Raymond James & Associates

In its 13F for Q3 2024 (holdings as of September 30, 2024, filed October 18, 2024), Raymond James & Associates reported 3,864 stock positions worth $164.0 billion. Its top holding was Vanguard S&P 500 ETF (VOO) at 7.5% of the portfolio, followed by iShares Core U.S. Aggregate (AGG, 4.4%) and Microsoft (MSFT, 2.9%). Compared with Q2 2024, it opened 180 new positions, sold out of 139, added to 1,911 and reduced 1,669. The biggest buy was iShares Core S&P Midcap ETF (IJH, shares +46%) and the biggest sale iShares MSCI USA Small-Cap M (SMMV, shares −98%).

Most Recent 13F
Q3 2024
Location
ST PETERSBURG, FL
CIK
0001084208
Portfolio Value
$164.0B (Q3 2024)
SEC Filing
0001084208-24-000022 ↗ filed Oct 18, 2024

Holdings Value

0$50.0B$100.0B$150.0B$200.0B Q1 2024: $147.4B Q1 2024 Q2 2024: $152.2B Q2 2024 Q3 2024: $164.0B $164.0B Q3 2024

Holdings 3,864 stocks · $164.0B

VOO Vanguard S&P 500 ETF 7.52% 23,383,328 $12.3B Add +1.2%
AGG iShares Core U.S. Aggregate 4.39% 71,065,150 $7.2B Add +3.5%
MSFT Microsoft Corp. 2.95% 11,231,478 $4.8B Add +1.1%
AAPL Apple Inc. 2.66% 18,723,611 $4.4B Reduce -3.7%
NVDA Nvidia Corp. 1.77% 23,897,284 $2.9B Reduce -3.0%
AMZN Amazon.com Inc. 1.61% 14,198,992 $2.6B Add +7.2%
IEFA iShares Core MSCI Eafe ETF 1.43% 30,028,727 $2.3B Add +0.9%
AVGO Broadcom Inc. 1.33% 12,674,158 $2.2B Reduce -4.5%
JPM JPMorgan Chase & Co. 1.18% 9,209,202 $1.9B Add +0.5%
IJH iShares Core S&P Midcap ETF 1.05% 27,500,341 $1.7B Add +45.7%
GOOGL Alphabet Inc. Class A 0.96% 9,477,384 $1.6B Reduce -0.8%
META Meta Platforms Inc. Class A 0.90% 2,590,883 $1.5B Add +0.1%
HD Home Depot Inc. 0.88% 3,558,347 $1.4B Add +0.1%
SPY SS SPDR S&P 500 ETF Trust-US 0.87% 2,498,414 $1.4B Add +1.4%
UNH Unitedhealth Group Inc. 0.84% 2,361,396 $1.4B Add +33.1%
WMT Walmart Inc. 0.83% 16,766,325 $1.4B Add +3.0%
ETN Eaton Corp. PLC 0.74% 3,665,425 $1.2B Reduce -3.0%
V Visa Inc. Class A 0.73% 4,336,011 $1.2B Add +2.6%
IJR iShares Core S&P Small-Cap E 0.71% 9,904,939 $1.2B Add +1.4%
BRK.B Berkshire Hathaway Inc. Class B 0.69% 2,460,385 $1.1B Reduce -0.1%
MRK Merck & Co. Inc. 0.68% 9,874,714 $1.1B Add +1.2%
JNJ Johnson & Johnson 0.68% 6,864,404 $1.1B Add +9.5%
MSI Motorola Solutions Inc. 0.62% 2,278,531 $1.0B Reduce -1.8%
VO Vngrd Mrngstr MD-Cap ETF-Usd 0.62% 3,882,359 $1.0B Add +0.2%
IWF iShares Russell 1000 Growth 0.60% 2,625,912 $985.7M Add +0.5%
LLY Eli Lilly & Co. 0.59% 1,099,584 $974.2M Add +7.3%
USMV iShares MSCI USA Min Vol Fac 0.57% 10,245,944 $935.6M Reduce -36.3%
VTEB Vanguard Tax-Exempt Bond ETF 0.56% 17,969,381 $918.6M Add +0.4%
ABBV Abbvie Inc. 0.55% 4,533,099 $895.2M Add +0.6%
VZ Verizon Communications Inc. 0.53% 19,234,328 $863.8M Add +16.9%
IEMG iShares Core MSCI Emerging 0.52% 14,934,000 $857.4M Reduce -0.7%
IVV iShares Core S&P 500 ETF 0.52% 1,474,326 $850.4M Add +2.2%
GOOG Alphabet Inc. Class C 0.51% 4,991,406 $834.5M Reduce -8.1%
COST Costco Wholesale Corp. 0.47% 876,365 $776.9M Reduce -2.1%
XLK SS Technology Select Sector 0.47% 3,437,876 $776.1M Reduce -2.0%
CB Chubb Ltd. 0.47% 2,657,618 $766.4M Reduce -12.9%
VIG Vanguard Dividend Apprec ETF 0.45% 3,698,942 $732.6M Add +5.1%
QQQ Invesco QQQ Trust Series 1 0.43% 1,454,829 $710.1M Add +2.8%
IWD iShares Russell 1000 Value E 0.42% 3,666,344 $695.9M Add +0.6%
UNP Union Pacific Corp. 0.42% 2,767,216 $682.1M Add +2.1%
ORCL Oracle Corp. 0.41% 3,989,379 $679.8M Reduce -0.1%
CRM Salesforce Inc. 0.40% 2,394,487 $655.4M Reduce -3.5%
IEF iShares 7-10 Year Treasury B 0.39% 6,587,304 $646.3M Add +3.8%
CME Cme Group Inc. 0.39% 2,865,142 $632.2M Reduce -5.4%
