Quad-Cities Investment Group, LLC
In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 16, 2024), Quad-Cities Investment Group, LLC reported 182 stock positions worth $199.0 million. Its top holding was Apple (AAPL) at 7.7% of the portfolio, followed by FT-Preferred Secur & Inc. ETF (FPE, 3.9%) and Invesco S&P 500 Equal Weight (RSP, 3.7%). Compared with Q2 2024, it opened 13 new positions, sold out of 5, added to 78 and reduced 75. The biggest buy was iShares Core S&P Midcap ETF (IJH, shares +39%) and the biggest sale Microsoft (MSFT, shares −3%).
- Most Recent 13F
- Q2 2026
- Location
- DAVENPORT, IA
- CIK
- 0001741426
- Portfolio Value
- $199.0M (Q3 2024)
- SEC Filing
- 0001085146-24-004945 ↗ filed Oct 16, 2024
Holdings Value
Holdings 182 stocks · $199.0M
| AAPL Apple Inc. | 7.72% | 65,904 | $15.4M | Reduce -2.0% |
| FPE FT-Preferred Secur & Inc. ETF | 3.92% | 430,729 | $7.8M | Add +1.1% |
| RSP Invesco S&P 500 Equal Weight | 3.67% | 40,756 | $7.3M | Add +7.5% |
| JAAA Janus Henderson Aaa Clo ETF | 3.27% | 127,991 | $6.5M | Add +25.4% |
| IJH iShares Core S&P Midcap ETF | 3.26% | 103,999 | $6.5M | Add +39.2% |
| DGRO iShares Core Dividend Growth | 2.92% | 92,542 | $5.8M | Add +2.8% |
| IVV iShares Core S&P 500 ETF | 2.84% | 9,780 | $5.6M | Reduce -2.8% |
| AMZN Amazon.com Inc. | 2.57% | 27,419 | $5.1M | Add +0.1% |
| QQQ Invesco QQQ Trust Series 1 | 2.33% | 9,511 | $4.6M | Add +9.0% |
| MSFT Microsoft Corp. | 2.29% | 10,577 | $4.6M | Reduce -3.0% |
| DFAU Dimensional US Core Equity M | 1.97% | 98,661 | $3.9M | Add +6.3% |
| DFAI Dimensional International Co. | 1.95% | 122,391 | $3.9M | Add +5.4% |
| IJR iShares Core S&P Small-Cap E | 1.91% | 32,469 | $3.8M | Add +5.8% |
| TPYP Managed Portfolio Series | 1.59% | 100,566 | $3.2M | Reduce -5.2% |
| IAGG iShares Intl Aggregate Bond | 1.57% | 60,411 | $3.1M | Add +20.1% |
| FBND Fidelity Total Bond ETF | 1.50% | 63,911 | $3.0M | Add +34.2% |
| WFC Wells Fargo & Co. | 1.49% | 52,418 | $3.0M | Reduce -1.5% |
| NVDA Nvidia Corp. | 1.40% | 22,989 | $2.8M | Add +5.5% |
| RQI Cohen & Steers Qual Inc. RLTY | 1.31% | 183,620 | $2.6M | Add +2.4% |
| HYLS FT Tactical High Yield ETF | 1.30% | 61,555 | $2.6M | Add +7.0% |
| ITOT iShares Core S&P Total U.S. | 1.25% | 19,859 | $2.5M | Reduce -0.2% |
| WMT Walmart Inc. | 1.22% | 30,069 | $2.4M | Reduce -2.2% |
| DE Deere & Co. | 1.21% | 5,782 | $2.4M | Reduce -12.7% |
| FTCS First Trust Capital Strength | 1.12% | 24,449 | $2.2M | Reduce -1.9% |
| FDL First Trust Morn DVD Lead Inc. | 1.07% | 50,651 | $2.1M | Reduce -1.5% |
| JCPB JPMorgan Core Plus Bond ETF | 1.00% | 41,173 | $2.0M | Add +14.0% |
| DFAC Dimensional US Core Equity 2 | 0.93% | 54,127 | $1.9M | Add +5.0% |
