5M
| MSFT Microsoft Corp. | 3.24% | 37,966 | $16.3M | Add +1.0% |
| AAPL Apple Inc. | 3.13% | 67,598 | $15.8M | Add +1.1% |
| GOOG Alphabet Inc. Class C | 3.09% | 92,977 | $15.5M | Add +6.5% |
| IVV iShares Core S&P 500 ETF | 2.86% | 24,962 | $14.4M | Add +0.2% |
| AMZN Amazon.com Inc. | 2.84% | 76,684 | $14.3M | Add +1.7% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 2.01% | 254,737 | $10.1M | Add +1.2% |
| CSCO Cisco Systems Inc. | 1.84% | 174,153 | $9.3M | Add +0.3% |
| NVDA Nvidia Corp. | 1.81% | 75,237 | $9.1M | Add +1.3% |
| JPM JPMorgan Chase & Co. | 1.77% | 42,311 | $8.9M | Add +1.0% |
| BAH Booz Allen Hamilton Holdings | 1.77% | 54,810 | $8.9M | Add +1.1% |
| HD Home Depot Inc. | 1.74% | 21,574 | $8.7M | Add +0.8% |
| TMO Thermo Fisher Scientific Inc. | 1.69% | 13,752 | $8.5M | Add +31.5% |
| PLD Prologis Inc. | 1.67% | 66,705 | $8.4M | Add +1.2% |
| LIN Linde PLC | 1.60% | 16,927 | $8.1M | Add +1.2% |
| ADBE Adobe Inc. | 1.60% | 15,511 | $8.0M | Add +1.9% |
| IEFA iShares Core MSCI Eafe ETF | 1.49% | 96,231 | $7.5M | Add +4.3% |
| SLB SLB Ltd. filed as SCHLUMBERGER LTD | 1.49% | 178,693 | $7.5M | Add +45.3% |
| AES AES Corp. | 1.49% | 372,983 | $7.5M | Add +1.3% |
| BN Brookfield Corp. | 1.47% | 139,189 | $7.4M | Add +1.0% |
| SBUX Starbucks Corp. | 1.44% | 74,483 | $7.3M | Add +18.4% |
| ABT Abbott Laboratories | 1.42% | 62,709 | $7.1M | Add +1.4% |
| NKE Nike Inc. Class B | 1.38% | 78,784 | $7.0M | Add +29.3% |
| MET Metlife Inc. | 1.34% | 81,896 | $6.8M | Reduce -1.4% |
| HSY The Hershey Co. | 1.30% | 34,142 | $6.5M | Add +1.1% |
| LQD Ishr Ibx Usd Invgd CB ETF-Ui | 1.30% | 57,882 | $6.5M | Add +0.5% |
| STT State Street Corp. | 1.27% | 72,400 | $6.4M | Add +101871.8% |
| ETN Eaton Corp. PLC | 1.26% | 19,146 | $6.3M | Add +0.9% |
| ZBRA Zebra Technologies Corp. Class A | 1.26% | 17,131 | $6.3M | Add +0.9% |
| XYL Xylem Inc. | 1.26% | 46,909 | $6.3M | Add +1.1% |
| EA Electronic Arts Inc. | 1.26% | 44,115 | $6.3M | Add +1.9% |
| SYY Sysco Corp. | 1.25% | 80,600 | $6.3M | New |
| APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC | 1.25% | 87,115 | $6.3M | Add +32.7% |
| NXPI NXP Semiconductors NV | 1.24% | 26,114 | $6.3M | Add +1.3% |
| DOW Dow Inc. | 1.24% | 114,500 | $6.3M | New |
| CSX CSX Corp. | 1.24% | 180,733 | $6.2M | Add +3.3% |
| TSN Tyson Foods Inc. Class A | 1.23% | 104,300 | $6.2M | Add +3.2% |
| HPE Hewlett Packard Enterprise | 1.23% | 303,500 | $6.2M | New |
| CMCSA Comcast Corp. Class A | 1.23% | 148,172 | $6.2M | Add +3.5% |
| EMR Emerson Electric Co. | 1.23% | 56,528 | $6.2M | Add +201785.7% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 1.19% | 62,513 | $6.0M | Add +1.0% |
| DE Deere & Co. | 1.18% | 14,197 | $5.9M | Add +1.1% |
