Quad-Cities Investment Group, LLC

Name: Quad-Cities Investment Group, LLC 13F holdings, Q3 2024
Creator: Quad-Cities Investment Group, LLC
Published: 2024-10-16

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q2 2024Q1 2024

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 16, 2024), Quad-Cities Investment Group, LLC reported 182 stock positions worth $199.0 million. Its top holding was Apple (AAPL) at 7.7% of the portfolio, followed by FT-Preferred Secur & Inc. ETF (FPE, 3.9%) and Invesco S&P 500 Equal Weight (RSP, 3.7%). Compared with Q2 2024, it opened 13 new positions, sold out of 5, added to 78 and reduced 75. The biggest buy was iShares Core S&P Midcap ETF (IJH, shares +39%) and the biggest sale Microsoft (MSFT, shares −3%).

Most Recent 13F: Q2 2026
Location: DAVENPORT, IA
CIK: 0001741426
Portfolio Value: $199.0M (Q3 2024)
SEC Filing: 0001085146-24-004945 ↗ filed Oct 16, 2024

Holdings Value

Holdings 182 stocks · $199.0M


AAPL Apple Inc.	7.72%	65,904	$15.4M	Reduce -2.0%
FPE FT-Preferred Secur & Inc. ETF	3.92%	430,729	$7.8M	Add +1.1%
RSP Invesco S&P 500 Equal Weight	3.67%	40,756	$7.3M	Add +7.5%
JAAA Janus Henderson Aaa Clo ETF	3.27%	127,991	$6.5M	Add +25.4%
IJH iShares Core S&P Midcap ETF	3.26%	103,999	$6.5M	Add +39.2%
DGRO iShares Core Dividend Growth	2.92%	92,542	$5.8M	Add +2.8%
IVV iShares Core S&P 500 ETF	2.84%	9,780	$5.6M	Reduce -2.8%
AMZN Amazon.com Inc.	2.57%	27,419	$5.1M	Add +0.1%
QQQ Invesco QQQ Trust Series 1	2.33%	9,511	$4.6M	Add +9.0%
MSFT Microsoft Corp.	2.29%	10,577	$4.6M	Reduce -3.0%
DFAU Dimensional US Core Equity M	1.97%	98,661	$3.9M	Add +6.3%
DFAI Dimensional International Co.	1.95%	122,391	$3.9M	Add +5.4%
IJR iShares Core S&P Small-Cap E	1.91%	32,469	$3.8M	Add +5.8%
TPYP Managed Portfolio Series	1.59%	100,566	$3.2M	Reduce -5.2%
IAGG iShares Intl Aggregate Bond	1.57%	60,411	$3.1M	Add +20.1%
FBND Fidelity Total Bond ETF	1.50%	63,911	$3.0M	Add +34.2%
WFC Wells Fargo & Co.	1.49%	52,418	$3.0M	Reduce -1.5%
NVDA Nvidia Corp.	1.40%	22,989	$2.8M	Add +5.5%
RQI Cohen & Steers Qual Inc. RLTY	1.31%	183,620	$2.6M	Add +2.4%
HYLS FT Tactical High Yield ETF	1.30%	61,555	$2.6M	Add +7.0%
ITOT iShares Core S&P Total U.S.	1.25%	19,859	$2.5M	Reduce -0.2%
WMT Walmart Inc.	1.22%	30,069	$2.4M	Reduce -2.2%
DE Deere & Co.	1.21%	5,782	$2.4M	Reduce -12.7%
FTCS First Trust Capital Strength	1.12%	24,449	$2.2M	Reduce -1.9%
