Quad-Cities Investment Group, LLC

Name: Quad-Cities Investment Group, LLC 13F holdings, Q4 2024
Creator: Quad-Cities Investment Group, LLC
Published: 2025-01-14

Q2 2026Q1 2026Q4 2025Q3 2025Q2 2025Q1 2025Q3 2024Q2 2024Q1 2024

In its 13F for Q4 2024 (holdings as of December 31, 2024, filed January 14, 2025), Quad-Cities Investment Group, LLC reported 177 stock positions worth $203.7 million. Its top holding was Apple (AAPL) at 8.0% of the portfolio, followed by Janus Henderson Aaa Clo ETF (JAAA, 4.4%) and FT-Preferred Secur & Inc. ETF (FPE, 3.8%). Compared with Q3 2024, it opened 4 new positions, sold out of 9, added to 93 and reduced 67. The biggest buy was Janus Henderson Aaa Clo ETF (JAAA, shares +40%) and the biggest sale an exit from iShares Ibonds 2024 H/Y (IBHD).

Most Recent 13F: Q2 2026
Location: DAVENPORT, IA
CIK: 0001741426
Portfolio Value: $203.7M (Q4 2024)
SEC Filing: 0001085146-25-000168 ↗ filed Jan 14, 2025

Holdings Value

Holdings 177 stocks · $203.7M


AAPL Apple Inc.	7.99%	65,007	$16.3M	Reduce -1.4%
JAAA Janus Henderson Aaa Clo ETF	4.45%	178,707	$9.1M	Add +39.6%
FPE FT-Preferred Secur & Inc. ETF	3.77%	434,388	$7.7M	Add +0.8%
RSP Invesco S&P 500 Equal Weight	3.72%	43,233	$7.6M	Add +6.1%
IJH iShares Core S&P Midcap ETF	3.32%	108,508	$6.8M	Add +4.3%
AMZN Amazon.com Inc.	2.91%	27,036	$5.9M	Reduce -1.4%
DGRO iShares Core Dividend Growth	2.82%	93,627	$5.7M	Add +1.2%
IVV iShares Core S&P 500 ETF	2.72%	9,424	$5.5M	Reduce -3.6%
QQQ Invesco QQQ Trust Series 1	2.41%	9,616	$4.9M	Add +1.1%
MSFT Microsoft Corp.	2.20%	10,627	$4.5M	Add +0.5%
DFAU Dimensional US Core Equity M	2.14%	107,539	$4.4M	Add +9.0%
FBND Fidelity Total Bond ETF	1.89%	85,680	$3.8M	Add +34.1%
IJR iShares Core S&P Small-Cap E	1.85%	32,728	$3.8M	Add +0.8%
DFAI Dimensional International Co.	1.83%	127,652	$3.7M	Add +4.3%
WFC Wells Fargo & Co.	1.81%	52,576	$3.7M	Add +0.3%
IAGG iShares Intl Aggregate Bond	1.76%	72,011	$3.6M	Add +19.2%
TPYP Managed Portfolio Series	1.63%	97,144	$3.3M	Reduce -3.4%
NVDA Nvidia Corp.	1.49%	22,607	$3.0M	Reduce -1.7%
HYLS FT Tactical High Yield ETF	1.28%	62,900	$2.6M	Add +2.2%
ITOT iShares Core S&P Total U.S.	1.24%	19,700	$2.5M	Reduce -0.8%
WMT Walmart Inc.	1.24%	27,935	$2.5M	Reduce -7.1%
DE Deere & Co.	1.19%	5,711	$2.4M	Reduce -1.2%