XLV SS Health Care Select Sector 0.38% 4,093,965 $630.6M Reduce -10.8%
MPC Marathon Petroleum Corp. 0.38% 3,863,182 $629.4M Reduce -9.9%
PG The Procter & Gamble Co. 0.38% 3,572,600 $618.8M Add +3.1%
MA Mastercard Inc. Class A 0.37% 1,234,854 $609.8M Add +1.7%
APD Air Products & Chemicals Inc. 0.37% 2,043,099 $608.3M Add +1.7%
CMCSA Comcast Corp. Class A 0.37% 14,397,948 $601.4M Reduce -0.1%
CVX Chevron Corp. 0.37% 4,077,856 $600.5M Reduce -1.2%
NEE Nextera Energy Inc. 0.35% 6,809,093 $575.6M Add +14.3%
MDT Medtronic PLC 0.35% 6,391,865 $575.5M Add +2.3%
XOM Exxon Mobil Corp. 0.34% 4,815,002 $564.4M Add +15.3%
ADI Analog Devices Inc. 0.33% 2,348,104 $540.5M Add +153.6%
NFLX Netflix Inc. 0.33% 754,108 $534.9M Add +5.3%
USHY iShares Broad Usd High Yield 0.31% 13,554,148 $510.3M Add +2.8%
MTUM iShares MSCI USA Momentum Fa 0.30% 2,394,186 $485.4M Reduce -1.9%
XLF SS Financial Select Sector 0.29% 10,603,914 $480.6M Add +29.7%
KO The Coca-Cola Co. 0.29% 6,510,503 $467.8M Add +4.3%
NVO Novo-Nordisk A/S-Spons ADR 0.26% 3,526,821 $419.9M Add +0.6%
TT Trane Technologies PLC 0.26% 1,076,484 $418.5M Add +3.1%
COWZ Pacer US Cash Cows 100 ETF 0.26% 7,235,912 $418.5M Add +7.5%
PM Philip Morris International 0.25% 3,398,043 $412.5M Add +3.1%
VYM Vanguard High DVD Yield ETF 0.25% 3,205,672 $411.0M Reduce -1.4%
O Realty Income Corp. 0.25% 6,479,542 $410.9M Add +92.4%
QCOM Qualcomm Inc. 0.25% 2,397,891 $407.8M Reduce -14.1%
ICE Intercontinental Exchange Inc. 0.25% 2,535,785 $407.3M Add +11.1%
VTV Vanguard Mrngstr Val ETF-Aui 0.24% 2,260,090 $394.5M Reduce -11.3%
SPGI S&P Global Inc. 0.24% 762,998 $394.2M Add +1.4%
VEU Vanguard Ftse All-World Ex-U 0.24% 6,176,413 $389.1M Add +1.7%
MCD McDonald's Corp. 0.24% 1,273,002 $387.6M Add +1.4%
PEP Pepsico Inc. 0.24% 2,272,043 $386.4M Add +7.1%
DRI Darden Restaurants Inc. 0.24% 2,352,608 $386.1M Add +1.9%
T AT&T Inc. 0.23% 17,514,278 $385.3M Add +45.8%
ABT Abbott Laboratories 0.23% 3,372,735 $384.5M Add +7.0%
ACN Accenture PLC Class A 0.23% 1,080,583 $382.0M Add +5.5%
FISV Fiserv Inc. 0.23% 2,122,231 $381.3M Reduce -1.6%
JCI Johnson Controls Internation 0.22% 4,735,147 $367.5M Add +5.6%
DHR Danaher Corp. 0.22% 1,309,378 $364.0M Reduce -2.3%
TMO Thermo Fisher Scientific Inc. 0.22% 586,785 $363.0M Add +8.7%
RTX RTX Corp. 0.22% 2,987,729 $362.0M Add +1.1%
BBY Best Buy Co. Inc. 0.22% 3,440,215 $355.4M Add +1.9%
TSLA Tesla Inc. 0.22% 1,354,657 $354.4M Add +3.8%
XLY SS Consumer Disc Select Sect 0.21% 1,732,519 $347.1M Add +2.0%
FIS Fidelity National Info Serv 0.21% 4,103,793 $343.7M Add +449.8%
AMD Advanced Micro Devices 0.21% 2,080,248 $341.3M Add +0.0%
UPS United Parcel Service Class B 0.21% 2,498,982 $340.7M Reduce -9.3%
WMB Williams Cos Inc. 0.20% 7,348,035 $335.4M Reduce -10.3%
BAC Bank of America Corp. filed as BANK AMERICA CORP 0.20% 8,424,326 $334.3M Add +4.2%
IBM Intl Business Machines Corp. filed as INTERNATIONAL BUSINESS MACHS 0.20% 1,500,796 $331.8M Add +14.5%
PGR Progressive Corp. 0.20% 1,292,148 $327.9M Add +17.3%
CSCO Cisco Systems Inc. 0.20% 6,156,783 $327.7M Reduce -53.7%
VUG Vanguard Mrngstar GR ETF-Sui 0.20% 843,616 $323.9M Reduce -11.0%
AMGN Amgen Inc. 0.19% 989,504 $318.8M Reduce -7.1%
TJX TJX Companies Inc. filed as TJX COS INC NEW 0.19% 2,707,496 $318.2M Reduce -5.2%
XLC SS Comm Select Sector SPDR 0.19% 3,504,244 $316.8M Reduce -27.0%
SDY SS SPDR S&P Dividend ETF 0.19% 2,221,989 $315.6M Reduce -1.5%
CI The Cigna Group 0.18% 860,050 $298.0M Add +42.8%
TSM Taiwan Semiconductor-SP ADR 0.18% 1,711,953 $297.3M Add +6.7%

