Quad-Cities Investment Group, LLC
In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 16, 2025), Quad-Cities Investment Group, LLC reported 186 stock positions worth $234.6 million. Its top holding was Apple (AAPL) at 6.5% of the portfolio, followed by FT-Preferred Secur & Inc. ETF (FPE, 3.8%) and Invesco S&P 500 Equal Weight (RSP, 3.8%). Compared with Q2 2025, it opened 9 new positions, sold out of 5, added to 93 and reduced 65. The biggest buy was a new position in Unitedhealth (UNH) and the biggest sale Janus Henderson Aaa Clo ETF (JAAA, shares −6%).
- Most Recent 13F
- Q2 2026
- Location
- DAVENPORT, IA
- CIK
- 0001741426
- Portfolio Value
- $234.6M (Q3 2025)
- SEC Filing
- 0001741426-25-000003 ↗ filed Oct 16, 2025
Holdings Value
Holdings 186 stocks · $234.6M
| AAPL Apple Inc. | 6.53% | 60,197 | $15.3M | Reduce -2.6% |
| FPE FT-Preferred Secur & Inc. ETF | 3.84% | 493,868 | $9.0M | Add +2.0% |
| RSP Invesco S&P 500 Equal Weight | 3.79% | 46,870 | $8.9M | Add +1.8% |
| JAAA Janus Henderson Aaa Clo ETF | 3.12% | 144,104 | $7.3M | Reduce -5.9% |
| IJH iShares Core S&P Midcap ETF | 3.11% | 111,907 | $7.3M | Add +0.1% |
| DGRO iShares Core Dividend Growth | 3.10% | 107,005 | $7.3M | Add +2.2% |
| AMZN Amazon.com Inc. | 2.57% | 27,433 | $6.0M | Reduce -3.8% |
| IVV iShares Core S&P 500 ETF | 2.46% | 8,621 | $5.8M | Reduce -2.5% |
| MSFT Microsoft Corp. | 2.44% | 11,042 | $5.7M | Reduce -2.0% |
| DFAU Dimensional US Core Equity M | 2.43% | 124,380 | $5.7M | Add +4.2% |
| QQQ Invesco QQQ Trust Series 1 | 2.29% | 8,948 | $5.4M | Reduce -4.3% |
| FBND Fidelity Total Bond ETF | 2.15% | 109,186 | $5.0M | Add +4.9% |
| DFAI Dimensional International Co. | 2.13% | 137,459 | $5.0M | Add +3.0% |
| NVDA Nvidia Corp. | 2.01% | 25,269 | $4.7M | Reduce -1.1% |
| WFC Wells Fargo & Co. | 1.85% | 51,752 | $4.3M | Reduce -0.9% |
| IAGG iShares Intl Aggregate Bond | 1.73% | 79,403 | $4.1M | Reduce -2.1% |
| IJR iShares Core S&P Small-Cap E | 1.69% | 33,323 | $4.0M | Add +0.9% |
| TPYP Tortoise North American Pipe | 1.43% | 92,335 | $3.4M | Reduce -5.6% |
| HYLS FT Tactical High Yield ETF | 1.39% | 77,459 | $3.3M | Add +1.6% |
| ITOT iShares Core S&P Total U.S. | 1.20% | 19,332 | $2.8M | Reduce -1.7% |
| WMT Walmart Inc. | 1.18% | 26,882 | $2.8M | Reduce -3.4% |
| DE Deere & Co. | 1.09% | 5,586 | $2.6M | Add +0.4% |
| DFAE Dimensional Emerging Core Eq | 1.02% | 76,192 | $2.4M | Add +5.8% |
| RQI Cohen & Steers Qual Inc. RLTY | 1.01% | 189,834 | $2.4M | Reduce -1.4% |
| DFAC Dimensional US Core Equity 2 | 0.97% | 59,064 | $2.3M | Add +1.8% |
| AVGO Broadcom Inc. | 0.95% | 6,723 | $2.2M | Reduce -4.2% |
| DFAX Dimensional World Ex US Core | 0.90% | 67,284 | $2.1M | Add +1.7% |
| FTCS First Trust Capital Strength | 0.90% | 22,511 | $2.1M | Reduce -3.7% |
