Quad-Cities Investment Group, LLC

Name: Quad-Cities Investment Group, LLC 13F holdings, Q1 2024
Creator: Quad-Cities Investment Group, LLC
Published: 2024-04-12

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024

In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 12, 2024), Quad-Cities Investment Group, LLC reported 178 stock positions worth $171.0 million. Its top holding was Apple (AAPL) at 7.0% of the portfolio, followed by FT-Preferred Secur & Inc. ETF (FPE, 4.2%) and Invesco S&P 500 Equal Weight (RSP, 3.6%). Compared with Q4 2023, it opened 11 new positions, sold out of 6, added to 70 and reduced 82. The biggest buy was Amazon.com (AMZN, shares +8%) and the biggest sale Apple (AAPL, shares −6%).

Most Recent 13F: Q2 2026
Location: DAVENPORT, IA
CIK: 0001741426
Portfolio Value: $171.0M (Q1 2024)
SEC Filing: 0001085146-24-001770 ↗ filed Apr 12, 2024

Holdings Value

Holdings 178 stocks · $171.0M


AAPL Apple Inc.	7.05%	70,263	$12.0M	Reduce -5.9%
FPE FT-Preferred Secur & Inc. ETF	4.16%	410,778	$7.1M	Reduce -0.8%
RSP Invesco S&P 500 Equal Weight	3.59%	36,283	$6.1M	Add +7.6%
IVV iShares Core S&P 500 ETF	3.13%	10,190	$5.4M	Reduce -3.4%
DGRO iShares Core Dividend Growth	2.96%	87,208	$5.1M	Reduce -3.8%
AMZN Amazon.com Inc.	2.79%	26,485	$4.8M	Add +7.6%
MSFT Microsoft Corp.	2.70%	10,986	$4.6M	Reduce -3.3%
IJH iShares Core S&P Midcap ETF	2.52%	70,863	$4.3M	Add +5.2%
QQQ Invesco QQQ Trust Series 1	2.02%	7,775	$3.5M	Add +0.2%
DFAI Dimensional International Co.	1.99%	112,531	$3.4M	Add +6.3%
IJR iShares Core S&P Small-Cap E	1.88%	29,136	$3.2M	Add +2.3%
DFAU Dimensional US Core Equity M	1.87%	87,448	$3.2M	Add +2.9%
WFC Wells Fargo & Co.	1.81%	53,295	$3.1M	Reduce -2.0%
TPYP Managed Portfolio Series	1.75%	106,870	$3.0M	Reduce -4.8%
DE Deere & Co.	1.60%	6,641	$2.7M	Reduce -4.7%
ITOT iShares Core S&P Total U.S.	1.32%	19,601	$2.3M	Reduce -2.8%
JAAA Janus Henderson Aaa Clo ETF	1.29%	43,622	$2.2M	Add +54.3%
HYLS FT Tactical High Yield ETF	1.29%	53,394	$2.2M	Add +4.8%
RQI Cohen & Steers Qual Inc. RLTY	1.27%	179,926	$2.2M	Reduce -6.3%
FTCS First Trust Capital Strength	1.27%	25,312	$2.2M	Reduce -13.8%
FTSM First Trust Enh Short Mat FD	1.18%	33,833	$2.0M	Reduce -1.7%
FDL First Trust Morn DVD Lead Inc.	1.15%	50,906	$2.0M	Reduce -7.3%
