Quad-Cities Investment Group, LLC

Name: Quad-Cities Investment Group, LLC 13F holdings, Q4 2025
Creator: Quad-Cities Investment Group, LLC
Published: 2026-01-14

Q2 2026Q1 2026Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q4 2025 (holdings as of December 31, 2025, filed January 14, 2026), Quad-Cities Investment Group, LLC reported 189 stock positions worth $242.3 million. Its top holding was Apple (AAPL) at 6.4% of the portfolio, followed by FT-Preferred Secur & Inc. ETF (FPE, 3.8%) and Invesco S&P 500 Equal Weight (RSP, 3.7%). Compared with Q3 2025, it opened 9 new positions, sold out of 6, added to 92 and reduced 68. The biggest buy was Alphabet Class C (GOOG, shares +9%) and the biggest sale Janus Henderson Aaa Clo ETF (JAAA, shares −9%).

Most Recent 13F: Q2 2026
Location: DAVENPORT, IA
CIK: 0001741426
Portfolio Value: $242.3M (Q4 2025)
SEC Filing: 0001741426-26-000001 ↗ filed Jan 14, 2026

Holdings Value

Holdings 189 stocks · $242.3M


AAPL Apple Inc.	6.44%	57,410	$15.6M	Reduce -4.6%
FPE FT-Preferred Secur & Inc. ETF	3.80%	504,946	$9.2M	Add +2.2%
RSP Invesco S&P 500 Equal Weight	3.67%	46,430	$8.9M	Reduce -0.9%
DGRO iShares Core Dividend Growth	3.02%	105,351	$7.3M	Reduce -1.6%
IJH iShares Core S&P Midcap ETF	2.94%	107,840	$7.1M	Reduce -3.6%
JAAA Janus Henderson Aaa Clo ETF	2.75%	131,677	$6.7M	Reduce -8.6%
AMZN Amazon.com Inc.	2.60%	27,274	$6.3M	Reduce -0.6%
DFAU Dimensional US Core Equity M	2.47%	128,037	$6.0M	Add +2.9%
FBND Fidelity Total Bond ETF	2.31%	121,543	$5.6M	Add +11.3%
IVV iShares Core S&P 500 ETF	2.29%	8,099	$5.5M	Reduce -6.0%
DFAI Dimensional International Co.	2.26%	143,591	$5.5M	Add +4.5%
MSFT Microsoft Corp.	2.22%	11,146	$5.4M	Add +0.9%
QQQ Invesco QQQ Trust Series 1	2.18%	8,598	$5.3M	Reduce -3.9%
WFC Wells Fargo & Co.	1.98%	51,596	$4.8M	Reduce -0.3%
NVDA Nvidia Corp.	1.96%	25,468	$4.7M	Add +0.8%
IAGG iShares Intl Aggregate Bond	1.71%	82,702	$4.1M	Add +4.2%
IJR iShares Core S&P Small-Cap E	1.65%	33,261	$4.0M	Reduce -0.2%
HYLS FT Tactical High Yield ETF	1.40%	81,287	$3.4M	Add +4.9%
TPYP Tortoise North American Pipe	1.32%	90,935	$3.2M	Reduce -1.5%
WMT Walmart Inc.	1.18%	25,629	$2.9M	Reduce -4.7%
ITOT iShares Core S&P Total U.S.	1.16%	18,903	$2.8M	Reduce -2.2%
DE Deere & Co.	1.07%	5,583	$2.6M	Reduce -0.1%
DFAE Dimensional Emerging Core Eq	1.04%	77,366	$2.5M	Add +1.5%
DFAC Dimensional US Core Equity 2	0.99%	60,667	$2.4M	Add +2.7%
