Quad-Cities Investment Group, LLC

Name: Quad-Cities Investment Group, LLC 13F holdings, Q1 2026
Creator: Quad-Cities Investment Group, LLC
Published: 2026-04-21

Q2 2026Q4 2025Q3 2025Q2 2025Q1 2025Q4 2024Q3 2024Q2 2024Q1 2024

In its 13F for Q1 2026 (holdings as of March 31, 2026, filed April 21, 2026), Quad-Cities Investment Group, LLC reported 198 stock positions worth $250.9 million. Its top holding was Apple (AAPL) at 5.7% of the portfolio, followed by FT-Preferred Secur & Inc. ETF (FPE, 3.8%) and Invesco S&P 500 Equal Weight (RSP, 3.7%). Compared with Q4 2025, it opened 15 new positions, sold out of 6, added to 105 and reduced 58. The biggest buy was Exxon Mobil (XOM, shares +36%) and the biggest sale Apple (AAPL, shares −1%).

Most Recent 13F: Q2 2026
Location: DAVENPORT, IA
CIK: 0001741426
Portfolio Value: $250.9M (Q1 2026)
SEC Filing: 0001741426-26-000002 ↗ filed Apr 21, 2026

Holdings Value

Holdings 198 stocks · $250.9M


AAPL Apple Inc.	5.74%	56,785	$14.4M	Reduce -1.1%
FPE FT-Preferred Secur & Inc. ETF	3.79%	536,184	$9.5M	Add +6.2%
RSP Invesco S&P 500 Equal Weight	3.66%	47,897	$9.2M	Add +3.2%
DGRO iShares Core Dividend Growth	3.06%	109,517	$7.7M	Add +4.0%
IJH iShares Core S&P Midcap ETF	2.87%	106,453	$7.2M	Reduce -1.3%
JAAA Janus Henderson Aaa Clo ETF	2.65%	131,909	$6.6M	Add +0.2%
DFAU Dimensional US Core Equity M	2.48%	137,924	$6.2M	Add +7.7%
DFAI Dimensional International Co.	2.30%	147,830	$5.8M	Add +3.0%
FBND Fidelity Total Bond ETF	2.28%	125,251	$5.7M	Add +3.0%
AMZN Amazon.com Inc.	2.27%	27,309	$5.7M	Add +0.1%
IVV iShares Core S&P 500 ETF	2.08%	7,975	$5.2M	Reduce -1.5%
QQQ Invesco QQQ Trust Series 1	1.97%	8,541	$4.9M	Reduce -0.7%
NVDA Nvidia Corp.	1.80%	25,853	$4.5M	Add +1.5%
IJR iShares Core S&P Small-Cap E	1.68%	33,829	$4.2M	Add +1.7%
WFC Wells Fargo & Co.	1.63%	51,448	$4.1M	Reduce -0.3%
MSFT Microsoft Corp.	1.58%	10,736	$4.0M	Reduce -3.7%
TPYP Tortoise North American Pipe	1.51%	89,713	$3.8M	Reduce -1.3%
IAGG iShares Intl Aggregate Bond	1.45%	72,821	$3.6M	Reduce -11.9%
HYLS FT Tactical High Yield ETF	1.44%	88,901	$3.6M	Add +9.4%
WMT Walmart Inc.	1.27%	25,635	$3.2M	Add +0.0%
DE Deere & Co.	1.24%	5,524	$3.1M	Reduce -1.1%
ITOT iShares Core S&P Total U.S.	1.11%	19,502	$2.8M	Add +3.2%
DFAE Dimensional Emerging Core Eq	1.10%	81,173	$2.7M	Add +4.9%
DFAC Dimensional US Core Equity 2	1.07%	69,224	$2.7M	Add +14.1%
XOM Exxon Mobil Corp.	1.01%	14,931	$2.5M	Add +35.7%
CAT Caterpillar Inc.	1.00%	3,549	$2.5M	Reduce -5.7%
RQI Cohen & Steers Qual Inc. RLTY	0.95%	198,163	$2.4M	Add +2.0%
