Providence Capital Advisors, LLC

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed November 13, 2024), Providence Capital Advisors, LLC reported 353 stock positions worth $503.5 million. Its top holding was Microsoft (MSFT) at 3.2% of the portfolio, followed by Apple (AAPL, 3.1%) and Alphabet Class C (GOOG, 3.1%). Compared with Q2 2024, it opened 22 new positions, sold out of 23, added to 94 and reduced 46. The biggest buy was State Street (STT, shares +101872%) and the biggest sale an exit from Oracle (ORCL).

Most Recent 13F
Q2 2026
Location
CHARLOTTE, NC
CIK
0001730814
Portfolio Value
$503.5M (Q3 2024)
SEC Filing
0001730814-24-000005 ↗ filed Nov 13, 2024

Holdings Value

0$200.0M$400.0M$600.0M$800.0M Q1 2024: $458.3M Q1 2024 Q2 2024: $458.7M Q2 2024 Q3 2024: $503.5M $503.5M Q3 2024 Q4 2024: $493.1M Q4 2024 Q1 2025: $481.2M Q1 2025 Q2 2025: $544.7M Q2 2025 Q3 2025: $577.4M Q3 2025 Q4 2025: $594.4M Q4 2025 Q1 2026: $612.7M Q1 2026 Q2 2026: $660.5M Q2 2026

Holdings 353 stocks · $503.5M
MSFT Microsoft Corp. 3.24% 37,966 $16.3M Add +1.0%
AAPL Apple Inc. 3.13% 67,598 $15.8M Add +1.1%
GOOG Alphabet Inc. Class C 3.09% 92,977 $15.5M Add +6.5%
IVV iShares Core S&P 500 ETF 2.86% 24,962 $14.4M Add +0.2%
AMZN Amazon.com Inc. 2.84% 76,684 $14.3M Add +1.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP 2.01% 254,737 $10.1M Add +1.2%
CSCO Cisco Systems Inc. 1.84% 174,153 $9.3M Add +0.3%
NVDA Nvidia Corp. 1.81% 75,237 $9.1M Add +1.3%
JPM JPMorgan Chase & Co. 1.77% 42,311 $8.9M Add +1.0%
BAH Booz Allen Hamilton Holdings 1.77% 54,810 $8.9M Add +1.1%
HD Home Depot Inc. 1.74% 21,574 $8.7M Add +0.8%
TMO Thermo Fisher Scientific Inc. 1.69% 13,752 $8.5M Add +31.5%
PLD Prologis Inc. 1.67% 66,705 $8.4M Add +1.2%
LIN Linde PLC 1.60% 16,927 $8.1M Add +1.2%
ADBE Adobe Inc. 1.60% 15,511 $8.0M Add +1.9%
IEFA iShares Core MSCI Eafe ETF 1.49% 96,231 $7.5M Add +4.3%
SLB SLB Ltd. filed as SCHLUMBERGER LTD 1.49% 178,693 $7.5M Add +45.3%
AES AES Corp. 1.49% 372,983 $7.5M Add +1.3%
BN Brookfield Corp. 1.47% 139,189 $7.4M Add +1.0%
SBUX Starbucks Corp. 1.44% 74,483 $7.3M Add +18.4%
ABT Abbott Laboratories 1.42% 62,709 $7.1M Add +1.4%
NKE Nike Inc. Class B 1.38% 78,784 $7.0M Add +29.3%
MET Metlife Inc. 1.34% 81,896 $6.8M Reduce -1.4%
HSY The Hershey Co. 1.30% 34,142 $6.5M Add +1.1%
LQD Ishr Ibx Usd Invgd CB ETF-Ui 1.30% 57,882 $6.5M Add +0.5%
STT State Street Corp. 1.27% 72,400 $6.4M Add +101871.8%
ETN Eaton Corp. PLC 1.26% 19,146 $6.3M Add +0.9%
ZBRA Zebra Technologies Corp. Class A 1.26% 17,131 $6.3M Add +0.9%
XYL Xylem Inc. 1.26% 46,909 $6.3M Add +1.1%
EA Electronic Arts Inc. 1.26% 44,115 $6.3M Add +1.9%
SYY Sysco Corp. 1.25% 80,600 $6.3M New
APTV Aptiv Irish Holdings Ltd. filed as APTIV PLC 1.25% 87,115 $6.3M Add +32.7%
NXPI NXP Semiconductors NV 1.24% 26,114 $6.3M Add +1.3%
DOW Dow Inc. 1.24% 114,500 $6.3M New
CSX CSX Corp. 1.24% 180,733 $6.2M Add +3.3%
TSN Tyson Foods Inc. Class A 1.23% 104,300 $6.2M Add +3.2%
HPE Hewlett Packard Enterprise 1.23% 303,500 $6.2M New
CMCSA Comcast Corp. Class A 1.23% 148,172 $6.2M Add +3.5%
EMR Emerson Electric Co. 1.23% 56,528 $6.2M Add +201785.7%
DIS The Walt Disney Co. filed as DISNEY WALT CO 1.19% 62,513 $6.0M Add +1.0%
DE Deere & Co. 1.18% 14,197 $5.9M Add +1.1%
ZBH Zimmer Biomet Holdings Inc. 1.13% 52,800 $5.7M Add +8.6%
COP Conocophillips 1.10% 52,600 $5.5M Add +9.1%