RQI Cohen & Steers Qual Inc. RLTY	1.15%	192,016	$2.4M	Add +4.6%
FTCS First Trust Capital Strength	1.03%	23,899	$2.1M	Reduce -2.3%
JCPB JPMorgan Core Plus Bond ETF	0.95%	42,053	$1.9M	Add +2.1%
FDL First Trust Morn DVD Lead Inc.	0.93%	47,009	$1.9M	Reduce -7.2%
FTSM First Trust Enh Short Mat FD	0.89%	30,418	$1.8M	Add +3.4%
DFAC Dimensional US Core Equity 2	0.89%	52,546	$1.8M	Reduce -2.9%
TSLA Tesla Inc.	0.82%	4,118	$1.7M	Reduce -1.8%
FEMS First Trust Emerging Markets	0.80%	43,327	$1.6M	Add +2.3%
FBT First Trust Nyse Arca Biotec	0.79%	9,701	$1.6M	Reduce -3.2%
AVGO Broadcom Inc.	0.77%	6,730	$1.6M	Reduce -14.1%
DFAX Dimensional World Ex US Core	0.76%	62,292	$1.5M	Add +5.7%
DFAE Dimensional Emerging Core Eq	0.70%	56,223	$1.4M	Reduce -1.2%
RDVY First Trust Rising Dividend	0.66%	22,691	$1.3M	Add +0.6%
CAT Caterpillar Inc.	0.65%	3,665	$1.3M	Add +0.1%
REGL Prshrs S&P Mid 400 DVD Arist	0.59%	14,799	$1.2M	Reduce -5.6%
XOM Exxon Mobil Corp.	0.58%	11,024	$1.2M	Reduce -0.4%
DFAS Dimensional US Small Cap ETF	0.54%	16,794	$1.1M	Add +12.4%
BUFR FT Vest Lad Buffervetf-Usd I	0.51%	33,847	$1.0M	Add +3.5%
EPD Enterprise Products Partners	0.50%	32,466	$1.0M	Add +0.7%
PPT Franklin Premir Inc. Trust-Ui	0.50%	284,691	$1.0M	Reduce -7.9%
RDVI FT Vest Rising Dividend Achi	0.48%	40,618	$985K	Add +11.0%
ICVT iShares Convertible Bond ETF	0.47%	11,236	$955K	Add +4.6%
XAWFX Alliancebernstein GL Hi Inc.	0.47%	88,462	$949K	Reduce -4.0%
OKE Oneok Inc.	0.46%	9,336	$937K	Add +0.2%
BX Blackstone Inc.	0.45%	5,351	$923K	No change
ISTB iShares Core 1-5 Year Usd Bo	0.45%	19,283	$921K	Add +5.5%
KMI Kinder Morgan Inc.	0.45%	33,489	$918K	Reduce -1.6%
PEP Pepsico Inc.	0.45%	6,019	$915K	Add +1.0%
AXON Axon Enterprise Inc.	0.44%	1,525	$906K	Reduce -12.9%
FV First Trust DW Focus 5 Fund	0.44%	15,281	$902K	Reduce -3.8%
FTHI Fthi/First Trust Exchange-TR	0.44%	38,706	$901K	Add +16.4%
EMLP First Trust North American E	0.43%	24,833	$885K	Reduce -0.0%
DFIC Dimensional International Co.	0.43%	33,611	$869K	Add +3.5%
CP Canadian Pacific Kansas City	0.42%	11,962	$866K	No change
COLB Columbia Banking System Inc.	0.42%	31,970	$864K	Add +0.3%
FTSL First Trust Senior Loan ETF	0.42%	18,517	$856K	Reduce -14.0%
GOOGL Alphabet Inc. Class A	0.40%	4,331	$820K	Add +3.8%
GOOG Alphabet Inc. Class C	0.40%	4,236	$807K	Add +1.1%