Show all 3,864 holdings

Options reported separately and not counted above: SPY puts ($27.2M), GDXJ calls ($4.6M), QQQ puts ($3.7M), PH puts ($2.8M), IAU puts ($2.4M), AAPL puts ($2.1M), AMZN puts ($1.9M), TLT puts ($1.7M), NVDA puts ($1.2M), ADM puts ($1.2M), XBI puts ($1.1M), TLT calls ($1.1M), and 39 more.

Other holdings (73): bonds, preferreds, convertibles and warrants · $25.0M (not counted above)
SecurityClassShares / PrincipalValueChange
WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A 7,678$9.8MAdd +1.3%
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L 6,153$7.8MReduce -0.2%
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A 27,791$1.3MAdd +22.6%
CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) 6.75DP CNV PFD B 22,221$1.1MReduce -0.1%
RLJ LODGING TRUST (RLJ 1.95 PERP A) CUM CONV PFD A 29,397$767KAdd +30.8%
LYFT INC (LYFT 1.5 05/15/25) NOTE 1.500% 5/1 · principal 746,000$724KReduce -0.9%
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 19,603$583KReduce -0.9%
RINGCENTRAL INC (RNG 0 03/15/26) NOTE 3/1 · principal 390,000$358KNo change
RINGCENTRAL INC (RNG 0 03/01/25) NOTE 3/0 · principal 120,000$117KNo change
PROSPECT CAPITAL CORP (PSEC 6.375 03/01/25) NOTE 6.375% 3/0 · principal 100,000$100KNo change
NUVASIVE INC (GMED 0.375 03/15/25) NOTE 0.375% 3/1 · principal 93,000$91KAdd +29.2%
OKTA INC (OKTA 0.125 09/01/25) NOTE 0.125% 9/0 · principal 94,000$90KAdd +28.8%
STRIDE INC (LRN 1.125 09/01/27) NOTE 1.125% 9/0 · principal 52,000$88KAdd +20.9%
BILL HOLDINGS INC (BILL 0 04/01/27) NOTE 4/0 · principal 93,000$82KAdd +27.4%
EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) NOTE 0.750% 3/1 · principal 76,000$74KAdd +24.6%
I3 VERTICALS LLC (IIIV 1 02/15/25) NOTE 1.000% 2/1 · principal 75,000$73KNo change
SHOPIFY INC (SHOPCN 0.125 11/01/25) NOTE 0.125%11/0 · principal 75,000$72KAdd +27.1%
NATERA INC (NTRA 2.25 05/01/27) NOTE 2.250% 5/0 · principal 19,000$63KAdd +35.7%
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal 56,000$62KAdd +16.7%
ITRON INC (ITRI 0 03/15/26) NOTE 3/1 · principal 54,000$56KAdd +22.7%
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) NOTE 3/1 · principal 65,000$56KAdd +27.4%
BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) NOTE 0.125% 1/1 · principal 55,000$55KAdd +27.9%
ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) NOTE 6.000% 8/1 · principal 14,000$50KAdd +7.7%
MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) NOTE 0.125%11/1 · principal 48,000$48KAdd +14.3%
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal 50,000$48KAdd +31.6%
DEXCOM INC (DXCM 0.25 11/15/25) NOTE 0.250%11/1 · principal 49,000$47KAdd +6.5%
CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) NOTE 0.375% 6/1 · principal 49,000$46KReduce -5.8%
CLOUDFLARE INC (NET 0 08/15/26) NOTE 8/1 · principal 49,000$45KAdd +28.9%
GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) NOTE 1.250% 3/1 · principal 28,000$45KAdd +64.7%
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal 41,000$40KAdd +17.1%
MICROSTRATEGY INC (MSTR 0 02/15/27) NOTE 2/1 · principal 29,000$39KAdd +3.6%
DUKE ENERGY CORP (DUK 4.125 04/15/26) NOTE 4.125% 4/1 · principal 36,000$38KAdd +28.6%
AXON ENTERPRISE INC (AXON 0.5 12/15/27) NOTE 0.500%12/1 · principal 20,000$36KAdd +53.9%
SPOTIFY USA INC (SPOT 0 03/15/26) NOTE 3/1 · principal 36,000$36KAdd +28.6%
CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) NOTE 11/1 · principal 19,000$35KAdd +46.1%
PETIQ INC (PETQ 4 06/01/26) NOTE 4.000% 6/0 · principal 29,000$34KNo change
MARRIOTT VACATION WORLDW (VAC 0 01/15/26) NOTE 1/1 · principal 36,000$33KAdd +28.6%
BLOCK INC (XYZ 0 05/01/26) NOTE 5/0 · principal 36,000$33KAdd +28.6%
SUMMIT HOTEL PROPERTIES (INN 1.5 02/15/26) NOTE 1.500% 2/1 · principal 35,000$33KNo change
ENPHASE ENERGY INC (ENPH 0 03/01/28) NOTE 3/0 · principal 37,000$33KAdd +32.1%
DATADOG INC (DDOG 0.125 06/15/25) NOTE 0.125% 6/1 · principal 23,000$30KAdd +15.0%
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal 29,000$29KAdd +11.5%
FRESHPET INC (FRPT 3 04/01/28) NOTE 3.000% 4/0 · principal 14,000$29KAdd +16.7%
ZILLOW GROUP INC (Z 2.75 05/15/25) NOTE 2.750% 5/1 · principal 26,000$29KAdd +23.8%
AIRBNB INC (ABNB 0 03/15/26) NOTE 3/1 · principal 31,000$29KAdd +29.2%
GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) NOTE 3.750% 5/1 · principal 16,000$29KNew
CHEGG INC (CHGG 0.125 03/15/25) NOTE 0.125% 3/1 · principal 30,000$29KAdd +25.0%
INSMED INC (INSM 0.75 06/01/28) NOTE 0.750% 6/0 · principal 12,000$28KNew
BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) NOTE 0.750% 5/0 · principal 12,000$27KReduce -7.7%
SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) NOTE 9/1 · principal 27,000$25KReduce -35.7%
CONFLUENT INC (CFLT 0 01/15/27) NOTE 1/1 · principal 28,000$25KAdd +27.3%
SAREPTA THERAPEUTICS INC (SRPT 1.25 09/15/27) NOTE 1.250% 9/1 · principal 21,000$24KAdd +61.5%
ALARM.COM HLDGS INC (ALRM 0 01/15/26) NOTE 1/1 · principal 25,000$23KNo change
ZSCALER INC. (ZS 0.125 07/01/25) NOTE 0.125% 7/0 · principal 19,000$23KReduce -26.9%
MICROCHIP TECHNOLOGY INC (MCHP 1.625 02/15/27) NOTE 1.625% 2/1 · principal 10,000$23KNo change
WAYFAIR INC (W 3.25 09/15/27) NOTE 3.250% 9/1 · principal 18,000$22KAdd +80.0%
LIVE NATION ENTERTAINMEN (LYV 2 02/15/25) NOTE 2.000% 2/1 · principal 20,000$22KAdd +42.9%
SHIFT4 PAYMENTS INC (FOUR 0.5 08/01/27) NOTE 0.500% 8/0 · principal 21,000$22KNew
ZTO EXPRESS KY INC (ZTO 1.5 09/01/27) NOTE 1.500% 9/0 · principal 20,000$21KAdd +42.9%
TRANSMEDICS GROUP INC (TMDX 1.5 06/01/28) NOTE 1.500% 6/0 · principal 11,000$20KNew
DISH NETWORK CORP (DISH 3.375 08/15/26) NOTE 3.375% 8/1 · principal 25,000$20KNo change
AKAMAI TECHNOLOGIES INC (AKAM 0.125 05/01/25) NOTE 0.125% 5/0 · principal 18,000$20KReduce -5.3%
ALTAIR ENGINEERING INC (ALTR 1.75 06/15/27) NOTE 1.750% 6/1 · principal 14,000$20KNew
COINBASE GLOBAL INC (COIN 0.5 06/01/26) NOTE 0.500% 6/0 · principal 19,000$19KAdd +46.1%
AIR TRANSPORT SERVICES G (ATSG 1.125 10/15/24) NOTE 1.125%10/1 · principal 18,000$18KNo change
JBT MAREL CORP (JBTM 0.25 05/15/26) NOTE 0.250% 5/1 · principal 19,000$18KNo change
SHAKE SHACK INC (SHAK 0 03/01/28) NOTE 3/0 · principal 18,000$17KAdd +38.5%
LUMENTUM HOLDINGS INC (LITE 0.5 12/15/26) NOTE 0.500%12/1 · principal 14,000$14KReduce -22.2%
SHIFT4 PAYMENTS INC (FOUR 0 12/15/25) NOTE 12/1 · principal 10,000$12KNo change
VISHAY INTERTECHNOLOGY (VSH 2.25 06/15/25) NOTE 2.250% 6/1 · principal 11,000$11KNo change
SOUTHWEST AIRLINES CO (LUV 1.25 05/01/25) NOTE 1.250% 5/0 · principal 10,000$10KNew
PDD HOLDINGS INC (PDD 0 12/01/25) NOTE 12/0 · principal 10,000$10KReduce -37.5%
SSR MINING INC (SSRMCN 2.5 04/01/39) NOTE 2.500% 4/0 · principal 10,000$9KNo change

Total filed on the 13F, all lines: $164.0B.