DFAX Dimensional World Ex US Core	0.94%	69,208	$2.4M	Add +2.1%
FDL First Trust Morn DVD Lead Inc.	0.88%	43,403	$2.2M	Reduce -1.1%
JCPB JPMorgan Core Plus Bond ETF	0.87%	46,139	$2.2M	Add +3.8%
AVGO Broadcom Inc.	0.84%	6,846	$2.1M	Add +1.6%
FEMS First Trust Emerging Markets	0.82%	45,257	$2.1M	Add +0.2%
GOOG Alphabet Inc. Class C	0.81%	7,041	$2.0M	Add +1.8%
FTSM First Trust Enh Short Mat FD	0.80%	33,480	$2.0M	Add +6.7%
FTCS First Trust Capital Strength	0.78%	21,027	$2.0M	Reduce -4.0%
DFAS Dimensional US Small Cap ETF	0.78%	27,350	$1.9M	Add +13.2%
TSLA Tesla Inc.	0.74%	4,962	$1.8M	Add +8.0%
AVMC Avantis US Mid Cap Eq ETF	0.71%	24,537	$1.8M	Add +30.1%
FBT First Trust Nyse Arca Biotec	0.69%	8,616	$1.7M	Add +2.0%
RDVI FT Vest Rising Dividend Achi	0.65%	64,270	$1.6M	Add +9.2%
FTSL First Trust Senior Loan ETF	0.57%	31,665	$1.4M	Add +2.0%
RDVY First Trust Rising Dividend	0.56%	20,623	$1.4M	Reduce -2.8%
VLO Valero Energy Corp.	0.55%	5,577	$1.4M	Reduce -2.3%
DFIC Dimensional International Co.	0.54%	38,434	$1.4M	Add +9.6%
GOOGL Alphabet Inc. Class A	0.53%	4,615	$1.3M	Reduce -3.6%
PYLD PIMCO Multisector Bond Actv	0.53%	50,381	$1.3M	Add +151.6%
EPD Enterprise Products Partners	0.52%	34,766	$1.3M	Reduce -3.5%
COLB Columbia Banking System Inc.	0.50%	45,471	$1.2M	Add +0.4%
ICVT iShares Convertible Bond ETF	0.49%	12,014	$1.2M	Add +1.1%
REGL Prshrs S&P Mid 400 DVD Arist	0.48%	13,895	$1.2M	Add +0.1%
FTHI Fthi/First Trust Exchange-TR	0.47%	51,714	$1.2M	Add +3.2%
KMI Kinder Morgan Inc.	0.47%	35,350	$1.2M	Add +0.5%
AXON Axon Enterprise Inc.	0.47%	2,755	$1.2M	Add +16.6%
ISTB iShares Core 1-5 Year Usd Bo	0.45%	23,366	$1.1M	Add +4.9%
AIRR First Trust Rba American Ind	0.44%	10,062	$1.1M	Add +7.5%
BUFR FT Vest Lad Buffervetf-Usd I	0.44%	32,518	$1.1M	Reduce -0.2%
TSM Taiwan Semiconductor-SP ADR	0.43%	3,210	$1.1M	Add +5.7%
UBER Uber Technologies Inc.	0.42%	14,759	$1.1M	No change
EMLP First Trust North American E	0.41%	23,615	$1.0M	Add +0.4%
CRON Cronos Group Inc.	0.40%	396,389	$995K	New
CP Canadian Pacific Kansas City	0.39%	12,527	$985K	Add +5.0%
CPA Copa Holdings SA Class A	0.38%	8,350	$949K	Add +4.1%
TRV The Travelers Cos Inc.	0.37%	3,217	$938K	Add +0.1%
SUN Sunoco LP	0.37%	14,195	$922K	Add +0.3%
SPY SS SPDR S&P 500 ETF Trust-US	0.36%	1,399	$910K	Reduce -0.4%
PEP Pepsico Inc.	0.36%	5,812	$903K	Reduce -1.1%
IBHF iShares Ibond 2026 HY & Inc.	0.36%	39,084	$897K	Reduce -17.2%
ABBV Abbvie Inc.	0.35%	4,075	$886K	Reduce -1.2%
PPT Franklin Premir Inc. Trust-Ui	0.35%	246,965	$877K	Reduce -5.0%
