Quad-Cities Investment Group, LLC

In its 13F for Q3 2025 (holdings as of September 30, 2025, filed October 16, 2025), Quad-Cities Investment Group, LLC reported 186 stock positions worth $234.6 million. Its top holding was Apple (AAPL) at 6.5% of the portfolio, followed by FT-Preferred Secur & Inc. ETF (FPE, 3.8%) and Invesco S&P 500 Equal Weight (RSP, 3.8%). Compared with Q2 2025, it opened 9 new positions, sold out of 5, added to 93 and reduced 65. The biggest buy was a new position in Unitedhealth (UNH) and the biggest sale Janus Henderson Aaa Clo ETF (JAAA, shares −6%).

Most Recent 13F
Q2 2026
Location
DAVENPORT, IA
CIK
0001741426
Portfolio Value
$234.6M (Q3 2025)
SEC Filing
0001741426-25-000003 ↗ filed Oct 16, 2025

Holdings Value

0$100.0M$200.0M$300.0M Q1 2024: $171.0M Q1 2024 Q2 2024: $180.5M Q2 2024 Q3 2024: $199.0M Q3 2024 Q4 2024: $203.7M Q4 2024 Q1 2025: $202.5M Q1 2025 Q2 2025: $219.9M Q2 2025 Q3 2025: $234.6M $234.6M Q3 2025 Q4 2025: $242.3M Q4 2025 Q1 2026: $250.9M Q1 2026 Q2 2026: $278.2M Q2 2026

Holdings 186 stocks · $234.6M
AAPL Apple Inc. 6.53% 60,197 $15.3M Reduce -2.6%
FPE FT-Preferred Secur & Inc. ETF 3.84% 493,868 $9.0M Add +2.0%
RSP Invesco S&P 500 Equal Weight 3.79% 46,870 $8.9M Add +1.8%
JAAA Janus Henderson Aaa Clo ETF 3.12% 144,104 $7.3M Reduce -5.9%
IJH iShares Core S&P Midcap ETF 3.11% 111,907 $7.3M Add +0.1%
DGRO iShares Core Dividend Growth 3.10% 107,005 $7.3M Add +2.2%
AMZN Amazon.com Inc. 2.57% 27,433 $6.0M Reduce -3.8%
IVV iShares Core S&P 500 ETF 2.46% 8,621 $5.8M Reduce -2.5%
MSFT Microsoft Corp. 2.44% 11,042 $5.7M Reduce -2.0%
DFAU Dimensional US Core Equity M 2.43% 124,380 $5.7M Add +4.2%
QQQ Invesco QQQ Trust Series 1 2.29% 8,948 $5.4M Reduce -4.3%
FBND Fidelity Total Bond ETF 2.15% 109,186 $5.0M Add +4.9%
DFAI Dimensional International Co. 2.13% 137,459 $5.0M Add +3.0%
NVDA Nvidia Corp. 2.01% 25,269 $4.7M Reduce -1.1%
WFC Wells Fargo & Co. 1.85% 51,752 $4.3M Reduce -0.9%
IAGG iShares Intl Aggregate Bond 1.73% 79,403 $4.1M Reduce -2.1%
IJR iShares Core S&P Small-Cap E 1.69% 33,323 $4.0M Add +0.9%
TPYP Tortoise North American Pipe 1.43% 92,335 $3.4M Reduce -5.6%
HYLS FT Tactical High Yield ETF 1.39% 77,459 $3.3M Add +1.6%
ITOT iShares Core S&P Total U.S. 1.20% 19,332 $2.8M Reduce -1.7%
WMT Walmart Inc. 1.18% 26,882 $2.8M Reduce -3.4%
DE Deere & Co. 1.09% 5,586 $2.6M Add +0.4%
DFAE Dimensional Emerging Core Eq 1.02% 76,192 $2.4M Add +5.8%
RQI Cohen & Steers Qual Inc. RLTY 1.01% 189,834 $2.4M Reduce -1.4%
DFAC Dimensional US Core Equity 2 0.97% 59,064 $2.3M Add +1.8%
AVGO Broadcom Inc. 0.95% 6,723 $2.2M Reduce -4.2%