| FTSM First Trust Enh Short Mat FD | 0.89% | 29,426 | $1.8M | Reduce -0.9% |
| FEMS First Trust Emerging Markets | 0.87% | 42,347 | $1.7M | Add +1.1% |
| FBT First Trust Nyse Arca Biotec | 0.87% | 10,019 | $1.7M | Add +1.1% |
| DFAX Dimensional World Ex US Core | 0.80% | 58,947 | $1.6M | Reduce -2.7% |
| DFAE Dimensional Emerging Core Eq | 0.78% | 56,929 | $1.6M | Add +1.1% |
| CAT Caterpillar Inc. | 0.72% | 3,663 | $1.4M | Reduce -7.5% |
| AVGO Broadcom Inc. | 0.68% | 7,838 | $1.4M | Add +0.1% |
| RDVY First Trust Rising Dividend | 0.67% | 22,555 | $1.3M | Add +11.5% |
| XOM Exxon Mobil Corp. | 0.65% | 11,072 | $1.3M | Reduce -0.8% |
| REGL Prshrs S&P Mid 400 DVD Arist | 0.64% | 15,672 | $1.3M | Reduce -4.4% |
| PPT Franklin Premir Inc. Trust-Ui | 0.58% | 309,082 | $1.2M | Reduce -3.8% |
| TSLA Tesla Inc. | 0.55% | 4,193 | $1.1M | Reduce -11.9% |
| XAWFX Alliancebernstein GL Hi Inc. | 0.53% | 92,155 | $1.0M | Add +3.7% |
| CP Canadian Pacific Kansas City | 0.51% | 11,962 | $1.0M | Reduce -0.8% |
| PEP Pepsico Inc. | 0.51% | 5,959 | $1.0M | Reduce -13.2% |
| FTSL First Trust Senior Loan ETF | 0.50% | 21,525 | $988K | Reduce -2.1% |
| BUFR FT Vest Lad Buffervetf-Usd I | 0.49% | 32,698 | $977K | Add +14.6% |
| DFAS Dimensional US Small Cap ETF | 0.49% | 14,938 | $969K | Add +23.1% |
| EPD Enterprise Products Partners | 0.47% | 32,243 | $939K | Add +9.8% |
| UBER Uber Technologies Inc. | 0.47% | 12,377 | $930K | Add +4.2% |
| FV First Trust DW Focus 5 Fund | 0.47% | 15,888 | $926K | Reduce -13.0% |
| LMT Lockheed Martin Corp. | 0.46% | 1,572 | $919K | Add +1.2% |
| DFIC Dimensional International Co. | 0.46% | 32,476 | $914K | Reduce -2.2% |
| USB US Bancorp | 0.46% | 19,950 | $912K | Reduce -3.7% |
| RDVI FT Vest Rising Dividend Achi | 0.45% | 36,580 | $901K | Add +26.5% |
| ICVT iShares Convertible Bond ETF | 0.45% | 10,740 | $899K | Add +9.5% |
| ISTB iShares Core 1-5 Year Usd Bo | 0.45% | 18,279 | $890K | Add +9.9% |
| OKE Oneok Inc. | 0.43% | 9,315 | $849K | Reduce -1.0% |
| EMLP First Trust North American E | 0.42% | 24,838 | $835K | Reduce -2.1% |
| COLB Columbia Banking System Inc. | 0.42% | 31,877 | $832K | Reduce -3.6% |
| BX Blackstone Inc. | 0.41% | 5,351 | $819K | No change |
| GUNR NT Mstar GLBL NR ETF | 0.40% | 19,494 | $804K | Add +1.2% |
| ABBV Abbvie Inc. | 0.40% | 4,057 | $801K | Reduce -1.2% |
| FXZ First Trust Materials Alphad | 0.39% | 11,541 | $774K | Reduce -1.0% |
| FTHI Fthi/First Trust Exchange-TR | 0.38% | 33,265 | $766K | Add +3.7% |
| META Meta Platforms Inc. Class A | 0.38% | 1,315 | $753K | Reduce -3.2% |
| KMI Kinder Morgan Inc. | 0.38% | 34,047 | $752K | Reduce -2.8% |
| HD Home Depot Inc. | 0.37% | 1,814 | $735K | Reduce -1.3% |