FDL First Trust Morn DVD Lead Inc.	1.07%	50,651	$2.1M	Reduce -1.5%
JCPB JPMorgan Core Plus Bond ETF	1.00%	41,173	$2.0M	Add +14.0%
DFAC Dimensional US Core Equity 2	0.93%	54,127	$1.9M	Add +5.0%
FTSM First Trust Enh Short Mat FD	0.89%	29,426	$1.8M	Reduce -0.9%
FEMS First Trust Emerging Markets	0.87%	42,347	$1.7M	Add +1.1%
FBT First Trust Nyse Arca Biotec	0.87%	10,019	$1.7M	Add +1.1%
DFAX Dimensional World Ex US Core	0.80%	58,947	$1.6M	Reduce -2.7%
DFAE Dimensional Emerging Core Eq	0.78%	56,929	$1.6M	Add +1.1%
CAT Caterpillar Inc.	0.72%	3,663	$1.4M	Reduce -7.5%
AVGO Broadcom Inc.	0.68%	7,838	$1.4M	Add +0.1%
RDVY First Trust Rising Dividend	0.67%	22,555	$1.3M	Add +11.5%
XOM Exxon Mobil Corp.	0.65%	11,072	$1.3M	Reduce -0.8%
REGL Prshrs S&P Mid 400 DVD Arist	0.64%	15,672	$1.3M	Reduce -4.4%
PPT Franklin Premir Inc. Trust-Ui	0.58%	309,082	$1.2M	Reduce -3.8%
TSLA Tesla Inc.	0.55%	4,193	$1.1M	Reduce -11.9%
XAWFX Alliancebernstein GL Hi Inc.	0.53%	92,155	$1.0M	Add +3.7%
CP Canadian Pacific Kansas City	0.51%	11,962	$1.0M	Reduce -0.8%
PEP Pepsico Inc.	0.51%	5,959	$1.0M	Reduce -13.2%
FTSL First Trust Senior Loan ETF	0.50%	21,525	$988K	Reduce -2.1%
BUFR FT Vest Lad Buffervetf-Usd I	0.49%	32,698	$977K	Add +14.6%
DFAS Dimensional US Small Cap ETF	0.49%	14,938	$969K	Add +23.1%
EPD Enterprise Products Partners	0.47%	32,243	$939K	Add +9.8%
UBER Uber Technologies Inc.	0.47%	12,377	$930K	Add +4.2%
FV First Trust DW Focus 5 Fund	0.47%	15,888	$926K	Reduce -13.0%
LMT Lockheed Martin Corp.	0.46%	1,572	$919K	Add +1.2%
DFIC Dimensional International Co.	0.46%	32,476	$914K	Reduce -2.2%
USB US Bancorp	0.46%	19,950	$912K	Reduce -3.7%
RDVI FT Vest Rising Dividend Achi	0.45%	36,580	$901K	Add +26.5%
ICVT iShares Convertible Bond ETF	0.45%	10,740	$899K	Add +9.5%
ISTB iShares Core 1-5 Year Usd Bo	0.45%	18,279	$890K	Add +9.9%
OKE Oneok Inc.	0.43%	9,315	$849K	Reduce -1.0%
EMLP First Trust North American E	0.42%	24,838	$835K	Reduce -2.1%
COLB Columbia Banking System Inc.	0.42%	31,877	$832K	Reduce -3.6%
BX Blackstone Inc.	0.41%	5,351	$819K	No change
GUNR NT Mstar GLBL NR ETF	0.40%	19,494	$804K	Add +1.2%
ABBV Abbvie Inc.	0.40%	4,057	$801K	Reduce -1.2%
FXZ First Trust Materials Alphad	0.39%	11,541	$774K	Reduce -1.0%
FTHI Fthi/First Trust Exchange-TR	0.38%	33,265	$766K	Add +3.7%
META Meta Platforms Inc. Class A	0.38%	1,315	$753K	Reduce -3.2%