FBND Fidelity Total Bond ETF	1.09%	41,295	$1.9M	Add +19.6%
WMT Walmart Inc.	1.09%	31,012	$1.9M	Reduce -3.1%
IAGG iShares Intl Aggregate Bond	1.06%	36,398	$1.8M	Add +31.8%
DFAC Dimensional US Core Equity 2	0.94%	50,435	$1.6M	Add +9.7%
FEMS First Trust Emerging Markets	0.94%	41,568	$1.6M	Reduce -0.8%
JCPB JPMorgan Core Plus Bond ETF	0.93%	34,147	$1.6M	Add +21.4%
FBT First Trust Nyse Arca Biotec	0.90%	10,042	$1.5M	Add +3.2%
DFAX Dimensional World Ex US Core	0.87%	58,358	$1.5M	Add +5.8%
CAT Caterpillar Inc.	0.85%	3,957	$1.4M	Add +0.1%
DFAE Dimensional Emerging Core Eq	0.78%	54,281	$1.3M	Add +3.4%
REGL Prshrs S&P Mid 400 DVD Arist	0.77%	16,650	$1.3M	Reduce -9.0%
PPT Franklin Premir Inc. Trust-Ui	0.72%	347,795	$1.2M	Reduce -8.6%
PEP Pepsico Inc.	0.71%	6,942	$1.2M	Reduce -0.9%
FTSL First Trust Senior Loan ETF	0.70%	25,980	$1.2M	Reduce -11.3%
FV First Trust DW Focus 5 Fund	0.64%	19,106	$1.1M	Reduce -4.5%
RDVY First Trust Rising Dividend	0.63%	19,303	$1.1M	Reduce -1.3%
CP Canadian Pacific Kansas City	0.63%	12,161	$1.1M	Add +0.0%
AVGO Broadcom Inc.	0.60%	780	$1.0M	Add +0.4%
XAWFX Alliancebernstein GL Hi Inc.	0.55%	89,293	$948K	Reduce -2.3%
USB US Bancorp	0.55%	21,120	$944K	Add +0.0%
FTRI First Trust Indxx Global Nat	0.55%	70,906	$941K	Reduce -1.6%
UBER Uber Technologies Inc.	0.53%	11,877	$914K	Reduce -0.8%
DFIC Dimensional International Co.	0.51%	32,704	$875K	Add +2.1%
NVDA Nvidia Corp.	0.50%	949	$858K	Reduce -0.5%
EPD Enterprise Products Partners	0.50%	29,122	$850K	Reduce -3.8%
GUNR NT Mstar GLBL NR ETF	0.49%	20,296	$834K	Reduce -23.2%
FXZ First Trust Materials Alphad	0.49%	11,647	$831K	Reduce -10.4%
FDN First Trust DJ Internet Ind	0.48%	3,983	$817K	Reduce -6.3%
VLO Valero Energy Corp.	0.47%	4,758	$812K	Reduce -5.2%
SUN Sunoco LP	0.47%	13,336	$804K	Reduce -9.9%
TSLA Tesla Inc.	0.46%	4,508	$792K	Reduce -1.9%
ISTB iShares Core 1-5 Year Usd Bo	0.46%	16,460	$781K	Add +1.6%
BUFR FT Vest Lad Buffervetf-Usd I	0.45%	27,220	$761K	Add +128.3%
OKE Oneok Inc.	0.44%	9,379	$752K	Add +0.3%
EMLP First Trust North American E	0.44%	25,352	$749K	Reduce -4.1%
ABBV Abbvie Inc.	0.44%	4,103	$747K	Reduce -1.2%
FAB First Trust Multi Cap Value	0.44%	9,030	$746K	Add +2.2%
FTHI Fthi/First Trust Exchange-TR	0.43%	32,545	$731K	Add +19.9%
HD Home Depot Inc.	0.42%	1,890	$725K	Add +0.1%