LMT Lockheed Martin Corp.	0.38%	1,577	$766K	Add +0.3%
META Meta Platforms Inc. Class A	0.37%	1,301	$762K	Reduce -1.1%
HYGV NT HY Val-SCRD BD ETF	0.37%	18,644	$758K	Add +33.1%
FAB First Trust Multi Cap Value	0.37%	9,064	$748K	Add +5.6%
UBER Uber Technologies Inc.	0.36%	12,302	$742K	Reduce -0.6%
ABBV Abbvie Inc.	0.35%	4,059	$721K	Add +0.1%
HD Home Depot Inc.	0.34%	1,763	$686K	Reduce -2.8%
VLO Valero Energy Corp.	0.33%	5,479	$672K	Add +12.9%
SUN Sunoco LP	0.33%	13,006	$669K	Reduce -1.9%
V Visa Inc. Class A	0.33%	2,096	$662K	Reduce -0.1%
USB US Bancorp	0.31%	13,344	$638K	Reduce -33.1%
ARCC Ares Capital Corp.	0.31%	29,067	$636K	Reduce -5.2%
IEFA iShares Core MSCI Eafe ETF	0.31%	8,968	$630K	Add +6.6%
CSQ Calamos Strat TTL RTRN FND	0.30%	34,146	$605K	Add +0.7%
FDN First Trust DJ Internet Ind	0.29%	2,461	$598K	Reduce -12.8%
VZ Verizon Communications Inc.	0.29%	14,776	$591K	Add +18.3%
PG The Procter & Gamble Co.	0.29%	3,481	$584K	Reduce -2.1%
TRV The Travelers Cos Inc.	0.29%	2,420	$583K	Add +12.4%
FXZ First Trust Materials Alphad	0.28%	10,163	$577K	Reduce -11.9%
ADX Adams Diversified Equity	0.25%	25,369	$512K	Add +9.4%
UTF Cohen & Steers Infrastructur	0.25%	21,301	$512K	Reduce -3.4%
ASML ASML Holding NV-NY Reg SHS	0.25%	731	$507K	Add +39.2%
CTAS Cintas Corp.	0.24%	2,703	$494K	Reduce -3.6%
JHMM John Hancock Multi Fact Mid	0.24%	8,225	$491K	Reduce -0.6%
O Realty Income Corp.	0.24%	9,041	$483K	Reduce -1.4%
AIRR First Trust Rba American Ind	0.24%	6,254	$482K	Add +24.5%
SNOV FT Vest US Small Cap Moderat	0.24%	20,821	$481K	New
GUNR NT Mstar GLBL NR ETF	0.23%	12,966	$471K	Reduce -33.5%
RJF Raymond James Financial Inc.	0.23%	3,027	$470K	Add +0.3%
DFUV Dimensional US Marketwide Va	0.23%	11,424	$467K	Add +0.4%
ZTS Zoetis Inc.	0.23%	2,814	$459K	Add +0.1%
JHPI John Hancock Preferred Incom	0.22%	20,063	$452K	Add +6.8%
BSJP Invesco Bulletshares 2025 HY	0.22%	19,589	$452K	Add +1.3%
FANG Diamondback Energy Inc.	0.22%	2,700	$442K	No change
RACE Ferrari NV	0.21%	1,030	$438K	No change
VUG Vanguard Mrngstar GR ETF-Sui	0.21%	1,064	$437K	Add +2.8%
VNLA Janus Henderson Short Durati	0.21%	8,926	$437K	Reduce -7.9%
FTRI First Trust Indxx Global Nat	0.21%	36,204	$435K	Reduce -30.1%
DFEM Dimensional Emrg MRKT Core	0.21%	16,386	$429K	Add +0.5%
JNJ Johnson & Johnson	0.21%	2,950	$427K	Add +6.4%