DFAX Dimensional World Ex US Core 0.90% 67,284 $2.1M Add +1.7%
FTCS First Trust Capital Strength 0.90% 22,511 $2.1M Reduce -3.7%
JCPB JPMorgan Core Plus Bond ETF 0.88% 43,351 $2.1M Reduce -4.1%
TSLA Tesla Inc. 0.85% 4,489 $2.0M Reduce -2.6%
FEMS First Trust Emerging Markets 0.85% 45,183 $2.0M Reduce -0.4%
FDL First Trust Morn DVD Lead Inc. 0.84% 45,156 $2.0M Reduce -1.9%
CAT Caterpillar Inc. 0.76% 3,737 $1.8M Add +1.8%
FTSM First Trust Enh Short Mat FD 0.71% 27,818 $1.7M Reduce -2.8%
DFAS Dimensional US Small Cap ETF 0.67% 22,908 $1.6M Add +11.3%
GOOG Alphabet Inc. Class C 0.66% 6,371 $1.6M Add +0.8%
FBT First Trust Nyse Arca Biotec 0.64% 8,373 $1.5M Reduce -7.0%
RDVI FT Vest Rising Dividend Achi 0.63% 57,373 $1.5M Add +4.7%
UBER Uber Technologies Inc. 0.62% 14,897 $1.5M Add +7.2%
RDVY First Trust Rising Dividend 0.60% 21,062 $1.4M Reduce -5.2%
FTSL First Trust Senior Loan ETF 0.55% 28,215 $1.3M Add +9.5%
XOM Exxon Mobil Corp. 0.53% 11,045 $1.2M Reduce -0.1%
FTHI Fthi/First Trust Exchange-TR 0.52% 51,106 $1.2M Add +0.8%
ICVT iShares Convertible Bond ETF 0.50% 11,812 $1.2M Add +3.0%
GOOGL Alphabet Inc. Class A 0.50% 4,789 $1.2M Reduce -2.7%
DFIC Dimensional International Co. 0.47% 33,711 $1.1M Add +4.9%
REGL Prshrs S&P Mid 400 DVD Arist 0.47% 12,952 $1.1M Reduce -1.2%
AXON Axon Enterprise Inc. 0.47% 1,525 $1.1M No change
COLB Columbia Banking System Inc. 0.47% 42,514 $1.1M Add +17.4%
BUFR FT Vest Lad Buffervetf-Usd I 0.46% 32,553 $1.1M Reduce -3.8%
EPD Enterprise Products Partners 0.46% 34,780 $1.1M Add +2.6%
PPT Franklin Premir Inc. Trust-Ui 0.45% 286,067 $1.1M Reduce -0.9%
META Meta Platforms Inc. Class A 0.45% 1,427 $1.0M Add +0.8%
ISTB iShares Core 1-5 Year Usd Bo 0.43% 20,748 $1.0M Add +3.3%
XAWFX Alliancebernstein GL Hi Inc. 0.43% 90,332 $1.0M Add +0.9%
KMI Kinder Morgan Inc. 0.42% 34,937 $989K Add +0.7%
IBHF iShares Ibond 2026 HY & Inc. 0.42% 42,279 $989K Add +11.6%
VLO Valero Energy Corp. 0.42% 5,742 $978K Add +1.3%
ABBV Abbvie Inc. 0.41% 4,169 $965K Add +0.9%
AVMC Avantis US Mid Cap Eq ETF 0.40% 13,425 $934K Add +27.1%
SPY SS SPDR S&P 500 ETF Trust-US 0.39% 1,390 $926K Add +4.6%
EMLP First Trust North American E 0.39% 24,152 $925K Reduce -2.6%
FV First Trust DW Focus 5 Fund 0.38% 14,524 $899K Reduce -7.1%
CPA Copa Holdings SA Class A 0.38% 7,568 $899K Add +4.4%
BX Blackstone Inc. 0.38% 5,251 $897K No change
TRV The Travelers Cos Inc. 0.38% 3,209 $896K Add +0.1%
CP Canadian Pacific Kansas City 0.38% 11,955 $891K Reduce -0.1%
AIRR First Trust Rba American Ind 0.37% 8,914 $862K Add +1.9%
PEP Pepsico Inc. 0.35% 5,927 $832K Reduce -2.4%
LMT Lockheed Martin Corp. 0.35% 1,653 $825K Reduce -5.8%