FV First Trust DW Focus 5 Fund	0.33%	13,896	$840K	Reduce -0.5%
FAB First Trust Multi Cap Value	0.33%	8,828	$835K	Reduce -1.4%
IEFA iShares Core MSCI Eafe ETF	0.32%	8,994	$814K	Add +2.3%
CWEN Clearway Energy Inc. Class C	0.32%	20,438	$803K	Add +0.7%
OKE Oneok Inc.	0.32%	8,849	$800K	Reduce -6.0%
XAWFX Alliancebernstein GL Hi Inc.	0.31%	75,923	$772K	Reduce -4.8%
JNJ Johnson & Johnson	0.30%	3,073	$751K	No change
GRID First TRST Nasd Class Edg Sgiif	0.29%	4,496	$735K	Add +16.1%
PWR Quanta Services Inc.	0.29%	1,319	$724K	Add +33.0%
FXZ First Trust Materials Alphad	0.29%	9,501	$724K	Reduce -1.1%
SNOV FT Vest US Small Cap Moderat	0.29%	28,991	$719K	Add +14.4%
FCX Freeport-McMoran Inc.	0.29%	12,186	$716K	Reduce -4.6%
EMXC iShares MSCI Emr MRK Ex Chna	0.28%	8,964	$705K	Add +10.6%
BX Blackstone Inc.	0.28%	6,103	$702K	Add +16.2%
RTX RTX Corp.	0.27%	3,515	$678K	Add +60.2%
VZ Verizon Communications Inc.	0.27%	13,495	$677K	Reduce -1.1%
LMT Lockheed Martin Corp.	0.27%	1,107	$669K	Add +3.2%
NFLX Netflix Inc.	0.26%	6,910	$664K	Add +11.2%
QQQM Invesco Nasdaq 100 ETF	0.26%	2,770	$658K	Add +87.7%
JPM JPMorgan Chase & Co.	0.26%	2,211	$650K	Add +89.5%
DFIS Dimensional International SM	0.25%	18,966	$639K	Reduce -0.8%
ADX Adams Diversified Equity	0.25%	28,488	$624K	Add +2.0%
APLD Applied Digital Corp.	0.24%	25,510	$606K	Add +27.1%
ETN Eaton Corp. PLC	0.24%	1,663	$595K	Add +1.1%
FANG Diamondback Energy Inc.	0.23%	2,900	$574K	No change
HYGV NT HY Val-SCRD BD ETF	0.23%	14,190	$568K	Add +5.7%
V Visa Inc. Class A	0.23%	1,872	$566K	Reduce -7.5%
DFEM Dimensional Emrg MRKT Core	0.22%	15,869	$548K	Reduce -4.2%
KTOS Kratos Defense & Security	0.22%	7,715	$544K	Add +26.9%
ARCC Ares Capital Corp.	0.22%	30,097	$542K	Add +0.6%
JHMM John Hancock Multi Fact Mid	0.22%	8,059	$541K	Add +4.4%
HD Home Depot Inc.	0.21%	1,610	$530K	Reduce -5.4%
GJAN FT Vest US Equity Moderate B	0.21%	12,588	$528K	Add +120.2%
MOAT Vaneck Morningstar Wide Moat	0.21%	5,427	$525K	Reduce -10.9%
UTF Cohen & Steers Infrastructur	0.21%	20,230	$524K	Reduce -4.0%
CSQ Calamos Strat TTL RTRN FND	0.21%	30,563	$523K	Reduce -5.7%
GSEW Goldman Sachs Eql WGHT Large	0.21%	6,133	$519K	Add +6.4%
FDN First Trust DJ Internet Ind	0.21%	2,215	$518K	Reduce -7.1%
BA The Boeing Co.	0.21%	2,590	$515K	Add +53.3%
CMI Cummins Inc.	0.20%	945	$508K	Add +0.1%
BSJR Invesco Bulletshares 2027 HY	0.20%	22,570	$505K	Add +0.9%
JHPI John Hancock Preferred Incom	0.20%	22,065	$498K	Add +1.9%
DFUV Dimensional US Marketwide Va	0.20%	10,273	$498K	Reduce -0.2%
