Raymond James & Associates
In its 13F for Q1 2024 (holdings as of March 31, 2024, filed April 22, 2024), Raymond James & Associates reported 3,823 stock positions worth $147.4 billion. Its top holding was Vanguard S&P 500 ETF (VOO) at 7.5% of the portfolio, followed by iShares Core U.S. Aggregate (AGG, 4.4%) and Microsoft (MSFT, 3.1%). Compared with Q4 2023, it opened 246 new positions, sold out of 158, added to 1,927 and reduced 1,539. The biggest buy was Meta Platforms Class A (META, shares +6%) and the biggest sale Apple (AAPL, shares −1%).
- Most Recent 13F
- Q3 2024
- Location
- ST PETERSBURG, FL
- CIK
- 0001084208
- Portfolio Value
- $147.4B (Q1 2024)
- SEC Filing
- 0001084208-24-000011 ↗ filed Apr 22, 2024
Holdings Value
Holdings 3,823 stocks · $147.4B
| VOO Vanguard S&P 500 ETF | 7.50% | 23,007,404 | $11.1B | Reduce -0.8% |
| AGG iShares Core U.S. Aggregate | 4.39% | 66,048,359 | $6.5B | Add +4.7% |
| MSFT Microsoft Corp. | 3.14% | 11,002,621 | $4.6B | Add +1.4% |
| AAPL Apple Inc. | 2.15% | 18,466,523 | $3.2B | Reduce -0.8% |
| AMZN Amazon.com Inc. | 1.59% | 12,973,248 | $2.3B | Add +4.7% |
| NVDA Nvidia Corp. | 1.56% | 2,552,236 | $2.3B | Reduce -5.9% |
| IEFA iShares Core MSCI Eafe ETF | 1.48% | 29,384,292 | $2.2B | Reduce -0.5% |
| JPM JPMorgan Chase & Co. | 1.27% | 9,320,640 | $1.9B | Add +2.2% |
| AVGO Broadcom Inc. | 1.20% | 1,339,415 | $1.8B | Reduce -0.8% |
| GOOGL Alphabet Inc. Class A | 0.94% | 9,150,856 | $1.4B | Add +1.8% |
| HD Home Depot Inc. | 0.92% | 3,536,792 | $1.4B | Add +2.1% |
| USMV iShares MSCI USA Min Vol Fac | 0.90% | 15,949,103 | $1.3B | Reduce -0.8% |
| SPY SS SPDR S&P 500 ETF Trust-US | 0.89% | 2,512,410 | $1.3B | Reduce -15.7% |
| MRK Merck & Co. Inc. | 0.88% | 9,797,226 | $1.3B | Add +2.2% |
| ETN Eaton Corp. PLC | 0.81% | 3,804,171 | $1.2B | Add +1.7% |
| META Meta Platforms Inc. Class A | 0.80% | 2,415,547 | $1.2B | Add +6.4% |
| V Visa Inc. Class A | 0.77% | 4,086,984 | $1.1B | Add +2.6% |
| IJH iShares Core S&P Midcap ETF | 0.77% | 18,655,382 | $1.1B | Add +31.6% |
| IJR iShares Core S&P Small-Cap E | 0.72% | 9,548,329 | $1.1B | Add +2.1% |
| BRK.B Berkshire Hathaway Inc. Class B | 0.69% | 2,435,155 | $1.0B | Reduce -0.3% |
| JNJ Johnson & Johnson | 0.69% | 6,384,341 | $1.0B | Add +5.3% |
| VO Vngrd Mrngstr MD-Cap ETF-Usd | 0.65% | 3,814,129 | $953.0M | Add +0.1% |
| VTEB Vanguard Tax-Exempt Bond ETF | 0.61% | 17,637,463 | $892.5M | Add +2.3% |
| IWF iShares Russell 1000 Growth | 0.60% | 2,619,441 | $882.9M | Reduce -9.2% |
| UNH Unitedhealth Group Inc. | 0.59% | 1,755,790 | $868.6M | Reduce -4.4% |
| WMT Walmart Inc. | 0.57% | 14,035,473 | $844.5M | Add +4.2% |
| MPC Marathon Petroleum Corp. | 0.57% | 4,178,977 | $842.1M | Add +1.9% |
| XLV SS Health Care Select Sector | 0.57% | 5,682,906 | $839.5M | Add +1.5% |