FAB First Trust Multi Cap Value 0.34% 9,040 $789K Add +0.7%
IEFA iShares Core MSCI Eafe ETF 0.32% 8,713 $761K Reduce -0.8%
HD Home Depot Inc. 0.30% 1,752 $710K Add +0.1%
TSM Taiwan Semiconductor-SP ADR 0.30% 2,528 $706K Add +3.5%
V Visa Inc. Class A 0.30% 2,035 $695K Reduce -1.1%
SUN Sunoco LP 0.29% 13,618 $681K Add +0.3%
OKE Oneok Inc. 0.29% 9,322 $680K Add +0.4%
FDN First Trust DJ Internet Ind 0.29% 2,402 $672K No change
CSQ Calamos Strat TTL RTRN FND 0.27% 32,911 $635K Reduce -0.0%
MOAT Vaneck Morningstar Wide Moat 0.26% 6,165 $611K Add +11.2%
ADX Adams Diversified Equity 0.26% 27,375 $610K Add +3.2%
ARCC Ares Capital Corp. 0.26% 29,866 $610K Add +0.5%
VZ Verizon Communications Inc. 0.26% 13,675 $601K Add +0.6%
HYGV NT HY Val-SCRD BD ETF 0.26% 14,527 $599K Reduce -4.9%
FXZ First Trust Materials Alphad 0.25% 9,623 $593K Reduce -0.0%
SNOV FT Vest US Small Cap Moderat 0.25% 23,354 $577K Add +7.7%
JNJ Johnson & Johnson 0.24% 3,073 $570K Reduce -0.9%
EMXC iShares MSCI Emr MRK Ex Chna 0.24% 8,303 $561K Add +9.0%
DFIS Dimensional International SM 0.24% 17,713 $560K Add +9.1%
CTAS Cintas Corp. 0.24% 2,703 $555K No change
O Realty Income Corp. 0.24% 9,120 $554K Add +0.1%
NFLX Netflix Inc. 0.23% 458 $549K Add +26.5%
UTF Cohen & Steers Infrastructur 0.23% 21,860 $542K Add +1.4%
IBHE iShares Ibonds 2025 H/Y Inc. 0.23% 23,228 $539K Reduce -7.5%
PG The Procter & Gamble Co. 0.23% 3,490 $536K Add +0.1%
RJF Raymond James Financial Inc. 0.22% 3,054 $527K Add +0.3%
DFEM Dimensional Emrg MRKT Core 0.22% 16,049 $515K Add +2.9%
VUG Vanguard Mrngstar GR ETF-Sui 0.22% 1,067 $512K Add +0.2%
RACE Ferrari NV 0.21% 1,035 $502K No change
JHPI John Hancock Preferred Incom 0.21% 21,474 $498K Reduce -0.3%
JHMM John Hancock Multi Fact Mid 0.21% 7,501 $485K Reduce -0.2%
VOE Vngrd Mrngstr MD-Cap Val ETF 0.20% 2,753 $481K Add +0.1%
CWEN Clearway Energy Inc. Class C 0.20% 16,356 $462K Add +10.7%
DFUV Dimensional US Marketwide Va 0.20% 10,298 $460K Reduce -6.5%
DUK Duke Energy Corp. 0.19% 3,609 $447K Add +0.2%
USRT iShares Core US REIT ETF 0.19% 7,481 $439K Reduce -5.3%
VNQ Vanguard Real Estate ETF 0.19% 4,799 $439K Add +6.0%
BSJR Invesco Bulletshares 2027 HY 0.18% 19,005 $432K Add +2.7%
BSJP Invesco Bulletshares 2025 HY 0.18% 18,591 $429K Add +1.0%
UNH Unitedhealth Group Inc. 0.18% 1,229 $425K New
DUHP Dimensional US High Profi Et 0.18% 11,206 $423K Reduce -1.7%
CMI Cummins Inc. 0.18% 993 $419K Add +0.2%
FANG Diamondback Energy Inc. 0.18% 2,900 $415K Add +3.6%
SDVY First Trust Smid Cap Rising 0.17% 10,786 $410K Reduce -5.9%
GRID First TRST Nasd Class Edg Sgiif 0.17% 2,702 $408K New
BUFD FT VST Lad Deep Buf ETF-Usdi 0.17% 14,538 $402K No change