ASML ASML Holding NV-NY Reg SHS filed as ASML HLDG NV	0.20%	376	$496K	Reduce -2.8%
VNQ Vanguard Real Estate ETF	0.20%	5,588	$496K	Add +12.9%
DUK Duke Energy Corp.	0.20%	3,740	$490K	Add +3.8%
VOE Vngrd Mrngstr MD-Cap Val ETF	0.19%	2,641	$487K	Reduce -2.2%
GUNR NT Mstar GLBL NR ETF	0.19%	8,739	$482K	Add +3.0%
PG The Procter & Gamble Co.	0.19%	3,297	$476K	Add +0.1%
O Realty Income Corp.	0.19%	7,742	$474K	Add +0.8%
BSJQ Invesco Bulletshares 2026 HY	0.19%	20,328	$471K	Add +0.8%
LQTI FT Vest Invst GRD TRGT I ETF	0.19%	24,023	$470K	Reduce -4.5%
VUG Vanguard Mrngstar GR ETF-Sui	0.19%	1,068	$467K	Add +0.1%
CTAS Cintas Corp.	0.18%	2,703	$457K	No change
GEV GE Vernova Inc.	0.18%	515	$450K	No change
USRT iShares Core US REIT ETF	0.18%	7,598	$450K	Reduce -0.5%
VXF Vanguard Extended Market ETF	0.18%	2,166	$446K	Add +6.5%
RJF Raymond James Financial Inc.	0.18%	3,071	$445K	Add +0.3%
DUHP Dimensional US High Profi Et	0.18%	12,008	$441K	Add +12.0%
SDVY First Trust Smid Cap Rising	0.17%	11,069	$436K	Add +2.6%
SM SM Energy Co.	0.17%	13,402	$418K	New
GPIX GLDM SA S&P 500 PR in ETF-US	0.17%	8,306	$416K	Add +18.5%
NVS Novartis AG-Sponsored ADR	0.16%	2,675	$409K	Reduce -3.5%
LNT Alliant Energy Corp.	0.16%	5,687	$408K	No change
BUFD FT VST Lad Deep Buf ETF-Usdi	0.16%	14,538	$407K	No change
GS Goldman Sachs Group Inc.	0.16%	476	$403K	No change
STX Seagate Technology Holdings	0.16%	1,000	$392K	No change
BUFT FT Vest Buffered Allocation	0.15%	15,391	$382K	No change
GPIQ GS Nasdaq-100 PR Inc. ETF-Usd	0.15%	7,687	$380K	Add +9.0%
USB US Bancorp	0.15%	7,299	$380K	Reduce -8.3%
LLY Eli Lilly & Co.	0.15%	402	$370K	No change
META Meta Platforms Inc. Class A	0.15%	646	$370K	Reduce -51.4%
BNDX Vanguard Total Intl Bond ETF	0.14%	7,565	$364K	Add +11.6%
MCK McKesson Corp.	0.14%	412	$357K	No change
CCD Calamos DYN Convert & Inc.	0.14%	16,567	$354K	Add +1.9%
RACE Ferrari NV	0.14%	1,035	$350K	No change
AGG iShares Core U.S. Aggregate	0.14%	3,488	$346K	New
FTRI First Trust Indxx Global Nat	0.14%	19,089	$341K	Add +3.2%
SYK Stryker Corp.	0.13%	1,000	$329K	No change
NLR Vaneck Urani & Nuclr ETF-Usd	0.13%	2,439	$325K	New
FXR First Trust Indst/Producers	0.13%	3,930	$321K	Reduce -0.5%
MHF Western Asset Municipal High	0.13%	45,697	$317K	Add +1.1%
CVX Chevron Corp.	0.13%	1,527	$316K	Reduce -2.2%
EMB iShares JP Morgan Usd Emergi	0.13%	3,341	$314K	Add +5.1%
HON Honeywell International Inc.	0.12%	1,368	$309K	Add +0.1%
GJUN FT Vest US Equity Moderate B	0.12%	7,825	$308K	Reduce -6.4%
HOOD Robinhood Markets Inc. Class A	0.12%	4,385	$304K	New