AVDX Avidxchange Holdings Inc. 1.05% 649,565 $5.3M Add +709.6%
IQV Iqvia Holdings Inc. 1.04% 22,091 $5.2M Add +1.5%
CIEN Ciena Corp. 1.03% 84,249 $5.2M Reduce -26.1%
MCHP Microchip Technology Inc. 0.98% 61,200 $4.9M Reduce -1.0%
IGSB iShares 1-5Y Inv Grade Corp. 0.95% 91,203 $4.8M Add +0.9%
BDX Becton Dickinson and Co. 0.90% 18,740 $4.5M Add +1.2%
DUK Duke Energy Corp. 0.86% 37,745 $4.4M Add +0.8%
AEP American Electric Power 0.84% 41,069 $4.2M Add +0.7%
T AT&T Inc. 0.80% 183,620 $4.0M Add +0.8%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.76% 17,288 $3.8M Add +0.5%
USB US Bancorp 0.74% 80,958 $3.7M Add +0.8%
SO The Southern Co. 0.73% 40,953 $3.7M Add +1.0%
AMD Advanced Micro Devices 0.72% 22,099 $3.6M Add +0.7%
GTLS Chart Industries Inc. 0.72% 29,076 $3.6M New
CVX Chevron Corp. 0.70% 24,072 $3.5M Add +29.3%
VZ Verizon Communications Inc. 0.70% 78,856 $3.5M Add +0.8%
UPS United Parcel Service Class B 0.70% 25,795 $3.5M Add +27.7%
ORI Old Republic Intl Corp. 0.69% 98,791 $3.5M Add +0.7%
LYB Lyondellbasell Indu Class A 0.68% 35,742 $3.4M Add +0.7%
PRU Prudential Financial Inc. 0.67% 27,677 $3.4M Add +1.0%
NVS Novartis AG-Sponsored ADR 0.66% 28,913 $3.3M Reduce -18.6%
PFE Pfizer Inc. 0.65% 113,949 $3.3M Add +0.7%
ABBV Abbvie Inc. 0.64% 16,219 $3.2M Add +0.7%
ARCC Ares Capital Corp. 0.63% 152,259 $3.2M Add +0.7%
KO The Coca-Cola Co. 0.63% 44,169 $3.2M Add +0.8%
SNY Sanofi-ADR 0.63% 54,800 $3.2M Add +0.7%
HYG Ishr Ibx Usd Hiyld CB ETF-Ui 0.60% 37,600 $3.0M Add +0.9%
GIS General Mills Inc. 0.57% 38,641 $2.9M Add +1.0%
IJR iShares Core S&P Small-Cap E 0.55% 23,542 $2.8M Add +1.6%
BMY Bristol-Myers Squibb Co. 0.54% 52,259 $2.7M Add +0.5%
CCI Crown Castle Inc. 0.53% 22,518 $2.7M Add +1.3%
SPTS SS SPDR P St Term TSY ETF 0.53% 90,423 $2.7M Add +1.4%
IJH iShares Core S&P Midcap ETF 0.53% 42,430 $2.6M Add +2.9%
WHR Whirlpool Corp. 0.49% 23,044 $2.5M Add +0.8%
WMB Williams Cos Inc. 0.45% 49,599 $2.3M Add +1.2%
TLT iShares 20+ Year Treasury BD 0.45% 22,983 $2.3M Add +1.4%
IWF iShares Russell 1000 Growth 0.38% 5,108 $1.9M Reduce -2.6%
VUG Vanguard Mrngstar GR ETF-Sui 0.30% 3,897 $1.5M Add +0.4%
MRK Merck & Co. Inc. 0.23% 10,369 $1.2M No change
AGG iShares Core U.S. Aggregate 0.23% 11,308 $1.1M Add +3.6%
IEMG iShares Core MSCI Emerging 0.20% 17,761 $1.0M Add +3.1%
SPY SS SPDR S&P 500 ETF Trust-US 0.19% 1,680 $964K No change
XLV SS Health Care Select Sector 0.16% 5,090 $784K Add +1.7%
MDT Medtronic PLC 0.16% 8,700 $783K Reduce -87.6%
XLI SS Industrial Select Sector 0.15% 5,495 $744K Add +2.3%
VTI VG Morningstar TS MKT ETF-US 0.14% 2,503 $709K Add +9.0%
XLB SS Materials Select Sector 0.13% 6,994 $674K Add +3.6%
QTWO Q2 Holdings Inc. filed as Q2 HLDGS INC 0.13% 8,333 $665K No change
EWW iShares MSCI Mexico ETF 0.13% 12,040 $647K New
XLP SS Consumer Staples Sel Sect 0.13% 7,769 $645K Reduce -1.4%
GE General Electric filed as GE AEROSPACE 0.13% 3,393 $640K No change
WFC Wells Fargo & Co. 0.12% 11,038 $624K Add +0.9%
PG The Procter & Gamble Co. 0.12% 3,512 $608K Reduce -10.4%
GOOGL Alphabet Inc. Class A 0.12% 3,626 $601K Reduce -2.1%
RSG Republic Services Inc. 0.11% 2,840 $570K Reduce -2.0%
IWP iShares Russell Mid-Cap Grow 0.11% 4,808 $564K No change
DFAC Dimensional US Core Equity 2 0.10% 15,202 $521K No change
JNJ Johnson & Johnson 0.10% 3,109 $504K Reduce -92.4%
LLY Eli Lilly & Co. 0.09% 490 $434K No change