| MSI Motorola Solutions Inc. | 0.54% | 2,237,587 | $794.3M | Add +3.8% |
| ABBV Abbvie Inc. | 0.53% | 4,321,396 | $786.9M | Reduce -4.2% |
| CB Chubb Ltd. | 0.52% | 2,964,022 | $768.1M | Reduce -4.5% |
| IEMG iShares Core MSCI Emerging | 0.51% | 14,651,892 | $756.0M | Add +0.8% |
| LLY Eli Lilly & Co. | 0.49% | 935,755 | $728.0M | Add +8.0% |
| UNP Union Pacific Corp. | 0.49% | 2,959,365 | $727.8M | Add +2.7% |
| CRM Salesforce Inc. | 0.49% | 2,408,288 | $725.3M | Add +7.9% |
| GOOG Alphabet Inc. Class C | 0.49% | 4,739,666 | $721.7M | Reduce -9.5% |
| XLK SS Technology Select Sector | 0.49% | 3,434,467 | $715.3M | Reduce -4.1% |
| IVV iShares Core S&P 500 ETF | 0.48% | 1,348,103 | $708.7M | Reduce -1.3% |
| VZ Verizon Communications Inc. | 0.47% | 16,353,817 | $686.2M | Add +12.0% |
| CSCO Cisco Systems Inc. | 0.45% | 13,187,824 | $658.2M | Reduce -1.8% |
| CMCSA Comcast Corp. Class A | 0.44% | 15,100,752 | $654.6M | Add +2.8% |
| IWD iShares Russell 1000 Value E | 0.44% | 3,632,089 | $650.5M | Reduce -0.3% |
| VIG Vanguard Dividend Apprec ETF | 0.44% | 3,537,699 | $646.0M | Add +58.8% |
| QQQ Invesco QQQ Trust Series 1 | 0.43% | 1,433,865 | $636.7M | Add +3.4% |
| COST Costco Wholesale Corp. | 0.43% | 868,981 | $636.6M | Add +0.2% |
| CME Cme Group Inc. | 0.43% | 2,934,843 | $631.8M | Add +5.0% |
| CVX Chevron Corp. | 0.42% | 3,968,637 | $626.0M | Add +7.9% |
| MA Mastercard Inc. Class A | 0.39% | 1,193,785 | $574.9M | Reduce -0.7% |
| IEF iShares 7-10 Year Treasury B | 0.39% | 6,065,301 | $574.1M | Reduce -4.9% |
| MDT Medtronic PLC | 0.35% | 5,909,743 | $515.0M | Reduce -0.2% |
| PG The Procter & Gamble Co. | 0.35% | 3,139,088 | $509.3M | Add +2.7% |
| APD Air Products & Chemicals Inc. | 0.34% | 2,099,419 | $508.6M | Add +8.7% |
| SMMV iShares MSCI USA Small-Cap M | 0.33% | 12,900,517 | $483.1M | Add +2.1% |
| ORCL Oracle Corp. | 0.32% | 3,801,597 | $477.5M | Add +1.6% |
| MTUM iShares MSCI USA Momentum Fa | 0.32% | 2,507,875 | $469.9M | Reduce -1.7% |
| USHY iShares Broad Usd High Yield | 0.32% | 12,832,409 | $469.5M | Add +2.7% |
| DVN Devon Energy Corp. | 0.31% | 9,044,859 | $453.9M | Add +8.9% |
| UPS United Parcel Service Class B | 0.29% | 2,905,616 | $431.9M | Add +12.1% |
| QCOM Qualcomm Inc. | 0.29% | 2,539,351 | $429.9M | Reduce -2.8% |
| AMD Advanced Micro Devices | 0.28% | 2,297,597 | $414.7M | Add +8.1% |
| NFLX Netflix Inc. | 0.28% | 676,426 | $410.8M | Add +15.8% |
| VYM Vanguard High DVD Yield ETF | 0.28% | 3,383,010 | $409.3M | Reduce -0.7% |
| VTV Vanguard Mrngstr Val ETF-Aui | 0.28% | 2,512,897 | $409.3M | Reduce -4.7% |
| NVO Novo-Nordisk A/S-Spons ADR | 0.27% | 3,143,731 | $403.7M | Add +12.3% |
| XLC SS Comm Select Sector SPDR | 0.27% | 4,814,993 | $393.2M | Reduce -1.6% |
| PEP Pepsico Inc. | 0.26% | 2,225,764 | $389.5M | Add +2.5% |