BX Blackstone Inc.	0.42%	5,475	$719K	Reduce -8.4%
LMT Lockheed Martin Corp.	0.42%	1,561	$710K	Add +43.2%
DFAS Dimensional US Small Cap ETF	0.40%	10,844	$676K	Add +8.9%
XOM Exxon Mobil Corp.	0.39%	5,776	$671K	Reduce -3.4%
META Meta Platforms Inc. Class A	0.39%	1,382	$671K	Reduce -0.7%
GOOG Alphabet Inc. Class C	0.39%	4,333	$660K	Reduce -6.4%
ICVT iShares Convertible Bond ETF	0.38%	8,221	$656K	Add +3.9%
ARCC Ares Capital Corp.	0.38%	31,203	$650K	Reduce -3.2%
KMI Kinder Morgan Inc.	0.38%	35,348	$648K	Reduce -4.6%
IEFA iShares Core MSCI Eafe ETF	0.37%	8,593	$638K	Reduce -1.0%
COLB Columbia Banking System Inc.	0.37%	32,925	$637K	Add +14.3%
GOOGL Alphabet Inc. Class A	0.37%	4,204	$635K	Add +0.8%
PXD Pioneer Natural Resources Co.	0.36%	2,339	$614K	Reduce -2.3%
V Visa Inc. Class A	0.35%	2,126	$593K	Reduce -0.4%
VNLA Janus Henderson Short Durati	0.34%	12,092	$586K	Reduce -17.7%
PG The Procter & Gamble Co.	0.34%	3,578	$580K	Reduce -1.6%
PFE Pfizer Inc.	0.33%	20,487	$569K	Reduce -7.7%
CSQ Calamos Strat TTL RTRN FND	0.33%	33,978	$556K	Reduce -13.1%
VZ Verizon Communications Inc.	0.32%	13,137	$551K	Reduce -3.9%
UTF Cohen & Steers Infrastructur	0.32%	23,279	$549K	Reduce -10.7%
AXON Axon Enterprise Inc.	0.32%	1,750	$548K	No change
FANG Diamondback Energy Inc.	0.31%	2,700	$535K	Reduce -10.0%
CTAS Cintas Corp.	0.29%	726	$499K	No change
O Realty Income Corp.	0.29%	9,151	$495K	Add +1.4%
ZTS Zoetis Inc.	0.29%	2,885	$488K	No change
FCX Freeport-McMoran Inc.	0.28%	10,259	$482K	Add +0.1%
DFEM Dimensional Emrg MRKT Core	0.27%	18,077	$461K	Reduce -1.2%
ADX Adams Diversified Equity	0.27%	23,553	$460K	Add +0.3%
FTGC First Trust Global Tactical	0.27%	19,355	$459K	Reduce -36.1%
JNJ Johnson & Johnson	0.26%	2,854	$451K	Add +2.9%
DFUV Dimensional US Marketwide Va	0.26%	11,002	$450K	Add +5.2%
RACE Ferrari NV	0.26%	1,025	$447K	No change
FXR First Trust Indst/Producers	0.25%	5,969	$436K	Reduce -5.8%
IBHD iShares Ibonds 2024 H/Y Inc.	0.25%	18,448	$430K	Reduce -2.2%
BSJQ Invesco Bulletshares 2026 HY	0.25%	18,471	$428K	Reduce -1.6%
FIXD First Trust Smith Opportunis	0.25%	9,812	$428K	Reduce -24.3%
BSJP Invesco Bulletshares 2025 HY	0.25%	18,469	$424K	Add +2.1%
JHMM John Hancock Multi Fact Mid	0.25%	7,354	$422K	Reduce -2.3%
HYGV NT HY Val-SCRD BD ETF	0.25%	10,236	$421K	Add +3.3%