BRK.B Berkshire Hathaway Inc. Class B 0.08% 859 $395K No change
DVY iShares Select Dividend ETF 0.07% 2,756 $372K Reduce -20.9%
PHM Pultegroup Inc. 0.07% 2,326 $334K Reduce -5.7%
VEA Vanguard Ftse Developed ETF 0.06% 5,743 $303K Reduce -2.1%
COST Costco Wholesale Corp. 0.05% 293 $260K No change
SDY SS SPDR S&P Dividend ETF 0.05% 1,828 $260K No change
ITW Illinois Tool Works 0.05% 966 $253K No change
AVGO Broadcom Inc. 0.05% 1,330 $229K Reduce -2.2%
GEV GE Vernova Inc. 0.04% 847 $216K No change
VOO Vanguard S&P 500 ETF 0.04% 396 $209K Add +2.1%
AXP American Express Co. 0.04% 770 $209K No change
USMV iShares MSCI USA Min Vol Fac 0.04% 2,184 $199K No change
IWS iShares Russell Mid-Cap Valu 0.04% 1,490 $197K No change
SCHD Schwab US DVD Equity ETF 0.04% 2,300 $194K No change
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.04% 732 $193K Reduce -9.8%
VGT Vanguard Info Tech ETF 0.04% 304 $178K Add +7.0%
V Visa Inc. Class A 0.04% 646 $178K Reduce -0.9%
LOW Lowe's Cos Inc. 0.04% 651 $176K No change
EFV iShares MSCI Eafe Value ETF 0.03% 2,774 $160K No change
PEP Pepsico Inc. 0.03% 820 $139K No change
SCHB Schwab US Broad Market ETF 0.03% 2,000 $133K No change
FHLC Fidelity MSCI Health Care 0.03% 1,762 $128K Reduce -0.5%
OUSA Alps Oshares US Quality Divi 0.02% 2,100 $113K No change
MA Mastercard Inc. Class A 0.02% 222 $110K No change
XLF SS Financial Select Sector 0.02% 2,377 $108K Add +10.5%
RAFE PIMCO Rafi ESG US ETF filed as PIMCO EQUITY SER 0.02% 2,889 $108K New
SCHG Schwab US Large-Cap Growth 0.02% 1,010 $105K New
PFF iShares Preferred & Income S 0.02% 3,126 $104K Add +12.0%
CAT Caterpillar Inc. 0.02% 258 $101K No change
NSC Norfolk Southern Corp. 0.02% 400 $99K No change
WMT Walmart Inc. 0.02% 1,224 $99K No change
XOM Exxon Mobil Corp. 0.02% 830 $97K No change
VBR Vngrd Mrngst SL-CP Val ETF-U 0.02% 459 $92K No change
BLK BlackRock Finance Inc. 0.02% 94 $89K Reduce -3.1%
BX Blackstone Inc. 0.02% 577 $88K Add +0.3%
ANET Arista Networks Inc. 0.02% 218 $84K No change
GEHC GE Healthcare Technology 0.02% 884 $83K No change
IWM iShares Russell 2000 ETF 0.02% 371 $82K Reduce -53.5%
RSP Invesco S&P 500 Equal Weight 0.02% 456 $82K No change
META Meta Platforms Inc. Class A 0.02% 142 $82K Reduce -29.4%
CSM Proshares Large Cap Core Plu 0.02% 1,248 $82K No change
TFC Truist Financial Corp. 0.02% 1,857 $79K No change
FXH First Trust Health Care Alph 0.02% 705 $79K No change
QQQ Invesco QQQ Trust Series 1 0.02% 158 $77K No change
DFAT Dimensional US Target Value 0.01% 1,329 $74K No change
SPYG SS SPDR P S&P 500 Growth ETF 0.01% 883 $73K No change
IWD iShares Russell 1000 Value E 0.01% 385 $73K Reduce -48.0%
SPLV Invesco S&P 500 Low Volatili 0.01% 1,008 $72K No change
HLAL Wahed Ftse USA Shariah ETF 0.01% 1,366 $71K Reduce -0.6%
MMM 3M Co. 0.01% 521 $71K No change
FICO Fair Isaac Corp. 0.01% 36 $70K No change
KLAC KLA Corp. 0.01% 85 $66K No change
UMMA Wahed Dow Jones Islamic WRLD 0.01% 2,519 $64K Add +0.2%
XLK SS Technology Select Sector 0.01% 279 $63K Add +37.4%
FLQM Franklin U.S. Mid Cap Multif 0.01% 1,123 $63K New
RY Royal Bank of Canada 0.01% 499 $62K No change
HAL Halliburton Co. 0.01% 2,125 $62K No change
ITA iShares U.S. Aerospace & Def 0.01% 408 $61K No change
PRF Invesco Rafi US 1000 ETF 0.01% 1,500 $61K No change
UNP Union Pacific Corp. 0.01% 240 $59K No change
PTLC Pacer Trendpilot US Large Ca 0.01% 1,123 $59K No change