VXF Vanguard Extended Market ETF 0.17% 1,919 $402K Add +8.5%
ZTS Zoetis Inc. 0.17% 2,739 $401K No change
USB US Bancorp 0.16% 7,952 $384K Add +0.1%
LNT Alliant Energy Corp. 0.16% 5,665 $382K Add +0.4%
GS Goldman Sachs Group Inc. 0.16% 476 $379K No change
ETN Eaton Corp. PLC 0.16% 1,002 $375K New
BUFT FT Vest Buffered Allocation 0.16% 15,391 $372K No change
SYK Stryker Corp. 0.16% 1,000 $370K No change
GJUN FT Vest US Equity Moderate B 0.16% 9,505 $370K Add +9.3%
JPM JPMorgan Chase & Co. 0.16% 1,170 $369K Reduce -1.3%
RTX RTX Corp. 0.16% 2,191 $367K Add +0.1%
FCX Freeport-McMoran Inc. 0.16% 9,347 $367K Add +0.1%
ASML ASML Holding NV-NY Reg SHS 0.16% 377 $365K Reduce -3.1%
GSEW Goldman Sachs Eql WGHT Large 0.16% 4,294 $365K Add +1.3%
NVS Novartis AG-Sponsored ADR 0.15% 2,809 $360K No change
CEG Constellation Energy 0.15% 1,091 $359K Add +0.2%
BSJQ Invesco Bulletshares 2026 HY 0.15% 15,318 $359K Reduce -14.1%
BA The Boeing Co. 0.15% 1,640 $354K No change
SKYY First Trust Cloud Computing 0.15% 2,560 $344K No change
GUNR NT Mstar GLBL NR ETF 0.14% 7,766 $340K Reduce -1.8%
CCD Calamos DYN Convert & Inc. 0.14% 15,995 $337K Reduce -11.1%
BNDX Vanguard Total Intl Bond ETF 0.14% 6,666 $330K Add +0.4%
CET Central Securities Corp. 0.14% 6,397 $329K Add +0.2%
MHF Western Asset Municipal High 0.14% 45,215 $327K Add +1.1%
MCK McKesson Corp. 0.14% 412 $318K No change
GE General Electric filed as GE AEROSPACE 0.14% 1,054 $317K Reduce -1.6%
FXR First Trust Indst/Producers 0.13% 3,994 $312K Reduce -12.3%
AMT American Tower Corp. 0.13% 1,607 $309K Add +0.3%
XEVVX Eaton Vance Ltd. Durat Inc. 0.13% 30,289 $307K Reduce -8.0%
LLY Eli Lilly & Co. 0.13% 401 $306K Add +0.3%
EMB iShares JP Morgan Usd Emergi 0.13% 3,192 $304K Add +2.9%
HON Honeywell International Inc. 0.12% 1,365 $287K Add +0.1%
VNLA Janus Henderson Short Durati 0.12% 5,754 $284K Reduce -4.0%
STX Seagate Technology Holdings 0.12% 1,200 $283K Reduce -20.0%
FTRI First Trust Indxx Global Nat 0.12% 18,417 $280K Add +0.3%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.12% 5,398 $278K Add +3.6%
IEMG iShares Core MSCI Emerging 0.12% 4,119 $272K Reduce -3.2%
FIXD First Trust Smith Opportunis 0.11% 6,031 $268K Reduce -0.2%
PYLD PIMCO Multisector Bond Actv 0.11% 9,737 $261K New
BRK.B Berkshire Hathaway Inc. Class B 0.11% 517 $260K Reduce -1.0%
XGDVX Gabelli Dividend & Income TR 0.11% 9,521 $258K Add +1.3%
ACN Accenture PLC Class A 0.11% 1,036 $255K Add +0.1%
KNG FT Vest S&P 500 DVD Arst TRG 0.11% 5,143 $254K Add +6.0%
JEPI JPMorgan Equity Premium Inco 0.11% 4,423 $253K Add +1.5%
BIPC Brookfield Infrastructure-A 0.11% 6,023 $248K No change