Portfolio Sells Q2 2024 → Q3 2024

SMMV iShares MSCI USA Small-Cap M Reduce -98.5% 0.01% −0.32
USMV iShares MSCI USA Min Vol Fac Reduce -36.3% 0.57% −0.32
NVDA Nvidia Corp. Reduce -3.0% 1.77% −0.23
CSCO Cisco Systems Inc. Reduce -53.7% 0.20% −0.22
GOOGL Alphabet Inc. Class A Reduce -0.8% 0.96% −0.19
GOOG Alphabet Inc. Class C Reduce -8.1% 0.51% −0.15
DVN Devon Energy Corp. Reduce -35.2% 0.14% −0.14
QCOM Qualcomm Inc. Reduce -14.1% 0.25% −0.12
MPC Marathon Petroleum Corp. Reduce -9.9% 0.38% −0.10
XLC SS Comm Select Sector SPDR Reduce -27.0% 0.19% −0.08
HAL Halliburton Co. Reduce -66.0% 0.02% −0.07
AVGO Broadcom Inc. Reduce -4.5% 1.33% −0.07
INTC Intel Corp. Reduce -55.9% 0.03% −0.06
CVX Chevron Corp. Reduce -1.2% 0.37% −0.06
XLV SS Health Care Select Sector Reduce -10.8% 0.38% −0.06
XLK SS Technology Select Sector Reduce -2.0% 0.47% −0.05
MU Micron Technology Inc. Reduce -20.0% 0.06% −0.05
TXN Texas Instruments Inc. Reduce -21.0% 0.16% −0.04
CB Chubb Ltd. Reduce -12.9% 0.47% −0.04
ADBE Adobe Inc. Reduce -10.8% 0.15% −0.04
TEL Te Connectivity Ltd. Reduce -99.2% 0.00% −0.04
EW Edwards Lifesciences Corp. Reduce -8.2% 0.07% −0.04
FERG Ferguson Jersey Ltd. Sold out 0.00% −0.04
UPS United Parcel Service Class B Reduce -9.3% 0.21% −0.04
SHEL Shell PLC-ADR Reduce -39.3% 0.04% −0.04
SNPS Synopsys Inc. Reduce -28.9% 0.05% −0.04
ETN Eaton Corp. PLC Reduce -3.0% 0.74% −0.04
VEA Vanguard Ftse Developed ETF Reduce -27.3% 0.09% −0.04
VUG Vanguard Mrngstar GR ETF-Sui Reduce -11.0% 0.20% −0.04
AMAT Applied Materials Inc. Reduce -6.3% 0.10% −0.03
CHTR Charter Communications Inc. Class A Reduce -80.7% 0.01% −0.03
AAPL Apple Inc. Reduce -3.7% 2.66% −0.03
SHY iShares 1-3 Year Treasury Bo Reduce -13.0% 0.13% −0.03
VTV Vanguard Mrngstr Val ETF-Aui Reduce -11.3% 0.24% −0.03
CAG Conagra Brands Inc. Reduce -78.7% 0.01% −0.03
CRWD CrowdStrike Holdings Inc. Class A Reduce -7.2% 0.05% −0.03
COST Costco Wholesale Corp. Reduce -2.1% 0.47% −0.03
KMB Kimberly-Clark Corp. Reduce -22.7% 0.07% −0.03
ISTB iShares Core 1-5 Year Usd Bo Reduce -69.2% 0.01% −0.03
LPLA LPL Financial Holdings Inc. Reduce -15.4% 0.05% −0.03
AMGN Amgen Inc. Reduce -7.1% 0.19% −0.02
DLB Dolby Laboratories Inc. Class A Reduce -98.7% 0.00% −0.02
WMB Williams Cos Inc. Reduce -10.3% 0.20% −0.02
INTU Intuit Inc. Reduce -0.9% 0.16% −0.02
CRM Salesforce Inc. Reduce -3.5% 0.40% −0.02
LRCX Lam Research Corp. Reduce -7.4% 0.04% −0.02
IGSB iShares 1-5Y Inv Grade Corp. Reduce -20.3% 0.06% −0.02
SMCI Super Micro Computer Inc. Reduce -40.2% 0.01% −0.02
IGIB iShares 5-10Y Inv Grade Corp. Reduce -21.3% 0.06% −0.02
TEAM Atlassian Corp. Class A Reduce -88.9% 0.00% −0.02