MAR Marriott International Class A 0.01% 235 $59K Reduce -3.7%
IYM iShares U.S. Basic Materials 0.01% 376 $56K No change
SHEL Shell PLC-ADR 0.01% 846 $56K Reduce -3.9%
HON Honeywell International Inc. 0.01% 267 $55K No change
VTV Vanguard Mrngstr Val ETF-Aui 0.01% 314 $55K Reduce -11.1%
VONG Vanguard Russell 1000 Growth 0.01% 566 $55K Add +83.2%
ENB Enbridge Inc. 0.01% 1,266 $51K No change
MMIN Nylim Mackay Muni Insured Et filed as NEW YORK LIFE INVTS ACTIVE E 0.01% 2,074 $51K New
IWB iShares Russell 1000 ETF 0.01% 162 $51K No change
NOC Northrop Grumman Corp. 0.01% 96 $51K Reduce -5.0%
RIVN Rivian Automotive Inc. Class A 0.01% 4,443 $50K Add +10.3%
PM Philip Morris International 0.01% 400 $49K Reduce -5.7%
FITB Fifth Third Bancorp 0.01% 1,112 $48K No change
UNH Unitedhealth Group Inc. 0.01% 80 $47K No change
FVD First Trust Value Line DVD 0.01% 951 $43K New
DNN Denison Mines Corp. 0.01% 23,371 $43K No change
DHR Danaher Corp. 0.01% 148 $41K No change
IUSG iShares Core S&P U.S. Growth 0.01% 300 $40K Reduce -60.9%
XYLD Global X S&P 500 Cove Call E 0.01% 930 $39K Reduce -42.9%
AEE Ameren Corporation 0.01% 433 $38K No change
CB Chubb Ltd. 0.01% 131 $38K No change
IHI iShares U.S. Medical Devices 0.01% 633 $37K Reduce -8.4%
LMT Lockheed Martin Corp. 0.01% 64 $37K No change
HIG Hartford Insurance Group Inc. 0.01% 312 $37K No change
GILD Gilead Sciences Inc. 0.01% 430 $36K Add +0.2%
SCHM Schwab US Mid Cap ETF 0.01% 429 $36K No change
EQIX Equinix Inc. 0.01% 40 $36K No change
SCHX Schwab US Large-Cap ETF 0.01% 520 $35K No change
YUM Yum! Brands Inc. 0.01% 250 $35K No change
TSCO Tractor Supply Company 0.01% 111 $32K New
HDV iShares Core High Dividend E 0.01% 274 $32K New
MO Altria Group Inc. 0.01% 630 $32K Add +0.8%
RCL Royal Caribbean Cruises Ltd. 0.01% 175 $31K No change
IVW iShares S&P 500 Growth ETF 0.01% 324 $31K No change
DFSV Dimensional US Small Cap Val 0.01% 895 $28K No change
PFG Principal Financial Group 0.01% 320 $27K No change
VONV Vanguard Russell 1000 Value 0.01% 318 $27K No change
D Dominion Energy Inc. 0.01% 458 $26K No change
DFLV Dim US Large Cap Value ETF 0.01% 849 $26K No change
O Realty Income Corp. 0.01% 408 $26K No change
MUB iShares National Muni Bond E 0.01% 235 $26K No change
VCIT Vanguard Int-Term Corporate 0.01% 301 $25K New
SYM Symbotic Inc. 0.00% 1,000 $24K No change
MDLZ Mondelez International Inc. Class A 0.00% 329 $24K No change
OGN Organon & Co. 0.00% 1,246 $24K No change
TM Toyota Motor Corp. -Spon ADR 0.00% 133 $24K No change
DOV Dover Corp. 0.00% 124 $24K No change
OMF Onemain Holdings Inc. 0.00% 500 $24K No change
VMC Vulcan Materials Co. 0.00% 92 $23K No change
NEAR iShares SH Dba ETF Usd Inc. 0.00% 422 $22K No change
DGRW Wisdomtree U.S. Quality Divi 0.00% 250 $21K No change
SNPS Synopsys Inc. 0.00% 40 $20K No change
SPSK SP Funds Dow Jones Global Su 0.00% 1,080 $20K Reduce -3.0%
XLE SS Energy Select Sector 0.00% 226 $20K Add +44.9%
IBB iShares Biotechnology ETF 0.00% 135 $20K No change
CWB SS SPDR BB Conv Sec ETF 0.00% 250 $19K No change
AXON Axon Enterprise Inc. 0.00% 47 $19K No change
XLY SS Consumer Disc Select Sect 0.00% 91 $18K Add +71.7%
ACN Accenture PLC Class A 0.00% 51 $18K No change
VOT Vngrd Mrngstr MC GRW ETF-Usd 0.00% 73 $18K New
MCD McDonald's Corp. 0.00% 57 $17K No change
GOVT iShares US Treasury Bond ETF 0.00% 734 $17K New
FV First Trust DW Focus 5 Fund 0.00% 294 $17K New