| ZBH Zimmer Biomet Holdings Inc. | 1.13% | 52,800 | $5.7M | Add +8.6% |
| COP Conocophillips | 1.10% | 52,600 | $5.5M | Add +9.1% |
| AVDX Avidxchange Holdings Inc. | 1.05% | 649,565 | $5.3M | Add +709.6% |
| IQV Iqvia Holdings Inc. | 1.04% | 22,091 | $5.2M | Add +1.5% |
| CIEN Ciena Corp. | 1.03% | 84,249 | $5.2M | Reduce -26.1% |
| MCHP Microchip Technology Inc. | 0.98% | 61,200 | $4.9M | Reduce -1.0% |
| IGSB iShares 1-5Y Inv Grade Corp. | 0.95% | 91,203 | $4.8M | Add +0.9% |
| BDX Becton Dickinson and Co. | 0.90% | 18,740 | $4.5M | Add +1.2% |
| DUK Duke Energy Corp. | 0.86% | 37,745 | $4.4M | Add +0.8% |
| AEP American Electric Power | 0.84% | 41,069 | $4.2M | Add +0.7% |
| T AT&T Inc. | 0.80% | 183,620 | $4.0M | Add +0.8% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.76% | 17,288 | $3.8M | Add +0.5% |
| USB US Bancorp | 0.74% | 80,958 | $3.7M | Add +0.8% |
| SO The Southern Co. | 0.73% | 40,953 | $3.7M | Add +1.0% |
| AMD Advanced Micro Devices | 0.72% | 22,099 | $3.6M | Add +0.7% |
| GTLS Chart Industries Inc. | 0.72% | 29,076 | $3.6M | New |
| CVX Chevron Corp. | 0.70% | 24,072 | $3.5M | Add +29.3% |
| VZ Verizon Communications Inc. | 0.70% | 78,856 | $3.5M | Add +0.8% |
| UPS United Parcel Service Class B | 0.70% | 25,795 | $3.5M | Add +27.7% |
| ORI Old Republic Intl Corp. | 0.69% | 98,791 | $3.5M | Add +0.7% |
| LYB Lyondellbasell Indu Class A | 0.68% | 35,742 | $3.4M | Add +0.7% |
| PRU Prudential Financial Inc. | 0.67% | 27,677 | $3.4M | Add +1.0% |
| NVS Novartis AG-Sponsored ADR | 0.66% | 28,913 | $3.3M | Reduce -18.6% |
| PFE Pfizer Inc. | 0.65% | 113,949 | $3.3M | Add +0.7% |
| ABBV Abbvie Inc. | 0.64% | 16,219 | $3.2M | Add +0.7% |
| ARCC Ares Capital Corp. | 0.63% | 152,259 | $3.2M | Add +0.7% |
| KO The Coca-Cola Co. | 0.63% | 44,169 | $3.2M | Add +0.8% |
| SNY Sanofi-ADR | 0.63% | 54,800 | $3.2M | Add +0.7% |
| HYG Ishr Ibx Usd Hiyld CB ETF-Ui | 0.60% | 37,600 | $3.0M | Add +0.9% |
| GIS General Mills Inc. | 0.57% | 38,641 | $2.9M | Add +1.0% |
| IJR iShares Core S&P Small-Cap E | 0.55% | 23,542 | $2.8M | Add +1.6% |
| BMY Bristol-Myers Squibb Co. | 0.54% | 52,259 | $2.7M | Add +0.5% |
| CCI Crown Castle Inc. | 0.53% | 22,518 | $2.7M | Add +1.3% |
| SPTS SS SPDR P St Term TSY ETF | 0.53% | 90,423 | $2.7M | Add +1.4% |
| IJH iShares Core S&P Midcap ETF | 0.53% | 42,430 | $2.6M | Add +2.9% |
| WHR Whirlpool Corp. | 0.49% | 23,044 | $2.5M | Add +0.8% |
| WMB Williams Cos Inc. | 0.45% | 49,599 | $2.3M | Add +1.2% |
| TLT iShares 20+ Year Treasury BD | 0.45% | 22,983 | $2.3M | Add +1.4% |
| IWF iShares Russell 1000 Growth | 0.38% | 5,108 | $1.9M | Reduce -2.6% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.30% | 3,897 | $1.5M | Add +0.4% |