| ACN Accenture PLC Class A | 0.26% | 1,111,476 | $385.2M | Add +2.0% |
| XOM Exxon Mobil Corp. | 0.26% | 3,259,170 | $378.8M | Add +10.2% |
| VEU Vanguard Ftse All-World Ex-U | 0.25% | 6,326,829 | $371.1M | Add +4.3% |
| COWZ Pacer US Cash Cows 100 ETF | 0.25% | 6,383,907 | $371.0M | Add +21.1% |
| DRI Darden Restaurants Inc. | 0.25% | 2,202,711 | $368.2M | Add +11.9% |
| ABT Abbott Laboratories | 0.24% | 3,153,909 | $358.5M | Add +3.0% |
| BAC Bank of America Corp. filed as BANK AMERICA CORP | 0.24% | 9,429,489 | $357.6M | Add +1.1% |
| MCD McDonald's Corp. | 0.24% | 1,237,467 | $348.9M | Reduce -3.9% |
| FISV Fiserv Inc. | 0.23% | 2,137,236 | $341.6M | Add +2.5% |
| DHR Danaher Corp. | 0.23% | 1,343,260 | $335.4M | Add +5.8% |
| WMB Williams Cos Inc. | 0.22% | 8,421,205 | $328.2M | Add +0.7% |
| SPGI S&P Global Inc. | 0.22% | 757,396 | $322.2M | Reduce -0.1% |
| VUG Vanguard Mrngstar GR ETF-Sui | 0.22% | 935,700 | $322.1M | Reduce -1.9% |
| XLY SS Consumer Disc Select Sect | 0.21% | 1,686,630 | $310.2M | Add +2.9% |
| ICE Intercontinental Exchange Inc. | 0.21% | 2,253,168 | $309.7M | Add +3.1% |
| AMGN Amgen Inc. | 0.21% | 1,079,536 | $306.9M | Reduce -6.5% |
| TT Trane Technologies PLC | 0.21% | 1,022,382 | $306.9M | Reduce -1.3% |
| RTX RTX Corp. | 0.21% | 3,115,524 | $303.9M | Add +2.8% |
| SDY SS SPDR S&P Dividend ETF | 0.20% | 2,301,496 | $302.0M | Reduce -1.3% |
| TMO Thermo Fisher Scientific Inc. | 0.20% | 513,566 | $298.5M | Add +9.3% |
| INTU Intuit Inc. | 0.20% | 455,881 | $296.3M | Add +1.7% |
| XLF SS Financial Select Sector | 0.20% | 7,034,958 | $296.3M | Add +129.0% |
| TJX TJX Companies Inc. filed as TJX COS INC NEW | 0.20% | 2,897,533 | $293.9M | Add +2.3% |
| VPL Vanguard Ftse Pacific ETF | 0.19% | 3,742,248 | $284.5M | Add +3.4% |
| DIS The Walt Disney Co. filed as DISNEY WALT CO | 0.19% | 2,323,652 | $284.3M | Add +9.5% |
| JCI Johnson Controls Internation | 0.19% | 4,193,698 | $273.9M | Add +11.4% |
| TXN Texas Instruments Inc. | 0.18% | 1,559,312 | $271.6M | Reduce -7.1% |
| LIN Linde PLC | 0.18% | 579,976 | $269.3M | Add +2.1% |
| KO The Coca-Cola Co. | 0.18% | 4,378,983 | $267.9M | Add +2.1% |
| ADBE Adobe Inc. | 0.18% | 520,552 | $262.7M | Reduce -6.9% |
| TGT Target Corp. | 0.18% | 1,473,001 | $261.0M | Reduce -0.1% |
| IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS | 0.18% | 1,362,963 | $260.3M | Reduce -0.2% |
| MDLZ Mondelez International Inc. Class A | 0.17% | 3,620,094 | $253.4M | Add +2.1% |
| NOW ServiceNow Inc. | 0.17% | 323,082 | $246.3M | Reduce -2.5% |
Options reported separately and not counted above: SPY puts ($22.3M), QQQ puts ($6.3M), GDXJ calls ($4.8M), TLT puts ($4.8M), MSFT puts ($3.3M), AMZN puts ($2.7M), TLT calls ($2.0M), AZN puts ($1.5M), NVDA puts ($1.4M), IWM puts ($1.4M), ADM puts ($1.2M), AAPL puts ($1.2M), and 33 more.