QQQM Invesco Nasdaq 100 ETF 0.11% 998 $247K New
CVX Chevron Corp. 0.10% 1,561 $242K Add +7.8%
CWB SS SPDR BB Conv Sec ETF 0.10% 2,656 $240K Reduce -14.7%
ICE Intercontinental Exchange Inc. 0.10% 1,425 $240K No change
RSG Republic Services Inc. 0.10% 1,041 $239K No change
GJAN FT Vest US Equity Moderate B 0.10% 5,717 $238K Reduce -0.7%
LNG Cheniere Energy Inc. 0.10% 989 $232K Add +0.2%
SPG Simon Property Group Inc. 0.10% 1,204 $226K New
TRPA Hartford Aaa Clo ETF 0.10% 5,736 $223K Reduce -20.9%
USA Liberty All Star Equity Fund 0.09% 35,140 $223K Add +2.7%
GOF Guggenheim Strategic Opport 0.09% 14,859 $223K Reduce -12.5%
T AT&T Inc. 0.09% 7,844 $222K Reduce -0.2%
DIHP Dimensional International Hi 0.09% 7,242 $220K Add +0.3%
IUSB Ishr CR Unvrse Usd BD ETF-Ui 0.09% 4,593 $215K Add +4.0%
BUFQ FT VST Lad NSDQ Buf ETF-Usdi 0.09% 5,985 $209K New
MMM 3M Co. 0.09% 1,342 $208K No change
PLTR Palantir Technologies Inc. Class A 0.09% 1,140 $208K New
BSJS Invesco Bulletshares 2028 HY 0.09% 9,161 $202K No change
MSD Morgan Stanley Emrg MKT Debt 0.08% 25,002 $184K Reduce -22.1%
GAB Gabelli Equity Trust 0.06% 24,702 $150K Reduce -1.0%
XJQCX Nuveen Credit Strategies Inc. 0.05% 23,778 $125K Add +2.2%
F Ford Motor Co. filed as FORD MTR CO 0.05% 10,051 $120K New
XAODX Abrdn Total Dynamic Dividend 0.05% 12,345 $117K Add +1.6%
XAWPX Abrdn Global Premier Propert 0.05% 27,442 $109K Add +2.6%
ETW Eaton Vance T/M GLBL Buy-WR 0.04% 11,302 $102K Add +2.1%
Other holdings (3): bonds, preferreds, convertibles and warrants · $245K (not counted above)
SecurityClassShares / PrincipalValueChange
RLJ LODGING TRUST (RLJ 1.95 PERP A) CUM CONV PFD A 9,582$242KReduce -3.9%
VSEEW Digital Health Acquist-CW23 *W EXP 99/99/999 121,000$2KNo change
COHEN & STEERS INFRASTRU RIGHT 10/16/2025 20,731$2KReduce -3.8%

Total filed on the 13F, all lines: $234.9M.

Portfolio Sells Q2 2025 → Q3 2025
JAAA Janus Henderson Aaa Clo ETF Reduce -5.9% 3.12% −0.42
AMZN Amazon.com Inc. Reduce -3.8% 2.57% −0.28
TPYP Tortoise North American Pipe Reduce -5.6% 1.43% −0.15
IAGG iShares Intl Aggregate Bond Reduce -2.1% 1.73% −0.15
MSFT Microsoft Corp. Reduce -2.0% 2.44% −0.11
LMBS First Trust Low Duration Opp Sold out 0.00% −0.11
GNOV FT Vest US Equity Moderate B Sold out 0.00% −0.09
JCPB JPMorgan Core Plus Bond ETF Reduce -4.1% 0.88% −0.09
RQI Cohen & Steers Qual Inc. RLTY Reduce -1.4% 1.01% −0.08
FTSM First Trust Enh Short Mat FD Reduce -2.8% 0.71% −0.07
OBDC Blue Owl Capital Corp. Sold out 0.00% −0.07
FTCS First Trust Capital Strength Reduce -3.7% 0.90% −0.07
QQQ Invesco QQQ Trust Series 1 Reduce -4.3% 2.29% −0.06
WMT Walmart Inc. Reduce -3.4% 1.18% −0.06