AVGO Broadcom Inc.	0.96%	6,737	$2.3M	Add +0.2%
DFAX Dimensional World Ex US Core	0.92%	67,805	$2.2M	Add +0.8%
RQI Cohen & Steers Qual Inc. RLTY	0.92%	194,283	$2.2M	Add +2.3%
GOOG Alphabet Inc. Class C	0.90%	6,920	$2.2M	Add +8.6%
CAT Caterpillar Inc.	0.89%	3,763	$2.2M	Add +0.7%
JCPB JPMorgan Core Plus Bond ETF	0.87%	44,470	$2.1M	Add +2.6%
TSLA Tesla Inc.	0.85%	4,596	$2.1M	Add +2.4%
FTCS First Trust Capital Strength	0.84%	21,910	$2.0M	Reduce -2.7%
FDL First Trust Morn DVD Lead Inc.	0.80%	43,896	$1.9M	Reduce -2.8%
FEMS First Trust Emerging Markets	0.78%	45,181	$1.9M	Reduce 0.0%
FTSM First Trust Enh Short Mat FD	0.78%	31,375	$1.9M	Add +12.8%
FBT First Trust Nyse Arca Biotec	0.72%	8,445	$1.7M	Add +0.9%
DFAS Dimensional US Small Cap ETF	0.69%	24,166	$1.7M	Add +5.5%
RDVI FT Vest Rising Dividend Achi	0.64%	58,870	$1.5M	Add +2.6%
GOOGL Alphabet Inc. Class A	0.62%	4,790	$1.5M	Add +0.0%
RDVY First Trust Rising Dividend	0.61%	21,219	$1.5M	Add +0.8%
FTSL First Trust Senior Loan ETF	0.59%	31,031	$1.4M	Add +10.0%
AXON Axon Enterprise Inc.	0.55%	2,363	$1.3M	Add +55.0%
AVMC Avantis US Mid Cap Eq ETF	0.55%	18,856	$1.3M	Add +40.5%
XOM Exxon Mobil Corp.	0.55%	11,006	$1.3M	Reduce -0.3%
COLB Columbia Banking System Inc.	0.52%	45,283	$1.3M	Add +6.5%
DFIC Dimensional International Co.	0.50%	35,071	$1.2M	Add +4.0%
UBER Uber Technologies Inc.	0.50%	14,759	$1.2M	Reduce -0.9%
FTHI Fthi/First Trust Exchange-TR	0.49%	50,122	$1.2M	Reduce -1.9%
ICVT iShares Convertible Bond ETF	0.48%	11,884	$1.2M	Add +0.6%
REGL Prshrs S&P Mid 400 DVD Arist	0.48%	13,884	$1.2M	Add +7.2%
EPD Enterprise Products Partners	0.48%	36,030	$1.2M	Add +3.6%
BUFR FT Vest Lad Buffervetf-Usd I	0.46%	32,591	$1.1M	Add +0.1%
IBHF iShares Ibond 2026 HY & Inc.	0.45%	47,222	$1.1M	Add +11.7%
ISTB iShares Core 1-5 Year Usd Bo	0.45%	22,278	$1.1M	Add +7.4%
CPA Copa Holdings SA Class A	0.40%	8,018	$967K	Add +6.0%
KMI Kinder Morgan Inc.	0.40%	35,159	$967K	Add +0.6%
SPY SS SPDR S&P 500 ETF Trust-US	0.40%	1,404	$957K	Add +1.0%
ABBV Abbvie Inc.	0.39%	4,123	$942K	Reduce -1.1%
TRV The Travelers Cos Inc.	0.38%	3,213	$932K	Add +0.1%
VLO Valero Energy Corp.	0.38%	5,707	$929K	Reduce -0.6%
TSM Taiwan Semiconductor-SP ADR	0.38%	3,036	$923K	Add +20.1%
PPT Franklin Premir Inc. Trust-Ui	0.38%	260,059	$921K	Reduce -9.1%
AIRR First Trust Rba American Ind	0.38%	9,356	$920K	Add +5.0%
EMLP First Trust North American E	0.37%	23,513	$890K	Reduce -2.6%
FV First Trust DW Focus 5 Fund	0.36%	13,969	$879K	Reduce -3.8%