Other holdings (44): bonds, preferreds, convertibles and warrants · $19.0M (not counted above)
| Security | Class | Shares / Principal | Value | Change |
|---|---|---|---|---|
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | 6,355 | $7.7M | Add +6.9% |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | 4,939 | $5.9M | Reduce -4.3% |
| CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) | 6.75DP CNV PFD B | 21,960 | $1.4M | No change |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | 22,109 | $953K | Reduce -29.9% |
| LYFT INC (LYFT 1.5 05/15/25) | NOTE 1.500% 5/1 · principal | 725,000 | $706K | No change |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | 21,766 | $533K | Add +71.2% |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | 390,000 | $349K | Reduce -4.9% |
| REDWOOD TRUST INC (RWT 5.625 07/15/24) | NOTE 5.625% 7/1 · principal | 160,000 | $159K | No change |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | 28,885 | $116K | Reduce -2.5% |
| RINGCENTRAL INC (RNG 0 03/01/25) | NOTE 3/0 · principal | 120,000 | $113K | No change |
| MFA FINANCIAL INC (MFA 6.25 06/15/24) | NOTE 6.250% 6/1 · principal | 110,000 | $110K | No change |
| PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) | NOTE 6.375% 3/0 · principal | 100,000 | $99K | No change |
| I3 VERTICALS LLC (IIIV 1 02/15/25) | NOTE 1.000% 2/1 · principal | 75,000 | $72K | No change |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | 15,168 | $67K | Add +4.1% |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | 30,000 | $40K | Add +130.8% |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | 42,000 | $38K | New |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | 43,000 | $38K | Add +230.8% |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | 35,000 | $31K | Reduce -22.2% |
| AIR TRANSPORT SERVICES G (ATSG 1.125 10/15/24) | NOTE 1.125%10/1 · principal | 32,000 | $31K | No change |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | 31,000 | $31K | New |
| PARSONS CORP (PSN 0.25 08/15/25) | NOTE 0.250% 8/1 · principal | 16,000 | $29K | No change |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | 33,000 | $29K | New |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | 29,000 | $29K | New |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | 29,000 | $28K | New |
| INTERDIGITAL INC (IDCC 2 06/01/24) | NOTE 2.000% 6/0 · principal | 21,000 | $27K | No change |
| KAMAN CORP (KAMN 3.25 05/01/24) | NOTE 3.250% 5/0 · principal | 27,000 | $27K | Add +80.0% |
| MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) | NOTE 1.625% 2/1 · principal | 10,000 | $26K | No change |
| GUESS INC (GES 2 04/15/24) | NOTE 2.000% 4/1 · principal | 21,000 | $23K | New |
| ALARM.COM HLDGS INC (ALRM 0 01/15/26) | NOTE 1/1 · principal | 25,000 | $23K | No change |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | 22,000 | $21K | New |
| GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) | NOTE 1.250% 3/1 · principal | 17,000 | $20K | No change |
| AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) | NOTE 0.125% 5/0 · principal | 15,000 | $18K | No change |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | 19,000 | $18K | New |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | 19,000 | $18K | New |
| DISH NETWORK CORP (DISH 3.375 08/15/26) | NOTE 3.375% 8/1 · principal | 25,000 | $16K | No change |
| BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) | NOTE 0.599% 8/0 · principal | 15,000 | $15K | No change |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | 13,000 | $15K | New |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | 14,000 | $14K | New |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | 13,000 | $12K | New |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | 11,000 | $11K | Reduce -64.5% |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | 11,000 | $11K | Reduce -50.0% |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | 12,000 | $11K | New |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | 11,000 | $10K | New |
| SSR MINING INC (SSRMCN 2.5 04/01/39) | NOTE 2.500% 4/0 · principal | 10,000 | $9K | No change |
Total filed on the 13F, all lines: $147.4B.