| MRK Merck & Co. Inc. | 0.23% | 10,369 | $1.2M | No change |
| AGG iShares Core U.S. Aggregate | 0.23% | 11,308 | $1.1M | Add +3.6% |
| IEMG iShares Core MSCI Emerging | 0.20% | 17,761 | $1.0M | Add +3.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.19% | 1,680 | $964K | No change |
| XLV SS Health Care Select Sector | 0.16% | 5,090 | $784K | Add +1.7% |
| MDT Medtronic PLC | 0.16% | 8,700 | $783K | Reduce -87.6% |
| XLI SS Industrial Select Sector | 0.15% | 5,495 | $744K | Add +2.3% |
| VTI VG Morningstar TS MKT ETF-US | 0.14% | 2,503 | $709K | Add +9.0% |
| XLB SS Materials Select Sector | 0.13% | 6,994 | $674K | Add +3.6% |
| QTWO Q2 Holdings Inc. filed as Q2 HLDGS INC | 0.13% | 8,333 | $665K | No change |
| EWW iShares MSCI Mexico ETF | 0.13% | 12,040 | $647K | New |
| XLP SS Consumer Staples Sel Sect | 0.13% | 7,769 | $645K | Reduce -1.4% |
| GE General Electric filed as GE AEROSPACE | 0.13% | 3,393 | $640K | No change |
| WFC Wells Fargo & Co. | 0.12% | 11,038 | $624K | Add +0.9% |
| PG The Procter & Gamble Co. | 0.12% | 3,512 | $608K | Reduce -10.4% |
| GOOGL Alphabet Inc. Class A | 0.12% | 3,626 | $601K | Reduce -2.1% |
| RSG Republic Services Inc. | 0.11% | 2,840 | $570K | Reduce -2.0% |
| IWP iShares Russell Mid-Cap Grow | 0.11% | 4,808 | $564K | No change |
| DFAC Dimensional US Core Equity 2 | 0.10% | 15,202 | $521K | No change |
Other holdings (1): bonds, preferreds, convertibles and warrants · $85 (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| AMPWF Ardagh Metal Packaging -CW26 | *W EXP 08/04/202 | 2,952 | $85 | No change |
Total filed on the 13F, all lines: $503.5M.
Portfolio Sells Q2 2024 → Q3 2024
| ORCL Oracle Corp. | Sold out | 0.00% | −1.53 |
| GO Grocery Outlet Holding Corp. | Reduce -99.7% | 0.00% | −1.38 |
| JNJ Johnson & Johnson | Reduce -92.4% | 0.10% | −1.20 |
| PNC PNC Financial Services Group | Sold out | 0.00% | −1.17 |
| MDT Medtronic PLC | Reduce -87.6% | 0.16% | −1.05 |
| CMCO Columbus McKinnon Corp. | Reduce -99.7% | 0.00% | −0.85 |
| MCHP Microchip Technology Inc. | Reduce -1.0% | 0.98% | −0.26 |
| CIEN Ciena Corp. | Reduce -26.1% | 1.03% | −0.17 |
| NVS Novartis AG-Sponsored ADR | Reduce -18.6% | 0.66% | −0.16 |
| IWF iShares Russell 1000 Growth | Reduce -2.6% | 0.38% | −0.04 |
| GOOGL Alphabet Inc. Class A | Reduce -2.1% | 0.12% | −0.03 |
| PG The Procter & Gamble Co. | Reduce -10.4% | 0.12% | −0.02 |
| IWM iShares Russell 2000 ETF | Reduce -53.5% | 0.02% | −0.02 |
| DVY iShares Select Dividend ETF | Reduce -20.9% | 0.07% | −0.02 |
| IWD iShares Russell 1000 Value E | Reduce -48.0% | 0.01% | −0.01 |
| IUSG iShares Core S&P U.S. Growth | Reduce -60.9% | 0.01% | −0.01 |
| RSG Republic Services Inc. | Reduce -2.0% | 0.11% | −0.01 |