KMI Kinder Morgan Inc.	0.38%	34,047	$752K	Reduce -2.8%
HD Home Depot Inc.	0.37%	1,814	$735K	Reduce -1.3%
FAB First Trust Multi Cap Value	0.36%	8,583	$725K	Reduce -0.0%
SUN Sunoco LP	0.36%	13,259	$712K	Reduce -2.7%
GOOG Alphabet Inc. Class C	0.35%	4,190	$701K	Reduce -0.9%
AXON Axon Enterprise Inc.	0.35%	1,750	$699K	No change
FTRI First Trust Indxx Global Nat	0.35%	51,790	$699K	Reduce -25.3%
GOOGL Alphabet Inc. Class A	0.35%	4,174	$692K	Reduce -0.1%
IEFA iShares Core MSCI Eafe ETF	0.33%	8,411	$656K	Add +1.5%
VLO Valero Energy Corp.	0.33%	4,851	$655K	Add +1.6%
ARCC Ares Capital Corp.	0.32%	30,673	$642K	Reduce -1.5%
DELL Dell Technologies -C	0.32%	5,351	$634K	Add +22.3%
PG The Procter & Gamble Co.	0.31%	3,556	$616K	Reduce -0.7%
FDN First Trust DJ Internet Ind	0.30%	2,821	$597K	Reduce -5.7%
CSQ Calamos Strat TTL RTRN FND	0.30%	33,916	$588K	Reduce -0.8%
HYGV NT HY Val-SCRD BD ETF	0.29%	14,008	$584K	Add +33.0%
O Realty Income Corp.	0.29%	9,170	$582K	Add +1.1%
CTAS Cintas Corp.	0.29%	2,803	$577K	Reduce -2.5%
V Visa Inc. Class A	0.29%	2,098	$577K	Reduce -0.5%
UTF Cohen & Steers Infrastructur	0.29%	22,052	$574K	Add +3.0%
VZ Verizon Communications Inc.	0.28%	12,488	$561K	Reduce -1.2%
ZTS Zoetis Inc.	0.28%	2,810	$549K	No change
TRV The Travelers Cos Inc.	0.25%	2,152	$504K	New
ADX Adams Diversified Equity	0.25%	23,178	$500K	Add +6.7%
JHMM John Hancock Multi Fact Mid	0.25%	8,271	$498K	Add +0.7%
RACE Ferrari NV	0.24%	1,030	$484K	No change
VNLA Janus Henderson Short Durati	0.24%	9,690	$475K	Reduce -2.7%
DFUV Dimensional US Marketwide Va	0.24%	11,376	$474K	Add +0.3%
DFIS Dimensional International SM	0.24%	17,504	$470K	Add +65.4%
FANG Diamondback Energy Inc.	0.23%	2,700	$465K	No change
DFEM Dimensional Emrg MRKT Core	0.23%	16,307	$459K	Reduce -9.3%
JNJ Johnson & Johnson	0.23%	2,772	$449K	Reduce -4.9%
FCX Freeport-McMoran Inc.	0.23%	8,972	$448K	Reduce -10.9%
BSJP Invesco Bulletshares 2025 HY	0.22%	19,335	$447K	Add +3.5%
IBHD iShares Ibonds 2024 H/Y Inc.	0.22%	18,941	$441K	Add +1.4%
ASML ASML Holding NV-NY Reg SHS	0.22%	525	$438K	New
JHPI John Hancock Preferred Incom	0.22%	18,784	$437K	Add +9.5%
VOE Vngrd Mrngstr MD-Cap Val ETF	0.22%	2,557	$429K	Reduce -1.5%
DUK Duke Energy Corp.	0.21%	3,596	$415K	Add +0.2%
USRT iShares Core US REIT ETF	0.20%	6,551	$403K	Reduce -2.1%