USRT iShares Core US REIT ETF	0.21%	7,401	$424K	Add +13.0%
CCD Calamos DYN Convert & Inc.	0.20%	17,129	$416K	Add +9.0%
VOE Vngrd Mrngstr MD-Cap Val ETF	0.20%	2,555	$413K	Reduce -0.1%
SPY SS SPDR S&P 500 ETF Trust-US	0.20%	703	$412K	Add +2.8%
DFIS Dimensional International SM	0.20%	16,493	$405K	Reduce -5.8%
BSJQ Invesco Bulletshares 2026 HY	0.20%	17,340	$404K	Add +1.3%
BSJR Invesco Bulletshares 2027 HY	0.19%	17,386	$389K	Add +36.8%
DUK Duke Energy Corp.	0.19%	3,588	$387K	Reduce -0.2%
SDVY First Trust Smid Cap Rising	0.19%	10,680	$383K	Reduce -0.7%
IBHF iShares Ibond 2026 HY & Inc.	0.19%	16,459	$381K	Add +13.4%
FXR First Trust Indst/Producers	0.19%	5,056	$378K	Reduce -2.3%
DELL Dell Technologies -C	0.19%	3,274	$377K	Reduce -38.8%
IBHE iShares Ibonds 2025 H/Y Inc.	0.18%	16,179	$375K	Add +28.0%
BUFD FT VST Lad Deep Buf ETF-Usdi	0.18%	14,538	$371K	Add +26.0%
ACN Accenture PLC Class A	0.18%	1,034	$364K	Add +0.1%
SYK Stryker Corp.	0.18%	1,000	$360K	No change
DUHP Dimensional US High Profi Et	0.18%	10,569	$357K	Reduce -7.2%
BUFT FT Vest Buffered Allocation	0.17%	15,391	$345K	No change
CMI Cummins Inc.	0.17%	989	$345K	Add +0.1%
GOF Guggenheim Strategic Opport	0.17%	22,481	$343K	Reduce -3.6%
LNT Alliant Energy Corp.	0.16%	5,648	$334K	Add +0.4%
FCX Freeport-McMoran Inc.	0.16%	8,767	$334K	Reduce -2.3%
CWEN Clearway Energy Inc. Class C	0.16%	12,602	$328K	Add +7.6%
LMBS First Trust Low Duration Opp	0.16%	6,720	$327K	Reduce -2.2%
BA The Boeing Co.	0.16%	1,840	$326K	Reduce -1.9%
FIXD First Trust Smith Opportunis	0.16%	7,376	$317K	Reduce -9.8%
CET Central Securities Corp.	0.15%	6,894	$315K	Add +4.3%
NFLX Netflix Inc.	0.15%	352	$314K	Reduce -25.4%
GJUN FT Vest US Equity Moderate B	0.15%	8,696	$313K	No change
HON Honeywell International Inc.	0.15%	1,376	$311K	Add +0.1%
LLY Eli Lilly & Co.	0.15%	399	$308K	Add +5.6%
SKYY First Trust Cloud Computing	0.15%	2,560	$305K	No change
MHF Western Asset Municipal High	0.15%	44,799	$305K	Add +1.4%
VXF Vanguard Extended Market ETF	0.15%	1,599	$304K	Reduce -1.5%
AMT American Tower Corp.	0.14%	1,594	$292K	Add +5.9%
BNDX Vanguard Total Intl Bond ETF	0.14%	5,955	$292K	Add +22.7%
JPM JPMorgan Chase & Co.	0.14%	1,215	$291K	Add +0.1%
TRPA Hartford Aaa Clo ETF	0.13%	7,041	$274K	Add +0.5%
GS Goldman Sachs Group Inc.	0.13%	476	$273K	No change