| JCPB JPMorgan Core Plus Bond ETF | 0.88% | 43,351 | $2.1M | Reduce -4.1% |
| TSLA Tesla Inc. | 0.85% | 4,489 | $2.0M | Reduce -2.6% |
| FEMS First Trust Emerging Markets | 0.85% | 45,183 | $2.0M | Reduce -0.4% |
| FDL First Trust Morn DVD Lead Inc. | 0.84% | 45,156 | $2.0M | Reduce -1.9% |
| CAT Caterpillar Inc. | 0.76% | 3,737 | $1.8M | Add +1.8% |
| FTSM First Trust Enh Short Mat FD | 0.71% | 27,818 | $1.7M | Reduce -2.8% |
| DFAS Dimensional US Small Cap ETF | 0.67% | 22,908 | $1.6M | Add +11.3% |
| GOOG Alphabet Inc. Class C | 0.66% | 6,371 | $1.6M | Add +0.8% |
| FBT First Trust Nyse Arca Biotec | 0.64% | 8,373 | $1.5M | Reduce -7.0% |
| RDVI FT Vest Rising Dividend Achi | 0.63% | 57,373 | $1.5M | Add +4.7% |
| UBER Uber Technologies Inc. | 0.62% | 14,897 | $1.5M | Add +7.2% |
| RDVY First Trust Rising Dividend | 0.60% | 21,062 | $1.4M | Reduce -5.2% |
| FTSL First Trust Senior Loan ETF | 0.55% | 28,215 | $1.3M | Add +9.5% |
| XOM Exxon Mobil Corp. | 0.53% | 11,045 | $1.2M | Reduce -0.1% |
| FTHI Fthi/First Trust Exchange-TR | 0.52% | 51,106 | $1.2M | Add +0.8% |
| ICVT iShares Convertible Bond ETF | 0.50% | 11,812 | $1.2M | Add +3.0% |
| GOOGL Alphabet Inc. Class A | 0.50% | 4,789 | $1.2M | Reduce -2.7% |
| DFIC Dimensional International Co. | 0.47% | 33,711 | $1.1M | Add +4.9% |
| REGL Prshrs S&P Mid 400 DVD Arist | 0.47% | 12,952 | $1.1M | Reduce -1.2% |
| AXON Axon Enterprise Inc. | 0.47% | 1,525 | $1.1M | No change |
| COLB Columbia Banking System Inc. | 0.47% | 42,514 | $1.1M | Add +17.4% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.46% | 32,553 | $1.1M | Reduce -3.8% |
| EPD Enterprise Products Partners | 0.46% | 34,780 | $1.1M | Add +2.6% |
| PPT Franklin Premir Inc. Trust-Ui | 0.45% | 286,067 | $1.1M | Reduce -0.9% |
| META Meta Platforms Inc. Class A | 0.45% | 1,427 | $1.0M | Add +0.8% |
| ISTB iShares Core 1-5 Year Usd Bo | 0.43% | 20,748 | $1.0M | Add +3.3% |
| XAWFX Alliancebernstein GL Hi Inc. | 0.43% | 90,332 | $1.0M | Add +0.9% |
| KMI Kinder Morgan Inc. | 0.42% | 34,937 | $989K | Add +0.7% |
| IBHF iShares Ibond 2026 HY & Inc. | 0.42% | 42,279 | $989K | Add +11.6% |
| VLO Valero Energy Corp. | 0.42% | 5,742 | $978K | Add +1.3% |
| ABBV Abbvie Inc. | 0.41% | 4,169 | $965K | Add +0.9% |
| AVMC Avantis US Mid Cap Eq ETF | 0.40% | 13,425 | $934K | Add +27.1% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.39% | 1,390 | $926K | Add +4.6% |
| EMLP First Trust North American E | 0.39% | 24,152 | $925K | Reduce -2.6% |
| FV First Trust DW Focus 5 Fund | 0.38% | 14,524 | $899K | Reduce -7.1% |
| CPA Copa Holdings SA Class A | 0.38% | 7,568 | $899K | Add +4.4% |
| BX Blackstone Inc. | 0.38% | 5,251 | $897K | No change |
| TRV The Travelers Cos Inc. | 0.38% | 3,209 | $896K | Add +0.1% |