BSJQ Invesco Bulletshares 2026 HY	0.20%	17,110	$401K	Reduce -8.4%
CCD Calamos DYN Convert & Inc.	0.20%	15,718	$399K	Add +7.0%
VUG Vanguard Mrngstar GR ETF-Sui	0.20%	1,035	$397K	Add +3.0%
SPY SS SPDR S&P 500 ETF Trust-US	0.20%	684	$393K	Add +0.6%
FXR First Trust Indst/Producers	0.20%	5,173	$392K	Reduce -3.5%
SDVY First Trust Smid Cap Rising	0.20%	10,754	$391K	Add +1.4%
DUHP Dimensional US High Profi Et	0.20%	11,385	$388K	Add +1.8%
BSJO Invesco Bulletshares 2024 HY	0.19%	16,708	$380K	Reduce -3.4%
AIRR First Trust Rba American Ind	0.19%	5,022	$375K	Add +2.0%
FIXD First Trust Smith Opportunis	0.19%	8,182	$370K	Add +8.2%
RJF Raymond James Financial Inc.	0.19%	3,018	$370K	Add +0.3%
GOF Guggenheim Strategic Opport	0.18%	23,312	$367K	Add +3.3%
ACN Accenture PLC Class A	0.18%	1,033	$365K	Reduce -2.8%
SYK Stryker Corp.	0.18%	1,000	$361K	No change
CWEN Clearway Energy Inc. Class C	0.18%	11,716	$359K	New
FTGC First Trust Global Tactical	0.18%	15,004	$355K	Reduce -22.3%
AMT American Tower Corp.	0.18%	1,505	$350K	Reduce -7.2%
LNT Alliant Energy Corp.	0.17%	5,626	$341K	Reduce -3.6%
BUFT FT Vest Buffered Allocation	0.17%	15,391	$340K	Reduce -9.2%
IBHF iShares Ibond 2026 HY & Inc.	0.17%	14,513	$340K	Add +2.6%
LMBS First Trust Low Duration Opp	0.17%	6,869	$339K	Reduce -1.4%
LLY Eli Lilly & Co.	0.17%	378	$335K	No change
NFLX Netflix Inc.	0.17%	472	$335K	No change
COWZ Pacer US Cash Cows 100 ETF	0.17%	5,696	$329K	Reduce -4.4%
CMI Cummins Inc.	0.16%	988	$320K	Add +0.2%
MHF Western Asset Municipal High	0.16%	44,163	$319K	Add +1.1%
JEPI JPMorgan Equity Premium Inco	0.16%	5,299	$315K	Add +14.0%
NVS Novartis AG-Sponsored ADR	0.16%	2,705	$311K	Reduce -14.0%
GJUN FT Vest US Equity Moderate B	0.15%	8,696	$308K	Reduce -11.6%
MRK Merck & Co. Inc.	0.15%	2,700	$307K	Add +0.1%
XEVVX Eaton Vance Ltd. Durat Inc.	0.15%	28,898	$304K	Reduce -6.2%
CET Central Securities Corp.	0.15%	6,608	$303K	No change
VXF Vanguard Extended Market ETF	0.15%	1,624	$296K	Add +3.2%
IBHE iShares Ibonds 2025 H/Y Inc.	0.15%	12,637	$294K	Add +10.2%
BUFD FT VST Lad Deep Buf ETF-Usdi	0.15%	11,542	$289K	Reduce -18.4%
BSJR Invesco Bulletshares 2027 HY	0.14%	12,713	$289K	Add +8.2%
BA The Boeing Co.	0.14%	1,876	$285K	No change
HON Honeywell International Inc.	0.14%	1,375	$284K	New
TRPA Hartford Aaa Clo ETF	0.14%	7,009	$273K	No change
SKYY First Trust Cloud Computing	0.13%	2,560	$262K	No change