CP Canadian Pacific Kansas City	0.36%	11,933	$879K	Reduce -0.2%
META Meta Platforms Inc. Class A	0.36%	1,329	$877K	Reduce -6.9%
XAWFX Alliancebernstein GL Hi Inc.	0.35%	79,743	$852K	Reduce -11.7%
PEP Pepsico Inc.	0.35%	5,874	$843K	Reduce -0.9%
BX Blackstone Inc.	0.33%	5,251	$809K	No change
FAB First Trust Multi Cap Value	0.33%	8,949	$798K	Reduce -1.0%
IEFA iShares Core MSCI Eafe ETF	0.32%	8,794	$787K	Add +0.9%
SUN Sunoco LP	0.31%	14,159	$742K	Add +4.0%
V Visa Inc. Class A	0.29%	2,023	$710K	Reduce -0.6%
OKE Oneok Inc.	0.29%	9,418	$692K	Add +1.0%
CWEN Clearway Energy Inc. Class C	0.28%	20,299	$675K	Add +24.1%
ADX Adams Diversified Equity	0.27%	27,924	$651K	Add +2.0%
FCX Freeport-McMoran Inc.	0.27%	12,769	$649K	Add +36.6%
FDN First Trust DJ Internet Ind	0.26%	2,384	$642K	Reduce -0.8%
JNJ Johnson & Johnson	0.26%	3,073	$636K	No change
MOAT Vaneck Morningstar Wide Moat	0.26%	6,094	$631K	Reduce -1.1%
DFIS Dimensional International SM	0.26%	19,125	$630K	Add +8.0%
SNOV FT Vest US Small Cap Moderat	0.26%	25,345	$627K	Add +8.5%
FXZ First Trust Materials Alphad	0.26%	9,603	$622K	Reduce -0.2%
CSQ Calamos Strat TTL RTRN FND	0.26%	32,408	$622K	Reduce -1.5%
ARCC Ares Capital Corp.	0.25%	29,931	$606K	Add +0.2%
GRID First TRST Nasd Class Edg Sgiif	0.24%	3,871	$592K	Add +43.3%
EMXC iShares MSCI Emr MRK Ex Chna	0.24%	8,107	$589K	Reduce -2.4%
HD Home Depot Inc.	0.24%	1,702	$586K	Reduce -2.9%
NFLX Netflix Inc.	0.24%	6,213	$583K	Add +35.7%
VZ Verizon Communications Inc.	0.23%	13,639	$556K	Reduce -0.3%
DFEM Dimensional Emrg MRKT Core	0.23%	16,560	$548K	Add +3.2%
HYGV NT HY Val-SCRD BD ETF	0.23%	13,431	$547K	Reduce -7.5%
PYLD PIMCO Multisector Bond Actv	0.22%	20,022	$534K	Add +105.6%
CEG Constellation Energy	0.22%	1,508	$533K	Add +38.2%
ETN Eaton Corp. PLC	0.22%	1,645	$524K	Add +64.2%
VUG Vanguard Mrngstar GR ETF-Sui	0.21%	1,067	$521K	No change
LMT Lockheed Martin Corp.	0.21%	1,073	$519K	Reduce -35.1%
CTAS Cintas Corp.	0.21%	2,703	$508K	No change
UTF Cohen & Steers Infrastructur	0.21%	21,083	$508K	Reduce -3.5%
LQTI FT Vest Invst GRD TRGT I ETF	0.21%	25,161	$506K	New
BSJR Invesco Bulletshares 2027 HY	0.21%	22,367	$506K	Add +17.7%
JHMM John Hancock Multi Fact Mid	0.21%	7,720	$505K	Add +2.9%
JHPI John Hancock Preferred Incom	0.20%	21,661	$495K	Add +0.9%
APLD Applied Digital Corp.	0.20%	20,063	$492K	New
RJF Raymond James Financial Inc.	0.20%	3,062	$492K	Add +0.3%