| CP Canadian Pacific Kansas City | 0.38% | 11,955 | $891K | Reduce -0.1% |
| AIRR First Trust Rba American Ind | 0.37% | 8,914 | $862K | Add +1.9% |
| PEP Pepsico Inc. | 0.35% | 5,927 | $832K | Reduce -2.4% |
| LMT Lockheed Martin Corp. | 0.35% | 1,653 | $825K | Reduce -5.8% |
| FAB First Trust Multi Cap Value | 0.34% | 9,040 | $789K | Add +0.7% |
| IEFA iShares Core MSCI Eafe ETF | 0.32% | 8,713 | $761K | Reduce -0.8% |
| HD Home Depot Inc. | 0.30% | 1,752 | $710K | Add +0.1% |
| TSM Taiwan Semiconductor-SP ADR | 0.30% | 2,528 | $706K | Add +3.5% |
| V Visa Inc. Class A | 0.30% | 2,035 | $695K | Reduce -1.1% |
| SUN Sunoco LP | 0.29% | 13,618 | $681K | Add +0.3% |
| OKE Oneok Inc. | 0.29% | 9,322 | $680K | Add +0.4% |
| FDN First Trust DJ Internet Ind | 0.29% | 2,402 | $672K | No change |
| CSQ Calamos Strat TTL RTRN FND | 0.27% | 32,911 | $635K | Reduce -0.0% |
| MOAT Vaneck Morningstar Wide Moat | 0.26% | 6,165 | $611K | Add +11.2% |
| ADX Adams Diversified Equity | 0.26% | 27,375 | $610K | Add +3.2% |
| ARCC Ares Capital Corp. | 0.26% | 29,866 | $610K | Add +0.5% |
| VZ Verizon Communications Inc. | 0.26% | 13,675 | $601K | Add +0.6% |
| HYGV NT HY Val-SCRD BD ETF | 0.26% | 14,527 | $599K | Reduce -4.9% |
| FXZ First Trust Materials Alphad | 0.25% | 9,623 | $593K | Reduce -0.0% |
| SNOV FT Vest US Small Cap Moderat | 0.25% | 23,354 | $577K | Add +7.7% |
| JNJ Johnson & Johnson | 0.24% | 3,073 | $570K | Reduce -0.9% |
| EMXC iShares MSCI Emr MRK Ex Chna | 0.24% | 8,303 | $561K | Add +9.0% |
| DFIS Dimensional International SM | 0.24% | 17,713 | $560K | Add +9.1% |
| CTAS Cintas Corp. | 0.24% | 2,703 | $555K | No change |
| O Realty Income Corp. | 0.24% | 9,120 | $554K | Add +0.1% |
| NFLX Netflix Inc. | 0.23% | 458 | $549K | Add +26.5% |
| UTF Cohen & Steers Infrastructur | 0.23% | 21,860 | $542K | Add +1.4% |
| IBHE iShares Ibonds 2025 H/Y Inc. | 0.23% | 23,228 | $539K | Reduce -7.5% |
| PG The Procter & Gamble Co. | 0.23% | 3,490 | $536K | Add +0.1% |
| RJF Raymond James Financial Inc. | 0.22% | 3,054 | $527K | Add +0.3% |
| DFEM Dimensional Emrg MRKT Core | 0.22% | 16,049 | $515K | Add +2.9% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.22% | 1,067 | $512K | Add +0.2% |
| RACE Ferrari NV | 0.21% | 1,035 | $502K | No change |
| JHPI John Hancock Preferred Incom | 0.21% | 21,474 | $498K | Reduce -0.3% |
Other holdings (3): bonds, preferreds, convertibles and warrants · $245K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 9,582 | $242K | Reduce -3.9% |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 121,000 | $2K | No change |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | 20,731 | $2K | Reduce -3.8% |
Total filed on the 13F, all lines: $234.9M.