| FAB First Trust Multi Cap Value | 0.36% | 8,583 | $725K | Reduce -0.0% |
| SUN Sunoco LP | 0.36% | 13,259 | $712K | Reduce -2.7% |
| GOOG Alphabet Inc. Class C | 0.35% | 4,190 | $701K | Reduce -0.9% |
| AXON Axon Enterprise Inc. | 0.35% | 1,750 | $699K | No change |
| FTRI First Trust Indxx Global Nat | 0.35% | 51,790 | $699K | Reduce -25.3% |
| GOOGL Alphabet Inc. Class A | 0.35% | 4,174 | $692K | Reduce -0.1% |
| IEFA iShares Core MSCI Eafe ETF | 0.33% | 8,411 | $656K | Add +1.5% |
| VLO Valero Energy Corp. | 0.33% | 4,851 | $655K | Add +1.6% |
| ARCC Ares Capital Corp. | 0.32% | 30,673 | $642K | Reduce -1.5% |
| DELL Dell Technologies -C | 0.32% | 5,351 | $634K | Add +22.3% |
| PG The Procter & Gamble Co. | 0.31% | 3,556 | $616K | Reduce -0.7% |
| FDN First Trust DJ Internet Ind | 0.30% | 2,821 | $597K | Reduce -5.7% |
| CSQ Calamos Strat TTL RTRN FND | 0.30% | 33,916 | $588K | Reduce -0.8% |
| HYGV NT HY Val-SCRD BD ETF | 0.29% | 14,008 | $584K | Add +33.0% |
| O Realty Income Corp. | 0.29% | 9,170 | $582K | Add +1.1% |
| CTAS Cintas Corp. | 0.29% | 2,803 | $577K | Reduce -2.5% |
| V Visa Inc. Class A | 0.29% | 2,098 | $577K | Reduce -0.5% |
| UTF Cohen & Steers Infrastructur | 0.29% | 22,052 | $574K | Add +3.0% |
| VZ Verizon Communications Inc. | 0.28% | 12,488 | $561K | Reduce -1.2% |
| ZTS Zoetis Inc. | 0.28% | 2,810 | $549K | No change |
| TRV The Travelers Cos Inc. | 0.25% | 2,152 | $504K | New |
| ADX Adams Diversified Equity | 0.25% | 23,178 | $500K | Add +6.7% |
| JHMM John Hancock Multi Fact Mid | 0.25% | 8,271 | $498K | Add +0.7% |
| RACE Ferrari NV | 0.24% | 1,030 | $484K | No change |
| VNLA Janus Henderson Short Durati | 0.24% | 9,690 | $475K | Reduce -2.7% |
| DFUV Dimensional US Marketwide Va | 0.24% | 11,376 | $474K | Add +0.3% |
| DFIS Dimensional International SM | 0.24% | 17,504 | $470K | Add +65.4% |
| FANG Diamondback Energy Inc. | 0.23% | 2,700 | $465K | No change |
| DFEM Dimensional Emrg MRKT Core | 0.23% | 16,307 | $459K | Reduce -9.3% |
| JNJ Johnson & Johnson | 0.23% | 2,772 | $449K | Reduce -4.9% |
| FCX Freeport-McMoran Inc. | 0.23% | 8,972 | $448K | Reduce -10.9% |
| BSJP Invesco Bulletshares 2025 HY | 0.22% | 19,335 | $447K | Add +3.5% |
| IBHD iShares Ibonds 2024 H/Y Inc. | 0.22% | 18,941 | $441K | Add +1.4% |
| ASML ASML Holding NV-NY Reg SHS | 0.22% | 525 | $438K | New |
| JHPI John Hancock Preferred Incom | 0.22% | 18,784 | $437K | Add +9.5% |
Other holdings (2): bonds, preferreds, convertibles and warrants · $299K (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 11,265 | $294K | Reduce -0.6% |
| VSEEW Digital Health Acquist-CW23 | *W EXP 99/99/999 | 121,000 | $5K | No change |
Total filed on the 13F, all lines: $199.3M.