VOE Vngrd Mrngstr MD-Cap Val ETF	0.24%	2,626	$409K	Reduce -4.6%
DUK Duke Energy Corp.	0.23%	4,077	$394K	Reduce -3.7%
BSJO Invesco Bulletshares 2024 HY	0.23%	17,088	$388K	Add +1.2%
RJF Raymond James Financial Inc.	0.23%	2,998	$385K	Add +0.4%
GOF Guggenheim Strategic Opport	0.22%	26,589	$381K	Add +5.0%
SPY SS SPDR S&P 500 ETF Trust-US	0.22%	710	$371K	Add +0.3%
ACN Accenture PLC Class A	0.22%	1,062	$368K	No change
SDVY First Trust Smid Cap Rising	0.21%	10,557	$368K	Add +29.2%
JHPI John Hancock Preferred Incom	0.21%	16,200	$364K	Add +11.3%
CLF Cleveland-Cliffs Inc.	0.21%	16,000	$364K	No change
BUFT FT Vest Buffered Allocation	0.21%	16,951	$362K	No change
USRT iShares Core US REIT ETF	0.21%	6,676	$359K	Add +13.6%
SYK Stryker Corp.	0.21%	1,000	$358K	No change
MRK Merck & Co. Inc.	0.21%	2,696	$356K	Add +0.4%
VUG Vanguard Mrngstar GR ETF-Sui	0.20%	1,005	$346K	Add +0.1%
COWZ Pacer US Cash Cows 100 ETF	0.20%	5,877	$342K	New
LMBS First Trust Low Duration Opp	0.20%	6,971	$336K	New
DUHP Dimensional US High Profi Et	0.19%	10,512	$332K	Add +8.3%
AIRR First Trust Rba American Ind	0.19%	4,901	$330K	No change
AMT American Tower Corp.	0.19%	1,663	$329K	Add +0.2%
BIPC Brookfield Infrastructure-A	0.18%	8,617	$311K	Reduce -33.9%
DEO Diageo PLC-Sponsored ADR	0.18%	2,075	$309K	Reduce -3.0%
NVS Novartis AG-Sponsored ADR	0.18%	3,146	$304K	No change
LNT Alliant Energy Corp.	0.18%	5,967	$301K	Add +0.5%
CET Central Securities Corp.	0.17%	7,034	$294K	Reduce -6.3%
LLY Eli Lilly & Co.	0.17%	377	$294K	Reduce -5.5%
XEVVX Eaton Vance Ltd. Durat Inc.	0.17%	30,100	$293K	Add +1.8%
MHF Western Asset Municipal High	0.17%	43,182	$293K	Reduce -11.5%
CMI Cummins Inc.	0.17%	985	$290K	Reduce -15.4%
GJUN FT Vest US Equity Moderate B	0.17%	8,696	$290K	No change
XMAR FT Vest US Equity Enhance &	0.17%	8,511	$286K	Reduce -27.8%
MCK McKesson Corp.	0.17%	529	$284K	No change
JPM JPMorgan Chase & Co.	0.16%	1,378	$276K	Reduce -7.1%
BA The Boeing Co.	0.16%	1,420	$274K	Add +3.6%
TRPA Hartford Aaa Clo ETF	0.16%	7,009	$273K	Reduce -16.9%
CVS CVS Health Corp.	0.16%	3,356	$268K	Add +0.1%
VXF Vanguard Extended Market ETF	0.15%	1,509	$264K	Add +8.3%
USA Liberty All Star Equity Fund	0.15%	36,377	$260K	Add +1.4%
XGDVX Gabelli Dividend & Income TR	0.15%	11,301	$260K	Reduce -3.1%
BSJR Invesco Bulletshares 2027 HY	0.15%	11,637	$259K	Add +0.9%