| VIG Vanguard Dividend Apprec ETF | Sold out | 0.00% | −0.01 |
| XYLD Global X S&P 500 Cove Call E | Reduce -42.9% | 0.01% | −0.01 |
| META Meta Platforms Inc. Class A | Reduce -29.4% | 0.02% | −0.01 |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | Reduce -9.8% | 0.04% | −0.00 |
| NFLX Netflix Inc. | Sold out | 0.00% | −0.00 |
| XLP SS Consumer Staples Sel Sect | Reduce -1.4% | 0.13% | −0.00 |
| AMGN Amgen Inc. | Reduce -93.8% | 0.00% | −0.00 |
| VEA Vanguard Ftse Developed ETF | Reduce -2.1% | 0.06% | −0.00 |
| CVS CVS Health Corp. | Sold out | 0.00% | −0.00 |
| SHEL Shell PLC-ADR | Reduce -3.9% | 0.01% | −0.00 |
| DAL Delta Air Lines Inc. | Reduce -96.5% | 0.00% | −0.00 |
| TDG Transdigm Group Inc. | Reduce -44.4% | 0.00% | −0.00 |
| MPC Marathon Petroleum Corp. | Sold out | 0.00% | −0.00 |
| AVGO Broadcom Inc. | Reduce -2.2% | 0.05% | −0.00 |
| V Visa Inc. Class A | Reduce -0.9% | 0.04% | −0.00 |
| RF Regions Financial Corp. | Sold out | 0.00% | −0.00 |
| VOE Vngrd Mrngstr MD-Cap Val ETF | Sold out | 0.00% | −0.00 |
| VTV Vanguard Mrngstr Val ETF-Aui | Reduce -11.1% | 0.01% | −0.00 |
| CI The Cigna Group | Sold out | 0.00% | −0.00 |
| MAR Marriott International Class A | Reduce -3.7% | 0.01% | −0.00 |
| CHKP Check Point Software Tech | Sold out | 0.00% | −0.00 |
| GLW Corning Inc. | Reduce -74.1% | 0.00% | −0.00 |
| FHLC Fidelity MSCI Health Care | Reduce -0.5% | 0.03% | −0.00 |
| IHI iShares U.S. Medical Devices | Reduce -8.4% | 0.01% | −0.00 |
| HLAL Wahed Ftse USA Shariah ETF | Reduce -0.6% | 0.01% | −0.00 |
| PUBM Pubmatic Inc. Class A | Sold out | 0.00% | −0.00 |
| SNOW Snowflake Inc. | Sold out | 0.00% | −0.00 |
| LUV Southwest Airlines Co. | Sold out | 0.00% | −0.00 |
| TGT Target Corp. | Reduce -38.6% | 0.00% | −0.00 |
| PH Parker Hannifin Corp. | Sold out | 0.00% | −0.00 |
| CRM Salesforce Inc. | Sold out | 0.00% | −0.00 |
| SLQD iShares 0-5 YR Inv GRD Corp. | Reduce -30.2% | 0.00% | −0.00 |
| TGTX TG Therapeutics Inc. | Sold out | 0.00% | −0.00 |
Portfolio Buys Q2 2024 → Q3 2024
| STT State Street Corp. | Add +101871.8% | 1.27% | +1.27 |
| SYY Sysco Corp. | New | 1.25% | +1.25 |
| DOW Dow Inc. | New | 1.24% | +1.24 |
| HPE Hewlett Packard Enterprise | New | 1.23% | +1.23 |
| EMR Emerson Electric Co. | Add +201785.7% | 1.23% | +1.23 |
| AVDX Avidxchange Holdings Inc. | Add +709.6% | 1.05% | +0.84 |
| GTLS Chart Industries Inc. | New | 0.72% | +0.72 |
| TMO Thermo Fisher Scientific Inc. | Add +31.5% | 1.69% | +0.43 |
| NKE Nike Inc. Class B | Add +29.3% | 1.38% | +0.38 |
| SBUX Starbucks Corp. | Add +18.4% | 1.44% | +0.37 |
| APTV Aptiv Irish Holdings Ltd. | Add +32.7% | 1.25% | +0.24 |
| SLB SLB Ltd. | Add +45.3% | 1.49% | +0.22 |