GSEW Goldman Sachs Eql WGHT Large	0.20%	5,762	$490K	Add +34.2%
CMI Cummins Inc.	0.20%	944	$482K	Reduce -4.9%
DFUV Dimensional US Marketwide Va	0.20%	10,298	$480K	No change
VOE Vngrd Mrngstr MD-Cap Val ETF	0.20%	2,701	$479K	Reduce -1.9%
PG The Procter & Gamble Co.	0.19%	3,294	$472K	Reduce -5.6%
BSJQ Invesco Bulletshares 2026 HY	0.19%	20,172	$471K	Add +31.7%
KTOS Kratos Defense & Security	0.19%	6,080	$462K	New
VNQ Vanguard Real Estate ETF	0.18%	4,950	$438K	Add +3.1%
FANG Diamondback Energy Inc.	0.18%	2,900	$436K	No change
USRT iShares Core US REIT ETF	0.18%	7,636	$435K	Add +2.1%
O Realty Income Corp.	0.18%	7,684	$433K	Reduce -15.8%
LLY Eli Lilly & Co.	0.18%	402	$432K	Add +0.3%
VXF Vanguard Extended Market ETF	0.18%	2,034	$425K	Add +6.0%
USB US Bancorp	0.18%	7,962	$425K	Add +0.1%
DUK Duke Energy Corp.	0.17%	3,602	$422K	Reduce -0.2%
PWR Quanta Services Inc.	0.17%	992	$419K	New
GS Goldman Sachs Group Inc.	0.17%	476	$418K	No change
ASML ASML Holding NV-NY Reg SHS	0.17%	387	$414K	Add +2.6%
SDVY First Trust Smid Cap Rising	0.17%	10,784	$413K	Reduce -0.0%
BUFD FT VST Lad Deep Buf ETF-Usdi	0.17%	14,538	$411K	No change
UNH Unitedhealth Group Inc.	0.17%	1,236	$408K	Add +0.6%
DUHP Dimensional US High Profi Et	0.17%	10,721	$408K	Reduce -4.3%
RTX RTX Corp.	0.17%	2,194	$402K	Add +0.1%
GUNR NT Mstar GLBL NR ETF	0.16%	8,487	$389K	Add +9.3%
RACE Ferrari NV	0.16%	1,035	$383K	No change
NVS Novartis AG-Sponsored ADR	0.16%	2,773	$382K	Reduce -1.3%
BUFT FT Vest Buffered Allocation	0.16%	15,391	$379K	No change
JPM JPMorgan Chase & Co.	0.16%	1,167	$376K	Reduce -0.3%
PLTR Palantir Technologies Inc. Class A	0.15%	2,106	$374K	Add +84.7%
QQQM Invesco Nasdaq 100 ETF	0.15%	1,476	$373K	Add +47.9%
GPIQ GS Nasdaq-100 PR Inc. ETF-Usd	0.15%	7,050	$373K	New
GPIX GLDM SA S&P 500 PR in ETF-US	0.15%	7,010	$370K	New
LNT Alliant Energy Corp.	0.15%	5,687	$370K	Add +0.4%
BA The Boeing Co.	0.15%	1,690	$367K	Add +3.0%
SYK Stryker Corp.	0.14%	1,000	$351K	No change
CCD Calamos DYN Convert & Inc.	0.14%	16,254	$339K	Add +1.6%
MCK McKesson Corp.	0.14%	412	$338K	No change
GEV GE Vernova Inc.	0.14%	515	$337K	New
SKYY First Trust Cloud Computing	0.14%	2,560	$333K	No change
GJUN FT Vest US Equity Moderate B	0.14%	8,361	$331K	Reduce -12.0%
BNDX Vanguard Total Intl Bond ETF	0.14%	6,782	$328K	Add +1.7%
GE General Electric filed as GE AEROSPACE	0.13%	1,054	$325K	No change
FXR First Trust Indst/Producers	0.13%	3,951	$316K	Reduce -1.1%