BSJS Invesco Bulletshares 2028 HY	0.12%	13,971	$303K	Add +28.3%
MRK Merck & Co. Inc.	0.12%	2,492	$300K	Add +4.6%
GE General Electric filed as GE AEROSPACE	0.12%	1,054	$299K	No change
OBE Obsidian Energy Ltd.	0.12%	30,913	$293K	New
UNH Unitedhealth Group Inc.	0.11%	1,044	$282K	Reduce -15.5%
SKYY First Trust Cloud Computing	0.11%	2,560	$280K	No change
XEVVX Eaton Vance Ltd. Durat Inc.	0.11%	29,493	$279K	Add +0.4%
IEMG iShares Core MSCI Emerging	0.11%	3,976	$277K	Reduce -6.7%
VNLA Janus Henderson Short Durati	0.11%	5,527	$270K	Reduce -5.5%
FIXD First Trust Smith Opportunis	0.11%	6,106	$266K	Add +0.6%
DFEB FT Vest U.S. Equity Deep Buf	0.11%	5,594	$265K	New
BAC Bank of America Corp. filed as BANK AMERICA CORP	0.11%	5,410	$264K	Add +0.1%
PLTR Palantir Technologies Inc. Class A	0.10%	1,794	$262K	Reduce -14.8%
AMT American Tower Corp.	0.10%	1,509	$260K	Add +0.3%
JEPI JPMorgan Equity Premium Inco	0.10%	4,554	$258K	Add +1.5%
XGDVX Gabelli Dividend & Income TR	0.10%	9,566	$258K	Reduce -0.8%
T AT&T Inc.	0.10%	8,656	$251K	New
DIHP Dimensional International Hi	0.10%	7,744	$250K	Add +6.8%
PSCE Invesco S&P Smallcap Energy	0.10%	4,048	$247K	New
CASY Casey's General Stores Inc.	0.10%	339	$246K	New
ZTS Zoetis Inc.	0.10%	2,081	$246K	Reduce -2.7%
BRK.B Berkshire Hathaway Inc. Class B	0.10%	506	$242K	No change
BIPC Brookfield Infrastructure-A	0.09%	6,023	$238K	No change
LNG Cheniere Energy Inc.	0.09%	836	$237K	New
CWB SS SPDR BB Conv Sec ETF	0.09%	2,582	$236K	Reduce -0.5%
IUSB Ishr CR Unvrse Usd BD ETF-Ui	0.09%	4,988	$230K	Add +5.7%
GDEC FT Vest US Equity Moderate B	0.09%	6,208	$230K	New
ICE Intercontinental Exchange Inc.	0.09%	1,425	$224K	No change
RSG Republic Services Inc.	0.09%	1,000	$219K	Reduce -2.4%
ACYN FT Lad Autocall Bar Inc. ETF	0.09%	10,618	$216K	New
SPG Simon Property Group Inc.	0.09%	1,158	$216K	Add +1.2%
VGT Vanguard Info Tech ETF	0.09%	309	$216K	New
SDVD FT Vest Smid Rising Dividend	0.08%	9,748	$212K	New
BUFQ FT VST Lad NSDQ Buf ETF-Usdi	0.08%	5,985	$211K	No change
ACN Accenture PLC Class A	0.08%	1,037	$206K	Add +0.1%
USA Liberty All Star Equity Fund	0.07%	31,062	$172K	Reduce -11.6%
MSD Morgan Stanley Emrg MKT Debt	0.07%	23,489	$165K	Add +1.7%
GOF Guggenheim Strategic Opport	0.06%	13,622	$150K	Add +3.6%
GAB Gabelli Equity Trust	0.05%	23,928	$134K	Reduce -4.1%
XJQCX Nuveen Credit Strategies Inc.	0.05%	24,841	$121K	Add +1.6%
XAODX Abrdn Total Dynamic Dividend	0.05%	12,738	$117K	Add +2.1%
F Ford Motor Co. filed as FORD MTR CO	0.05%	10,141	$117K	Add +0.4%