XEVVX Eaton Vance Ltd. Durat Inc.	0.13%	27,179	$266K	Reduce -6.0%
NVS Novartis AG-Sponsored ADR	0.13%	2,705	$263K	No change
JEPI JPMorgan Equity Premium Inco	0.13%	4,518	$260K	Reduce -14.7%
MRK Merck & Co. Inc.	0.12%	2,542	$253K	Reduce -5.8%
RTX RTX Corp.	0.12%	2,184	$253K	New
VNQ Vanguard Real Estate ETF	0.12%	2,817	$251K	Add +30.2%
COWZ Pacer US Cash Cows 100 ETF	0.12%	4,410	$249K	Reduce -22.6%
IUSB Ishr CR Unvrse Usd BD ETF-Ui	0.12%	5,369	$243K	Add +1.4%
CWB SS SPDR BB Conv Sec ETF	0.12%	3,098	$241K	Reduce -0.3%
IEMG iShares Core MSCI Emerging	0.12%	4,607	$241K	Add +4.2%
GJAN FT Vest US Equity Moderate B	0.12%	6,217	$240K	Reduce -4.3%
BIPC Brookfield Infrastructure-A	0.12%	5,975	$239K	Add +0.7%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.12%	5,379	$236K	Add +0.1%
BRK.B Berkshire Hathaway Inc. Class B	0.12%	519	$235K	Add +4.0%
MCK McKesson Corp.	0.12%	412	$235K	Reduce -21.7%
MSD Morgan Stanley Emrg MKT Debt	0.12%	30,449	$234K	Add +0.5%
USA Liberty All Star Equity Fund	0.11%	33,291	$231K	No change
KNG FT Vest S&P 500 DVD Arst TRG	0.11%	4,595	$231K	Reduce -0.9%
OGN Organon & Co.	0.11%	15,211	$227K	Add +37.5%
UCON First Trust Smith Unconstrai	0.11%	9,129	$225K	New
EMB iShares JP Morgan Usd Emergi	0.11%	2,500	$223K	Reduce -6.9%
XGDVX Gabelli Dividend & Income TR	0.11%	9,161	$221K	Reduce -4.5%
EOG EOG Resources Inc.	0.11%	1,776	$218K	Add +3.7%
ICE Intercontinental Exchange Inc.	0.10%	1,425	$212K	No change
RSG Republic Services Inc.	0.10%	1,050	$211K	Reduce -1.9%
LNG Cheniere Energy Inc.	0.10%	983	$211K	New
UPGD Invesco Bloomberg Analyst Ra	0.10%	2,968	$205K	Add +0.4%
XJQCX Nuveen Credit Strategies Inc.	0.09%	33,037	$188K	Add +3.1%
OBDC Blue Owl Capital Corp.	0.08%	10,385	$157K	Add +2.0%
XAWPX Abrdn Global Premier Propert	0.07%	37,434	$144K	Add +1.6%
GAB Gabelli Equity Trust	0.07%	25,309	$136K	Add +0.4%
XCHYX Calamos Convert & High Inc.	0.06%	10,439	$127K	Add +4.4%
NAD Nuveen Quality Municipal Inc.	0.06%	10,759	$125K	Reduce -18.5%
F Ford Motor Co. filed as FORD MTR CO	0.05%	11,106	$110K	Add +0.8%
BDJ BlackRock Enhanced Eqty DVD	0.05%	11,821	$98K	Add +1.8%
XAODX Abrdn Total Dynamic Dividend	0.05%	11,501	$97K	Add +1.1%
ETW Eaton Vance T/M GLBL Buy-WR	0.04%	10,603	$89K	Add +2.1%
ASG Liberty All-Star Growth FD	0.03%	10,049	$57K	No change