CWB SS SPDR BB Conv Sec ETF	0.15%	3,538	$258K	Add +0.2%
MSD Morgan Stanley Emrg MKT Debt	0.15%	35,653	$258K	Reduce -11.0%
DFIS Dimensional International SM	0.15%	10,203	$256K	Reduce -0.5%
FMB First Trust Managed Municipa	0.15%	4,941	$254K	Add +0.8%
WBA Walgreens Boots Alliance Inc.	0.15%	11,619	$252K	Reduce -2.2%
IBHE iShares Ibonds 2025 H/Y Inc.	0.14%	10,551	$247K	Add +8.6%
IBHF iShares Ibond 2026 HY & Inc.	0.14%	10,694	$247K	Reduce -2.0%
SKYY First Trust Cloud Computing	0.14%	2,560	$245K	No change
IEMG iShares Core MSCI Emerging	0.14%	4,641	$239K	Reduce -9.5%
GJAN FT Vest US Equity Moderate B	0.14%	6,497	$233K	New
EOG EOG Resources Inc.	0.13%	1,804	$231K	Add +0.6%
PDN Inv Rafi Dev MKT US SM-Usdin	0.13%	6,908	$227K	Add +3.3%
BUFD FT VST Lad Deep Buf ETF-Usdi	0.13%	9,443	$223K	New
STIP iShares 0-5 Year Tips Bond E	0.13%	2,234	$222K	Reduce -7.8%
CVX Chevron Corp.	0.13%	1,377	$217K	No change
NAD Nuveen Quality Municipal Inc.	0.13%	18,923	$217K	Add +0.1%
NFLX Netflix Inc.	0.13%	354	$215K	New
XJAN FT Vest Enh Mod Buff - Jan	0.13%	6,760	$215K	New
JEPI JPMorgan Equity Premium Inco	0.13%	3,701	$214K	Add +0.8%
IUSB Ishr CR Unvrse Usd BD ETF-Ui	0.13%	4,689	$214K	Reduce -49.8%
EMB iShares JP Morgan Usd Emergi	0.12%	2,369	$212K	Add +1.0%
UPGD Invesco Bloomberg Analyst Ra	0.12%	3,208	$212K	Reduce -12.4%
BRK.B Berkshire Hathaway Inc. Class B	0.12%	503	$212K	Reduce -9.2%
RSG Republic Services Inc.	0.12%	1,100	$211K	New
RDVI FT Vest Rising Dividend Achi	0.12%	8,570	$210K	New
OGN Organon & Co.	0.12%	10,926	$205K	Add +0.7%
F Ford Motor Co. filed as FORD MTR CO DEL	0.12%	15,462	$205K	Reduce -37.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.12%	5,353	$203K	New
EXC Exelon Corp.	0.12%	5,367	$202K	New
CCD Calamos DYN Convert & Inc.	0.12%	9,232	$201K	New
XJQCX Nuveen Credit Strategies Inc.	0.10%	29,492	$164K	Add +1.8%
GAB Gabelli Equity Trust	0.09%	26,381	$146K	Add +2.6%
XAWPX Abrdn Global Premier Propert	0.08%	34,915	$138K	Reduce -3.1%
BDJ BlackRock Enhanced Eqty DVD	0.06%	12,652	$104K	Add +1.2%
XAODX Abrdn Total Dynamic Dividend	0.06%	11,553	$96K	Add +1.3%
XEXGX Eaton Vance Tax-Managed Glob	0.05%	11,155	$91K	No change
PMM Franklin Managed Municipal I	0.04%	10,754	$64K	Reduce -0.8%
SIRI Sirius XM Holdings Inc.	0.03%	12,000	$47K	Reduce -31.4%