Portfolio Buys Q2 2024 → Q3 2024

IJH iShares Core S&P Midcap ETF Add +45.7% 1.05% +0.32
UNH Unitedhealth Group Inc. Add +33.1% 0.84% +0.25
ADI Analog Devices Inc. Add +153.6% 0.33% +0.19
FIS Fidelity National Info Serv Add +449.8% 0.21% +0.17
O Realty Income Corp. Add +92.4% 0.25% +0.13
WMT Walmart Inc. Add +3.0% 0.83% +0.10
T AT&T Inc. Add +45.8% 0.23% +0.08
VZ Verizon Communications Inc. Add +16.9% 0.53% +0.08
JNJ Johnson & Johnson Add +9.5% 0.68% +0.08
HD Home Depot Inc. Add +0.1% 0.88% +0.07
NEE Nextera Energy Inc. Add +14.3% 0.35% +0.07
XLF SS Financial Select Sector Add +29.7% 0.29% +0.07
IBM Intl Business Machines Corp. Add +14.5% 0.20% +0.05
BTI British American Tob-SP ADR Add +91.2% 0.10% +0.05
CI The Cigna Group Add +42.8% 0.18% +0.05
PGR Progressive Corp. Add +17.3% 0.20% +0.05
PEG Public Service Enterprise GP Add +30.1% 0.16% +0.05
VMBS Vanguard Mortgage-Backed Sec Add +102.5% 0.10% +0.05
META Meta Platforms Inc. Class A Add +0.1% 0.90% +0.05
TSLA Tesla Inc. Add +3.8% 0.22% +0.05
ICE Intercontinental Exchange Inc. Add +11.1% 0.25% +0.04
CMG Chipotle Mexican Grill Inc. Add +94.3% 0.10% +0.04
SGOV iShares 0-3 Month Treasury B Add +61.2% 0.12% +0.04
ABBV Abbvie Inc. Add +0.6% 0.55% +0.04
CMS CMS Energy Corp. Add +310.2% 0.05% +0.04
XLRE SS Real Estate Select Sector Add +384.4% 0.04% +0.04
PM Philip Morris International Add +3.1% 0.25% +0.03
ALL Allstate Corp. Add +10.6% 0.18% +0.03
APD Air Products & Chemicals Inc. Add +1.7% 0.37% +0.03
BBY Best Buy Co. Inc. Add +1.9% 0.22% +0.03
BLK BlackRock Finance Inc. Add +10.6% 0.15% +0.03
TT Trane Technologies PLC Add +3.1% 0.26% +0.03
OLED Universal Display Corp. Add +629.9% 0.03% +0.03
ACN Accenture PLC Class A Add +5.5% 0.23% +0.03
SYK Stryker Corp. Add +23.5% 0.16% +0.03
XOM Exxon Mobil Corp. Add +15.3% 0.34% +0.03
JCI Johnson Controls Internation Add +5.6% 0.22% +0.03
MDT Medtronic PLC Add +2.3% 0.35% +0.03
CGDV Cap Group Dividend Value Add +19.9% 0.15% +0.03
XLP SS Consumer Staples Sel Sect Add +18.1% 0.17% +0.03
DEO Diageo PLC-Sponsored ADR Add +52.3% 0.07% +0.03
MCD McDonald's Corp. Add +1.4% 0.24% +0.03
RTX RTX Corp. Add +1.1% 0.22% +0.03
ISRG Intuitive Surgical Inc. Add +25.4% 0.11% +0.03
TMO Thermo Fisher Scientific Inc. Add +8.7% 0.22% +0.03
VIG Vanguard Dividend Apprec ETF Add +5.1% 0.45% +0.02
KO The Coca-Cola Co. Add +4.3% 0.29% +0.02
PLD Prologis Inc. Add +26.1% 0.10% +0.02
HPE Hewlett Packard Enterprise Add +92.5% 0.06% +0.02
WEC WEC Energy Group Inc. Add +26.0% 0.08% +0.02