MHF Western Asset Municipal High	0.13%	45,189	$311K	Reduce -0.1%
EMB iShares JP Morgan Usd Emergi	0.13%	3,178	$306K	Reduce -0.4%
CET Central Securities Corp.	0.13%	5,976	$303K	Reduce -6.6%
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.12%	5,403	$297K	Add +0.1%
XEVVX Eaton Vance Ltd. Durat Inc.	0.12%	29,367	$291K	Reduce -3.0%
FTRI First Trust Indxx Global Nat	0.12%	18,490	$290K	Add +0.4%
VNLA Janus Henderson Short Durati	0.12%	5,847	$287K	Add +1.6%
IEMG iShares Core MSCI Emerging	0.12%	4,261	$286K	Add +3.5%
ACN Accenture PLC Class A	0.11%	1,036	$278K	No change
STX Seagate Technology Holdings	0.11%	1,000	$275K	Reduce -16.7%
BIPC Brookfield Infrastructure-A	0.11%	6,023	$273K	No change
ZTS Zoetis Inc.	0.11%	2,139	$269K	Reduce -21.9%
FIXD First Trust Smith Opportunis	0.11%	6,070	$269K	Add +0.7%
XGDVX Gabelli Dividend & Income TR	0.11%	9,648	$268K	Add +1.3%
HON Honeywell International Inc.	0.11%	1,367	$267K	Add +0.1%
AMT American Tower Corp.	0.11%	1,505	$264K	Reduce -6.3%
JEPI JPMorgan Equity Premium Inco	0.11%	4,487	$257K	Add +1.4%
BRK.B Berkshire Hathaway Inc. Class B	0.10%	506	$254K	Reduce -2.1%
MRK Merck & Co. Inc.	0.10%	2,382	$251K	New
GJAN FT Vest US Equity Moderate B	0.10%	5,717	$245K	No change
BSJS Invesco Bulletshares 2028 HY	0.10%	10,887	$240K	Add +18.8%
CVX Chevron Corp.	0.10%	1,562	$238K	Add +0.1%
KNG FT Vest S&P 500 DVD Arst TRG	0.10%	4,730	$232K	Reduce -8.0%
CWB SS SPDR BB Conv Sec ETF	0.10%	2,594	$231K	Reduce -2.3%
ICE Intercontinental Exchange Inc.	0.10%	1,425	$231K	No change
DIHP Dimensional International Hi	0.09%	7,251	$230K	Add +0.1%
USA Liberty All Star Equity Fund	0.09%	35,140	$221K	No change
IUSB Ishr CR Unvrse Usd BD ETF-Ui	0.09%	4,720	$220K	Add +2.8%
RSG Republic Services Inc.	0.09%	1,025	$217K	Reduce -1.5%
BUFQ FT VST Lad NSDQ Buf ETF-Usdi	0.09%	5,985	$215K	No change
SPG Simon Property Group Inc.	0.09%	1,144	$212K	Reduce -5.0%
GOCT FT Vest US Equity Moderate B	0.08%	5,180	$204K	New
MMM 3M Co.	0.08%	1,261	$202K	Reduce -6.0%
MSD Morgan Stanley Emrg MKT Debt	0.07%	23,100	$171K	Reduce -7.6%
GOF Guggenheim Strategic Opport	0.07%	13,145	$169K	Reduce -11.5%
GAB Gabelli Equity Trust	0.06%	24,942	$154K	Add +1.0%
F Ford Motor Co. filed as FORD MTR CO	0.05%	10,097	$132K	Add +0.5%
XJQCX Nuveen Credit Strategies Inc.	0.05%	24,441	$123K	Add +2.8%
XAODX Abrdn Total Dynamic Dividend	0.05%	12,474	$122K	Add +1.0%
XAWPX Abrdn Global Premier Propert	0.03%	21,157	$81K	Reduce -22.9%