Other holdings (1): bonds, preferreds, convertibles and warrants · $279K (not counted above)

Security	Class	Shares / Principal	Value	Change
RLJ LODGING TRUST (RLJ 1.95 PERP A)	CUM CONV PFD A	11,409	$279K	Add +0.1%

Total filed on the 13F, all lines: $171.3M.

Portfolio Sells Q4 2023 → Q1 2024


AAPL Apple Inc.	Reduce -5.9%	7.05%	−1.53
RQI Cohen & Steers Qual Inc. RLTY	Reduce -6.3%	1.27%	−0.23
TSLA Tesla Inc.	Reduce -1.9%	0.46%	−0.22
FTCS First Trust Capital Strength	Reduce -13.8%	1.27%	−0.19
GUNR NT Mstar GLBL NR ETF	Reduce -23.2%	0.49%	−0.17
FPE FT-Preferred Secur & Inc. ETF	Reduce -0.8%	4.16%	−0.16
FTGC First Trust Global Tactical	Reduce -36.1%	0.27%	−0.15
IUSB Ishr CR Unvrse Usd BD ETF-Ui	Reduce -49.8%	0.13%	−0.14
FTSL First Trust Senior Loan ETF	Reduce -11.3%	0.70%	−0.14
GMAY FT Vest U.S. Equity Moderate	Sold out	0.00%	−0.13
PPT Franklin Premir Inc. Trust-Ui	Reduce -8.6%	0.72%	−0.13
MMM 3M Co.	Sold out	0.00%	−0.13
MDLZ Mondelez International Inc. Class A	Sold out	0.00%	−0.13
DE Deere & Co.	Reduce -4.7%	1.60%	−0.12
BIPC Brookfield Infrastructure-A	Reduce -33.9%	0.18%	−0.11
FIXD First Trust Smith Opportunis	Reduce -24.3%	0.25%	−0.10
FDL First Trust Morn DVD Lead Inc.	Reduce -7.3%	1.15%	−0.10
VNLA Janus Henderson Short Durati	Reduce -17.7%	0.34%	−0.10
FTSM First Trust Enh Short Mat FD	Reduce -1.7%	1.18%	−0.09
HQL Abrdn Life Sciences Investor	Sold out	0.00%	−0.09
AGQI First TR Act GLBL QLTY Inc.	Sold out	0.00%	−0.08
TPYP Managed Portfolio Series	Reduce -4.8%	1.75%	−0.08
DGRO iShares Core Dividend Growth	Reduce -3.8%	2.96%	−0.08
PFE Pfizer Inc.	Reduce -7.7%	0.33%	−0.07
XMAR FT Vest US Equity Enhance &	Reduce -27.8%	0.17%	−0.07
REGL Prshrs S&P Mid 400 DVD Arist	Reduce -9.0%	0.77%	−0.07
F Ford Motor Co.	Reduce -37.7%	0.12%	−0.06
FXZ First Trust Materials Alphad	Reduce -10.4%	0.49%	−0.06
SUN Sunoco LP	Reduce -9.9%	0.47%	−0.06
FEMS First Trust Emerging Markets	Reduce -0.8%	0.94%	−0.05
TRPA Hartford Aaa Clo ETF	Reduce -16.9%	0.16%	−0.04
WBA Walgreens Boots Alliance Inc.	Reduce -2.2%	0.15%	−0.04
UTF Cohen & Steers Infrastructur	Reduce -10.7%	0.32%	−0.04
CSQ Calamos Strat TTL RTRN FND	Reduce -13.1%	0.33%	−0.04
KMI Kinder Morgan Inc.	Reduce -4.6%	0.38%	−0.04
SIRI Sirius XM Holdings Inc.	Reduce -31.4%	0.03%	−0.03
BX Blackstone Inc.	Reduce -8.4%	0.42%	−0.03
DUK Duke Energy Corp.	Reduce -3.7%	0.23%	−0.03
ARCC Ares Capital Corp.	Reduce -3.2%	0.38%	−0.03
FGB First Trust Special Financ	Sold out	0.00%	−0.03
FTRI First Trust Indxx Global Nat	Reduce -1.6%	0.55%	−0.02
MHF Western Asset Municipal High	Reduce -11.5%	0.17%	−0.02
XAWFX Alliancebernstein GL Hi Inc.	Reduce -2.3%	0.55%	−0.02
PEP Pepsico Inc.	Reduce -0.9%	0.71%	−0.02
MSD Morgan Stanley Emrg MKT Debt	Reduce -11.0%	0.15%	−0.02
EMLP First Trust North American E	Reduce -4.1%	0.44%	−0.02
IBHD iShares Ibonds 2024 H/Y Inc.	Reduce -2.2%	0.25%	−0.02
BSJQ Invesco Bulletshares 2026 HY	Reduce -1.6%	0.25%	−0.02
IEMG iShares Core MSCI Emerging	Reduce -9.5%	0.14%	−0.02
STIP iShares 0-5 Year Tips Bond E	Reduce -7.8%	0.13%	−0.02