Options Activity Q2 2024 → Q3 2024

SPY SS SPDR S&P 500 ETF Trust-US put Add +582.0% 53,200 $27.2M
GDXJ Vaneck Junior Gold Miners call Reduce -0.4% 92,100 $4.6M
QQQ Invesco QQQ Trust Series 1 put Add +60.0% 8,000 $3.7M
IAU iShares Gold Trust put Add +84.3% 51,600 $2.4M
AAPL Apple Inc. put Add +60.0% 9,600 $2.1M
NVO Novo-Nordisk A/S-Spons ADR put Sold out 16,600 $2.1Mbefore exit
AMZN Amazon.com Inc. put Add +3.3% 12,400 $1.9M
BMY Bristol-Myers Squibb Co. call Sold out 43,000 $1.8Mbefore exit
TLT iShares 20+ Year Treasury BD put Reduce -63.5% 18,300 $1.7M
COF Capital One Financial Corp. put Sold out 12,900 $1.5Mbefore exit
MSFT Microsoft Corp. put Sold out 3,600 $1.4Mbefore exit
AMGN Amgen Inc. put Sold out 4,300 $1.3Mbefore exit
NVDA Nvidia Corp. put Add +823.1% 12,000 $1.2M
IAU iShares Gold Trust call Sold out 28,000 $1.2Mbefore exit
XBI SS SPDR S&P Biotech ETF put New 11,100 $1.1M
TLT iShares 20+ Year Treasury BD call New 11,000 $1.1M
LULU Lululemon Athletica Inc. call Sold out 3,000 $990Kbefore exit
BRK.B Berkshire Hathaway Inc. Class B put Sold out 2,200 $869Kbefore exit
GSK GSK PLC-Spon ADR call New 20,000 $800K
GOOG Alphabet Inc. Class C put New 4,500 $720K
MSFT Microsoft Corp. call Sold out 1,600 $640Kbefore exit
BMY Bristol-Myers Squibb Co. put Sold out 14,500 $609Kbefore exit
MRO Marathon Oil Corp. put Sold out 20,700 $538Kbefore exit
CCJ Cameco Corp. put Sold out 9,700 $485Kbefore exit
FTAI Ftai Aviation Ltd. put New 5,000 $475K
INTC Intel Corp. call Sold out 14,100 $423Kbefore exit
BTI British American Tob-SP ADR put New 11,800 $413K
FCX Freeport-McMoran Inc. call New 10,300 $402K
LEVI Levi Strauss & Co. Class A put Sold out 16,000 $384Kbefore exit
NTR Nutrien Ltd. call New 8,500 $383K
VZ Verizon Communications Inc. put New 9,600 $365K
BE Bloom Energy Corp. Class A call New 29,600 $296K
GDX Vaneck Gold Miners ETF put Sold out 9,500 $295Kbefore exit
DVN Devon Energy Corp. put New 6,600 $264K
SLV iShares Silver Trust put Sold out 8,700 $248Kbefore exit
EMR Emerson Electric Co. call New 2,400 $240K
LLY Eli Lilly & Co. put New 300 $219K
SLV iShares Silver Trust call Reduce -62.9% 7,500 $195K
NFLX Netflix Inc. put New 300 $183K
CHCT Community Healthcare Trust I put New 9,900 $173K
ENB Enbridge Inc. put New 5,000 $150K
V Visa Inc. Class A call New 500 $145K
MP MP Materials Corp. put New 11,500 $144K
HTGC Hercules Capital Inc. put New 8,000 $128K
PHM Pultegroup Inc. put New 1,000 $110K
IWM iShares Russell 2000 ETF put Reduce -92.1% 600 $100K
DKS Dick's Sporting Goods Inc. put New 500 $100K
NTR Nutrien Ltd. put New 1,000 $48K
PPH Vaneck Pharmaceutical ETF call Sold out 200 $16Kbefore exit

Calls and puts are listed by the shares they cover; their value is not part of the stock holdings above.