Portfolio Sells Q2 2024 → Q3 2024
| MSFT Microsoft Corp. | Reduce -3.0% | 2.29% | −0.41 |
| WFC Wells Fargo & Co. | Reduce -1.5% | 1.49% | −0.26 |
| IVV iShares Core S&P 500 ETF | Reduce -2.8% | 2.84% | −0.22 |
| DE Deere & Co. | Reduce -12.7% | 1.21% | −0.16 |
| FTRI First Trust Indxx Global Nat | Reduce -25.3% | 0.35% | −0.15 |
| AAPL Apple Inc. | Reduce -2.0% | 7.72% | −0.13 |
| DEO Diageo PLC-Sponsored ADR | Sold out | 0.00% | −0.13 |
| CVX Chevron Corp. | Sold out | 0.00% | −0.12 |
| PEP Pepsico Inc. | Reduce -13.2% | 0.51% | −0.12 |
| FV First Trust DW Focus 5 Fund | Reduce -13.0% | 0.47% | −0.11 |
| STIP iShares 0-5 Year Tips Bond E | Sold out | 0.00% | −0.11 |
| TPYP Managed Portfolio Series | Reduce -5.2% | 1.59% | −0.11 |
| CLF Cleveland-Cliffs Inc. | Sold out | 0.00% | −0.10 |
| FTSM First Trust Enh Short Mat FD | Reduce -0.9% | 0.89% | −0.10 |
| GOOG Alphabet Inc. Class C | Reduce -0.9% | 0.35% | −0.08 |
| FTGC First Trust Global Tactical | Reduce -22.3% | 0.18% | −0.08 |
| GOOGL Alphabet Inc. Class A | Reduce -0.1% | 0.35% | −0.07 |
| SUN Sunoco LP | Reduce -2.7% | 0.36% | −0.07 |
| XMAR FT Vest US Equity Enhance & | Reduce -32.4% | 0.12% | −0.07 |
| FTSL First Trust Senior Loan ETF | Reduce -2.1% | 0.50% | −0.06 |
| XOM Exxon Mobil Corp. | Reduce -0.8% | 0.65% | −0.06 |
| PPT Franklin Premir Inc. Trust-Ui | Reduce -3.8% | 0.58% | −0.06 |
| ITOT iShares Core S&P Total U.S. | Reduce -0.2% | 1.25% | −0.06 |
| DFAX Dimensional World Ex US Core | Reduce -2.7% | 0.80% | −0.05 |
| FCX Freeport-McMoran Inc. | Reduce -10.9% | 0.23% | −0.05 |
| BUFD FT VST Lad Deep Buf ETF-Usdi | Reduce -18.4% | 0.15% | −0.05 |
| FTCS First Trust Capital Strength | Reduce -1.9% | 1.12% | −0.04 |
| FDN First Trust DJ Internet Ind | Reduce -5.7% | 0.30% | −0.04 |
| BSJQ Invesco Bulletshares 2026 HY | Reduce -8.4% | 0.20% | −0.04 |
| ARCC Ares Capital Corp. | Reduce -1.5% | 0.32% | −0.04 |
| DFEM Dimensional Emrg MRKT Core | Reduce -9.3% | 0.23% | −0.04 |
| BUFT FT Vest Buffered Allocation | Reduce -9.2% | 0.17% | −0.03 |
| F Ford Motor Co. | Reduce -14.9% | 0.06% | −0.03 |
| GJUN FT Vest US Equity Moderate B | Reduce -11.6% | 0.15% | −0.03 |
| FXZ First Trust Materials Alphad | Reduce -1.0% | 0.39% | −0.03 |
| NVS Novartis AG-Sponsored ADR | Reduce -14.0% | 0.16% | −0.03 |
| VNLA Janus Henderson Short Durati | Reduce -2.7% | 0.24% | −0.03 |