Other holdings (2): bonds, preferreds, convertibles and warrants · $4K (not counted above)

Security	Class	Shares / Principal	Value	Change
VSEEW Digital Health Acquist-CW23	*W EXP 99/99/999	121,000	$4K	No change
GABELLI EQUITY TRUST-RT	RIGHT 04/14/2026	23,550	$165	Reduce -5.6%

Total filed on the 13F, all lines: $250.9M.

Portfolio Sells Q4 2025 → Q1 2026


AAPL Apple Inc.	Reduce -1.1%	5.74%	−0.70
MSFT Microsoft Corp.	Reduce -3.7%	1.58%	−0.64
WFC Wells Fargo & Co.	Reduce -0.3%	1.63%	−0.35
IAGG iShares Intl Aggregate Bond	Reduce -11.9%	1.45%	−0.25
CEG Constellation Energy	Sold out	0.00%	−0.22
META Meta Platforms Inc. Class A	Reduce -51.4%	0.15%	−0.21
QQQ Invesco QQQ Trust Series 1	Reduce -0.7%	1.97%	−0.21
IVV iShares Core S&P 500 ETF	Reduce -1.5%	2.08%	−0.21
CET Central Securities Corp.	Sold out	0.00%	−0.13
KNG FT Vest S&P 500 DVD Arst TRG	Sold out	0.00%	−0.10
IBHF iShares Ibond 2026 HY & Inc.	Reduce -17.2%	0.36%	−0.09
GOOGL Alphabet Inc. Class A	Reduce -3.6%	0.53%	−0.09
GOCT FT Vest US Equity Moderate B	Sold out	0.00%	−0.08
MMM 3M Co.	Sold out	0.00%	−0.08
IJH iShares Core S&P Midcap ETF	Reduce -1.3%	2.87%	−0.07
V Visa Inc. Class A	Reduce -7.5%	0.23%	−0.07
FTCS First Trust Capital Strength	Reduce -4.0%	0.78%	−0.06
FDN First Trust DJ Internet Ind	Reduce -7.1%	0.21%	−0.06
UNH Unitedhealth Group Inc.	Reduce -15.5%	0.11%	−0.06
MOAT Vaneck Morningstar Wide Moat	Reduce -10.9%	0.21%	−0.05
PLTR Palantir Technologies Inc. Class A	Reduce -14.8%	0.10%	−0.05
CSQ Calamos Strat TTL RTRN FND	Reduce -5.7%	0.21%	−0.05
RDVY First Trust Rising Dividend	Reduce -2.8%	0.56%	−0.05
XAWFX Alliancebernstein GL Hi Inc.	Reduce -4.8%	0.31%	−0.04
ABBV Abbvie Inc.	Reduce -1.2%	0.35%	−0.04
XAWPX Abrdn Global Premier Propert	Sold out	0.00%	−0.03
SPY SS SPDR S&P 500 ETF Trust-US	Reduce -0.4%	0.36%	−0.03
HD Home Depot Inc.	Reduce -5.4%	0.21%	−0.03
PPT Franklin Premir Inc. Trust-Ui	Reduce -5.0%	0.35%	−0.03
FV First Trust DW Focus 5 Fund	Reduce -0.5%	0.33%	−0.03
USB US Bancorp	Reduce -8.3%	0.15%	−0.02
BUFR FT Vest Lad Buffervetf-Usd I	Reduce -0.2%	0.44%	−0.02
USA Liberty All Star Equity Fund	Reduce -11.6%	0.07%	−0.02
LQTI FT Vest Invst GRD TRGT I ETF	Reduce -4.5%	0.19%	−0.02
GJUN FT Vest US Equity Moderate B	Reduce -6.4%	0.12%	−0.01
ZTS Zoetis Inc.	Reduce -2.7%	0.10%	−0.01
VNLA Janus Henderson Short Durati	Reduce -5.5%	0.11%	−0.01
GAB Gabelli Equity Trust	Reduce -4.1%	0.05%	−0.01
XGDVX Gabelli Dividend & Income TR	Reduce -0.8%	0.10%	−0.01
IEMG iShares Core MSCI Emerging	Reduce -6.7%	0.11%	−0.01
DFEM Dimensional Emrg MRKT Core	Reduce -4.2%	0.22%	−0.01
DFIS Dimensional International SM	Reduce -0.8%	0.25%	−0.01
VOE Vngrd Mrngstr MD-Cap Val ETF	Reduce -2.2%	0.19%	−0.00
FXR First Trust Indst/Producers	Reduce -0.5%	0.13%	−0.00
RSG Republic Services Inc.	Reduce -2.4%	0.09%	−0.00
CWB SS SPDR BB Conv Sec ETF	Reduce -0.5%	0.09%	−0.00
UTF Cohen & Steers Infrastructur	Reduce -4.0%	0.21%	−0.00
USRT iShares Core US REIT ETF	Reduce -0.5%	0.18%	−0.00
DFUV Dimensional US Marketwide Va	Reduce -0.2%	0.20%	+0.00
FAB First Trust Multi Cap Value	Reduce -1.4%	0.33%	+0.00