DUHP Dimensional US High Profi Et 0.00% 493 $17K No change
STZ Constellation Brands Inc. Class A 0.00% 65 $17K No change
WELL Welltower Inc. 0.00% 129 $17K No change
GO Grocery Outlet Holding Corp. 0.00% 928 $16K Reduce -99.7%
HLT Hilton Worldwide Holdings Inc. 0.00% 68 $16K No change
PYPL PayPal Holdings Inc. 0.00% 200 $16K Reduce -24.2%
BA The Boeing Co. 0.00% 100 $15K No change
X United States Steel Corp. 0.00% 430 $15K Add +43.3%
FDVV Fidelity High Dividend ETF 0.00% 297 $15K No change
DISV Dimensional International SM 0.00% 517 $15K No change
SPHQ Invesco S&P 500 Quality ETF 0.00% 220 $15K No change
PPG PPG Industries Inc. 0.00% 110 $15K No change
TDG Transdigm Group Inc. 0.00% 10 $14K Reduce -44.4%
DFIV Dimensional International Va 0.00% 374 $14K No change
DLTR Dollar Tree Inc. 0.00% 198 $14K No change
DIHP Dimensional International Hi 0.00% 499 $14K No change
FMDE Fidelity Enhanced Mid Cap Co. 0.00% 420 $14K No change
FNB FNB Corp. 0.00% 946 $13K No change
EEMV iShares MSCI Emg MKT Min Vol 0.00% 204 $13K Reduce -1.9%
VHT Vanguard Health Care ETF 0.00% 45 $13K No change
CMCO Columbus McKinnon Corp. 0.00% 350 $13K Reduce -99.7%
INTU Intuit Inc. 0.00% 19 $12K No change
SCHE Schwab Emrg Mrkts Eqty ETF 0.00% 395 $12K No change
SCHF Schwab Intl Equity ETF 0.00% 280 $12K No change
SHW The Sherwin-Williams Co. 0.00% 30 $11K No change
IAGG iShares Intl Aggregate Bond 0.00% 216 $11K No change
CRWD CrowdStrike Holdings Inc. Class A 0.00% 40 $11K No change
IUSV iShares Core S&P U.S. Value 0.00% 117 $11K No change
RIG Transocean Ltd. 0.00% 2,500 $11K No change
CNQ Canadian Natural Resources 0.00% 312 $10K No change
TXN Texas Instruments Inc. 0.00% 50 $10K No change
VDC Vanguard Consumer Staple ETF 0.00% 45 $10K No change
CTVA Corteva Inc. 0.00% 166 $10K No change
PRCH Porch Group Inc. 0.00% 6,304 $10K No change
ADI Analog Devices Inc. 0.00% 42 $10K No change
LOB Live Oak Bancshares Inc. 0.00% 200 $9K No change
SOLV Solventum Corp. 0.00% 129 $9K No change
CCL Carnival Corp. 0.00% 472 $9K No change
CARR Carrier Global Corp. 0.00% 108 $9K No change
PDI PIMCO Dynamic Income Fund 0.00% 425 $9K No change
AME Ametek Inc. 0.00% 50 $9K No change
SPYM Ste STR SPDR PT S&P 500 ETF 0.00% 125 $8K No change
DFEV Dimensional Emrg MRKT Val 0.00% 289 $8K No change
JD Jd.com Inc.-ADR 0.00% 200 $8K No change
MBB iShares MBS ETF 0.00% 83 $8K New
XLC SS Comm Select Sector SPDR 0.00% 83 $8K New
YUMC Yum China Holdings Inc. 0.00% 164 $7K No change
TSLA Tesla Inc. 0.00% 27 $7K No change
SPRE SP/F S&P Global REIT Sharia 0.00% 322 $7K Reduce -6.1%
SRCL Stericycle Inc. 0.00% 116 $7K No change
BAM Brookfield Asset Mgmt-A 0.00% 142 $7K No change
VYM Vanguard High DVD Yield ETF 0.00% 46 $6K No change
QRVO Qorvo Inc. 0.00% 56 $6K No change
RSPG Invesco S&P 500 Equal Weight 0.00% 75 $6K No change
GLD SPDR Gold Shares 0.00% 23 $6K No change
VLTO Veralto Corp. 0.00% 49 $5K No change
TGT Target Corp. 0.00% 35 $5K Reduce -38.6%
SPIB SS SPDR P Int C Corp. ETF 0.00% 159 $5K New
SPHY SS SPDR P High Yield ETF 0.00% 213 $5K New
ARIS WATER SOLUTIONS INC-A 0.00% 300 $5K No change
CTAS Cintas Corp. 0.00% 24 $5K No change
PLL Piedmont Lithium Inc. 0.00% 549 $5K Add +82.4%
VB Vanguard Most SM-Cap ETF-Usd 0.00% 20 $5K Reduce -28.6%
VWOB Vanguard Emerg MKTS Gov BND 0.00% 70 $5K No change
KMI Kinder Morgan Inc. 0.00% 210 $5K No change
SLQD iShares 0-5 YR Inv GRD Corp. 0.00% 88 $4K Reduce -30.2%