Portfolio Sells Q4 2023 → Q1 2024
| AAPL Apple Inc. | Reduce -0.8% | 2.15% | −0.53 |
| SPY SS SPDR S&P 500 ETF Trust-US | Reduce -15.7% | 0.89% | −0.17 |
| UNH Unitedhealth Group Inc. | Reduce -4.4% | 0.59% | −0.13 |
| XLP SS Consumer Staples Sel Sect | Reduce -39.4% | 0.15% | −0.11 |
| VOO Vanguard S&P 500 ETF | Reduce -0.8% | 7.50% | −0.08 |
| IEFA iShares Core MSCI Eafe ETF | Reduce -0.5% | 1.48% | −0.07 |
| ADBE Adobe Inc. | Reduce -6.9% | 0.18% | −0.07 |
| IEF iShares 7-10 Year Treasury B | Reduce -4.9% | 0.39% | −0.07 |
| AMT American Tower Corp. | Reduce -20.1% | 0.13% | −0.07 |
| GOOG Alphabet Inc. Class C | Reduce -9.5% | 0.49% | −0.06 |
| CSCO Cisco Systems Inc. | Reduce -1.8% | 0.45% | −0.06 |
| IWF iShares Russell 1000 Growth | Reduce -9.2% | 0.60% | −0.06 |
| GILD Gilead Sciences Inc. | Reduce -18.2% | 0.10% | −0.05 |
| MCD McDonald's Corp. | Reduce -3.9% | 0.24% | −0.05 |
| AMGN Amgen Inc. | Reduce -6.5% | 0.21% | −0.04 |
| AOR iShares Core 60/40 Balanced | Reduce -95.2% | 0.00% | −0.04 |
| HON Honeywell International Inc. | Reduce -8.2% | 0.16% | −0.04 |
| VT Vanguard Tot World STK ETF | Reduce -60.6% | 0.02% | −0.04 |
| TFLO iShares Treasury Floating Ra | Reduce -75.8% | 0.01% | −0.04 |
| USMV iShares MSCI USA Min Vol Fac | Reduce -0.8% | 0.90% | −0.03 |
| SPGI S&P Global Inc. | Reduce -0.1% | 0.22% | −0.03 |
| M D C HLDGS INC | Reduce -84.7% | 0.01% | −0.03 |
| NKE Nike Inc. Class B | Reduce -2.3% | 0.10% | −0.03 |
| AOM iShares Core 40/60 Moderate | Reduce -96.9% | 0.00% | −0.03 |
| XLK SS Technology Select Sector | Reduce -4.1% | 0.49% | −0.03 |
| TXN Texas Instruments Inc. | Reduce -7.1% | 0.18% | −0.03 |
| CNQ Canadian Natural Resources | Reduce -61.2% | 0.02% | −0.03 |
| TLT iShares 20+ Year Treasury BD | Reduce -6.8% | 0.12% | −0.03 |
| FVD First Trust Value Line DVD | Reduce -14.0% | 0.12% | −0.03 |
| CVS CVS Health Corp. | Reduce -8.5% | 0.14% | −0.03 |
| GS Goldman Sachs Group Inc. | Reduce -13.5% | 0.15% | −0.03 |
| BLK BlackRock Finance Inc. | Reduce -9.3% | 0.14% | −0.03 |
| BIL SS SPDR BB 1-3M T-Bill ETF | Reduce -20.7% | 0.07% | −0.03 |
| EFA iShares MSCI Eafe ETF | Reduce -23.3% | 0.07% | −0.03 |
| SLB SLB Ltd. | Reduce -40.7% | 0.03% | −0.02 |
| VCLT Vanguard Long-Term Corp. Bond | Reduce -72.4% | 0.01% | −0.02 |
| TEL Te Connectivity Ltd. | Reduce -30.9% | 0.04% | −0.02 |
| GBCI Glacier Bancorp Inc. | Reduce -74.8% | 0.01% | −0.02 |
| SNOW Snowflake Inc. | Reduce -37.9% | 0.02% | −0.02 |
| TTE Totalenergies SE -Spon ADR | Reduce -9.7% | 0.12% | −0.02 |
| WEC WEC Energy Group Inc. | Reduce -19.9% | 0.06% | −0.02 |
| ACWI iShares MSCI Acwi ETF | Reduce -66.6% | 0.01% | −0.02 |
| CCI Crown Castle Inc. | Reduce -10.4% | 0.07% | −0.02 |
| SPEM State Street SP PTF Em ETF | Reduce -78.6% | 0.01% | −0.02 |
| PXD Pioneer Natural Resources Co. | Reduce -26.6% | 0.07% | −0.02 |
| NTR Nutrien Ltd. | Reduce -67.2% | 0.01% | −0.02 |
| SUSA iShares ESG Optimized MSCI U | Reduce -71.1% | 0.01% | −0.02 |
| PM Philip Morris International | Reduce -1.4% | 0.13% | −0.02 |
| ANSS Ansys Inc. | Reduce -44.9% | 0.02% | −0.02 |
| JMBS Janus Henderson Mortg Backed | Reduce -13.5% | 0.07% | −0.02 |