Portfolio Buys Q4 2025 → Q1 2026


XOM Exxon Mobil Corp.	Add +35.7%	1.01%	+0.46
CRON Cronos Group Inc.	New	0.40%	+0.40
PYLD PIMCO Multisector Bond Actv	Add +151.6%	0.53%	+0.31
SM SM Energy Co.	New	0.17%	+0.17
AVMC Avantis US Mid Cap Eq ETF	Add +30.1%	0.71%	+0.16
AGG iShares Core U.S. Aggregate	New	0.14%	+0.14
NLR Vaneck Urani & Nuclr ETF-Usd	New	0.13%	+0.13
HOOD Robinhood Markets Inc. Class A	New	0.12%	+0.12
OBE Obsidian Energy Ltd.	New	0.12%	+0.12
PWR Quanta Services Inc.	Add +33.0%	0.29%	+0.12
GJAN FT Vest US Equity Moderate B	Add +120.2%	0.21%	+0.11
QQQM Invesco Nasdaq 100 ETF	Add +87.7%	0.26%	+0.11
DFEB FT Vest U.S. Equity Deep Buf	New	0.11%	+0.11
RTX RTX Corp.	Add +60.2%	0.27%	+0.10
JPM JPMorgan Chase & Co.	Add +89.5%	0.26%	+0.10
T AT&T Inc.	New	0.10%	+0.10
PSCE Invesco S&P Smallcap Energy	New	0.10%	+0.10
CASY Casey's General Stores Inc.	New	0.10%	+0.10
LNG Cheniere Energy Inc.	New	0.09%	+0.09
WMT Walmart Inc.	Add +0.0%	1.27%	+0.09
GDEC FT Vest US Equity Moderate B	New	0.09%	+0.09
ACYN FT Lad Autocall Bar Inc. ETF	New	0.09%	+0.09
VGT Vanguard Info Tech ETF	New	0.09%	+0.09
SDVD FT Vest Smid Rising Dividend	New	0.08%	+0.08
DFAC Dimensional US Core Equity 2	Add +14.1%	1.07%	+0.08
DFAS Dimensional US Small Cap ETF	Add +13.2%	0.78%	+0.08
KMI Kinder Morgan Inc.	Add +0.5%	0.47%	+0.07
AIRR First Trust Rba American Ind	Add +7.5%	0.44%	+0.06
SUN Sunoco LP	Add +0.3%	0.37%	+0.06
DFAE Dimensional Emerging Core Eq	Add +4.9%	1.10%	+0.06
BA The Boeing Co.	Add +53.3%	0.21%	+0.05
LMT Lockheed Martin Corp.	Add +3.2%	0.27%	+0.05
TSM Taiwan Semiconductor-SP ADR	Add +5.7%	0.43%	+0.05