Portfolio Buys Q4 2023 → Q1 2024


AMZN Amazon.com Inc.	Add +7.6%	2.79%	+0.52
JAAA Janus Henderson Aaa Clo ETF	Add +54.3%	1.29%	+0.41
RSP Invesco S&P 500 Equal Weight	Add +7.6%	3.59%	+0.31
BUFR FT Vest Lad Buffervetf-Usd I	Add +128.3%	0.45%	+0.25
IJH iShares Core S&P Midcap ETF	Add +5.2%	2.52%	+0.23
IAGG iShares Intl Aggregate Bond	Add +31.8%	1.06%	+0.22
COWZ Pacer US Cash Cows 100 ETF	New	0.20%	+0.20
LMBS First Trust Low Duration Opp	New	0.20%	+0.20
GJAN FT Vest US Equity Moderate B	New	0.14%	+0.14
CAT Caterpillar Inc.	Add +0.1%	0.85%	+0.13
BUFD FT VST Lad Deep Buf ETF-Usdi	New	0.13%	+0.13
DFAU Dimensional US Core Equity M	Add +2.9%	1.87%	+0.13
NFLX Netflix Inc.	New	0.13%	+0.13
XJAN FT Vest Enh Mod Buff - Jan	New	0.13%	+0.13
RSG Republic Services Inc.	New	0.12%	+0.12
RDVI FT Vest Rising Dividend Achi	New	0.12%	+0.12
BAC Bank of America Corp.	New	0.12%	+0.12
FBND Fidelity Total Bond ETF	Add +19.6%	1.09%	+0.12
EXC Exelon Corp.	New	0.12%	+0.12
CCD Calamos DYN Convert & Inc.	New	0.12%	+0.12
DFAI Dimensional International Co.	Add +6.3%	1.99%	+0.12
JCPB JPMorgan Core Plus Bond ETF	Add +21.4%	0.93%	+0.12
DFAC Dimensional US Core Equity 2	Add +9.7%	0.94%	+0.12
LMT Lockheed Martin Corp.	Add +43.2%	0.42%	+0.11
AVGO Broadcom Inc.	Add +0.4%	0.60%	+0.09
QQQ Invesco QQQ Trust Series 1	Add +0.2%	2.02%	+0.07
FTHI Fthi/First Trust Exchange-TR	Add +19.9%	0.43%	+0.07
SDVY First Trust Smid Cap Rising	Add +29.2%	0.21%	+0.05
DFAX Dimensional World Ex US Core	Add +5.8%	0.87%	+0.04
DFAS Dimensional US Small Cap ETF	Add +8.9%	0.40%	+0.04
CP Canadian Pacific Kansas City	Add +0.0%	0.63%	+0.03
OKE Oneok Inc.	Add +0.3%	0.44%	+0.03
DUHP Dimensional US High Profi Et	Add +8.3%	0.19%	+0.02
DFUV Dimensional US Marketwide Va	Add +5.2%	0.26%	+0.02
RJF Raymond James Financial Inc.	Add +0.4%	0.23%	+0.02
HD Home Depot Inc.	Add +0.1%	0.42%	+0.02
JHPI John Hancock Preferred Incom	Add +11.3%	0.21%	+0.02
VXF Vanguard Extended Market ETF	Add +8.3%	0.15%	+0.01
FCX Freeport-McMoran Inc.	Add +0.1%	0.28%	+0.01
ADX Adams Diversified Equity	Add +0.3%	0.27%	+0.01
MRK Merck & Co. Inc.	Add +0.4%	0.21%	+0.01
USRT iShares Core US REIT ETF	Add +13.6%	0.21%	+0.01
GOOGL Alphabet Inc. Class A	Add +0.8%	0.37%	+0.01
IJR iShares Core S&P Small-Cap E	Add +2.3%	1.88%	+0.01
DFAE Dimensional Emerging Core Eq	Add +3.4%	0.78%	+0.01
VUG Vanguard Mrngstar GR ETF-Sui	Add +0.1%	0.20%	+0.01
FAB First Trust Multi Cap Value	Add +2.2%	0.44%	+0.01
OGN Organon & Co.	Add +0.7%	0.12%	+0.01
SPY SS SPDR S&P 500 ETF Trust-US	Add +0.3%	0.22%	+0.01
USA Liberty All Star Equity Fund	Add +1.4%	0.15%	+0.01

Notes & Other Activity Q4 2023 → Q1 2024


RLJ LODGING TRUST (RLJ 1.95 PERP A)	CUM CONV PFD A	Add +0.1%	11,409	$279K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	207	$278.2M	AAPL, RSP, FPE, DGRO, IJH
Q1 2026	198	$250.9M	AAPL, FPE, RSP, DGRO, IJH
Q4 2025	189	$242.3M	AAPL, FPE, RSP, DGRO, IJH
Q3 2025	186	$234.6M	AAPL, FPE, RSP, JAAA, IJH
Q2 2025	182	$219.9M	AAPL, FPE, RSP, JAAA, IJH
Q1 2025	181	$202.5M	AAPL, FPE, JAAA, RSP, IJH
Q4 2024	177	$203.7M	AAPL, JAAA, FPE, RSP, IJH
Q3 2024	182	$199.0M	AAPL, FPE, RSP, JAAA, IJH
Q2 2024	174	$180.5M	AAPL, FPE, RSP, IVV, AMZN
Q1 2024	178	$171.0M	AAPL, FPE, RSP, IVV, DGRO