Portfolio Buys Q4 2023 → Q1 2024
| META Meta Platforms Inc. Class A | Add +6.4% | 0.80% | +0.19 |
| IJH iShares Core S&P Midcap ETF | Add +31.6% | 0.77% | +0.18 |
| AMZN Amazon.com Inc. | Add +4.7% | 1.59% | +0.18 |
| VIG Vanguard Dividend Apprec ETF | Add +58.8% | 0.44% | +0.15 |
| ETN Eaton Corp. PLC | Add +1.7% | 0.81% | +0.13 |
| LLY Eli Lilly & Co. | Add +8.0% | 0.49% | +0.12 |
| MPC Marathon Petroleum Corp. | Add +1.9% | 0.57% | +0.12 |
| XLF SS Financial Select Sector | Add +129.0% | 0.20% | +0.11 |
| JPM JPMorgan Chase & Co. | Add +2.2% | 1.27% | +0.11 |
| MRK Merck & Co. Inc. | Add +2.2% | 0.88% | +0.09 |
| MSFT Microsoft Corp. | Add +1.4% | 3.14% | +0.09 |
| DXCM Dexcom Inc. | Add +479.8% | 0.10% | +0.08 |
| NFLX Netflix Inc. | Add +15.8% | 0.28% | +0.07 |
| NVO Novo-Nordisk A/S-Spons ADR | Add +12.3% | 0.27% | +0.06 |
| MU Micron Technology Inc. | Add +41.0% | 0.13% | +0.06 |
| VZ Verizon Communications Inc. | Add +12.0% | 0.47% | +0.05 |
| CRM Salesforce Inc. | Add +7.9% | 0.49% | +0.05 |
| DIS The Walt Disney Co. | Add +9.5% | 0.19% | +0.05 |
| AMD Advanced Micro Devices | Add +8.1% | 0.28% | +0.05 |
| COWZ Pacer US Cash Cows 100 ETF | Add +21.1% | 0.25% | +0.05 |
| SMCI Super Micro Computer Inc. | Add +25.1% | 0.06% | +0.05 |
| WMT Walmart Inc. | Add +4.2% | 0.57% | +0.04 |
| APP AppLovin Corp. Class A | Add +48.4% | 0.07% | +0.04 |
| XOM Exxon Mobil Corp. | Add +10.2% | 0.26% | +0.04 |
| KKR KKR & Co. Inc. | Add +43.0% | 0.10% | +0.04 |
| MSI Motorola Solutions Inc. | Add +3.8% | 0.54% | +0.03 |
| CEG Constellation Energy | Add +130.4% | 0.05% | +0.03 |
| FANG Diamondback Energy Inc. | Add +11.5% | 0.15% | +0.03 |
| VCSH Vanguard S/T Corp. Bond ETF | Add +111.2% | 0.07% | +0.03 |
| UBER Uber Technologies Inc. | Add +15.1% | 0.14% | +0.03 |
| TSCO Tractor Supply Company | Add +20.9% | 0.12% | +0.03 |
| ANET Arista Networks Inc. | Add +70.3% | 0.06% | +0.03 |
| BMY Bristol-Myers Squibb Co. | Add +37.9% | 0.12% | +0.03 |
| PGR Progressive Corp. | Add +4.9% | 0.15% | +0.03 |
| ORCL Oracle Corp. | Add +1.6% | 0.32% | +0.03 |
| TMUS T-Mobile US Inc. | Add +42.4% | 0.12% | +0.03 |
| INDA iShares MSCI India ETF | Add +281.8% | 0.04% | +0.03 |
| ASML ASML Holding NV-NY Reg SHS | Add +7.3% | 0.14% | +0.03 |
| EMR Emerson Electric Co. | Add +46.6% | 0.07% | +0.03 |
| DVN Devon Energy Corp. | Add +8.9% | 0.31% | +0.03 |
| VLTO Veralto Corp. | New | 0.03% | +0.03 |
| TSM Taiwan Semiconductor-SP ADR | Add +4.7% | 0.13% | +0.03 |
| ISRG Intuitive Surgical Inc. | Add +29.8% | 0.09% | +0.02 |
| FISV Fiserv Inc. | Add +2.5% | 0.23% | +0.02 |
| JCI Johnson Controls Internation | Add +11.4% | 0.19% | +0.02 |
| SCHI Schwab 5-10 Year Corporate B | New | 0.02% | +0.02 |
| HD Home Depot Inc. | Add +2.1% | 0.92% | +0.02 |
| EW Edwards Lifesciences Corp. | Add +8.5% | 0.12% | +0.02 |
| CRH CRH PLC | New | 0.02% | +0.02 |
| VLO Valero Energy Corp. | Add +11.0% | 0.08% | +0.02 |
Options Activity Q4 2023 → Q1 2024
| SPY SS SPDR S&P 500 ETF Trust-US | put | Reduce -52.9% | 49,400 | $22.3M |
| QQQ Invesco QQQ Trust Series 1 | put | Reduce -73.2% | 15,700 | $6.3M |
| GDXJ Vaneck Junior Gold Miners | call | Reduce -26.9% | 96,300 | $4.8M |