Notes & Other Activity Q2 2024 → Q3 2024

WELLS FARGO & COMPANY (WFC 7.5 PERP L) PERP PFD CNV A Add +1.3% 7,678 $9.8M
BANK OF AMERICA CORP (BAC 7.25 PERP L) 7.25%CNV PFD L Reduce -0.2% 6,153 $7.8M
ALBEMARLE CORP (ALB 7.25 03/01/27) 7.25% DEP SHS A Add +22.6% 27,791 $1.3M
CHART INDUSTRIES INC (GTLS 6.75 12/15/25 B) 6.75DP CNV PFD B Reduce -0.1% 22,221 $1.1M
RLJ LODGING TRUST (RLJ 1.95 PERP A) CUM CONV PFD A Add +30.8% 29,397 $767K
LYFT INC (LYFT 1.5 05/15/25) NOTE 1.500% 5/1 · principal Reduce -0.9% 746,000 $724K
OXY.WS Occidental Petroleum-CW27 *W EXP 08/03/202 Reduce -0.9% 19,603 $583K
REDWOOD TRUST INC (RWT 5.625 07/15/24) NOTE 5.625% 7/1 · principal Sold out 160,000 $158Kbefore exit
NUVASIVE INC (GMED 0.375 03/15/25) NOTE 0.375% 3/1 · principal Add +29.2% 93,000 $91K
OKTA INC (OKTA 0.125 09/01/25) NOTE 0.125% 9/0 · principal Add +28.8% 94,000 $90K
STRIDE INC (LRN 1.125 09/01/27) NOTE 1.125% 9/0 · principal Add +20.9% 52,000 $88K
BILL HOLDINGS INC (BILL 0 04/01/27) NOTE 4/0 · principal Add +27.4% 93,000 $82K
EURONET WORLDWIDE INC (EEFT 0.75 03/15/49) NOTE 0.750% 3/1 · principal Add +24.6% 76,000 $74K
SHOPIFY INC (SHOPCN 0.125 11/01/25) NOTE 0.125%11/0 · principal Add +27.1% 75,000 $72K
BIOMARIN PHARMACEUTICAL (BMRN 0.599 08/01/24) NOTE 0.599% 8/0 · principal Sold out 72,000 $71Kbefore exit
NATERA INC (NTRA 2.25 05/01/27) NOTE 2.250% 5/0 · principal Add +35.7% 19,000 $63K
UBER TECHNOLOGIES INC (UBER 0 12/15/25) NOTE 12/1 · principal Add +16.7% 56,000 $62K
PALO ALTO NETWORKS (PANW 0.375 06/01/25) NOTE 0.375% 6/0 · principal Sold out 17,000 $58Kbefore exit
ITRON INC (ITRI 0 03/15/26) NOTE 3/1 · principal Add +22.7% 54,000 $56K
DRAFTKINGS HOLDINGS INC (DKNG 0 03/15/28) NOTE 3/1 · principal Add +27.4% 65,000 $56K
BENTLEY SYSTEMS INC (BSY 0.125 01/15/26) NOTE 0.125% 1/1 · principal Add +27.9% 55,000 $55K
ROYAL CARIBBEAN CRUISES (RCL 6 08/15/25) NOTE 6.000% 8/1 · principal Add +7.7% 14,000 $50K
MICROCHIP TECHNOLOGY INC (MCHP 0.125 11/15/24) NOTE 0.125%11/1 · principal Add +14.3% 48,000 $48K
EXPEDIA GROUP INC (EXPE 0 02/15/26) NOTE 2/1 · principal Add +31.6% 50,000 $48K
DEXCOM INC (DXCM 0.25 11/15/25) NOTE 0.250%11/1 · principal Add +6.5% 49,000 $47K
CHEESECAKE FACTORY (THE) (CAKE 0.375 06/15/26) NOTE 0.375% 6/1 · principal Reduce -5.8% 49,000 $46K
CLOUDFLARE INC (NET 0 08/15/26) NOTE 8/1 · principal Add +28.9% 49,000 $45K
GUIDEWIRE SOFTWARE INC (GWRE 1.25 03/15/25) NOTE 1.250% 3/1 · principal Add +64.7% 28,000 $45K
FORD MOTOR COMPANY (F 0 03/15/26) NOTE 3/1 · principal Add +17.1% 41,000 $40K
MICROSTRATEGY INC (MSTR 0 02/15/27) NOTE 2/1 · principal Add +3.6% 29,000 $39K
DUKE ENERGY CORP (DUK 4.125 04/15/26) NOTE 4.125% 4/1 · principal Add +28.6% 36,000 $38K
AXON ENTERPRISE INC (AXON 0.5 12/15/27) NOTE 0.500%12/1 · principal Add +53.9% 20,000 $36K
SPOTIFY USA INC (SPOT 0 03/15/26) NOTE 3/1 · principal Add +28.6% 36,000 $36K
CYBERARK SOFTWARE LTD (CYBR 0 11/15/24) NOTE 11/1 · principal Add +46.1% 19,000 $35K
MARRIOTT VACATION WORLDW (VAC 0 01/15/26) NOTE 1/1 · principal Add +28.6% 36,000 $33K
BLOCK INC (XYZ 0 05/01/26) NOTE 5/0 · principal Add +28.6% 36,000 $33K
ENPHASE ENERGY INC (ENPH 0 03/01/28) NOTE 3/0 · principal Add +32.1% 37,000 $33K
DATADOG INC (DDOG 0.125 06/15/25) NOTE 0.125% 6/1 · principal Add +15.0% 23,000 $30K
ON SEMICONDUCTOR CORP (ON 0.5 03/01/29) NOTE 0.500% 3/0 · principal Add +11.5% 29,000 $29K
HUBSPOT INC (HUBS 0.375 06/01/25) NOTE 0.375% 6/0 · principal Sold out 14,000 $29Kbefore exit
FRESHPET INC (FRPT 3 04/01/28) NOTE 3.000% 4/0 · principal Add +16.7% 14,000 $29K
PARSONS CORP (PSN 0.25 08/15/25) NOTE 0.250% 8/1 · principal Sold out 16,000 $29Kbefore exit
ZILLOW GROUP INC (Z 2.75 05/15/25) NOTE 2.750% 5/1 · principal Add +23.8% 26,000 $29K
AIRBNB INC (ABNB 0 03/15/26) NOTE 3/1 · principal Add +29.2% 31,000 $29K
NRG ENERGY INC (NRG 2.75 06/01/48) DBCV 2.750% 6/0 · principal Sold out 15,000 $29Kbefore exit
GRANITE CONSTRUCTION INC (GVA 3.75 05/15/28) NOTE 3.750% 5/1 · principal New 16,000 $29K
CHEGG INC (CHGG 0.125 03/15/25) NOTE 0.125% 3/1 · principal Add +25.0% 30,000 $29K
INSMED INC (INSM 0.75 06/01/28) NOTE 0.750% 6/0 · principal New 12,000 $28K
BOOKING HOLDINGS INC (BKNG 0.75 05/01/25) NOTE 0.750% 5/0 · principal Reduce -7.7% 12,000 $27K
SOLAR EDGE TECHNOLOGIES (SEDG 0 09/15/25) NOTE 9/1 · principal Reduce -35.7% 27,000 $25K

Showing the first 50 of 72.

Bonds, preferreds, convertibles and warrants; not part of the stock holdings or percentages above.

All Filings

QuarterPositions13F Reported ValueTop Holdings
Q3 2024 3,864$164.0BVOO, AGG, MSFT, AAPL, NVDA
Q2 2024 3,823$152.2BVOO, AGG, MSFT, AAPL, NVDA
Q1 2024 3,823$147.4BVOO, AGG, MSFT, AAPL, AMZN