Portfolio Sells Q2 2025 → Q3 2025
| JAAA Janus Henderson Aaa Clo ETF | Reduce -5.9% | 3.12% | −0.42 |
| AMZN Amazon.com Inc. | Reduce -3.8% | 2.57% | −0.28 |
| TPYP Tortoise North American Pipe | Reduce -5.6% | 1.43% | −0.15 |
| IAGG iShares Intl Aggregate Bond | Reduce -2.1% | 1.73% | −0.15 |
| MSFT Microsoft Corp. | Reduce -2.0% | 2.44% | −0.11 |
| LMBS First Trust Low Duration Opp | Sold out | 0.00% | −0.11 |
| GNOV FT Vest US Equity Moderate B | Sold out | 0.00% | −0.09 |
| JCPB JPMorgan Core Plus Bond ETF | Reduce -4.1% | 0.88% | −0.09 |
| RQI Cohen & Steers Qual Inc. RLTY | Reduce -1.4% | 1.01% | −0.08 |
| FTSM First Trust Enh Short Mat FD | Reduce -2.8% | 0.71% | −0.07 |
| OBDC Blue Owl Capital Corp. | Sold out | 0.00% | −0.07 |
| FTCS First Trust Capital Strength | Reduce -3.7% | 0.90% | −0.07 |
| QQQ Invesco QQQ Trust Series 1 | Reduce -4.3% | 2.29% | −0.06 |
| WMT Walmart Inc. | Reduce -3.4% | 1.18% | −0.06 |
| NAD Nuveen Quality Municipal Inc. | Sold out | 0.00% | −0.06 |
| WFC Wells Fargo & Co. | Reduce -0.9% | 1.85% | −0.05 |
| XCHYX Calamos Convert & High Inc. | Sold out | 0.00% | −0.05 |
| CP Canadian Pacific Kansas City | Reduce -0.1% | 0.38% | −0.05 |
| FDL First Trust Morn DVD Lead Inc. | Reduce -1.9% | 0.84% | −0.04 |
| FV First Trust DW Focus 5 Fund | Reduce -7.1% | 0.38% | −0.04 |
| IVV iShares Core S&P 500 ETF | Reduce -2.5% | 2.46% | −0.04 |
| BSJQ Invesco Bulletshares 2026 HY | Reduce -14.1% | 0.15% | −0.04 |
| V Visa Inc. Class A | Reduce -1.1% | 0.30% | −0.04 |
| IBHE iShares Ibonds 2025 H/Y Inc. | Reduce -7.5% | 0.23% | −0.04 |
| MSD Morgan Stanley Emrg MKT Debt | Reduce -22.1% | 0.08% | −0.03 |
| TRPA Hartford Aaa Clo ETF | Reduce -20.9% | 0.10% | −0.03 |
| PPT Franklin Premir Inc. Trust-Ui | Reduce -0.9% | 0.45% | −0.03 |
| HYGV NT HY Val-SCRD BD ETF | Reduce -4.9% | 0.26% | −0.03 |
| RDVY First Trust Rising Dividend | Reduce -5.2% | 0.60% | −0.03 |
| EMLP First Trust North American E | Reduce -2.6% | 0.39% | −0.03 |
| BUFR FT Vest Lad Buffervetf-Usd I | Reduce -3.8% | 0.46% | −0.03 |
| XEVVX Eaton Vance Ltd. Durat Inc. | Reduce -8.0% | 0.13% | −0.02 |
| CCD Calamos DYN Convert & Inc. | Reduce -11.1% | 0.14% | −0.02 |
| FBT First Trust Nyse Arca Biotec | Reduce -7.0% | 0.64% | −0.02 |
| FXR First Trust Indst/Producers | Reduce -12.3% | 0.13% | −0.02 |
| GOF Guggenheim Strategic Opport | Reduce -12.5% | 0.09% | −0.02 |