| TLT iShares 20+ Year Treasury BD | put | Reduce -25.7% | 50,100 | $4.8M |
| MSFT Microsoft Corp. | put | Reduce -6.7% | 8,400 | $3.3M |
| AMZN Amazon.com Inc. | put | Reduce -11.0% | 19,400 | $2.7M |
| COF Capital One Financial Corp. | put | Sold out | 23,900 | $2.7Mbefore exit |
| TLT iShares 20+ Year Treasury BD | call | New | 21,600 | $2.0M |
| ENB Enbridge Inc. | call | Sold out | 50,400 | $1.5Mbefore exit |
| AZN Astrazeneca PLC-Spons ADR | put | New | 21,200 | $1.5M |
| NVDA Nvidia Corp. | put | New | 2,100 | $1.4M |
| IWM iShares Russell 2000 ETF | put | Add +65.2% | 7,600 | $1.4M |
| ADM Archer-Daniels-Midland Co. | put | Reduce -86.3% | 16,500 | $1.2M |
| AAPL Apple Inc. | put | Reduce -47.1% | 7,200 | $1.2M |
| BRK.B Berkshire Hathaway Inc. Class B | put | New | 2,200 | $869K |
| XLF SS Financial Select Sector | put | New | 22,600 | $859K |
| AAPL Apple Inc. | call | New | 5,000 | $850K |
| IAU iShares Gold Trust | put | Sold out | 21,100 | $844Kbefore exit |
| PH Parker Hannifin Corp. | put | New | 2,000 | $820K |
| FCX Freeport-McMoran Inc. | call | Sold out | 24,000 | $768Kbefore exit |
| NEM Newmont Corp. | put | New | 22,500 | $768K |
| SU Suncor Energy Inc. | put | New | 20,600 | $742K |
| PFE Pfizer Inc. | put | Sold out | 24,900 | $725Kbefore exit |
| AMD Advanced Micro Devices | put | New | 4,100 | $677K |
| MP MP Materials Corp. | call | Sold out | 37,400 | $561Kbefore exit |
| VRT Vertiv Holdings Co. Class A | put | Sold out | 11,200 | $518Kbefore exit |
| GOOGL Alphabet Inc. Class A | put | New | 3,800 | $513K |
| XBI SS SPDR S&P Biotech ETF | put | New | 5,600 | $493K |
| ORCL Oracle Corp. | put | New | 3,900 | $488K |
| AMZN Amazon.com Inc. | call | Sold out | 3,000 | $465Kbefore exit |
| CVX Chevron Corp. | put | New | 3,000 | $450K |
| BMY Bristol-Myers Squibb Co. | call | Sold out | 7,500 | $413Kbefore exit |
| HD Home Depot Inc. | call | Sold out | 1,100 | $407Kbefore exit |
| NVO Novo-Nordisk A/S-Spons ADR | call | Sold out | 3,500 | $368Kbefore exit |
| BJ Bj's Wholesale Club Holdings | put | Reduce -2.1% | 4,700 | $329K |
| TMUS T-Mobile US Inc. | call | Sold out | 1,700 | $272Kbefore exit |
| V Visa Inc. Class A | put | Sold out | 1,200 | $258Kbefore exit |
| DIS The Walt Disney Co. | call | New | 2,000 | $240K |
| RVMD Revolution Medicines Inc. | put | Sold out | 10,000 | $225Kbefore exit |
| NFLX Netflix Inc. | put | New | 400 | $220K |
| PNC PNC Financial Services Group | put | New | 1,300 | $195K |
| RTX RTX Corp. | put | Add +16.7% | 2,100 | $188K |
| JPM JPMorgan Chase & Co. | put | Add +66.7% | 1,000 | $175K |
| META Meta Platforms Inc. Class A | put | New | 400 | $156K |
| TWLO Twilio Inc. Class A | call | Sold out | 2,000 | $130Kbefore exit |
| VZ Verizon Communications Inc. | put | Sold out | 2,700 | $122Kbefore exit |
| PR Permian Resources Corp. Class A | call | New | 10,300 | $103K |
| BX Blackstone Inc. | call | Sold out | 1,000 | $90Kbefore exit |
| FUSN Fusion Pharmaceuticals Inc. | call | Sold out | 31,500 | $79Kbefore exit |
| AQN Algonquin Power & Utilities | put | Sold out | 15,400 | $77Kbefore exit |
Showing the first 50 of 68.
Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.