| BN Brookfield Corp. | Add +1.0% | 1.47% | +0.22 |
| HD Home Depot Inc. | Add +0.8% | 1.74% | +0.13 |
| EWW iShares MSCI Mexico ETF | New | 0.13% | +0.13 |
| ZBRA Zebra Technologies Corp. Class A | Add +0.9% | 1.26% | +0.12 |
| IBM Intl Business Machines Corp. | Add +0.5% | 0.76% | +0.11 |
| UPS United Parcel Service Class B | Add +27.7% | 0.70% | +0.10 |
| AES AES Corp. | Add +1.3% | 1.49% | +0.08 |
| CVX Chevron Corp. | Add +29.3% | 0.70% | +0.07 |
| BMY Bristol-Myers Squibb Co. | Add +0.5% | 0.54% | +0.07 |
| PLD Prologis Inc. | Add +1.2% | 1.67% | +0.06 |
| AAPL Apple Inc. | Add +1.1% | 3.13% | +0.06 |
| CCI Crown Castle Inc. | Add +1.3% | 0.53% | +0.06 |
| AEP American Electric Power | Add +0.7% | 0.84% | +0.06 |
| SNY Sanofi-ADR | Add +0.7% | 0.63% | +0.05 |
| SO The Southern Co. | Add +1.0% | 0.73% | +0.05 |
| DUK Duke Energy Corp. | Add +0.8% | 0.86% | +0.05 |
| T AT&T Inc. | Add +0.8% | 0.80% | +0.04 |
| CSCO Cisco Systems Inc. | Add +0.3% | 1.84% | +0.04 |
| USB US Bancorp | Add +0.8% | 0.74% | +0.04 |
| GIS General Mills Inc. | Add +1.0% | 0.57% | +0.04 |
| IQV Iqvia Holdings Inc. | Add +1.5% | 1.04% | +0.04 |
| ABBV Abbvie Inc. | Add +0.7% | 0.64% | +0.03 |
| ORI Old Republic Intl Corp. | Add +0.7% | 0.69% | +0.03 |
| DE Deere & Co. | Add +1.1% | 1.18% | +0.03 |
| IEFA iShares Core MSCI Eafe ETF | Add +4.3% | 1.49% | +0.03 |
| KO The Coca-Cola Co. | Add +0.8% | 0.63% | +0.02 |
| RAFE PIMCO Rafi ESG US ETF | New | 0.02% | +0.02 |
| SCHG Schwab US Large-Cap Growth | New | 0.02% | +0.02 |
| ABT Abbott Laboratories | Add +1.4% | 1.42% | +0.02 |
| FLQM Franklin U.S. Mid Cap Multif | New | 0.01% | +0.01 |
| MMIN Nylim Mackay Muni Insured Et | New | 0.01% | +0.01 |
| FVD First Trust Value Line DVD | New | 0.01% | +0.01 |
| IJR iShares Core S&P Small-Cap E | Add +1.6% | 0.55% | +0.01 |
| CMCSA Comcast Corp. Class A | Add +3.5% | 1.23% | +0.01 |
| VTI VG Morningstar TS MKT ETF-US | Add +9.0% | 0.14% | +0.01 |
| HDV iShares Core High Dividend E | New | 0.01% | +0.01 |
| TSCO Tractor Supply Company | New | 0.01% | +0.01 |
| XLI SS Industrial Select Sector | Add +2.3% | 0.15% | +0.01 |
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 384 | $660.5M | AAPL, NVDA, GOOG, IVV, MSFT |
| Q1 2026 | 200 | $612.7M | AAPL, NVDA, MSFT, GOOG, IVV |
| Q4 2025 | 213 | $594.4M | AAPL, MSFT, GOOG, AMZN, IVV |
| Q3 2025 | 220 | $577.4M | AAPL, MSFT, IVV, AMZN, GOOG |
| Q2 2025 | 232 | $544.7M | AAPL, MSFT, IVV, NVDA, JPM |
| Q1 2025 | 125 | $481.2M | AAPL, MSFT, IVV, BAC, JPM |
| Q4 2024 | 119 | $493.1M | MSFT, AAPL, IVV, BAC, GOOG |
| Q3 2024 | 353 | $503.5M | MSFT, AAPL, GOOG, IVV, AMZN |
| Q2 2024 | 354 | $458.7M | MSFT, GOOG, AMZN, AAPL, IVV |
| Q1 2024 | 339 | $458.3M | AAPL, MSFT, IVV, BAC, GOOG |