NAD Nuveen Quality Municipal Inc. Sold out 0.00% −0.06
WFC Wells Fargo & Co. Reduce -0.9% 1.85% −0.05
XCHYX Calamos Convert & High Inc. Sold out 0.00% −0.05
CP Canadian Pacific Kansas City Reduce -0.1% 0.38% −0.05
FDL First Trust Morn DVD Lead Inc. Reduce -1.9% 0.84% −0.04
FV First Trust DW Focus 5 Fund Reduce -7.1% 0.38% −0.04
IVV iShares Core S&P 500 ETF Reduce -2.5% 2.46% −0.04
BSJQ Invesco Bulletshares 2026 HY Reduce -14.1% 0.15% −0.04
V Visa Inc. Class A Reduce -1.1% 0.30% −0.04
IBHE iShares Ibonds 2025 H/Y Inc. Reduce -7.5% 0.23% −0.04
MSD Morgan Stanley Emrg MKT Debt Reduce -22.1% 0.08% −0.03
TRPA Hartford Aaa Clo ETF Reduce -20.9% 0.10% −0.03
PPT Franklin Premir Inc. Trust-Ui Reduce -0.9% 0.45% −0.03
HYGV NT HY Val-SCRD BD ETF Reduce -4.9% 0.26% −0.03
RDVY First Trust Rising Dividend Reduce -5.2% 0.60% −0.03
EMLP First Trust North American E Reduce -2.6% 0.39% −0.03
BUFR FT Vest Lad Buffervetf-Usd I Reduce -3.8% 0.46% −0.03
XEVVX Eaton Vance Ltd. Durat Inc. Reduce -8.0% 0.13% −0.02
CCD Calamos DYN Convert & Inc. Reduce -11.1% 0.14% −0.02
FBT First Trust Nyse Arca Biotec Reduce -7.0% 0.64% −0.02
FXR First Trust Indst/Producers Reduce -12.3% 0.13% −0.02
GOF Guggenheim Strategic Opport Reduce -12.5% 0.09% −0.02
LMT Lockheed Martin Corp. Reduce -5.8% 0.35% −0.02
USRT iShares Core US REIT ETF Reduce -5.3% 0.19% −0.02
DFUV Dimensional US Marketwide Va Reduce -6.5% 0.20% −0.02
REGL Prshrs S&P Mid 400 DVD Arist Reduce -1.2% 0.47% −0.01
CWB SS SPDR BB Conv Sec ETF Reduce -14.7% 0.10% −0.01
VNLA Janus Henderson Short Durati Reduce -4.0% 0.12% −0.01
XOM Exxon Mobil Corp. Reduce -0.1% 0.53% −0.01
PEP Pepsico Inc. Reduce -2.4% 0.35% −0.01
SDVY First Trust Smid Cap Rising Reduce -5.9% 0.17% −0.01
IEFA iShares Core MSCI Eafe ETF Reduce -0.8% 0.32% −0.01
T AT&T Inc. Reduce -0.2% 0.09% −0.01
JHPI John Hancock Preferred Incom Reduce -0.3% 0.21% −0.01
ITOT iShares Core S&P Total U.S. Reduce -1.7% 1.20% −0.01
FIXD First Trust Smith Opportunis Reduce -0.2% 0.11% −0.01

Portfolio Buys Q2 2025 → Q3 2025
UNH Unitedhealth Group Inc. New 0.18% +0.18
GRID First TRST Nasd Class Edg Sgiif New 0.17% +0.17
ETN Eaton Corp. PLC New 0.16% +0.16
GOOG Alphabet Inc. Class C Add +0.8% 0.66% +0.15
DFAU Dimensional US Core Equity M Add +4.2% 2.43% +0.13
CAT Caterpillar Inc. Add +1.8% 0.76% +0.11
PYLD PIMCO Multisector Bond Actv New 0.11% +0.11
QQQM Invesco Nasdaq 100 ETF New 0.11% +0.11
SPG Simon Property Group Inc. New 0.10% +0.10
BUFQ FT VST Lad NSDQ Buf ETF-Usdi New 0.09% +0.09
PLTR Palantir Technologies Inc. Class A New 0.09% +0.09
COLB Columbia Banking System Inc. Add +17.4% 0.47% +0.08