Notes & Other Activity Q4 2023 → Q1 2024
| WELLS FARGO & COMPANY (WFC 7.5 PERP L) | PERP PFD CNV A | Add +6.9% | 6,355 | $7.7M |
| BANK OF AMERICA CORP (BAC 7.25 PERP L) | 7.25%CNV PFD L | Reduce -4.3% | 4,939 | $5.9M |
| OXY.WS Occidental Petroleum-CW27 | *W EXP 08/03/202 | Reduce -29.9% | 22,109 | $953K |
| RLJ LODGING TRUST (RLJ 1.95 PERP A) | CUM CONV PFD A | Add +71.2% | 21,766 | $533K |
| RINGCENTRAL INC (RNG 0 03/15/26) | NOTE 3/1 · principal | Reduce -4.9% | 390,000 | $349K |
| GREAT AJAX CORP (RPT 7.25 04/30/24) | 7.25 CV SR NT 24 | Sold out | 11,600 | $285Kbefore exit |
| SAVAW Cassava Sciences Inc.-28 | *W EXP 11/15/202 | Reduce -2.5% | 28,885 | $116K |
| HTZWW Hertz Global Hldgs Inc. -CW51 | *W EXP 06/30/205 | Add +4.1% | 15,168 | $67K |
| STRIDE INC (LRN 1.125 09/01/27) | NOTE 1.125% 9/0 · principal | Add +130.8% | 30,000 | $40K |
| SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) | NOTE 9/1 · principal | New | 42,000 | $38K |
| CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) | NOTE 0.375% 6/1 · principal | Add +230.8% | 43,000 | $38K |
| SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) | NOTE 1.500% 2/1 · principal | Reduce -22.2% | 35,000 | $31K |
| ITRON INC (ITRI 0 03/15/26) | NOTE 3/1 · principal | New | 31,000 | $31K |
| JETBLUE AIRWAYS CORP (JBLU 0.5 04/01/26) | CONVERTIBLE BOND · principal | New | 33,000 | $29K |
| PETIQ INC (PETQ 4 06/01/26) | NOTE 4.000% 6/0 · principal | New | 29,000 | $29K |
| LCI INDUSTRIES (LCII 1.125 05/15/26) | NOTE 1.125% 5/1 · principal | New | 29,000 | $28K |
| KAMAN CORP (KAMN 3.25 05/01/24) | NOTE 3.250% 5/0 · principal | Add +80.0% | 27,000 | $27K |
| GREENBRIER COS INC (GBX 2.875 02/01/24) | NOTE 2.875% 2/0 · principal | Sold out | 25,000 | $25Kbefore exit |
| GUESS INC (GES 2 04/15/24) | NOTE 2.000% 4/1 · principal | New | 21,000 | $23K |
| HOPE BANCORP INC (HOPE 2 05/15/38) | NOTE 2.000% 5/1 · principal | Sold out | 23,000 | $23Kbefore exit |
| PACIRA BIOSCIENCES INC (PCRX 0.75 08/01/25) | NOTE 0.750% 8/0 · principal | New | 22,000 | $21K |
| IMAX CORP (IMAX 0.5 04/01/26) | NOTE 0.500% 4/0 · principal | New | 19,000 | $18K |
| JBT MAREL CORP (JBTM 0.25 05/15/26) | NOTE 0.250% 5/1 · principal | New | 19,000 | $18K |
| UBER TECHNOLOGIES INC (UBER 0 12/15/25) | NOTE 12/1 · principal | New | 13,000 | $15K |
| FORD MOTOR COMPANY (F 0 03/15/26) | NOTE 3/1 · principal | New | 14,000 | $14K |
| ENPHASE ENERGY INC (ENPH 0 03/01/26) | NOTE 3/0 · principal | New | 13,000 | $12K |
| VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) | NOTE 2.250% 6/1 · principal | Reduce -64.5% | 11,000 | $11K |
| EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) | NOTE 0.750% 3/1 · principal | Reduce -50.0% | 11,000 | $11K |
| LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) | NOTE 0.500%12/1 · principal | New | 12,000 | $11K |
| AIRBNB INC (ABNB 0 03/15/26) | NOTE 3/1 · principal | New | 11,000 | $10K |
| ALTERYX INC (AYX 1 08/01/26) | NOTE 1.000% 8/0 · principal | Sold out | 10,000 | $10Kbefore exit |
| POLISHED COM INC | *W EXP 06/02/202 | Sold out | 10,000 | $15before exit |
| NOGIN INC | *W EXP 08/26/202 | Sold out | 14,287 | $7before exit |
Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.