Other holdings (2): bonds, preferreds, convertibles and warrants · $256K (not counted above)

Security	Class	Shares / Principal	Value	Change
RLJ LODGING TRUST (RLJ 1.95 PERP A)	CUM CONV PFD A	10,169	$250K	Reduce -9.7%
VSEEW Digital Health Acquist-CW23	*W EXP 99/99/999	121,000	$6K	No change

Total filed on the 13F, all lines: $204.0M.

Portfolio Sells Q3 2024 → Q4 2024


IBHD iShares Ibonds 2024 H/Y Inc.	Sold out	0.00%	−0.22
BSJO Invesco Bulletshares 2024 HY	Sold out	0.00%	−0.19
FTGC First Trust Global Tactical	Sold out	0.00%	−0.18
GUNR NT Mstar GLBL NR ETF	Reduce -33.5%	0.23%	−0.17
USB US Bancorp	Reduce -33.1%	0.31%	−0.15
FDL First Trust Morn DVD Lead Inc.	Reduce -7.2%	0.93%	−0.14
FTRI First Trust Indxx Global Nat	Reduce -30.1%	0.21%	−0.14
DELL Dell Technologies -C	Reduce -38.8%	0.19%	−0.13
XMAR FT Vest US Equity Enhance &	Sold out	0.00%	−0.12
MMM 3M Co.	Sold out	0.00%	−0.11
IVV iShares Core S&P 500 ETF	Reduce -3.6%	2.72%	−0.11
FMB First Trust Managed Municipa	Sold out	0.00%	−0.11
FXZ First Trust Materials Alphad	Reduce -11.9%	0.28%	−0.11
UBER Uber Technologies Inc.	Reduce -0.6%	0.36%	−0.10
IRM Iron Mountain Inc.	Sold out	0.00%	−0.10
GE General Electric	Sold out	0.00%	−0.10
FTCS First Trust Capital Strength	Reduce -2.3%	1.03%	−0.09
DFAE Dimensional Emerging Core Eq	Reduce -1.2%	0.70%	−0.08
PPT Franklin Premir Inc. Trust-Ui	Reduce -7.9%	0.50%	−0.08
FTSL First Trust Senior Loan ETF	Reduce -14.0%	0.42%	−0.08
FBT First Trust Nyse Arca Biotec	Reduce -3.2%	0.79%	−0.07
XOM Exxon Mobil Corp.	Reduce -0.4%	0.58%	−0.07
FCX Freeport-McMoran Inc.	Reduce -2.3%	0.16%	−0.06
XAWFX Alliancebernstein GL Hi Inc.	Reduce -4.0%	0.47%	−0.06
REGL Prshrs S&P Mid 400 DVD Arist	Reduce -5.6%	0.59%	−0.06
O Realty Income Corp.	Reduce -1.4%	0.24%	−0.06
XEXGX Eaton Vance Tax-Managed Glob	Sold out	0.00%	−0.05
CTAS Cintas Corp.	Reduce -3.6%	0.24%	−0.05
COWZ Pacer US Cash Cows 100 ETF	Reduce -22.6%	0.12%	−0.04
DFAC Dimensional US Core Equity 2	Reduce -2.9%	0.89%	−0.04
DFIS Dimensional International SM	Reduce -5.8%	0.20%	−0.04
UTF Cohen & Steers Infrastructur	Reduce -3.4%	0.25%	−0.04
HD Home Depot Inc.	Reduce -2.8%	0.34%	−0.03
JEPI JPMorgan Equity Premium Inco	Reduce -14.7%	0.13%	−0.03
FIXD First Trust Smith Opportunis	Reduce -9.8%	0.16%	−0.03
MRK Merck & Co. Inc.	Reduce -5.8%	0.12%	−0.03
SUN Sunoco LP	Reduce -1.9%	0.33%	−0.03
DE Deere & Co.	Reduce -1.2%	1.19%	−0.02
VNLA Janus Henderson Short Durati	Reduce -7.9%	0.21%	−0.02
PG The Procter & Gamble Co.	Reduce -2.1%	0.29%	−0.02
XEVVX Eaton Vance Ltd. Durat Inc.	Reduce -6.0%	0.13%	−0.02
FV First Trust DW Focus 5 Fund	Reduce -3.8%	0.44%	−0.02
NAD Nuveen Quality Municipal Inc.	Reduce -18.5%	0.06%	−0.02
DUHP Dimensional US High Profi Et	Reduce -7.2%	0.18%	−0.02
DUK Duke Energy Corp.	Reduce -0.2%	0.19%	−0.02
EMB iShares JP Morgan Usd Emergi	Reduce -6.9%	0.11%	−0.02
GOF Guggenheim Strategic Opport	Reduce -3.6%	0.17%	−0.02
MCK McKesson Corp.	Reduce -21.7%	0.12%	−0.02
NFLX Netflix Inc.	Reduce -25.4%	0.15%	−0.01
KNG FT Vest S&P 500 DVD Arst TRG	Reduce -0.9%	0.11%	−0.01