AVMC Avantis US Mid Cap Eq ETF Add +27.1% 0.40% +0.08
DFAE Dimensional Emerging Core Eq Add +5.8% 1.02% +0.08
DFAS Dimensional US Small Cap ETF Add +11.3% 0.67% +0.07
VLO Valero Energy Corp. Add +1.3% 0.42% +0.07
ABBV Abbvie Inc. Add +0.9% 0.41% +0.06
DGRO iShares Core Dividend Growth Add +2.2% 3.10% +0.06
F Ford Motor Co. New 0.05% +0.05
TSM Taiwan Semiconductor-SP ADR Add +3.5% 0.30% +0.05
IJR iShares Core S&P Small-Cap E Add +0.9% 1.69% +0.05
AIRR First Trust Rba American Ind Add +1.9% 0.37% +0.04
ICVT iShares Convertible Bond ETF Add +3.0% 0.50% +0.03
UBER Uber Technologies Inc. Add +7.2% 0.62% +0.03
DFAI Dimensional International Co. Add +3.0% 2.13% +0.03
CMI Cummins Inc. Add +0.2% 0.18% +0.03
DFAC Dimensional US Core Equity 2 Add +1.8% 0.97% +0.03
MOAT Vaneck Morningstar Wide Moat Add +11.2% 0.26% +0.02
SPY SS SPDR S&P 500 ETF Trust-US Add +4.6% 0.39% +0.02
IBHF iShares Ibond 2026 HY & Inc. Add +11.6% 0.42% +0.02
CPA Copa Holdings SA Class A Add +4.4% 0.38% +0.02
EMXC iShares MSCI Emr MRK Ex Chna Add +9.0% 0.24% +0.02
DFIS Dimensional International SM Add +9.1% 0.24% +0.02
SNOV FT Vest US Small Cap Moderat Add +7.7% 0.25% +0.02
DFIC Dimensional International Co. Add +4.9% 0.47% +0.02
DFAX Dimensional World Ex US Core Add +1.7% 0.90% +0.02
RDVI FT Vest Rising Dividend Achi Add +4.7% 0.63% +0.02
VXF Vanguard Extended Market ETF Add +8.5% 0.17% +0.02
FTSL First Trust Senior Loan ETF Add +9.5% 0.55% +0.01
NFLX Netflix Inc. Add +26.5% 0.23% +0.01
RJF Raymond James Financial Inc. Add +0.3% 0.22% +0.01
RTX RTX Corp. Add +0.1% 0.16% +0.01
HD Home Depot Inc. Add +0.1% 0.30% +0.01
CVX Chevron Corp. Add +7.8% 0.10% +0.01
DFEM Dimensional Emrg MRKT Core Add +2.9% 0.22% +0.01
GJUN FT Vest US Equity Moderate B Add +9.3% 0.16% +0.01
LNT Alliant Energy Corp. Add +0.4% 0.16% +0.01
BAC Bank of America Corp. Add +3.6% 0.12% +0.01
VUG Vanguard Mrngstar GR ETF-Sui Add +0.2% 0.22% +0.01
FAB First Trust Multi Cap Value Add +0.7% 0.34% +0.00

Notes & Other Activity Q2 2025 → Q3 2025
RLJ LODGING TRUST (RLJ 1.95 PERP A) CUM CONV PFD A Reduce -3.9% 9,582 $242K
COHEN & STEERS INFRASTRU RIGHT 10/16/2025 Reduce -3.8% 20,731 $2K

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q2 2026 207$278.2MAAPL, RSP, FPE, DGRO, IJH
Q1 2026 198$250.9MAAPL, FPE, RSP, DGRO, IJH
Q4 2025 189$242.3MAAPL, FPE, RSP, DGRO, IJH
Q3 2025 186$234.6MAAPL, FPE, RSP, JAAA, IJH
Q2 2025 182$219.9MAAPL, FPE, RSP, JAAA, IJH
Q1 2025 181$202.5MAAPL, FPE, JAAA, RSP, IJH
Q4 2024 177$203.7MAAPL, JAAA, FPE, RSP, IJH
Q3 2024 182$199.0MAAPL, FPE, RSP, JAAA, IJH
Q2 2024 174$180.5MAAPL, FPE, RSP, IVV, AMZN
Q1 2024 178$171.0MAAPL, FPE, RSP, IVV, DGRO