GRID First TRST Nasd Class Edg Sgiif	Add +16.1%	0.29%	+0.05
DGRO iShares Core Dividend Growth	Add +4.0%	3.06%	+0.05
DFIC Dimensional International Co.	Add +9.6%	0.54%	+0.05
EMLP First Trust North American E	Add +0.4%	0.41%	+0.04
CWEN Clearway Energy Inc. Class C	Add +0.7%	0.32%	+0.04
APLD Applied Digital Corp.	Add +27.1%	0.24%	+0.04
DFAI Dimensional International Co.	Add +3.0%	2.30%	+0.04
EMXC iShares MSCI Emr MRK Ex Chna	Add +10.6%	0.28%	+0.04
FEMS First Trust Emerging Markets	Add +0.2%	0.82%	+0.04
RQI Cohen & Steers Qual Inc. RLTY	Add +2.0%	0.95%	+0.04
HYLS FT Tactical High Yield ETF	Add +9.4%	1.44%	+0.03
GUNR NT Mstar GLBL NR ETF	Add +3.0%	0.19%	+0.03
CP Canadian Pacific Kansas City	Add +5.0%	0.39%	+0.03
SNOV FT Vest US Small Cap Moderat	Add +14.4%	0.29%	+0.03
IJR iShares Core S&P Small-Cap E	Add +1.7%	1.68%	+0.03
KTOS Kratos Defense & Security	Add +26.9%	0.22%	+0.03
NFLX Netflix Inc.	Add +11.2%	0.26%	+0.02

Notes & Other Activity Q4 2025 → Q1 2026


GABELLI EQUITY TRUST-RT	RIGHT 04/14/2026	Reduce -5.6%	23,550	$165

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

Quarter	Positions	13F Reported Value	Top Holdings
Q2 2026	207	$278.2M	AAPL, RSP, FPE, DGRO, IJH
Q1 2026	198	$250.9M	AAPL, FPE, RSP, DGRO, IJH
Q4 2025	189	$242.3M	AAPL, FPE, RSP, DGRO, IJH
Q3 2025	186	$234.6M	AAPL, FPE, RSP, JAAA, IJH
Q2 2025	182	$219.9M	AAPL, FPE, RSP, JAAA, IJH
Q1 2025	181	$202.5M	AAPL, FPE, JAAA, RSP, IJH
Q4 2024	177	$203.7M	AAPL, JAAA, FPE, RSP, IJH
Q3 2024	182	$199.0M	AAPL, FPE, RSP, JAAA, IJH
Q2 2024	174	$180.5M	AAPL, FPE, RSP, IVV, AMZN
Q1 2024	178	$171.0M	AAPL, FPE, RSP, IVV, DGRO