Other holdings (1): bonds, preferreds, convertibles and warrants · $9K (not counted above)

Security	Class	Shares / Principal	Value	Change
VSEEW Digital Health Acquist-CW23	*W EXP 99/99/999	121,000	$9K	No change

Total filed on the 13F, all lines: $242.4M.

Portfolio Sells Q3 2025 → Q4 2025


JAAA Janus Henderson Aaa Clo ETF	Reduce -8.6%	2.75%	−0.37
IBHE iShares Ibonds 2025 H/Y Inc.	Sold out	0.00%	−0.23
BSJP Invesco Bulletshares 2025 HY	Sold out	0.00%	−0.18
IJH iShares Core S&P Midcap ETF	Reduce -3.6%	2.94%	−0.18
IVV iShares Core S&P 500 ETF	Reduce -6.0%	2.29%	−0.17
LMT Lockheed Martin Corp.	Reduce -35.1%	0.21%	−0.14
UBER Uber Technologies Inc.	Reduce -0.9%	0.50%	−0.12
RSP Invesco S&P 500 Equal Weight	Reduce -0.9%	3.67%	−0.12
QQQ Invesco QQQ Trust Series 1	Reduce -3.9%	2.18%	−0.11
TPYP Tortoise North American Pipe	Reduce -1.5%	1.32%	−0.11
LNG Cheniere Energy Inc.	Sold out	0.00%	−0.10
TRPA Hartford Aaa Clo ETF	Sold out	0.00%	−0.10
T AT&T Inc.	Sold out	0.00%	−0.09
AAPL Apple Inc.	Reduce -4.6%	6.44%	−0.09
DGRO iShares Core Dividend Growth	Reduce -1.6%	3.02%	−0.09
META Meta Platforms Inc. Class A	Reduce -6.9%	0.36%	−0.08
XAWFX Alliancebernstein GL Hi Inc.	Reduce -11.7%	0.35%	−0.08
PPT Franklin Premir Inc. Trust-Ui	Reduce -9.1%	0.38%	−0.07
FEMS First Trust Emerging Markets	Reduce 0.0%	0.78%	−0.07
FTCS First Trust Capital Strength	Reduce -2.7%	0.84%	−0.06
HD Home Depot Inc.	Reduce -2.9%	0.24%	−0.06
ZTS Zoetis Inc.	Reduce -21.9%	0.11%	−0.06
O Realty Income Corp.	Reduce -15.8%	0.18%	−0.06
ETW Eaton Vance T/M GLBL Buy-WR	Sold out	0.00%	−0.04
ITOT iShares Core S&P Total U.S.	Reduce -2.2%	1.16%	−0.04
IJR iShares Core S&P Small-Cap E	Reduce -0.2%	1.65%	−0.04
PG The Procter & Gamble Co.	Reduce -5.6%	0.19%	−0.03
VLO Valero Energy Corp.	Reduce -0.6%	0.38%	−0.03
FDL First Trust Morn DVD Lead Inc.	Reduce -2.8%	0.80%	−0.03
HYGV NT HY Val-SCRD BD ETF	Reduce -7.5%	0.23%	−0.03
FTHI Fthi/First Trust Exchange-TR	Reduce -1.9%	0.49%	−0.03
VZ Verizon Communications Inc.	Reduce -0.3%	0.23%	−0.03
EMLP First Trust North American E	Reduce -2.6%	0.37%	−0.03
GOF Guggenheim Strategic Opport	Reduce -11.5%	0.07%	−0.03
ABBV Abbvie Inc.	Reduce -1.1%	0.39%	−0.02
AMT American Tower Corp.	Reduce -6.3%	0.11%	−0.02
FDN First Trust DJ Internet Ind	Reduce -0.8%	0.26%	−0.02
UTF Cohen & Steers Infrastructur	Reduce -3.5%	0.21%	−0.02
GJUN FT Vest US Equity Moderate B	Reduce -12.0%	0.14%	−0.02
FV First Trust DW Focus 5 Fund	Reduce -3.8%	0.36%	−0.02
CP Canadian Pacific Kansas City	Reduce -0.2%	0.36%	−0.02
DUK Duke Energy Corp.	Reduce -0.2%	0.17%	−0.02
DE Deere & Co.	Reduce -0.1%	1.07%	−0.02
CET Central Securities Corp.	Reduce -6.6%	0.13%	−0.01
CSQ Calamos Strat TTL RTRN FND	Reduce -1.5%	0.26%	−0.01
XAWPX Abrdn Global Premier Propert	Reduce -22.9%	0.03%	−0.01
KNG FT Vest S&P 500 DVD Arst TRG	Reduce -8.0%	0.10%	−0.01
RSG Republic Services Inc.	Reduce -1.5%	0.09%	−0.01
DUHP Dimensional US High Profi Et	Reduce -4.3%	0.17%	−0.01
MHF Western Asset Municipal High	Reduce -0.1%	0.13%	−0.01