MCK McKesson Corp.	0.13%	526	$260K	No change
BIPC Brookfield Infrastructure-A	0.13%	5,931	$258K	New
JPM JPMorgan Chase & Co.	0.13%	1,214	$256K	Reduce -12.0%
IEMG iShares Core MSCI Emerging	0.13%	4,422	$254K	Reduce -1.7%
KNG FT Vest S&P 500 DVD Arst TRG	0.13%	4,637	$253K	Add +2.0%
EMB iShares JP Morgan Usd Emergi	0.13%	2,684	$251K	Add +1.1%
IUSB Ishr CR Unvrse Usd BD ETF-Ui	0.13%	5,294	$249K	Add +14.7%
GJAN FT Vest US Equity Moderate B	0.12%	6,497	$246K	No change
BNDX Vanguard Total Intl Bond ETF	0.12%	4,854	$244K	Add +1.2%
MSD Morgan Stanley Emrg MKT Debt	0.12%	30,294	$240K	Add +2.9%
CWB SS SPDR BB Conv Sec ETF	0.12%	3,109	$238K	Reduce -12.4%
USA Liberty All Star Equity Fund	0.12%	33,291	$236K	Add +0.0%
GS Goldman Sachs Group Inc.	0.12%	476	$236K	No change
XGDVX Gabelli Dividend & Income TR	0.12%	9,597	$235K	Reduce -16.0%
XMAR FT Vest US Equity Enhance &	0.12%	6,493	$230K	Reduce -32.4%
BRK.B Berkshire Hathaway Inc. Class B	0.12%	499	$230K	Reduce -0.8%
ICE Intercontinental Exchange Inc.	0.12%	1,425	$229K	New
MMM 3M Co.	0.11%	1,640	$224K	New
FMB First Trust Managed Municipa	0.11%	4,264	$222K	Add +1.0%
RSG Republic Services Inc.	0.11%	1,070	$215K	Reduce -2.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.11%	5,373	$213K	Add +0.1%
UPGD Invesco Bloomberg Analyst Ra	0.11%	2,955	$212K	Reduce -4.9%
OGN Organon & Co.	0.11%	11,065	$212K	Add +0.7%
VNQ Vanguard Real Estate ETF	0.11%	2,163	$211K	New
EOG EOG Resources Inc.	0.11%	1,712	$211K	Reduce -5.6%
IRM Iron Mountain Inc. filed as IRON MTN INC DEL	0.10%	1,708	$203K	New
GE General Electric filed as GE AEROSPACE	0.10%	1,066	$201K	New
XJQCX Nuveen Credit Strategies Inc.	0.09%	32,045	$186K	Add +5.8%
XAWPX Abrdn Global Premier Propert	0.09%	36,827	$170K	Add +2.5%
NAD Nuveen Quality Municipal Inc.	0.08%	13,199	$163K	Add +1.2%
OBDC Blue Owl Capital Corp.	0.07%	10,179	$148K	New
GAB Gabelli Equity Trust	0.07%	25,202	$138K	Reduce -1.0%
XCHYX Calamos Convert & High Inc.	0.06%	10,003	$119K	New
F Ford Motor Co. filed as FORD MTR CO	0.06%	11,013	$116K	Reduce -14.9%
XAODX Abrdn Total Dynamic Dividend	0.05%	11,371	$103K	Reduce -2.6%
BDJ BlackRock Enhanced Eqty DVD	0.05%	11,611	$100K	Add +3.9%
XEXGX Eaton Vance Tax-Managed Glob	0.05%	11,155	$97K	No change
ETW Eaton Vance T/M GLBL Buy-WR	0.05%	10,384	$90K	Add +2.2%
ASG Liberty All-Star Growth FD	0.03%	10,049	$56K	New