IEF iShares 7-10 Year Treasury B 0.00% 44 $4K No change
DG Dollar General Corp. 0.00% 50 $4K No change
SHV iShares 0-1 Year Treasury Bo 0.00% 38 $4K No change
USNA Usana Health Sciences Inc. 0.00% 109 $4K No change
SCHA Schwab US Small-Cap ETF 0.00% 80 $4K No change
NET Cloudflare Inc. Class A 0.00% 48 $4K No change
EWJ iShares MSCI Japan ETF 0.00% 54 $4K Reduce -8.5%
POWA Invesco Bloomberg Pricing Po 0.00% 43 $4K No change
ADM Archer-Daniels-Midland Co. 0.00% 58 $3K No change
TW Tradeweb Markets Inc. Class A 0.00% 27 $3K No change
PBI Pitney Bowes Inc. 0.00% 408 $3K No change
ROP Roper Technologies Inc. 0.00% 5 $3K No change
VNQ Vanguard Real Estate ETF 0.00% 28 $3K No change
KHC The Kraft Heinz Co. 0.00% 77 $3K No change
APD Air Products & Chemicals Inc. 0.00% 9 $3K No change
PLTR Palantir Technologies Inc. Class A 0.00% 64 $2K No change
UAA Under Armour Inc. Class A 0.00% 260 $2K No change
RTX RTX Corp. 0.00% 19 $2K No change
EEM iShares MSCI Emerging Market 0.00% 50 $2K No change
KD Kyndryl Holdings Inc. 0.00% 99 $2K Reduce -1.0%
FFIV F5 Inc. 0.00% 10 $2K No change
UA Under Armour Inc. Class C 0.00% 261 $2K No change
RGA Reinsurance Group of America 0.00% 10 $2K No change
JCI Johnson Controls Internation 0.00% 27 $2K No change
GLW Corning Inc. 0.00% 45 $2K Reduce -74.1%
SWK Stanley Black & Decker Inc. 0.00% 18 $2K No change
DLR Digital Realty Trust Inc. 0.00% 12 $2K No change
C Citigroup Inc. 0.00% 29 $2K No change
INTC Intel Corp. 0.00% 58 $1K No change
MU Micron Technology Inc. 0.00% 12 $1K New
BP BP PLC-Spons ADR 0.00% 39 $1K No change
VTRS Viatris Inc. 0.00% 103 $1K No change
WBD Warner Bros Discovery Inc. 0.00% 142 $1K No change
XSD SS SPDR S&P Semiconductor 0.00% 4 $1K No change
XNTK SS SPDR Nyse Tech ETF 0.00% 5 $1K No change
AMGN Amgen Inc. 0.00% 3 $967 Reduce -93.8%
ARKK ARK Innovation ETF 0.00% 19 $903 No change
POST Post Holdings Inc. filed as POST HLDGS INC 0.00% 7 $810 No change
BHF Brighthouse Financial Inc. 0.00% 16 $720 No change
GSLC Goldman Activebeta US LC ETF 0.00% 6 $678 No change
NIO Nio Inc. - ADR 0.00% 100 $668 No change
AIG American International Group 0.00% 9 $659 No change
HIMS Hims & Hers Health Inc. 0.00% 31 $577 No change
PHO Invesco Water Resources ETF 0.00% 8 $564 No change
TSM Taiwan Semiconductor-SP ADR 0.00% 3 $521 No change
FSLR First Solar Inc. 0.00% 2 $499 No change
BRBR Bellring Brands Inc. 0.00% 8 $486 No change
NUE Nucor Corp. 0.00% 3 $483 No change
COMP Compass Inc. Class A 0.00% 70 $428 No change
IDU iShares US Utilities ETF 0.00% 4 $408 New
DAL Delta Air Lines Inc. 0.00% 8 $406 Reduce -96.5%
EFA iShares MSCI Eafe ETF 0.00% 4 $335 No change
ATHE Alterity Therapeutics-ADR 0.00% 200 $263 No change
FATE Fate Therapeutics Inc. 0.00% 61 $214 No change
LQDA Liquidia Corp. 0.00% 19 $190 No change
NKLAQ Nikola Corp. 0.00% 33 $151 No change
CHWY Chewy Inc. Class A 0.00% 4 $117 No change
AAL American Airlines Group Inc. 0.00% 4 $45 No change
AKTSQ Akoustis Technologies Inc. 0.00% 150 $13 No change
AXDXQ Accelerate Diagnostics Inc. 0.00% 4 $7 No change
ACB Aurora Cannabis Inc. 0.00% 1 $6 No change
Other holdings (1): bonds, preferreds, convertibles and warrants · $85 (not counted above)
SecurityClassShares / PrincipalValueChange
AMPWF Ardagh Metal Packaging -CW26 *W EXP 08/04/202 2,952$85No change

Total filed on the 13F, all lines: $503.5M.