| LMT Lockheed Martin Corp. | Reduce -5.8% | 0.35% | −0.02 |
| USRT iShares Core US REIT ETF | Reduce -5.3% | 0.19% | −0.02 |
| DFUV Dimensional US Marketwide Va | Reduce -6.5% | 0.20% | −0.02 |
| REGL Prshrs S&P Mid 400 DVD Arist | Reduce -1.2% | 0.47% | −0.01 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -14.7% | 0.10% | −0.01 |
| VNLA Janus Henderson Short Durati | Reduce -4.0% | 0.12% | −0.01 |
| XOM Exxon Mobil Corp. | Reduce -0.1% | 0.53% | −0.01 |
| PEP Pepsico Inc. | Reduce -2.4% | 0.35% | −0.01 |
| SDVY First Trust Smid Cap Rising | Reduce -5.9% | 0.17% | −0.01 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -0.8% | 0.32% | −0.01 |
| T AT&T Inc. | Reduce -0.2% | 0.09% | −0.01 |
| JHPI John Hancock Preferred Incom | Reduce -0.3% | 0.21% | −0.01 |
| ITOT iShares Core S&P Total U.S. | Reduce -1.7% | 1.20% | −0.01 |
| FIXD First Trust Smith Opportunis | Reduce -0.2% | 0.11% | −0.01 |
Portfolio Buys Q2 2025 → Q3 2025
| UNH Unitedhealth Group Inc. | New | 0.18% | +0.18 |
| GRID First TRST Nasd Class Edg Sgiif | New | 0.17% | +0.17 |
| ETN Eaton Corp. PLC | New | 0.16% | +0.16 |
| GOOG Alphabet Inc. Class C | Add +0.8% | 0.66% | +0.15 |
| DFAU Dimensional US Core Equity M | Add +4.2% | 2.43% | +0.13 |
| CAT Caterpillar Inc. | Add +1.8% | 0.76% | +0.11 |
| PYLD PIMCO Multisector Bond Actv | New | 0.11% | +0.11 |
| QQQM Invesco Nasdaq 100 ETF | New | 0.11% | +0.11 |
| SPG Simon Property Group Inc. | New | 0.10% | +0.10 |
| BUFQ FT VST Lad NSDQ Buf ETF-Usdi | New | 0.09% | +0.09 |
| PLTR Palantir Technologies Inc. Class A | New | 0.09% | +0.09 |
| COLB Columbia Banking System Inc. | Add +17.4% | 0.47% | +0.08 |
| AVMC Avantis US Mid Cap Eq ETF | Add +27.1% | 0.40% | +0.08 |
| DFAE Dimensional Emerging Core Eq | Add +5.8% | 1.02% | +0.08 |
| DFAS Dimensional US Small Cap ETF | Add +11.3% | 0.67% | +0.07 |
| VLO Valero Energy Corp. | Add +1.3% | 0.42% | +0.07 |
| ABBV Abbvie Inc. | Add +0.9% | 0.41% | +0.06 |
| DGRO iShares Core Dividend Growth | Add +2.2% | 3.10% | +0.06 |
| F Ford Motor Co. | New | 0.05% | +0.05 |
| TSM Taiwan Semiconductor-SP ADR | Add +3.5% | 0.30% | +0.05 |
| IJR iShares Core S&P Small-Cap E | Add +0.9% | 1.69% | +0.05 |
| AIRR First Trust Rba American Ind | Add +1.9% | 0.37% | +0.04 |
| ICVT iShares Convertible Bond ETF | Add +3.0% | 0.50% | +0.03 |
| UBER Uber Technologies Inc. | Add +7.2% | 0.62% | +0.03 |