Other holdings (2): bonds, preferreds, convertibles and warrants · $299K (not counted above)

Security	Class	Shares / Principal	Value	Change
RLJ LODGING TRUST (RLJ 1.95 PERP A)	CUM CONV PFD A	11,265	$294K	Reduce -0.6%
VSEEW Digital Health Acquist-CW23	*W EXP 99/99/999	121,000	$5K	No change

Total filed on the 13F, all lines: $199.3M.

Portfolio Sells Q2 2024 → Q3 2024


MSFT Microsoft Corp.	Reduce -3.0%	2.29%	−0.41
WFC Wells Fargo & Co.	Reduce -1.5%	1.49%	−0.26
IVV iShares Core S&P 500 ETF	Reduce -2.8%	2.84%	−0.22
DE Deere & Co.	Reduce -12.7%	1.21%	−0.16
FTRI First Trust Indxx Global Nat	Reduce -25.3%	0.35%	−0.15
AAPL Apple Inc.	Reduce -2.0%	7.72%	−0.13
DEO Diageo PLC-Sponsored ADR	Sold out	0.00%	−0.13
CVX Chevron Corp.	Sold out	0.00%	−0.12
PEP Pepsico Inc.	Reduce -13.2%	0.51%	−0.12
FV First Trust DW Focus 5 Fund	Reduce -13.0%	0.47%	−0.11
STIP iShares 0-5 Year Tips Bond E	Sold out	0.00%	−0.11
TPYP Managed Portfolio Series	Reduce -5.2%	1.59%	−0.11
CLF Cleveland-Cliffs Inc.	Sold out	0.00%	−0.10
FTSM First Trust Enh Short Mat FD	Reduce -0.9%	0.89%	−0.10
GOOG Alphabet Inc. Class C	Reduce -0.9%	0.35%	−0.08
FTGC First Trust Global Tactical	Reduce -22.3%	0.18%	−0.08
GOOGL Alphabet Inc. Class A	Reduce -0.1%	0.35%	−0.07
SUN Sunoco LP	Reduce -2.7%	0.36%	−0.07
XMAR FT Vest US Equity Enhance &	Reduce -32.4%	0.12%	−0.07
FTSL First Trust Senior Loan ETF	Reduce -2.1%	0.50%	−0.06
XOM Exxon Mobil Corp.	Reduce -0.8%	0.65%	−0.06
PPT Franklin Premir Inc. Trust-Ui	Reduce -3.8%	0.58%	−0.06
ITOT iShares Core S&P Total U.S.	Reduce -0.2%	1.25%	−0.06
DFAX Dimensional World Ex US Core	Reduce -2.7%	0.80%	−0.05
FCX Freeport-McMoran Inc.	Reduce -10.9%	0.23%	−0.05
BUFD FT VST Lad Deep Buf ETF-Usdi	Reduce -18.4%	0.15%	−0.05
FTCS First Trust Capital Strength	Reduce -1.9%	1.12%	−0.04
FDN First Trust DJ Internet Ind	Reduce -5.7%	0.30%	−0.04
BSJQ Invesco Bulletshares 2026 HY	Reduce -8.4%	0.20%	−0.04
ARCC Ares Capital Corp.	Reduce -1.5%	0.32%	−0.04
DFEM Dimensional Emrg MRKT Core	Reduce -9.3%	0.23%	−0.04
BUFT FT Vest Buffered Allocation	Reduce -9.2%	0.17%	−0.03
F Ford Motor Co.	Reduce -14.9%	0.06%	−0.03
GJUN FT Vest US Equity Moderate B	Reduce -11.6%	0.15%	−0.03
FXZ First Trust Materials Alphad	Reduce -1.0%	0.39%	−0.03
NVS Novartis AG-Sponsored ADR	Reduce -14.0%	0.16%	−0.03
VNLA Janus Henderson Short Durati	Reduce -2.7%	0.24%	−0.03
BSJO Invesco Bulletshares 2024 HY	Reduce -3.4%	0.19%	−0.03
JPM JPMorgan Chase & Co.	Reduce -12.0%	0.13%	−0.03
XGDVX Gabelli Dividend & Income TR	Reduce -16.0%	0.12%	−0.03
REGL Prshrs S&P Mid 400 DVD Arist	Reduce -4.4%	0.64%	−0.02
DFIC Dimensional International Co.	Reduce -2.2%	0.46%	−0.02
CSQ Calamos Strat TTL RTRN FND	Reduce -0.8%	0.30%	−0.02
CWB SS SPDR BB Conv Sec ETF	Reduce -12.4%	0.12%	−0.02
EOG EOG Resources Inc.	Reduce -5.6%	0.11%	−0.02
SIRI Sirius XM Holdings Inc.	Sold out	0.00%	−0.02
PG The Procter & Gamble Co.	Reduce -0.7%	0.31%	−0.02
V Visa Inc. Class A	Reduce -0.5%	0.29%	−0.02
LMBS First Trust Low Duration Opp	Reduce -1.4%	0.17%	−0.01
COWZ Pacer US Cash Cows 100 ETF	Reduce -4.4%	0.17%	−0.01