Portfolio Sells Q2 2024 → Q3 2024
ORCL Oracle Corp. Sold out 0.00% −1.53
GO Grocery Outlet Holding Corp. Reduce -99.7% 0.00% −1.38
JNJ Johnson & Johnson Reduce -92.4% 0.10% −1.20
PNC PNC Financial Services Group Sold out 0.00% −1.17
MDT Medtronic PLC Reduce -87.6% 0.16% −1.05
CMCO Columbus McKinnon Corp. Reduce -99.7% 0.00% −0.85
MCHP Microchip Technology Inc. Reduce -1.0% 0.98% −0.26
CIEN Ciena Corp. Reduce -26.1% 1.03% −0.17
NVS Novartis AG-Sponsored ADR Reduce -18.6% 0.66% −0.16
IWF iShares Russell 1000 Growth Reduce -2.6% 0.38% −0.04
GOOGL Alphabet Inc. Class A Reduce -2.1% 0.12% −0.03
PG The Procter & Gamble Co. Reduce -10.4% 0.12% −0.02
IWM iShares Russell 2000 ETF Reduce -53.5% 0.02% −0.02
DVY iShares Select Dividend ETF Reduce -20.9% 0.07% −0.02
IWD iShares Russell 1000 Value E Reduce -48.0% 0.01% −0.01
IUSG iShares Core S&P U.S. Growth Reduce -60.9% 0.01% −0.01
RSG Republic Services Inc. Reduce -2.0% 0.11% −0.01
VIG Vanguard Dividend Apprec ETF Sold out 0.00% −0.01
XYLD Global X S&P 500 Cove Call E Reduce -42.9% 0.01% −0.01
META Meta Platforms Inc. Class A Reduce -29.4% 0.02% −0.01
VO Vngrd Mrngstr MD-Cap ETF-Usd Reduce -9.8% 0.04% −0.00
NFLX Netflix Inc. Sold out 0.00% −0.00
XLP SS Consumer Staples Sel Sect Reduce -1.4% 0.13% −0.00
AMGN Amgen Inc. Reduce -93.8% 0.00% −0.00
VEA Vanguard Ftse Developed ETF Reduce -2.1% 0.06% −0.00
CVS CVS Health Corp. Sold out 0.00% −0.00
SHEL Shell PLC-ADR Reduce -3.9% 0.01% −0.00
DAL Delta Air Lines Inc. Reduce -96.5% 0.00% −0.00
TDG Transdigm Group Inc. Reduce -44.4% 0.00% −0.00
MPC Marathon Petroleum Corp. Sold out 0.00% −0.00
AVGO Broadcom Inc. Reduce -2.2% 0.05% −0.00
V Visa Inc. Class A Reduce -0.9% 0.04% −0.00
RF Regions Financial Corp. Sold out 0.00% −0.00
VOE Vngrd Mrngstr MD-Cap Val ETF Sold out 0.00% −0.00
VTV Vanguard Mrngstr Val ETF-Aui Reduce -11.1% 0.01% −0.00
CI The Cigna Group Sold out 0.00% −0.00
MAR Marriott International Class A Reduce -3.7% 0.01% −0.00
CHKP Check Point Software Tech Sold out 0.00% −0.00
GLW Corning Inc. Reduce -74.1% 0.00% −0.00
FHLC Fidelity MSCI Health Care Reduce -0.5% 0.03% −0.00
IHI iShares U.S. Medical Devices Reduce -8.4% 0.01% −0.00
HLAL Wahed Ftse USA Shariah ETF Reduce -0.6% 0.01% −0.00
PUBM Pubmatic Inc. Class A Sold out 0.00% −0.00
SNOW Snowflake Inc. Sold out 0.00% −0.00
LUV Southwest Airlines Co. Sold out 0.00% −0.00
TGT Target Corp. Reduce -38.6% 0.00% −0.00
PH Parker Hannifin Corp. Sold out 0.00% −0.00
CRM Salesforce Inc. Sold out 0.00% −0.00
SLQD iShares 0-5 YR Inv GRD Corp. Reduce -30.2% 0.00% −0.00
TGTX TG Therapeutics Inc. Sold out 0.00% −0.00

Portfolio Buys Q2 2024 → Q3 2024
STT State Street Corp. Add +101871.8% 1.27% +1.27
SYY Sysco Corp. New 1.25% +1.25