Portfolio Buys Q3 2025 → Q4 2025


GOOG Alphabet Inc. Class C	Add +8.6%	0.90%	+0.23
LQTI FT Vest Invst GRD TRGT I ETF	New	0.21%	+0.21
APLD Applied Digital Corp.	New	0.20%	+0.20
KTOS Kratos Defense & Security	New	0.19%	+0.19
PWR Quanta Services Inc.	New	0.17%	+0.17
FBND Fidelity Total Bond ETF	Add +11.3%	2.31%	+0.16
GPIQ GS Nasdaq-100 PR Inc. ETF-Usd	New	0.15%	+0.15
GPIX GLDM SA S&P 500 PR in ETF-US	New	0.15%	+0.15
AVMC Avantis US Mid Cap Eq ETF	Add +40.5%	0.55%	+0.15
GEV GE Vernova Inc.	New	0.14%	+0.14
CAT Caterpillar Inc.	Add +0.7%	0.89%	+0.13
DFAI Dimensional International Co.	Add +4.5%	2.26%	+0.13
GOOGL Alphabet Inc. Class A	Add +0.0%	0.62%	+0.12
FCX Freeport-McMoran Inc.	Add +36.6%	0.27%	+0.11
PYLD PIMCO Multisector Bond Actv	Add +105.6%	0.22%	+0.11
MRK Merck & Co. Inc.	New	0.10%	+0.10
AXON Axon Enterprise Inc.	Add +55.0%	0.55%	+0.09
GOCT FT Vest US Equity Moderate B	New	0.08%	+0.08
CWEN Clearway Energy Inc. Class C	Add +24.1%	0.28%	+0.08
FBT First Trust Nyse Arca Biotec	Add +0.9%	0.72%	+0.08
TSM Taiwan Semiconductor-SP ADR	Add +20.1%	0.38%	+0.08
GRID First TRST Nasd Class Edg Sgiif	Add +43.3%	0.24%	+0.07
CEG Constellation Energy	Add +38.2%	0.22%	+0.07
PLTR Palantir Technologies Inc. Class A	Add +84.7%	0.15%	+0.07
FTSM First Trust Enh Short Mat FD	Add +12.8%	0.78%	+0.07
ETN Eaton Corp. PLC	Add +64.2%	0.22%	+0.06
COLB Columbia Banking System Inc.	Add +6.5%	0.52%	+0.06
QQQM Invesco Nasdaq 100 ETF	Add +47.9%	0.15%	+0.05
LLY Eli Lilly & Co.	Add +0.3%	0.18%	+0.05
DFAU Dimensional US Core Equity M	Add +2.9%	2.47%	+0.05
GSEW Goldman Sachs Eql WGHT Large	Add +34.2%	0.20%	+0.05
BSJQ Invesco Bulletshares 2026 HY	Add +31.7%	0.19%	+0.04
FTSL First Trust Senior Loan ETF	Add +10.0%	0.59%	+0.04
IBHF iShares Ibond 2026 HY & Inc.	Add +11.7%	0.45%	+0.03
DFIC Dimensional International Co.	Add +4.0%	0.50%	+0.03
DFAS Dimensional US Small Cap ETF	Add +5.5%	0.69%	+0.03
BSJR Invesco Bulletshares 2027 HY	Add +17.7%	0.21%	+0.02
DFIS Dimensional International SM	Add +8.0%	0.26%	+0.02
DFAC Dimensional US Core Equity 2	Add +2.7%	0.99%	+0.02
AVGO Broadcom Inc.	Add +0.2%	0.96%	+0.02
ISTB iShares Core 1-5 Year Usd Bo	Add +7.4%	0.45%	+0.02
SUN Sunoco LP	Add +4.0%	0.31%	+0.02
DFAE Dimensional Emerging Core Eq	Add +1.5%	1.04%	+0.02
DFAX Dimensional World Ex US Core	Add +0.8%	0.92%	+0.02
HYLS FT Tactical High Yield ETF	Add +4.9%	1.40%	+0.02
CPA Copa Holdings SA Class A	Add +6.0%	0.40%	+0.02
GUNR NT Mstar GLBL NR ETF	Add +9.3%	0.16%	+0.02
ASML ASML Holding NV-NY Reg SHS	Add +2.6%	0.17%	+0.01
EPD Enterprise Products Partners	Add +3.6%	0.48%	+0.01
BSJS Invesco Bulletshares 2028 HY	Add +18.8%	0.10%	+0.01

Notes & Other Activity Q3 2025 → Q4 2025


RLJ LODGING TRUST (RLJ 1.95 PERP A)	CUM CONV PFD A	Sold out	9,582	$242Kbefore exit
COHEN & STEERS INFRASTRU	RIGHT 10/16/2025	Sold out	20,731	$2Kbefore exit

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	207	$278.2M	AAPL, RSP, FPE, DGRO, IJH
Q1 2026	198	$250.9M	AAPL, FPE, RSP, DGRO, IJH
Q4 2025	189	$242.3M	AAPL, FPE, RSP, DGRO, IJH
Q3 2025	186	$234.6M	AAPL, FPE, RSP, JAAA, IJH
Q2 2025	182	$219.9M	AAPL, FPE, RSP, JAAA, IJH
Q1 2025	181	$202.5M	AAPL, FPE, JAAA, RSP, IJH
Q4 2024	177	$203.7M	AAPL, JAAA, FPE, RSP, IJH
Q3 2024	182	$199.0M	AAPL, FPE, RSP, JAAA, IJH
Q2 2024	174	$180.5M	AAPL, FPE, RSP, IVV, AMZN
Q1 2024	178	$171.0M	AAPL, FPE, RSP, IVV, DGRO