Portfolio Buys Q2 2024 → Q3 2024


IJH iShares Core S&P Midcap ETF	Add +39.2%	3.26%	+0.84
JAAA Janus Henderson Aaa Clo ETF	Add +25.4%	3.27%	+0.40
FBND Fidelity Total Bond ETF	Add +34.2%	1.50%	+0.32
TRV The Travelers Cos Inc.	New	0.25%	+0.25
ASML ASML Holding NV-NY Reg SHS	New	0.22%	+0.22
RSP Invesco S&P 500 Equal Weight	Add +7.5%	3.67%	+0.22
IAGG iShares Intl Aggregate Bond	Add +20.1%	1.57%	+0.18
CWEN Clearway Energy Inc. Class C	New	0.18%	+0.18
RQI Cohen & Steers Qual Inc. RLTY	Add +2.4%	1.31%	+0.15
HON Honeywell International Inc.	New	0.14%	+0.14
BIPC Brookfield Infrastructure-A	New	0.13%	+0.13
ICE Intercontinental Exchange Inc.	New	0.12%	+0.12
MMM 3M Co.	New	0.11%	+0.11
VNQ Vanguard Real Estate ETF	New	0.11%	+0.11
IRM Iron Mountain Inc.	New	0.10%	+0.10
GE General Electric	New	0.10%	+0.10
IJR iShares Core S&P Small-Cap E	Add +5.8%	1.91%	+0.10
DFIS Dimensional International SM	Add +65.4%	0.24%	+0.09
DFAS Dimensional US Small Cap ETF	Add +23.1%	0.49%	+0.08
RDVI FT Vest Rising Dividend Achi	Add +26.5%	0.45%	+0.08
OBDC Blue Owl Capital Corp.	New	0.07%	+0.07
JCPB JPMorgan Core Plus Bond ETF	Add +14.0%	1.00%	+0.07
XCHYX Calamos Convert & High Inc.	New	0.06%	+0.06
LMT Lockheed Martin Corp.	Add +1.2%	0.46%	+0.06
HYGV NT HY Val-SCRD BD ETF	Add +33.0%	0.29%	+0.06
RDVY First Trust Rising Dividend	Add +11.5%	0.67%	+0.06
DFAI Dimensional International Co.	Add +5.4%	1.95%	+0.05
DGRO iShares Core Dividend Growth	Add +2.8%	2.92%	+0.04
DFAU Dimensional US Core Equity M	Add +6.3%	1.97%	+0.04
BUFR FT Vest Lad Buffervetf-Usd I	Add +14.6%	0.49%	+0.03
ASG Liberty All-Star Growth FD	New	0.03%	+0.03
O Realty Income Corp.	Add +1.1%	0.29%	+0.03
ICVT iShares Convertible Bond ETF	Add +9.5%	0.45%	+0.02
UTF Cohen & Steers Infrastructur	Add +3.0%	0.29%	+0.02
FBT First Trust Nyse Arca Biotec	Add +1.1%	0.87%	+0.02
CCD Calamos DYN Convert & Inc.	Add +7.0%	0.20%	+0.02
QQQ Invesco QQQ Trust Series 1	Add +9.0%	2.33%	+0.02
JEPI JPMorgan Equity Premium Inco	Add +14.0%	0.16%	+0.01
DFAC Dimensional US Core Equity 2	Add +5.0%	0.93%	+0.01
ISTB iShares Core 1-5 Year Usd Bo	Add +9.9%	0.45%	+0.01
IUSB Ishr CR Unvrse Usd BD ETF-Ui	Add +14.7%	0.13%	+0.01
XAWPX Abrdn Global Premier Propert	Add +2.5%	0.09%	+0.01
CMI Cummins Inc.	Add +0.2%	0.16%	+0.01
XAWFX Alliancebernstein GL Hi Inc.	Add +3.7%	0.53%	+0.01
DUK Duke Energy Corp.	Add +0.2%	0.21%	+0.01
JHPI John Hancock Preferred Incom	Add +9.5%	0.22%	+0.01
FIXD First Trust Smith Opportunis	Add +8.2%	0.19%	+0.01
HYLS FT Tactical High Yield ETF	Add +7.0%	1.30%	+0.00
AIRR First Trust Rba American Ind	Add +2.0%	0.19%	+0.00
VXF Vanguard Extended Market ETF	Add +3.2%	0.15%	+0.00

Notes & Other Activity Q2 2024 → Q3 2024


RLJ LODGING TRUST (RLJ 1.95 PERP A)	CUM CONV PFD A	Reduce -0.6%	11,265	$294K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	207	$278.2M	AAPL, RSP, FPE, DGRO, IJH
Q1 2026	198	$250.9M	AAPL, FPE, RSP, DGRO, IJH
Q4 2025	189	$242.3M	AAPL, FPE, RSP, DGRO, IJH
Q3 2025	186	$234.6M	AAPL, FPE, RSP, JAAA, IJH
Q2 2025	182	$219.9M	AAPL, FPE, RSP, JAAA, IJH
Q1 2025	181	$202.5M	AAPL, FPE, JAAA, RSP, IJH
Q4 2024	177	$203.7M	AAPL, JAAA, FPE, RSP, IJH
Q3 2024	182	$199.0M	AAPL, FPE, RSP, JAAA, IJH
Q2 2024	174	$180.5M	AAPL, FPE, RSP, IVV, AMZN
Q1 2024	178	$171.0M	AAPL, FPE, RSP, IVV, DGRO