DOW Dow Inc. New 1.24% +1.24
HPE Hewlett Packard Enterprise New 1.23% +1.23
EMR Emerson Electric Co. Add +201785.7% 1.23% +1.23
AVDX Avidxchange Holdings Inc. Add +709.6% 1.05% +0.84
GTLS Chart Industries Inc. New 0.72% +0.72
TMO Thermo Fisher Scientific Inc. Add +31.5% 1.69% +0.43
NKE Nike Inc. Class B Add +29.3% 1.38% +0.38
SBUX Starbucks Corp. Add +18.4% 1.44% +0.37
APTV Aptiv Irish Holdings Ltd. Add +32.7% 1.25% +0.24
SLB SLB Ltd. Add +45.3% 1.49% +0.22
BN Brookfield Corp. Add +1.0% 1.47% +0.22
HD Home Depot Inc. Add +0.8% 1.74% +0.13
EWW iShares MSCI Mexico ETF New 0.13% +0.13
ZBRA Zebra Technologies Corp. Class A Add +0.9% 1.26% +0.12
IBM Intl Business Machines Corp. Add +0.5% 0.76% +0.11
UPS United Parcel Service Class B Add +27.7% 0.70% +0.10
AES AES Corp. Add +1.3% 1.49% +0.08
CVX Chevron Corp. Add +29.3% 0.70% +0.07
BMY Bristol-Myers Squibb Co. Add +0.5% 0.54% +0.07
PLD Prologis Inc. Add +1.2% 1.67% +0.06
AAPL Apple Inc. Add +1.1% 3.13% +0.06
CCI Crown Castle Inc. Add +1.3% 0.53% +0.06
AEP American Electric Power Add +0.7% 0.84% +0.06
SNY Sanofi-ADR Add +0.7% 0.63% +0.05
SO The Southern Co. Add +1.0% 0.73% +0.05
DUK Duke Energy Corp. Add +0.8% 0.86% +0.05
T AT&T Inc. Add +0.8% 0.80% +0.04
CSCO Cisco Systems Inc. Add +0.3% 1.84% +0.04
USB US Bancorp Add +0.8% 0.74% +0.04
GIS General Mills Inc. Add +1.0% 0.57% +0.04
IQV Iqvia Holdings Inc. Add +1.5% 1.04% +0.04
ABBV Abbvie Inc. Add +0.7% 0.64% +0.03
ORI Old Republic Intl Corp. Add +0.7% 0.69% +0.03
DE Deere & Co. Add +1.1% 1.18% +0.03
IEFA iShares Core MSCI Eafe ETF Add +4.3% 1.49% +0.03
KO The Coca-Cola Co. Add +0.8% 0.63% +0.02
RAFE PIMCO Rafi ESG US ETF New 0.02% +0.02
SCHG Schwab US Large-Cap Growth New 0.02% +0.02
ABT Abbott Laboratories Add +1.4% 1.42% +0.02
FLQM Franklin U.S. Mid Cap Multif New 0.01% +0.01
MMIN Nylim Mackay Muni Insured Et New 0.01% +0.01
FVD First Trust Value Line DVD New 0.01% +0.01
IJR iShares Core S&P Small-Cap E Add +1.6% 0.55% +0.01
CMCSA Comcast Corp. Class A Add +3.5% 1.23% +0.01
VTI VG Morningstar TS MKT ETF-US Add +9.0% 0.14% +0.01
HDV iShares Core High Dividend E New 0.01% +0.01
TSCO Tractor Supply Company New 0.01% +0.01
XLI SS Industrial Select Sector Add +2.3% 0.15% +0.01

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 384$660.5MAAPL, NVDA, GOOG, IVV, MSFT
Q1 2026 200$612.7MAAPL, NVDA, MSFT, GOOG, IVV
Q4 2025 213$594.4MAAPL, MSFT, GOOG, AMZN, IVV
Q3 2025 220$577.4MAAPL, MSFT, IVV, AMZN, GOOG
Q2 2025 232$544.7MAAPL, MSFT, IVV, NVDA, JPM
Q1 2025 125$481.2MAAPL, MSFT, IVV, BAC, JPM
Q4 2024 119$493.1MMSFT, AAPL, IVV, BAC, GOOG
Q3 2024 353$503.5MMSFT, AAPL, GOOG, IVV, AMZN
Q2 2024 354$458.7MMSFT, GOOG, AMZN, AAPL, IVV
Q1 2024 339$458.3MAAPL, MSFT, IVV, BAC, GOOG