| DFAI Dimensional International Co. | Add +3.0% | 2.13% | +0.03 |
| CMI Cummins Inc. | Add +0.2% | 0.18% | +0.03 |
| DFAC Dimensional US Core Equity 2 | Add +1.8% | 0.97% | +0.03 |
| MOAT Vaneck Morningstar Wide Moat | Add +11.2% | 0.26% | +0.02 |
| SPY SS SPDR S&P 500 ETF Trust-US | Add +4.6% | 0.39% | +0.02 |
| IBHF iShares Ibond 2026 HY & Inc. | Add +11.6% | 0.42% | +0.02 |
| CPA Copa Holdings SA Class A | Add +4.4% | 0.38% | +0.02 |
| EMXC iShares MSCI Emr MRK Ex Chna | Add +9.0% | 0.24% | +0.02 |
| DFIS Dimensional International SM | Add +9.1% | 0.24% | +0.02 |
| SNOV FT Vest US Small Cap Moderat | Add +7.7% | 0.25% | +0.02 |
| DFIC Dimensional International Co. | Add +4.9% | 0.47% | +0.02 |
| DFAX Dimensional World Ex US Core | Add +1.7% | 0.90% | +0.02 |
| RDVI FT Vest Rising Dividend Achi | Add +4.7% | 0.63% | +0.02 |
| VXF Vanguard Extended Market ETF | Add +8.5% | 0.17% | +0.02 |
| FTSL First Trust Senior Loan ETF | Add +9.5% | 0.55% | +0.01 |
| NFLX Netflix Inc. | Add +26.5% | 0.23% | +0.01 |
| RJF Raymond James Financial Inc. | Add +0.3% | 0.22% | +0.01 |
| RTX RTX Corp. | Add +0.1% | 0.16% | +0.01 |
| HD Home Depot Inc. | Add +0.1% | 0.30% | +0.01 |
| CVX Chevron Corp. | Add +7.8% | 0.10% | +0.01 |
| DFEM Dimensional Emrg MRKT Core | Add +2.9% | 0.22% | +0.01 |
| GJUN FT Vest US Equity Moderate B | Add +9.3% | 0.16% | +0.01 |
| LNT Alliant Energy Corp. | Add +0.4% | 0.16% | +0.01 |
| BAC Bank of America Corp. | Add +3.6% | 0.12% | +0.01 |
| VUG Vanguard Mrngstar GR ETF-Sui | Add +0.2% | 0.22% | +0.01 |
| FAB First Trust Multi Cap Value | Add +0.7% | 0.34% | +0.00 |
Notes & Other Activity Q2 2025 → Q3 2025
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -3.9% | 9,582 | $242K |
| COHEN & STEERS INFRASTRU | RIGHT 10/16/2025 | Reduce -3.8% | 20,731 | $2K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 207 | $278.2M | AAPL, RSP, FPE, DGRO, IJH |
| Q1 2026 | 198 | $250.9M | AAPL, FPE, RSP, DGRO, IJH |
| Q4 2025 | 189 | $242.3M | AAPL, FPE, RSP, DGRO, IJH |
| Q3 2025 | 186 | $234.6M | AAPL, FPE, RSP, JAAA, IJH |
| Q2 2025 | 182 | $219.9M | AAPL, FPE, RSP, JAAA, IJH |
| Q1 2025 | 181 | $202.5M | AAPL, FPE, JAAA, RSP, IJH |
| Q4 2024 | 177 | $203.7M | AAPL, JAAA, FPE, RSP, IJH |
| Q3 2024 | 182 | $199.0M | AAPL, FPE, RSP, JAAA, IJH |
| Q2 2024 | 174 | $180.5M | AAPL, FPE, RSP, IVV, AMZN |
| Q1 2024 | 178 | $171.0M | AAPL, FPE, RSP, IVV, DGRO |