Portfolio Buys Q3 2024 → Q4 2024


JAAA Janus Henderson Aaa Clo ETF	Add +39.6%	4.45%	+1.18
FBND Fidelity Total Bond ETF	Add +34.1%	1.89%	+0.39
WFC Wells Fargo & Co.	Add +0.3%	1.81%	+0.32
SNOV FT Vest US Small Cap Moderat	New	0.24%	+0.24
IAGG iShares Intl Aggregate Bond	Add +19.2%	1.76%	+0.19
DFAU Dimensional US Core Equity M	Add +9.0%	2.14%	+0.17
RTX RTX Corp.	New	0.12%	+0.12
UCON First Trust Smith Unconstrai	New	0.11%	+0.11
LNG Cheniere Energy Inc.	New	0.10%	+0.10
QQQ Invesco QQQ Trust Series 1	Add +1.1%	2.41%	+0.08
HYGV NT HY Val-SCRD BD ETF	Add +33.1%	0.37%	+0.08
IJH iShares Core S&P Midcap ETF	Add +4.3%	3.32%	+0.06
FTHI Fthi/First Trust Exchange-TR	Add +16.4%	0.44%	+0.06
GOOGL Alphabet Inc. Class A	Add +3.8%	0.40%	+0.05
DFAS Dimensional US Small Cap ETF	Add +12.4%	0.54%	+0.05
RSP Invesco S&P 500 Equal Weight	Add +6.1%	3.72%	+0.05
AIRR First Trust Rba American Ind	Add +24.5%	0.24%	+0.05
BSJR Invesco Bulletshares 2027 HY	Add +36.8%	0.19%	+0.05
RJF Raymond James Financial Inc.	Add +0.3%	0.23%	+0.05
GOOG Alphabet Inc. Class C	Add +1.1%	0.40%	+0.04
BUFD FT VST Lad Deep Buf ETF-Usdi	Add +26.0%	0.18%	+0.04
IBHE iShares Ibonds 2025 H/Y Inc.	Add +28.0%	0.18%	+0.04
OKE Oneok Inc.	Add +0.2%	0.46%	+0.03
TRV The Travelers Cos Inc.	Add +12.4%	0.29%	+0.03
RDVI FT Vest Rising Dividend Achi	Add +11.0%	0.48%	+0.03
ASML ASML Holding NV-NY Reg SHS	Add +39.2%	0.25%	+0.03
EPD Enterprise Products Partners	Add +0.7%	0.50%	+0.03
BNDX Vanguard Total Intl Bond ETF	Add +22.7%	0.14%	+0.02
VNQ Vanguard Real Estate ETF	Add +30.2%	0.12%	+0.02
ICVT iShares Convertible Bond ETF	Add +4.6%	0.47%	+0.02
IBHF iShares Ibond 2026 HY & Inc.	Add +13.4%	0.19%	+0.02
BUFR FT Vest Lad Buffervetf-Usd I	Add +3.5%	0.51%	+0.01
VUG Vanguard Mrngstar GR ETF-Sui	Add +2.8%	0.21%	+0.01
JPM JPMorgan Chase & Co.	Add +0.1%	0.14%	+0.01
HON Honeywell International Inc.	Add +0.1%	0.15%	+0.01
BAC Bank of America Corp.	Add +0.1%	0.12%	+0.01
CMI Cummins Inc.	Add +0.1%	0.17%	+0.01
VZ Verizon Communications Inc.	Add +18.3%	0.29%	+0.01
FTSM First Trust Enh Short Mat FD	Add +3.4%	0.89%	+0.01
COLB Columbia Banking System Inc.	Add +0.3%	0.42%	+0.01
USRT iShares Core US REIT ETF	Add +13.0%	0.21%	+0.01
OGN Organon & Co.	Add +37.5%	0.11%	+0.01
ISTB iShares Core 1-5 Year Usd Bo	Add +5.5%	0.45%	+0.00
SPY SS SPDR S&P 500 ETF Trust-US	Add +2.8%	0.20%	+0.00
CCD Calamos DYN Convert & Inc.	Add +9.0%	0.20%	+0.00
FAB First Trust Multi Cap Value	Add +5.6%	0.37%	+0.00
OBDC Blue Owl Capital Corp.	Add +2.0%	0.08%	+0.00
CET Central Securities Corp.	Add +4.3%	0.15%	+0.00
JHPI John Hancock Preferred Incom	Add +6.8%	0.22%	+0.00
XCHYX Calamos Convert & High Inc.	Add +4.4%	0.06%	+0.00

Notes & Other Activity Q3 2024 → Q4 2024


RLJ LODGING TRUST (RLJ 1.95 PERP A)	CUM CONV PFD A	Reduce -9.7%	10,169	$250K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	207	$278.2M	AAPL, RSP, FPE, DGRO, IJH
Q1 2026	198	$250.9M	AAPL, FPE, RSP, DGRO, IJH
Q4 2025	189	$242.3M	AAPL, FPE, RSP, DGRO, IJH
Q3 2025	186	$234.6M	AAPL, FPE, RSP, JAAA, IJH
Q2 2025	182	$219.9M	AAPL, FPE, RSP, JAAA, IJH
Q1 2025	181	$202.5M	AAPL, FPE, JAAA, RSP, IJH
Q4 2024	177	$203.7M	AAPL, JAAA, FPE, RSP, IJH
Q3 2024	182	$199.0M	AAPL, FPE, RSP, JAAA, IJH
Q2 2024	174	$180.5M	AAPL, FPE, RSP, IVV, AMZN
Q1 2024	178	$171.0M	AAPL, FPE, RSP, IVV, DGRO