| BSJO Invesco Bulletshares 2024 HY | Reduce -3.4% | 0.19% | −0.03 |
| JPM JPMorgan Chase & Co. | Reduce -12.0% | 0.13% | −0.03 |
| XGDVX Gabelli Dividend & Income TR | Reduce -16.0% | 0.12% | −0.03 |
| REGL Prshrs S&P Mid 400 DVD Arist | Reduce -4.4% | 0.64% | −0.02 |
| DFIC Dimensional International Co. | Reduce -2.2% | 0.46% | −0.02 |
| CSQ Calamos Strat TTL RTRN FND | Reduce -0.8% | 0.30% | −0.02 |
| CWB SS SPDR BB Conv Sec ETF | Reduce -12.4% | 0.12% | −0.02 |
| EOG EOG Resources Inc. | Reduce -5.6% | 0.11% | −0.02 |
| SIRI Sirius XM Holdings Inc. | Sold out | 0.00% | −0.02 |
| PG The Procter & Gamble Co. | Reduce -0.7% | 0.31% | −0.02 |
| V Visa Inc. Class A | Reduce -0.5% | 0.29% | −0.02 |
| LMBS First Trust Low Duration Opp | Reduce -1.4% | 0.17% | −0.01 |
| COWZ Pacer US Cash Cows 100 ETF | Reduce -4.4% | 0.17% | −0.01 |
Portfolio Buys Q2 2024 → Q3 2024
| IJH iShares Core S&P Midcap ETF | Add +39.2% | 3.26% | +0.84 |
| JAAA Janus Henderson Aaa Clo ETF | Add +25.4% | 3.27% | +0.40 |
| FBND Fidelity Total Bond ETF | Add +34.2% | 1.50% | +0.32 |
| TRV The Travelers Cos Inc. | New | 0.25% | +0.25 |
| ASML ASML Holding NV-NY Reg SHS | New | 0.22% | +0.22 |
| RSP Invesco S&P 500 Equal Weight | Add +7.5% | 3.67% | +0.22 |
| IAGG iShares Intl Aggregate Bond | Add +20.1% | 1.57% | +0.18 |
| CWEN Clearway Energy Inc. Class C | New | 0.18% | +0.18 |
| RQI Cohen & Steers Qual Inc. RLTY | Add +2.4% | 1.31% | +0.15 |
| HON Honeywell International Inc. | New | 0.14% | +0.14 |
| BIPC Brookfield Infrastructure-A | New | 0.13% | +0.13 |
| ICE Intercontinental Exchange Inc. | New | 0.12% | +0.12 |
| MMM 3M Co. | New | 0.11% | +0.11 |
| VNQ Vanguard Real Estate ETF | New | 0.11% | +0.11 |
| IRM Iron Mountain Inc. | New | 0.10% | +0.10 |
| GE General Electric | New | 0.10% | +0.10 |
| IJR iShares Core S&P Small-Cap E | Add +5.8% | 1.91% | +0.10 |
| DFIS Dimensional International SM | Add +65.4% | 0.24% | +0.09 |
| DFAS Dimensional US Small Cap ETF | Add +23.1% | 0.49% | +0.08 |
| RDVI FT Vest Rising Dividend Achi | Add +26.5% | 0.45% | +0.08 |
| OBDC Blue Owl Capital Corp. | New | 0.07% | +0.07 |
| JCPB JPMorgan Core Plus Bond ETF | Add +14.0% | 1.00% | +0.07 |
| XCHYX Calamos Convert & High Inc. | New | 0.06% | +0.06 |
| LMT Lockheed Martin Corp. | Add +1.2% | 0.46% | +0.06 |
| HYGV NT HY Val-SCRD BD ETF | Add +33.0% | 0.29% | +0.06 |
| RDVY First Trust Rising Dividend | Add +11.5% | 0.67% | +0.06 |
| DFAI Dimensional International Co. | Add +5.4% | 1.95% | +0.05 |
| DGRO iShares Core Dividend Growth | Add +2.8% | 2.92% | +0.04 |
| DFAU Dimensional US Core Equity M | Add +6.3% | 1.97% | +0.04 |
| BUFR FT Vest Lad Buffervetf-Usd I | Add +14.6% | 0.49% | +0.03 |
| ASG Liberty All-Star Growth FD | New | 0.03% | +0.03 |
| O Realty Income Corp. | Add +1.1% | 0.29% | +0.03 |
| ICVT iShares Convertible Bond ETF | Add +9.5% | 0.45% | +0.02 |
| UTF Cohen & Steers Infrastructur | Add +3.0% | 0.29% | +0.02 |
| FBT First Trust Nyse Arca Biotec | Add +1.1% | 0.87% | +0.02 |
| CCD Calamos DYN Convert & Inc. | Add +7.0% | 0.20% | +0.02 |
| QQQ Invesco QQQ Trust Series 1 | Add +9.0% | 2.33% | +0.02 |
| JEPI JPMorgan Equity Premium Inco | Add +14.0% | 0.16% | +0.01 |
| DFAC Dimensional US Core Equity 2 | Add +5.0% | 0.93% | +0.01 |
| ISTB iShares Core 1-5 Year Usd Bo | Add +9.9% | 0.45% | +0.01 |
| IUSB Ishr CR Unvrse Usd BD ETF-Ui | Add +14.7% | 0.13% | +0.01 |
| XAWPX Abrdn Global Premier Propert | Add +2.5% | 0.09% | +0.01 |
| CMI Cummins Inc. | Add +0.2% | 0.16% | +0.01 |
| XAWFX Alliancebernstein GL Hi Inc. | Add +3.7% | 0.53% | +0.01 |
| DUK Duke Energy Corp. | Add +0.2% | 0.21% | +0.01 |
| JHPI John Hancock Preferred Incom | Add +9.5% | 0.22% | +0.01 |
| FIXD First Trust Smith Opportunis | Add +8.2% | 0.19% | +0.01 |
| HYLS FT Tactical High Yield ETF | Add +7.0% | 1.30% | +0.00 |
| AIRR First Trust Rba American Ind | Add +2.0% | 0.19% | +0.00 |
| VXF Vanguard Extended Market ETF | Add +3.2% | 0.15% | +0.00 |
Notes & Other Activity Q2 2024 → Q3 2024
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Reduce -0.6% | 11,265 | $294K |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.
All Filings
| Quarter | Positions | 13F Reported Value | Top Holdings |
|---|---|---|---|
| Q2 2026 | 207 | $278.2M | AAPL, RSP, FPE, DGRO, IJH |
| Q1 2026 | 198 | $250.9M | AAPL, FPE, RSP, DGRO, IJH |
| Q4 2025 | 189 | $242.3M | AAPL, FPE, RSP, DGRO, IJH |
| Q3 2025 | 186 | $234.6M | AAPL, FPE, RSP, JAAA, IJH |
| Q2 2025 | 182 | $219.9M | AAPL, FPE, RSP, JAAA, IJH |
| Q1 2025 | 181 | $202.5M | AAPL, FPE, JAAA, RSP, IJH |
| Q4 2024 | 177 | $203.7M | AAPL, JAAA, FPE, RSP, IJH |
| Q3 2024 | 182 | $199.0M | AAPL, FPE, RSP, JAAA, IJH |
| Q2 2024 | 174 | $180.5M | AAPL, FPE, RSP, IVV, AMZN |
| Q1 2024 | 178 | $171.0M | AAPL, FPE, RSP, IVV, DGRO |